Vault-13

PATRIOT NATL BANCORP INC PNBK

COM NEW · Common Stock · CUSIP 70336F203

American bank holding company

19 institutional holders +2 vs Q3 2022
1,475,5701.5m shares reported held*
37.3% of all shares outstanding*
$15.6mreported value*
2 new 3 added 5 reduced 1 sold out net sold ≈ $1.5m (-145.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 4.0m as of 2022-11-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $10.60.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 1919Q3 22Q4 22
Numbers
QuarterHolders
Q3 202217
Q4 202219

Biggest buyers

GEODE CAPITAL MANAGEMENT, LLC New +13,376+13.4k
Larson Financial Group LLC Added +12,200+12.2k
BOOTHBAY FUND MANAGEMENT, LLC Added +1,193+1.2k
DIMENSIONAL FUND ADVISORS LP Added +12+12
BANK OF AMERICA CORP /DE/ New +6+6

Biggest sellers

SIGULER GUFF ADVISERS, LLC Reduced -160,878-160.9k
ALLIANCEBERNSTEIN L.P. Reduced -9,224-9.2k
UBS Group AG Reduced -1,191-1.2k
Tower Research Capital LLC (TRC) Reduced -662-662
ROYAL BANK OF CANADA Sold out -65-65
MORGAN STANLEY Reduced -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Abady Alon 13G · passive investor new · filed 2026-06-10 10.0% new 19.7m≈ $12.5m 2026-06-10
Sugarman Steven 13D · may seek influence +1.7 pts · filed 2026-03-31
Stated purposeThe Reporting Persons are filing this Amendment to report the transactions set forth in the second paragaph of Item 3 above. No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of the form of Schedule 13D, except as set forth herein, or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. Full filing
 9.5% +1.7 pts 11.1m≈ $10.6m 2026-03-31
FHNB LLC 13D · may seek influence new · filed 2025-04-11
Stated purposeOn March 20, 2025, FHNB purchased 6,666,667 Shares for approximately $5 million cash as part of the $57.75 million Private Placement of securities by the Issuer, as reported on the Issuer's Current Report on Form 8-K filed with the SEC on March 26, 2025. The foregoing summary of the SPA does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the SPA, which is filed as Exhibit 10.1 to this Schedule 13D and incorporated herein by reference. The Reporting Persons hold the Shares for investment purposes. Depending on the factors discussed herein, the Reporting Persons may, from time to time, acquire additional shares of Common Stock and/or retain and/or sell all or a portion of the shares of Common Stock held by the Reporting Persons in the open m… Full filing
 9.0% new 6.7m≈ $6.4m 2025-04-11

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 386,477386.5k $4.1m $4.1m 0.00% Reduced -9.2k -9,224
2 SIGULER GUFF ADVISERS, LLC 1.53% of their portfolio NEW YORK, NY 299,711299.7k $3.2m $3.2m 1.53% Reduced -160.9k -160,878
3 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 189,455189.5k $2.0m $2.0m 0.05% Unchanged
4 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 164,115164.1k $1.7m $1.7m 0.05% Added +1.2k +1,193
5 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 126,597126.6k $1.3m $1.3m 0.01% Unchanged
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 106,862106.9k $1.1m $1.1m 0.00% Unchanged
7 CALDWELL SUTTER CAPITAL, INC. 0.84% of their portfolio SAUSALITO, CA 90,10090.1k $955.1k $955.1k 0.84% First filing
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 40,50040.5k $429.3k $429.3k 0.01% Unchanged
9 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 36,20036.2k $383.7k $383.7k 0.05% Added +12.2k +12,200
10 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 20,20520.2k $214.0k $214.0k 0.00% Added +12 +12
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 13,37613.4k $141.0k $141.0k 0.00% New
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5001.5k $15.9k $15.9k 0.00% Reduced -1 -1
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 203203 $2.2k $2.2k 0.00% Unchanged
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 143143 $2.0k $2.0k 0.00% Reduced -662 -662
15 BlackRock Inc. 0.00% of their portfolio New York, NY 5959 $625 $625 0.00% Unchanged
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 4343 $456 $456 0.00% Reduced -1.2k -1,191
17 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1818 $1.0k $1.0k 0.00% Unchanged
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 66 $64 $64 0.00% New
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged