Vault-13

NICHOLAS FINL INC BC

COM NEW · CUSIP 65373J209

24 institutional holders +2 vs Q3 2022
4,778,3284.8m shares reported held*
$30.1mreported value*
1 new 3 added 7 reduced 1 sold out net sold ≈ $271.9k (-43.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.30.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 2424Q3 22Q4 22
Numbers
QuarterHolders
Q3 202222
Q4 202224

Biggest buyers

TCW GROUP INC Added +1,687+1.7k
VANGUARD GROUP INC Added +231+231
BANK OF AMERICA CORP /DE/ New +8+8
WELLS FARGO & COMPANY/MN Added +1+1

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -20,785-20.8k
Belpointe Asset Management LLC Reduced -15,600-15.6k
DIMENSIONAL FUND ADVISORS LP Reduced -5,479-5.5k
BlackRock Inc. Reduced -1,782-1.8k
Tower Research Capital LLC (TRC) Reduced -852-852
UBS Group AG Reduced -340-340
GEODE CAPITAL MANAGEMENT, LLC Reduced -231-231
MORGAN STANLEY Sold out -9-9

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MAGNOLIA GROUP, LLC 2.07% of their portfolio OMAHA, NE 2,414,0672.4m $15.2m $15.2m 2.07% Unchanged
2 TCW GROUP INC 0.06% of their portfolio LOS ANGELES, CA 613,968614.0k $3.9m $3.9m 0.06% Added +1.7k +1,687
3 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 459,121459.1k $2.9m $2.9m 0.00% Reduced -5.5k -5,479
4 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 396,046396.0k $2.5m $2.5m 0.00% Reduced -20.8k -20,785
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 261,924261.9k $1.7m $1.7m 0.00% Added +231 +231
6 CALDWELL SUTTER CAPITAL, INC. 0.86% of their portfolio SAUSALITO, CA 154,174154.2k $971.3k $971.3k 0.86% First filing
7 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 120,000120.0k $757.2k $757.2k 0.01% Unchanged
8 Almitas Capital LLC 0.27% of their portfolio SANTA MONICA, CA 91,67091.7k $577.5k $577.5k 0.27% Unchanged
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 72,24772.2k $455.0k $455.0k 0.00% Reduced -231 -231
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 62,80062.8k $396.3k $396.3k 0.01% Unchanged
11 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 30,80030.8k $194.3k $194.3k 0.01% Reduced -15.6k -15,600
12 Fortis Capital Advisors, LLC 0.12% of their portfolio PRAIRIE VILLAGE, KS 30,80030.8k $194.3k $194.3k 0.12% First filing
13 RBF Capital, LLC 0.01% of their portfolio RENO, NV 17,98818.0k $113.0k $113.0k 0.01% Unchanged
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 14,08114.1k $88.7k $88.7k 0.00% Unchanged
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,56711.6k $73.0k $73.0k 0.00% Unchanged
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,16511.2k $70.5k $70.5k 0.00% Unchanged
17 BlackRock Inc. 0.00% of their portfolio New York, NY 9,9149.9k $62.5k $62.5k 0.00% Reduced -1.8k -1,782
18 Highlander Capital Management, LLC 0.01% of their portfolio SHORT HILLS, NJ 2,6002.6k $16.0k $16.0k 0.01% Unchanged
19 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 2,1092.1k $13.0k $13.0k 0.00% Unchanged
20 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,0041.0k $6.0k $6.0k 0.00% Reduced -852 -852
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 230230 $1.4k $1.4k 0.00% Reduced -340 -340
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4545 $284 $284 0.00% Added +1 +1
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 88 $50 $50 0.00% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged