Vault-13

MODINE MFG CO MOD

COM · Common Stock · CUSIP 607828100 · ISIN US6078281002

189 institutional holders +20 vs Q3 2022
46,294,12046.3m shares reported held*
88.8% of all shares outstanding*
$919.8mreported value*
33 new 57 added 73 reduced 18 sold out net bought ≈ $8.7m (+435.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($301.5k this quarter). Holder counts are more reliable. Shares outstanding: 52.1m as of 2023-01-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $19.87. Options: 6 managers hold calls ($2.1m notional), 5 hold puts ($189.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 169Q4 22: 189189Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022169
Q4 2022189

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.7mQ3 22 puts: $5.0kQ3 22P/C 0.00Q4 22 calls: $2.1mQ4 22 puts: $189.8kQ4 22P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2022$1.7m$5.0k0.00
Q4 2022$2.1m$189.8k0.09

Biggest buyers

BlackRock Inc. Added +575,170+575.2k
Nuveen Asset Management, LLC Added +376,698+376.7k
WELLS FARGO & COMPANY/MN Added +364,905+364.9k
Driehaus Capital Management LLC New +320,340+320.3k
Portolan Capital Management, LLC New +304,546+304.5k
CIBC WORLD MARKET INC. New +176,792+176.8k
DIMENSIONAL FUND ADVISORS LP Added +125,376+125.4k
TWO SIGMA ADVISERS, LP Added +110,000+110.0k
TWO SIGMA INVESTMENTS, LP Added +108,694+108.7k
Invesco Ltd. Added +106,758+106.8k

Biggest sellers

FRONTIER CAPITAL MANAGEMENT CO LLC Reduced -702,641-702.6k
ROYCE & ASSOCIATES LP Reduced -501,226-501.2k
MORGAN STANLEY Reduced -205,005-205.0k
WEDGE CAPITAL MANAGEMENT L L P/NC Reduced -183,918-183.9k
VOYA INVESTMENT MANAGEMENT LLC Reduced -179,523-179.5k
D. E. Shaw & Co., Inc. Reduced -175,699-175.7k
MILLENNIUM MANAGEMENT LLC Reduced -159,190-159.2k
AMERIPRISE FINANCIAL INC Reduced -129,713-129.7k
GAMCO INVESTORS, INC. ET AL Reduced -128,532-128.5k
PRINCIPAL FINANCIAL GROUP INC Reduced -125,657-125.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.1m55.9k shares
PEAK6 Investments LLC New $548.1k27.6k shares
CITADEL ADVISORS LLC Reduced $182.7k9.2k shares
SIMPLEX TRADING, LLC Added $182.0k9.2k shares
GROUP ONE TRADING LLC New $75.5k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $152.9k7.7k shares
SIMPLEX TRADING, LLC Added $23.0k1.2k shares
PEAK6 Investments LLC New $11.9k600 shares
GROUP ONE TRADING LLC New $2.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.2% new 2.8m≈ $738.0m 2026-04-30

Fell to 5% or below in the last year: BlackRock, Inc. (4.9%, 2026-07-29), WELLINGTON MANAGEMENT GROUP LLP (1.9%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 2 sellingQ2 22Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 1 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—2$56.1k—
Q3 20220—1$261.7k—
Q4 20220—1$1.2m—
DateInsiderTradeSharesPrice ValueTheir holding
2022-11-07 Lucareli Michael B EVP, CFO Sold 60,000 $19.58 $1.2m60.0k shares -17%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 4,555,2694.6m $90.5m $90.5m 0.00% Added +575.2k +575,170
2 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 3,739,8613.7m $74.3m $74.3m 0.03% Added +125.4k +125,376
3 FRONTIER CAPITAL MANAGEMENT CO LLC 0.72% of their portfolio Boston, MA 3,325,6123.3m $66.0m $66.0m 0.72% Reduced -702.6k -702,641
4 GAMCO INVESTORS, INC. ET AL 0.66% of their portfolio GREENWICH, CT 3,081,3573.1m $61.2m $61.2m 0.66% Reduced -128.5k -128,532
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,742,6222.7m $54.5m $54.5m 0.00% Reduced -7.3k -7,293
6 PARADIGM CAPITAL MANAGEMENT INC/NY 3.21% of their portfolio ALBANY, NY 2,444,0002.4m $48.5m $48.5m 3.21% Reduced -119.4k -119,430
7 SEGALL BRYANT & HAMILL, LLC 0.42% of their portfolio CHICAGO, IL 1,917,0511.9m $38.1m $38.1m 0.42% Reduced -32.1k -32,104
8 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 1,855,0941.9m $36.8m $36.8m 0.03% Reduced -125.7k -125,657
9 LSV ASSET MANAGEMENT 0.06% of their portfolio CHICAGO, IL 1,263,8051.3m $25.1m $25.1m 0.06% Reduced -73.2k -73,200
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,094,5521.1m $21.7m $21.7m 0.00% Reduced -40.3k -40,274
11 ROYCE & ASSOCIATES LP 0.23% of their portfolio New York, NY 1,094,1771.1m $21.7m $21.7m 0.23% Reduced -501.2k -501,226
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 996,330996.3k $19.8m $19.8m 0.01% Reduced -62.3k -62,313
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 924,009924.0k $18.4m $18.4m 0.00% Added +30.0k +30,018
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 843,155843.2k $16.7m $16.7m 0.00% Reduced -205.0k -205,005
15 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 802,116802.1k $15.9m $15.9m 0.00% Added +106.8k +106,758
16 GABELLI FUNDS LLC 0.12% of their portfolio Rye, NY 799,500799.5k $15.9m $15.9m 0.12% Reduced -42.2k -42,200
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 789,719789.7k $15.7m $15.7m 0.01% Reduced -129.7k -129,713
18 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 682,838682.8k $13.6m $13.6m 0.01% Added +376.7k +376,698
19 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 614,489614.5k $12.2m $12.2m 0.02% Added +62.4k +62,350
20 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 517,938517.9k $10.3m $10.3m 0.00% Reduced -3.0k -3,036
21 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 452,261452.3k $9.0m $9.0m 0.02% Reduced -175.7k -175,699
22 WEDGE CAPITAL MANAGEMENT L L P/NC 0.14% of their portfolio CHARLOTTE, NC 441,524441.5k $8.8m $8.8m 0.14% Reduced -183.9k -183,918
23 Phocas Financial Corp. 1.20% of their portfolio ALAMEDA, CA 419,829419.8k $8.3m $8.3m 1.20% Added +66 +66
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 366,049366.0k $7.3m $7.3m 0.00% Added +364.9k +364,905
25 Monarch Partners Asset Management LLC 1.94% of their portfolio BOSTON, MA 330,893330.9k $6.6m $6.6m 1.94% Added +32.5k +32,469
26 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 321,999322.0k $6.4m $6.4m 0.01% Reduced -15.8k -15,810
27 Driehaus Capital Management LLC 0.09% of their portfolio Chicago, IL 320,340320.3k $6.4m $6.4m 0.09% New
28 Portolan Capital Management, LLC 0.60% of their portfolio BOSTON, MA 304,546304.5k $6.0m $6.0m 0.60% New
29 TEACHER RETIREMENT SYSTEM OF TEXAS 0.04% of their portfolio AUSTIN, TX 300,473300.5k $6.0m $6.0m 0.04% Added +103.7k +103,657
