Vault-13

BARINGS CORPORATE INVS MCI

COM · Closed-End Fund · CUSIP 06759X107

56 institutional holders +6 vs Q3 2022
3,638,2723.6m shares reported held*
$51.0mreported value*
9 new 10 added 18 reduced 5 sold out net sold ≈ $308.0k (+64.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.01.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 5656Q3 22Q4 22
Numbers
QuarterHolders
Q3 202250
Q4 202256

Biggest buyers

TSP Capital Management Group, LLC New +88,610+88.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +36,563+36.6k
US BANCORP \DE\ New +34,872+34.9k
Cetera Investment Advisers New +29,468+29.5k
Almitas Capital LLC Added +26,490+26.5k
HighTower Advisors, LLC New +20,922+20.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,556+16.6k
SILVER OAK SECURITIES, INCORPORATED New +13,928+13.9k
Arlington Capital Management, Inc. New +10,034+10.0k
UBS Group AG Added +5,265+5.3k

Biggest sellers

TSP Capital Management Group, LLC Sold out -86,498-86.5k
BHK Investment Advisors, LLC Reduced -40,803-40.8k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -34,924-34.9k
MUFG Americas Holdings Corp Sold out -34,872-34.9k
OPPENHEIMER & CO INC Sold out -19,918-19.9k
WELLS FARGO & COMPANY/MN Reduced -19,251-19.3k
Curi Capital, LLC Sold out -15,000-15.0k
Cambridge Investment Research Advisors, Inc. Reduced -13,577-13.6k
Future Financial Wealth Managment LLC Reduced -13,423-13.4k
COLONY GROUP LLC Reduced -13,184-13.2k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2022-12-06 GRACE EDWARD P III Trustee Bought 200 $13.40 $2.7k200 shares +1%
2022-12-05 GRACE EDWARD P III Trustee Bought 1,000 $13.45 $13.4k1.0k shares +3%
2022-11-30 GRACE EDWARD P III Trustee Bought 1,523 $13.59 $20.7k1.5k shares +6%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.67% of their portfolio WEST PALM BEACH, FL 1,068,5921.1m $14.9m $14.9m 0.67% Reduced -34.9k -34,924
2 Curbstone Financial Management Corp 1.37% of their portfolio MANCHESTER, NH 392,536392.5k $5.5m $5.5m 1.37% Unchanged
3 BHK Investment Advisors, LLC 2.55% of their portfolio BIRMINGHAM, AL 325,077325.1k $4.5m $4.5m 2.55% Reduced -40.8k -40,803
4 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 193,676193.7k $2.7m $2.7m 0.12% Added +36.6k +36,563
5 Sky Investment Group LLC 0.59% of their portfolio HARTFORD, CT 177,789177.8k $2.5m $2.5m 0.59% Reduced -1.3k -1,275
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 130,643130.6k $1.8m $1.8m 0.00% Added +1.1k +1,113
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 119,126119.1k $1.7m $1.7m 0.00% Added +5.3k +5,265
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,35395.4k $1.3m $1.3m 0.00% Reduced -7.3k -7,321
9 TSP Capital Management Group, LLC 0.46% of their portfolio Summit, NJ 88,61088.6k $1.2m $1.2m 0.46% New
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 84,70984.7k $1.2m $1.2m 0.00% Reduced -73 -73
11 Greenwich Investment Management, Inc. 0.93% of their portfolio NORWALK, CT 83,81783.8k $1.2m $1.2m 0.93% Reduced -1.5k -1,478
12 CALDWELL SUTTER CAPITAL, INC. 0.93% of their portfolio SAUSALITO, CA 75,51875.5k $1.1m $1.1m 0.93% First filing
13 Almitas Capital LLC 0.47% of their portfolio SANTA MONICA, CA 72,43572.4k $1.0m $1.0m 0.47% Added +26.5k +26,490
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 61,69161.7k $861.2k $861.2k 0.00% Reduced -19.3k -19,251
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 54,08854.1k $755.1k $755.1k 0.00% Added +2.1k +2,119
16 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 47,78247.8k $667.0k $667.0k 0.01% Reduced -13.2k -13,184
17 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.23% of their portfolio PRINCETON, NJ 47,52747.5k $663.0k $663.0k 0.23% Reduced -1.8k -1,810
18 Future Financial Wealth Managment LLC 0.67% of their portfolio CINCINNATI, OH 42,09842.1k $587.7k $587.7k 0.67% Reduced -13.4k -13,423
