Vault-13

FIRST FNDTN INC FFWM

COM · Common Stock · CUSIP 32026V104

170 institutional holders +7 vs Q3 2022
39,141,20039.1m shares reported held*
$560.9mreported value*
27 new 71 added 41 reduced 23 sold out net bought ≈ $545.3k (+38.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.33. Options: 2 managers hold calls ($1.4k notional), 2 hold puts ($127.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 163Q4 22: 170170Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022163
Q4 2022170

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.4kQ4 22 puts: $127.5kQ4 22P/C 89.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.4k$127.5k89.00

Biggest buyers

Rhino Investment Partners, Inc New +671,976+672.0k
AQR CAPITAL MANAGEMENT LLC Added +422,700+422.7k
Brandywine Global Investment Management, LLC Added +304,133+304.1k
RENAISSANCE TECHNOLOGIES LLC Added +262,600+262.6k
MORGAN STANLEY Added +206,908+206.9k
BHZ CAPITAL MANAGEMENT, LP Added +190,515+190.5k
BlackRock Inc. Added +190,484+190.5k
STATE STREET CORP Added +167,204+167.2k
Mesirow Institutional Investment Management, Inc. Added +163,770+163.8k
DIMENSIONAL FUND ADVISORS LP Added +150,451+150.5k

Biggest sellers

PRINCIPAL FINANCIAL GROUP INC Reduced -715,123-715.1k
Russell Investments Group, Ltd. Reduced -570,240-570.2k
WELLINGTON MANAGEMENT GROUP LLP Reduced -343,876-343.9k
Allspring Global Investments Holdings, LLC Reduced -336,031-336.0k
ROYCE & ASSOCIATES LP Sold out -289,848-289.8k
Phocas Financial Corp. Reduced -242,712-242.7k
WEDGE CAPITAL MANAGEMENT L L P/NC Sold out -225,676-225.7k
Keeley-Teton Advisors, LLC Reduced -184,748-184.7k
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC Sold out -154,920-154.9k
JENNISON ASSOCIATES LLC Reduced -152,558-152.6k

Biggest calls

CITADEL ADVISORS LLC New $1.4k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PEAK6 Investments LLC New $127.5k8.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Strategic Value Investors LP 13G · institution filed 2025-02-12 8.2% 6.8m 2025-02-12
BlackRock, Inc. 13G · institution filed 2025-02-05 6.2% 5.1m 2025-02-05

Fell to 5% or below in the last year: North Reef Capital Management LP (0.0%, 2026-08-14), CANYON CAPITAL ADVISORS LLC (0.0%, 2026-04-03), VANGUARD GROUP INC (0.0%, 2026-03-26)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.01% of their portfolio BOSTON, MA 5,069,2215.1m $72.6m $72.6m 0.01% Added +63.8k +63,845
2 BlackRock Inc. 0.00% of their portfolio New York, NY 4,457,9654.5m $63.9m $63.9m 0.00% Added +190.5k +190,484
3 GMT Capital Corp 2.23% of their portfolio ATLANTA, GA 3,368,4943.4m $48.3m $48.3m 2.23% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,666,6382.7m $38.2m $38.2m 0.00% Added +17.9k +17,933
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,318,4812.3m $33.2m $33.2m 0.01% Added +150.5k +150,451
6 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 1,851,9071.9m $26.5m $26.5m 0.03% Added +47.7k +47,717
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,446,6021.4m $20.7m $20.7m 0.00% Added +167.2k +167,204
8 BANC FUNDS CO LLC 1.65% of their portfolio CHICAGO, IL 1,300,9711.3m $18.6m $18.6m 1.65% Added +136.4k +136,404
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 969,129969.1k $13.9m $13.9m 0.00% Added +21.6k +21,622
10 Rhino Investment Partners, Inc 4.15% of their portfolio WEST CONSHOHOCKEN, PA 671,976672.0k $9.6m $9.6m 4.15% New
11 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 624,703624.7k $9.0m $9.0m 0.02% Added +422.7k +422,700
12 DAVIDSON INVESTMENT ADVISORS 0.69% of their portfolio GREAT FALLS, MT 620,714620.7k $8.9m $8.9m 0.69% Reduced -16.9k -16,874
13 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 617,253617.3k $8.8m $8.8m 0.01% Reduced -152.6k -152,558
14 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 551,152551.2k $7.9m $7.9m 0.01% Reduced -715.1k -715,123
15 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 547,508547.5k $7.8m $7.8m 0.00% Reduced -343.9k -343,876
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 510,401510.4k $7.3m $7.3m 0.00% Added +12.0k +11,963
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 502,242502.2k $7.2m $7.2m 0.00% Reduced -51.9k -51,894
18 Mesirow Institutional Investment Management, Inc. 0.86% of their portfolio CHICAGO, IL 454,770454.8k $6.5m $6.5m 0.86% Added +163.8k +163,770
19 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 393,850393.9k $5.6m $5.6m 0.00% Reduced -133.9k -133,905
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 376,943376.9k $5.4m $5.4m 0.00% Added +7.1k +7,146
21 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 371,364371.4k $5.3m $5.3m 0.00% Added +106.3k +106,268
22 NAPLES GLOBAL ADVISORS, LLC 0.67% of their portfolio NAPLES, FL 365,988366.0k $5.2m $5.2m 0.67% Unchanged
23 Brandywine Global Investment Management, LLC 0.04% of their portfolio PHILADELPHIA, PA 353,101353.1k $5.1m $5.1m 0.04% Added +304.1k +304,133
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 331,566331.6k $4.8m $4.8m 0.00% Added +62.2k +62,192
25 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 323,349323.3k $4.6m $4.6m 0.00% Reduced -14.0k -14,000
26 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 293,900293.9k $4.2m $4.2m 0.01% Added +262.6k +262,600
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 276,052276.1k $4.0m $4.0m 0.00% Added +206.9k +206,908
28 PANAGORA ASSET MANAGEMENT INC 0.03% of their portfolio BOSTON, MA 266,476266.5k $3.8m $3.8m 0.03% Reduced -1.6k -1,602
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 264,286264.3k $3.8m $3.8m 0.00% Added +75.7k +75,658
30 Orchard Capital Management, LLC 1.26% of their portfolio CHICAGO, IL 263,064263.1k $3.8m $3.8m 1.26% Unchanged
31 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 242,182242.2k $3.5m $3.5m 0.01% Added +25.4k +25,421
32 Phocas Financial Corp. 0.50% of their portfolio ALAMEDA, CA 241,966242.0k $3.5m $3.5m 0.50% Reduced -242.7k -242,712
33 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 236,800236.8k $3.4m $3.4m 0.01% Added +69.5k +69,500
34 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 219,837219.8k $3.1m $3.1m 0.01% Unchanged
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 205,225205.2k $2.9m $2.9m 0.00% Added +12.5k +12,540
36 BHZ CAPITAL MANAGEMENT, LP 1.45% of their portfolio San Jose, CA 202,943202.9k $2.9m $2.9m 1.45% Added +190.5k +190,515
37 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.07% of their portfolio HOUSTON, TX 189,000189.0k $2.7m $2.7m 0.07% Added +10.0k +10,000
38 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 187,638187.6k $2.7m $2.7m 0.01% Reduced -570.2k -570,240
39 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 177,464177.5k $2.5m $2.5m 0.00% Reduced -88.4k -88,374
40 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 169,775169.8k $2.4m $2.4m 0.01% Added +49.7k +49,726
41 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 162,946162.9k $2.3m $2.3m 0.00% Added +3.7k +3,672
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 159,766159.8k $2.3m $2.3m 0.00% Reduced -18.1k -18,076
43 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 156,997157.0k $2.2m $2.2m 0.01% Added +51.7k +51,738
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 156,108156.1k $2.2m $2.2m 0.00% Added +17.9k +17,928
45 Elizabeth Park Capital Advisors, Ltd. 0.95% of their portfolio PEPPER PIKE, OH 148,578148.6k $2.1m $2.1m 0.95% Reduced -71.6k -71,575
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 148,009148.0k $2.1m $2.1m 0.00% Added +6.3k +6,335
47 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 142,879142.9k $2.0m $2.0m 0.05% Added +85.1k +85,116
48 WESBANCO BANK INC 0.09% of their portfolio WHEELING, WV 138,330138.3k $2.0m $2.0m 0.09% Not comparable