30 BRANT POINT INVESTMENT MANAGEMENT LLC 1.66% of their portfolio New York, NY 293,720293.7k $5.8m $5.8m 1.66% Reduced -6.3k -6,280
31 Teton Advisors, Inc. 1.38% of their portfolio Rye, NY 271,500271.5k $5.4m $5.4m 1.38% Reduced -83.5k -83,500
32 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 269,338269.3k $5.3m $5.3m 0.02% Added +108.7k +108,694
33 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.14% of their portfolio HOUSTON, TX 264,700264.7k $5.3m $5.3m 0.14% Reduced -30.0k -30,000
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 257,019257.0k $5.1m $5.1m 0.00% Added +7.3k +7,273
35 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 244,059244.1k $4.8m $4.8m 0.01% Reduced -159.2k -159,190
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 234,532234.5k $4.7m $4.7m 0.00% Reduced -3.7k -3,694
37 JACOBS LEVY EQUITY MANAGEMENT, INC 0.03% of their portfolio FLORHAM PARK, NJ 227,239227.2k $4.5m $4.5m 0.03% Reduced -42.7k -42,669
38 Global IMC LLC 1.16% of their portfolio SOLANA BEACH, CA 225,298225.3k $4.5m $4.5m 1.16% Added +103.9k +103,907
39 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 223,967224.0k $4.4m $4.4m 0.01% Added +52.0k +51,967
40 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 218,124218.1k $4.3m $4.3m 0.01% Reduced -14.8k -14,762
41 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 216,222216.2k $4.3m $4.3m 0.01% Unchanged
42 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 211,600211.6k $4.2m $4.2m 0.01% Added +110.0k +110,000
43 KENNEDY CAPITAL MANAGEMENT LLC 0.12% of their portfolio ST LOUIS, MO 208,292208.3k $4.1m $4.1m 0.12% Added +72.8k +72,755
44 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 197,858197.9k $3.9m $3.9m 0.02% Added +39.2k +39,162
45 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 176,792176.8k $3.5m $3.5m 0.01% New
46 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 172,832172.8k $3.4m $3.4m 0.03% Added +62.8k +62,840
47 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 167,881167.9k $3.3m $3.3m 0.01% Added +81.3k +81,305
48 Informed Momentum Co LLC 0.62% of their portfolio SOLANA BEACH, CA 151,539151.5k $3.0m $3.0m 0.62% Added +68.7k +68,747
49 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 143,647143.6k $2.9m $2.9m 0.01% Added +22.1k +22,065
50 COMERICA BANK 0.02% of their portfolio DALLAS, TX 138,768138.8k $3.1m $3.1m 0.02% Reduced -45.6k -45,563
51 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 128,512128.5k $2.6m $2.6m 0.00% Reduced -8.3k -8,289
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 123,484123.5k $2.5m $2.5m 0.00% Added +33.3k +33,269
53 RBF Capital, LLC 0.18% of their portfolio RENO, NV 117,037117.0k $2.3m $2.3m 0.18% Reduced -3.1k -3,112
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,080114.1k $2.3m $2.3m 0.00% Reduced -20.9k -20,851
55 Swiss National Bank 0.00% of their portfolio ZURICH, V8 113,000113.0k $2.2m $2.2m 0.00% Added +2.9k +2,900
56 FMR LLC 0.00% of their portfolio BOSTON, MA 109,595109.6k $2.2m $2.2m 0.00% Added +1.5k +1,522
57 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 105,020105.0k $2.1m $2.1m 0.00% Reduced -50.3k -50,278
58 EASTERLY INVESTMENT PARTNERS LLC 0.17% of their portfolio BEVERLY, MA 96,18896.2k $1.9m $1.9m 0.17% Reduced -73.3k -73,262
59 AXA S.A. 0.01% of their portfolio PARIS, I0 93,95094.0k $1.9m $1.9m 0.01% Reduced -94.0k -93,950
60 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 90,51690.5k $1.8m $1.8m 0.00% Added +69.9k +69,910
61 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 88,44688.4k $1.8m $1.8m 0.00% Reduced -10 -10
62 OBERWEIS ASSET MANAGEMENT INC/ 0.37% of their portfolio LISLE, IL 86,50086.5k $1.7m $1.7m 0.37% Added +8.3k +8,300
63 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 84,34884.3k $1.7m $1.7m 0.00% Added +12.8k +12,846
64 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 81,95582.0k $1.6m $1.6m 0.01% New
65 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 81,63381.6k $1.6m $1.6m 0.00% Added +1.6k +1,623
66 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 78,76778.8k $1.6m $1.6m 0.00% Reduced -1.8k -1,818
67 NORGES BANK 0.00% of their portfolio OSLO, Q8 77,20177.2k $1.5m $1.5m 0.00% Not comparable
68 Front Street Capital Management, Inc. 0.37% of their portfolio MISSOULA, MT 77,19777.2k $1.5m $1.5m 0.37% Reduced -125 -125
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 77,02677.0k $1.5m $1.5m 0.00% Reduced -810 -810
70 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.03% of their portfolio New York, NY 70,72170.7k $1.4m $1.4m 0.03% Reduced -81.3k -81,276
71 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 69,17569.2k $1.4m $1.4m 0.01% New
72 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 68,32168.3k $1.4m $1.4m 0.01% Added +45.5k +45,473
73 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 67,82067.8k $1.3m $1.3m 0.00% Added +7.4k +7,404
74 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 64,57464.6k $1.3m $1.3m 0.03% New
75 Aristides Capital LLC 0.78% of their portfolio LOUISVILLE, KY 63,82663.8k $1.3m $1.3m 0.78% Reduced -14.0k -14,000
76 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 62,84162.8k $1.2m $1.2m 0.00% Reduced -8.6k -8,620
77 ALGERT GLOBAL LLC 0.07% of their portfolio SAN FRANCISCO, CA 61,51561.5k $1.2m $1.2m 0.07% Reduced -8.8k -8,760
78 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 60,96961.0k $1.2m $1.2m 0.03% Added +43.9k +43,929
79 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 60,53960.5k $1.2m $1.2m 0.00% Added +649 +649
80 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 58,45058.5k $1.2m $1.2m 0.01% New
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,87957.9k $1.1m $1.1m 0.00% Added +25.0k +25,004
82 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 57,72957.7k $1.1m $1.1m 0.01% Reduced -62.6k -62,616
83 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 57,45857.5k $1.1m $1.1m 0.00% New
84 GLOBEFLEX CAPITAL L P 0.14% of their portfolio SAN DIEGO, CA 57,32157.3k $1.1m $1.1m 0.14% Unchanged
85 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 56,00056.0k $1.1m $1.1m 0.01% New
86 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 54,59454.6k $1.1m $1.1m 0.00% Added +13.8k +13,791
87 MARTINGALE ASSET MANAGEMENT L P 0.02% of their portfolio BOSTON, MA 54,25754.3k $1.1m $1.1m 0.02% Added +24.7k +24,749
88 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 49,60049.6k $985.1k $985.1k 0.00% Added +21.1k +21,100
89 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 46,55946.6k $924.7k $924.7k 0.00% Reduced -15.9k -15,916
90 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 43,35043.4k $861.0k $861.0k 0.03% Reduced -1.4k -1,400
91 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 42,28642.3k $840.0k $840.0k 0.00% Reduced -23.4k -23,364
92 Jetstream Capital LLC 1.80% of their portfolio Brentwood, TN 40,00040.0k $794.4k $794.4k 1.80% New
93 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 38,55538.6k $765.7k $765.7k 0.01% Reduced -9.6k -9,579
94 Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group 0.59% of their portfolio WARSAW, R9 38,41638.4k $762.9k $762.9k 0.59% New
95 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 37,83337.8k $752.0k $752.0k 0.00% Reduced -47.6k -47,641
96 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 36,23936.2k $719.0k $719.0k 0.01% New
97 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 35,10035.1k $697.0k $697.0k 0.00% Reduced -12.8k -12,800
98 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 33,77533.8k $671.0k $671.0k 0.00% Reduced -13.2k -13,194
99 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,77132.8k $650.8k $650.8k 0.00% Added +1.5k +1,477
100 TOTH FINANCIAL ADVISORY CORP 0.10% of their portfolio LEESBURG, VA 32,20032.2k $639.5k $639.5k 0.10% New