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,00435.0k $489.0k $489.0k 0.00% Reduced -2.7k -2,705
20 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 34,87234.9k $486.8k $486.8k 0.00% New
21 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 32,61632.6k $455.0k $455.0k 0.00% Reduced -3.1k -3,075
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,35132.4k $451.6k $451.6k 0.00% Added +5.0k +5,033
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,46829.5k $411.4k $411.4k 0.00% New
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 28,93028.9k $401.1k $401.1k 0.01% Reduced -900 -900
25 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,65825.7k $358.2k $358.2k 0.01% Added +1.7k +1,726
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,59123.6k $329.3k $329.3k 0.00% Reduced -1.9k -1,915
27 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 22,25322.3k $310.6k $310.6k 0.00% Reduced -4.8k -4,794
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,92220.9k $292.0k $292.0k 0.00% New
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,02119.0k $266.0k $266.0k 0.00% Reduced -13.6k -13,577
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 18,65018.6k $260.4k $260.4k 0.00% Added +502 +502
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,55616.6k $231.1k $231.1k 0.00% New
32 Stonebridge Capital Advisors LLC 0.03% of their portfolio ST PAUL, MN 15,17515.2k $211.8k $211.8k 0.03% Unchanged
33 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 15,10215.1k $211.0k $211.0k 0.01% Reduced -335 -335
34 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 14,82414.8k $207.0k $207.0k 0.01% Unchanged
35 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 13,92813.9k $194.0k $194.0k 0.04% New
36 Altus Wealth Group LLC 0.13% of their portfolio COLORADO SPRINGS, CO 12,40112.4k $173.1k $173.1k 0.13% Unchanged
37 MONTAG A & ASSOCIATES INC 0.01% of their portfolio ATLANTA, GA 11,94411.9k $170.1k $170.1k 0.01% Added +68 +68
38 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11,90011.9k $166.1k $166.1k 0.00% Unchanged
39 Fiduciary Trust Co 0.00% of their portfolio Boston, MA 10,43710.4k $145.7k $145.7k 0.00% Unchanged
40 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 10,32210.3k $144.1k $144.1k 0.01% Unchanged
41 Arlington Capital Management, Inc. 0.16% of their portfolio ARLINGTON HEIGHTS, IL 10,03410.0k $140.1k $140.1k 0.16% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,4685.5k $76.0k $76.0k 0.00% Added +6 +6
43 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 3,3913.4k $47.3k $47.3k 0.00% Unchanged
44 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,3942.4k $33.4k $33.4k 0.00% New
45 PITTENGER & ANDERSON INC 0.00% of their portfolio LINCOLN, NE 2,0002.0k $27.9k $27.9k 0.00% Unchanged
46 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,9331.9k $27.0k $27.0k 0.00% First filing
47 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6501.6k $23.0k $23.0k 0.00% Unchanged
48 Ulland Investment Advisors, LLC 0.02% of their portfolio MINNEAPOLIS, MN 1,1651.2k $16.0k $16.0k 0.02% Unchanged
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0401.0k $14.5k $14.5k 0.00% Unchanged
50 Tandem Wealth Advisors LLC 0.01% of their portfolio PHOENIX, AZ 943943 $13.2k $13.2k 0.01% First filing
51 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 888888 $12.4k $12.4k 0.00% Unchanged
52 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 800800 $11.2k $11.2k 0.00% Unchanged
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 625625 $8.9k $8.9k 0.00% Unchanged
54 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 600600 $8.4k $8.4k 0.00% New
55 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 200200 $3.0k $3.0k 0.00% Unchanged
56 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4949 $684 $684 0.00% Reduced -769 -769