49 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 135,838135.8k $1.9m $1.9m 0.04% New
50 Swiss National Bank 0.00% of their portfolio ZURICH, V8 122,600122.6k $1.8m $1.8m 0.00% Added +2.0k +2,000
51 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 114,842114.8k $1.6m $1.6m 0.05% Reduced -149.0k -149,006
52 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 112,250112.2k $1.6m $1.6m 0.00% New
53 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 107,676107.7k $1.5m $1.5m 0.01% Added +14.2k +14,222
54 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 99,51099.5k $1.4m $1.4m 0.00% Added +17.9k +17,939
55 FLC Capital Advisors 0.44% of their portfolio PALM DESERT, CA 99,07499.1k $1.4m $1.4m 0.44% Added +1.5k +1,518
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 90,45790.5k $1.3m $1.3m 0.00% First filing
57 Keeley-Teton Advisors, LLC 0.16% of their portfolio Chicago, IL 89,90089.9k $1.3m $1.3m 0.16% Reduced -184.7k -184,748
58 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 87,93287.9k $1.3m $1.3m 0.00% Added +24.0k +23,974
59 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 84,87984.9k $1.2m $1.2m 0.00% Added +27.4k +27,416
60 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 81,20081.2k $1.2m $1.2m 0.01% New
61 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 79,22979.2k $1.1m $1.1m 0.02% Added +62.4k +62,419
62 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 77,65677.7k $1.1m $1.1m 0.00% Added +1.6k +1,559
63 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 67,92367.9k $973.3k $973.3k 0.00% Reduced -29.8k -29,770
64 Engineers Gate Manager LP 0.06% of their portfolio NEW YORK, NY 67,91867.9k $973.3k $973.3k 0.06% Added +56.6k +56,640
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,55067.5k $968.0k $968.0k 0.00% Added +52.4k +52,367
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 66,69866.7k $957.0k $957.0k 0.00% Reduced -4.3k -4,291
67 RENAISSANCE GROUP LLC 0.05% of their portfolio Covington, KY 66,15066.2k $947.9k $947.9k 0.05% Reduced -2.8k -2,805
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 64,53564.5k $924.8k $924.8k 0.00% Added +568 +568
69 Man Group plc 0.00% of their portfolio LONDON, X0 63,10063.1k $904.2k $904.2k 0.00% New
70 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 62,41562.4k $894.4k $894.4k 0.03% Added +37.3k +37,289
71 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 62,24962.2k $892.0k $892.0k 0.00% Reduced -2.6k -2,611
72 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 59,58159.6k $853.8k $853.8k 0.01% Added +39.1k +39,108
73 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 59,29859.3k $850.0k $850.0k 0.02% Added +2.7k +2,741
74 Boston Partners 0.00% of their portfolio BOSTON, MA 56,49556.5k $809.6k $809.6k 0.00% Reduced -111.8k -111,758
75 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 55,57455.6k $796.4k $796.4k 0.00% New
76 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 47,70247.7k $683.6k $683.6k 0.00% Reduced -5.1k -5,061
77 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 46,32746.3k $663.9k $663.9k 0.00% New
78 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 45,70045.7k $654.0k $654.0k 0.00% New
79 Aviance Capital Partners, LLC 0.15% of their portfolio NAPLES, FL 45,68045.7k $654.6k $654.6k 0.15% Unchanged
80 Jump Financial, LLC 0.03% of their portfolio Chicago, IL 42,31642.3k $606.4k $606.4k 0.03% Added +27.1k +27,116
81 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 40,02340.0k $573.5k $573.5k 0.00% Unchanged
82 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 37,13337.1k $532.1k $532.1k 0.00% Reduced -16.4k -16,438
83 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 36,49536.5k $523.0k $523.0k 0.00% New
84 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 32,54132.5k $466.3k $466.3k 0.00% Added +9.3k +9,251
85 HOLLENCREST CAPITAL MANAGEMENT 0.05% of their portfolio NEWPORT BEACH, CA 30,00030.0k $429.9k $429.9k 0.05% Added +15.0k +15,000
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,20129.2k $418.4k $418.4k 0.00% Added +6.3k +6,276
87 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,00128.0k $401.3k $401.3k 0.00% Reduced -4.0k -4,027
88 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 26,60426.6k $381.2k $381.2k 0.00% Unchanged
89 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 24,19724.2k $346.7k $346.7k 0.00% Reduced -88 -88
90 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 23,98024.0k $343.6k $343.6k 0.02% Reduced -27.0k -27,002
91 CALDWELL SUTTER CAPITAL, INC. 0.30% of their portfolio SAUSALITO, CA 23,55123.6k $337.5k $337.5k 0.30% First filing
92 New York Life Investment Management LLC 0.00% of their portfolio New York, NY 23,35323.4k $334.6k $334.6k 0.00% Added +2.6k +2,633
93 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 22,58122.6k $323.6k $323.6k 0.00% Added +1.9k +1,869
94 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 22,19222.2k $318.0k $318.0k 0.01% Unchanged
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 21,50021.5k $308.1k $308.1k 0.00% Unchanged
96 West Wealth Group, LLC 0.14% of their portfolio Irvine, CA 20,03120.0k $287.0k $287.0k 0.14% Added +155 +155
97 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 19,95820.0k $286.0k $286.0k 0.00% Added +445 +445
98 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 19,56519.6k $280.4k $280.4k 0.01% New
99 ELCO Management Co., LLC 0.21% of their portfolio New York, NY 19,48519.5k $279.2k $279.2k 0.21% New
100 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 18,54818.5k $265.8k $265.8k 0.00% Reduced -26.7k -26,656