Vault-13

SMITH MIDLAND CORP SMID

COM · Common Stock · CUSIP 832156103

30 institutional holders +2 vs Q3 2022
2,067,2912.1m shares reported held*
39.5% of all shares outstanding*
$42.4mreported value*
3 new 8 added 8 reduced 2 sold out net bought ≈ $712.7k (+34.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.2m as of 2022-10-24, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $20.50.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 28Q4 22: 3030Q3 22Q4 22
Numbers
QuarterHolders
Q3 202228
Q4 202230

Biggest buyers

THOMPSON DAVIS & CO., INC. Added +50,902+50.9k
FNY Investment Advisers, LLC New +5,000+5.0k
NewEdge Advisors, LLC New +3,813+3.8k
RICE HALL JAMES & ASSOCIATES, LLC Added +1,573+1.6k
GEODE CAPITAL MANAGEMENT, LLC Added +1,069+1.1k
DIMENSIONAL FUND ADVISORS LP Added +1,066+1.1k
VANGUARD GROUP INC Added +291+291
BARD ASSOCIATES INC Added +275+275
Tower Research Capital LLC (TRC) New +200+200
BlackRock Inc. Added +182+182

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Sold out -9,700-9.7k
CITADEL ADVISORS LLC Sold out -9,451-9.5k
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -6,447-6.4k
Bank of New York Mellon Corp Reduced -3,333-3.3k
ACADIAN ASSET MANAGEMENT LLC Reduced -720-720
HARBOUR INVESTMENTS, INC. Reduced -183-183
WELLS FARGO & COMPANY/MN Reduced -25-25
MORGAN STANLEY Reduced -14-14
INTRUST BANK NA Reduced -2-2
HERITAGE INVESTORS MANAGEMENT CORP Reduced -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
THOMPSON DAVIS & CO., INC. 13D · may seek influence +1.5 pts · filed 2026-10-07 35.4% +1.5 pts 1.9m≈ $55.0m 2026-10-07
SMITH RODNEY I 13G · passive investor new · filed 2025-11-14 10.1% new 534.5k≈ $15.5m 2025-11-14

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 THOMPSON DAVIS & CO., INC. 31.21% of their portfolio RICHMOND, VA 1,070,4741.1m $21.9m $21.9m 31.21% Added +50.9k +50,902
2 BARD ASSOCIATES INC 1.97% of their portfolio CHICAGO, IL 222,990223.0k $4.6m $4.6m 1.97% Added +275 +275
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 189,252189.3k $3.9m $3.9m 0.00% Added +291 +291
4 NEEDHAM INVESTMENT MANAGEMENT LLC 0.54% of their portfolio NEW YORK, NY 146,100146.1k $3.0m $3.0m 0.54% Unchanged
5 RBF Capital, LLC 0.12% of their portfolio RENO, NV 76,64976.6k $1.6m $1.6m 0.12% Unchanged
6 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 61,25061.2k $1.3m $1.3m 0.00% First filing
7 HERITAGE INVESTORS MANAGEMENT CORP 0.04% of their portfolio BETHESDA, MD 42,40142.4k $869.0k $869.0k 0.04% Reduced -1 -1
8 RICE HALL JAMES & ASSOCIATES, LLC 0.05% of their portfolio San Diego, CA 42,17042.2k $864.5k $864.5k 0.05% Added +1.6k +1,573
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 38,17138.2k $782.0k $782.0k 0.00% Added +1.1k +1,069
10 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 23,96124.0k $491.2k $491.2k 0.00% Unchanged
11 Diamond Hill Capital Management, LLC (Investment Advisor) 0.00% of their portfolio COLUMBUS, OH 21,00721.0k $430.6k $430.6k 0.00% Reduced -6.4k -6,447
12 BlackRock Inc. 0.00% of their portfolio New York, NY 19,17719.2k $393.1k $393.1k 0.00% Added +182 +182
13 CALDWELL SUTTER CAPITAL, INC. 0.33% of their portfolio SAUSALITO, CA 18,41018.4k $377.4k $377.4k 0.33% First filing
14 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 17,58517.6k $360.0k $360.0k 0.00% Added +1.1k +1,066
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,10713.1k $268.7k $268.7k 0.00% Unchanged
16 INTRUST BANK NA 0.03% of their portfolio WICHITA, KS 12,09812.1k $248.0k $248.0k 0.03% Reduced -2 -2
17 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 11,32011.3k $232.1k $232.1k 0.00% Unchanged
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,16211.2k $228.8k $228.8k 0.00% Reduced -3.3k -3,333
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,08610.1k $206.8k $206.8k 0.00% Added +86 +86
20 FNY Investment Advisers, LLC 0.14% of their portfolio NEW YORK, NY 5,0005.0k $102.0k $102.0k 0.14% New
21 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 4,4654.5k $91.0k $91.0k 0.00% Reduced -720 -720
22 JAMES INVESTMENT RESEARCH, INC. 0.01% of their portfolio ALPHA, OH 3,8133.8k $78.0k $78.0k 0.01% Unchanged
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,8133.8k $78.2k $78.2k 0.00% New
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0001.0k $21.0k $21.0k 0.00% Unchanged
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 625625 $12.8k $12.8k 0.00% Reduced -14 -14
26 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 483483 $9.9k $9.9k 0.00% Reduced -183 -183
27 ADIRONDACK TRUST CO 0.00% of their portfolio SARATOGA SPRINGS, NY 330330 $6.8k $6.8k 0.00% Unchanged
28 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $4.0k $4.0k 0.00% New
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 192192 $3.9k $3.9k 0.00% Reduced -25 -25
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged