BARINGS GLOBAL SHORT DURATIO BGH
COM · Closed-End Fund · CUSIP 06760L100
57
institutional holders
-5 vs Q3 2022
6.5m
shares reported held*
$82.5mreported value*
6 new
19 added
23 reduced
8 sold out
net bought ≈ $2.4m (+545.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.70.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 62 |
| Q4 2022 | 57 |
Biggest buyers
| TSP Capital Management Group, LLC | New | +367.4k |
| Thomas J. Herzfeld Advisors, Inc. | New | +130.7k |
| MORGAN STANLEY | Added | +89.1k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +74.0k |
| Hennion & Walsh Asset Management, Inc. | Added | +73.8k |
| Saba Capital Management, L.P. | Added | +60.4k |
| GUGGENHEIM CAPITAL LLC | Added | +51.7k |
| Jefferies Financial Group Inc. | New | +32.5k |
| DEBUSSY CAPITAL MANAGEMENT LP | Added | +21.4k |
| AQR Arbitrage LLC | Added | +13.7k |
Biggest sellers
| TSP Capital Management Group, LLC | Sold out | -358.2k |
| Shaker Financial Services, LLC | Reduced | -78.4k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -69.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -57.7k |
| Invesco Ltd. | Reduced | -57.3k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -30.8k |
| OTA Financial Group L.P. | Sold out | -21.6k |
| Logan Stone Capital, LLC | Sold out | -21.2k |
| Clear Harbor Asset Management, LLC | Reduced | -14.7k |
| Quantedge Capital Pte Ltd | Sold out | -11.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-10-19 | 18.1% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.30% of their portfolio | 836.0k $10.6m | Reduced -69.2k |
| MORGAN STANLEY 0.00% of their portfolio | 644.3k $8.2m | Added +89.1k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.34% of their portfolio | 599.8k $7.6m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 473.8k $6.0m | Reduced -1.3k |
| Invesco Ltd. 0.00% of their portfolio | 440.3k $5.6m | Reduced -57.3k |
| TSP Capital Management Group, LLC 1.74% of their portfolio | 367.4k $4.7m | New |
| COHEN & STEERS, INC. 0.01% of their portfolio | 283.3k $3.6m | Unchanged |
| Hennion & Walsh Asset Management, Inc. 0.21% of their portfolio | 272.6k $3.5m | Added +73.8k |
| DEBUSSY CAPITAL MANAGEMENT LP 0.84% of their portfolio | 257.6k $3.4m | Added +21.4k |
| Saba Capital Management, L.P. 0.05% of their portfolio | 253.1k $3.2m | Added +60.4k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 240.9k $3.1m | Added +51.7k |
| GraniteShares Advisors LLC 1.84% of their portfolio | 175.9k $2.2m | Added +4.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 164.3k $2.1m | Added +74.0k |
| Thomas J. Herzfeld Advisors, Inc. 0.68% of their portfolio | 130.7k $1.7m | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 130.2k $1.7m | Reduced -10.7k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 115.1k $1.5m | Reduced -4.1k |
| Capital Investment Advisors, LLC 0.04% of their portfolio | 109.7k $1.4m | Added +11.4k |
| Shaker Financial Services, LLC 0.53% of their portfolio | 88.3k $1.1m | Reduced -78.4k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 82.9k $1.1m | Reduced -10.0k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 77.3k $980.0k | Reduced -671 |
| Camelot Portfolios, LLC 0.63% of their portfolio | 66.8k $847.6k | Added +2.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 63.6k $806.7k | Reduced -3.0k |
| NewEdge Advisors, LLC 0.02% of their portfolio | 62.6k $783.6k | Added +106 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 56.0k $711.4k | Added +4.8k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.05% of their portfolio | 46.6k $591.1k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 36.5k $463.3k | Added +7.0k |
| UBS Group AG 0.00% of their portfolio | 36.1k $457.6k | Reduced -3.0k |
| AQR Arbitrage LLC 0.01% of their portfolio | 33.7k $427.8k | Added +13.7k |
| Jefferies Financial Group Inc. 0.01% of their portfolio | 32.5k $412.2k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 24.8k $314.0k | Added +542 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 22.4k $284.6k | Added +5.4k |
| Clear Harbor Asset Management, LLC 0.04% of their portfolio | 22.4k $284.2k | Reduced -14.7k |
| Matisse Capital 0.13% of their portfolio | 22.0k $278.3k | Added +11.0k |
| BHK Investment Advisors, LLC 0.15% of their portfolio | 21.2k $269.3k | Reduced -2.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 20.0k $253.8k | Reduced -11.2k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 19.7k $250.0k | Reduced -2.3k |
| MCRAE CAPITAL MANAGEMENT INC 0.07% of their portfolio | 19.1k $241.5k | Added +388 |
| CALDWELL SUTTER CAPITAL, INC. 0.21% of their portfolio | 18.5k $234.6k | First filing |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 15.6k $197.0k | Reduced -168 |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.13% of their portfolio | 11.4k $145.7k | Reduced -611 |
| BARINGS LLC 0.01% of their portfolio | 11.3k $143.1k | Added +271 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 11.1k $140.2k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 11.0k $139.6k | Reduced -988 |
| MGO ONE SEVEN LLC 0.01% of their portfolio | 10.9k $138.5k | Reduced -50 |
| LPL Financial LLC 0.00% of their portfolio | 10.3k $130.8k | Reduced -1.9k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.01% of their portfolio | 10.0k $126.8k | Reduced -2.9k |
| EMFO, LLC 0.09% of their portfolio | 7.3k $93.2k | Reduced -1.5k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 6.3k $80.4k | Reduced -4.4k |
| CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio | 4.3k $54.4k | Unchanged |
| Elequin Capital, LP 0.01% of their portfolio | 4.0k $50.4k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 3.6k $45.9k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 2.5k $31.3k | Reduced -57.7k |
| SOA Wealth Advisors, LLC. 0.01% of their portfolio | 2.2k $28.4k | Unchanged |
| Glen Eagle Advisors, LLC 0.01% of their portfolio | 2.2k $27.9k | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 2.0k $25.0k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 800 $10.0k | Added +100 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |