GOFEN & GLOSSBERG LLC /IL/

CHICAGO, IL · CIK 315498 · 13F filing filed 2023-01-13

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityGOFEN AND GLOSSBERG, L.L.C. (US)

Others nearbyChicago, IL

$3.9bn reported value +9.9% vs Q3 2022

602positions

28.7%in top 10

51 new 217 added 213 reduced 27 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	805,490	$193.2m4.96%	4.96%	Reduced -1.4k	-1,438 -0.2%
2	APPLE INC COM AAPL	AAPL	1,398,504	$181.7m4.67%	4.67%	Reduced -1.0k	-1,046 -0.1%
3	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	260,457	$143.4m3.69%	3.69%	Reduced -2.5k	-2,500 -0.9%
4	PROCTER AND GAMBLE CO COM PG	PG	682,462	$103.4m2.66%	2.66%	Added +2.0k	+2,012 0.3%
5	JPMORGAN CHASE & CO COM JPM	JPM	761,830	$102.2m2.63%	2.63%	Reduced -621	-621 -0.1%
6	JOHNSON & JOHNSON COM JNJ	JNJ	543,403	$96.0m2.47%	2.47%	Reduced -3.3k	-3,275 -0.6%
7	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	218,310	$83.5m2.15%	2.15%	Reduced -1.7k	-1,676 -0.8%
8	ALPHABET INC CAP STK CL C GOOG	GOOG	869,757	$77.2m1.98%	1.98%	Reduced -7.1k	-7,137 -0.8%
9	PEPSICO INC COM PEP	PEP	391,941	$70.8m1.82%	1.82%	Reduced -2.1k	-2,078 -0.5%
10	DANAHER CORPORATION COM DHR	DHR	251,429	$66.7m1.72%	1.72%	Added +1.9k	+1,854 0.7%
11	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	122,031	$66.7m1.71%	1.71%	Added +219	+219 0.2%
12	BROADCOM INC COM AVGO	AVGO	109,875	$61.4m1.58%	1.58%	Added +89	+89 0.1%
13	MCDONALDS CORP COM MCD	MCD	224,812	$59.2m1.52%	1.52%	Reduced -2.3k	-2,307 -1.0%
14	ABBOTT LABS COM ABT	ABT	528,104	$58.0m1.49%	1.49%	Added +2.5k	+2,524 0.5%
15	AMERICAN EXPRESS CO COM AXP	AXP	380,273	$56.2m1.44%	1.44%	Reduced -1.7k	-1,669 -0.4%
16	CHEVRON CORP NEW COM CVX	CVX	308,409	$55.4m1.42%	1.42%	Reduced -974	-974 -0.3%
17	MASTERCARD INCORPORATED CL A MA	MA	151,922	$52.8m1.36%	1.36%	Added +868	+868 0.6%
18	ABBVIE INC COM ABBV	ABBV	325,692	$52.6m1.35%	1.35%	Reduced -2.1k	-2,086 -0.6%
19	HONEYWELL INTL INC COM COM		230,360	$49.4m1.27%	1.27%	Reduced -1.9k	-1,886 -0.8%
20	MERCK & CO INC COM MRK	MRK	410,024	$45.5m1.17%	1.17%	Reduced -3.6k	-3,609 -0.9%
21	COMCAST CORP NEW CL A CMCSA	CMCSA	1,294,254	$45.3m1.16%	1.16%	Reduced -28.7k	-28,672 -2.2%
22	RTX CORPORATION COM RTX	RTX	427,058	$43.1m1.11%	1.11%	Reduced -286	-286 -0.1%
23	STARBUCKS CORP COM SBUX	SBUX	428,533	$42.5m1.09%	1.09%	Reduced -1.7k	-1,674 -0.4%
24	AMAZON COM INC COM AMZN	AMZN	505,861	$42.5m1.09%	1.09%	Reduced -11.2k	-11,234 -2.2%
25	NIKE INC CL B NKE	NKE	336,336	$39.4m1.01%	1.01%	Reduced -863	-863 -0.3%
26	Nestle SA ADR COM NSRGY	NSRGY	338,866	$39.1m1.00%	1.00%	Reduced -580	-580 -0.2%
27	EXXON MOBIL CORP COM XOM	XOM	342,867	$37.8m0.97%	0.97%	Reduced -208	-208 -0.1%
28	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	120,222	$37.1m0.95%	0.95%	Added +916	+916 0.8%
29	ZOETIS INC CL A ZTS	ZTS	251,656	$36.9m0.95%	0.95%	Added +1.1k	+1,117 0.5%
30	DEERE & CO COM DE	DE	82,414	$35.3m0.91%	0.91%	Added +577	+577 0.7%
31	MONDELEZ INTL INC CL A MDLZ	MDLZ	508,651	$33.9m0.87%	0.87%	Reduced -7.4k	-7,367 -1.4%
32	DISNEY WALT CO COM DIS	DIS	377,855	$32.8m0.84%	0.84%	Added +1.7k	+1,673 0.4%
33	AIR PRODS & CHEMS INC COM APD	APD	105,506	$32.5m0.84%	0.84%	Reduced -2.0k	-1,954 -1.8%
34	COSTCO WHSL CORP NEW COM COST	COST	69,932	$31.9m0.82%	0.82%	Added +859	+859 1.2%
35	BOEING CO COM BA	BA	164,109	$31.3m0.80%	0.80%	Reduced -6.4k	-6,374 -3.7%
36	ECOLAB INC COM ECL	ECL	207,034	$30.1m0.77%	0.77%	Added +3.0k	+2,981 1.5%
37	ALPHABET INC CAP STK CL A GOOGL	GOOGL	322,867	$28.5m0.73%	0.73%	Added +1.6k	+1,639 0.5%
38	SALESFORCE INC COM CRM	CRM	209,776	$27.8m0.71%	0.71%	Reduced -6.4k	-6,418 -3.0%
39	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	62,181	$27.5m0.71%	0.71%	Added +650	+650 1.1%
40	COCA COLA CO COM KO	KO	411,835	$26.2m0.67%	0.67%	Reduced -908	-908 -0.2%
41	LOCKHEED MARTIN CORP COM LMT	LMT	53,354	$26.0m0.67%	0.67%	Reduced -618	-618 -1.1%
42	HOME DEPOT INC COM HD	HD	78,846	$24.9m0.64%	0.64%	Added +28	+28 0.0%
43	CANADIAN PAC RY LTD COM COM		317,430	$23.7m0.61%	0.61%	Reduced -6.1k	-6,075 -1.9%
44	ALLSTATE CORP COM ALL	ALL	170,781	$23.2m0.60%	0.60%	Reduced -3.4k	-3,416 -2.0%
45	MCCORMICK & CO INC COM NON VTG MKC	MKC	260,293	$21.6m0.55%	0.55%	Added +2.5k	+2,545 1.0%
46	INTERNATIONAL FLAVORS&FRAGRA COM IFF	IFF	199,599	$20.9m0.54%	0.54%	Reduced -8.3k	-8,328 -4.0%
47	FISERV INC COM FISV	FISV	206,145	$20.8m0.54%	0.54%	Reduced -28.2k	-28,155 -12.0%
48	NOVARTIS AG SPONSORED ADR NVS	NVS	227,555	$20.6m0.53%	0.53%	Reduced -4.4k	-4,434 -1.9%
49	SCHWAB CHARLES CORP COM SCHW	SCHW	237,770	$19.8m0.51%	0.51%	Reduced -4.4k	-4,438 -1.8%
50	SCHLUMBERGER LTD COM STK SLB	SLB	364,148	$19.5m0.50%	0.50%	Reduced -3.9k	-3,863 -1.1%
51	CISCO SYS INC COM CSCO	CSCO	407,517	$19.4m0.50%	0.50%	Added +9.9k	+9,876 2.5%
52	BECTON DICKINSON & CO COM BDX	BDX	76,086	$19.3m0.50%	0.50%	Reduced -1.3k	-1,307 -1.7%
53	PFIZER INC COM PFE	PFE	375,818	$19.3m0.49%	0.49%	Reduced -2.5k	-2,519 -0.7%
54	ISHARES S&P 500 INDEX K EQUITY FUNDS WFSPX	WFSPX	42,612	$19.2m0.49%	0.49%	Reduced -2.5k	-2,549 -5.6%
55	ISHARES TR CORE S&P SCP ETF IJR	IJR	201,730	$19.1m0.49%	0.49%	Reduced -2.9k	-2,909 -1.4%
56	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	40	$18.7m0.48%	0.48%	Unchanged
57	ISHARES TR CORE S&P MCP ETF IJH	IJH	72,431	$17.5m0.45%	0.45%	Reduced -489	-489 -0.7%
58	KEYSIGHT TECHNOLOGIES INC COM KEYS	KEYS	95,171	$16.3m0.42%	0.42%	Added +1.3k	+1,342 1.4%
59	QUALCOMM INC COM QCOM	QCOM	147,912	$16.3m0.42%	0.42%	Reduced -1.2k	-1,232 -0.8%
60	META PLATFORMS INC CL A META	META	135,039	$16.3m0.42%	0.42%	Reduced -12.9k	-12,918 -8.7%
61	UNILEVER PLC SPON ADR NEW SPON ADR NEW		319,183	$16.1m0.41%	0.41%	Reduced -10.8k	-10,791 -3.3%
62	TJX COS INC NEW COM TJX	TJX	191,075	$15.2m0.39%	0.39%	Reduced -113	-113 -0.1%
63	GILEAD SCIENCES INC COM GILD	GILD	174,810	$15.0m0.39%	0.39%	Reduced -5.1k	-5,102 -2.8%
64	CATERPILLAR INC COM CAT	CAT	61,590	$14.8m0.38%	0.38%	Added +1.7k	+1,710 2.9%
65	SHERWIN WILLIAMS CO COM SHW	SHW	61,273	$14.5m0.37%	0.37%	Reduced -259	-259 -0.4%
66	UNION PAC CORP COM UNP	UNP	69,244	$14.3m0.37%	0.37%	Added +889	+889 1.3%
67	CONSTELLATION BRANDS INC CL A STZ	STZ	61,732	$14.3m0.37%	0.37%	Reduced -2.3k	-2,270 -3.5%
68	SERVICENOW INC COM NOW	NOW	35,938	$14.0m0.36%	0.36%	Added +557	+557 1.6%
69	ISHARES TR BLACKROCK ULTRA ICSH	ICSH	276,880	$13.9m0.36%	0.36%	Reduced -36.9k	-36,905 -11.8%
70	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	51,696	$13.8m0.35%	0.35%	Added +1.0k	+1,027 2.0%
71	LAUDER ESTEE COS INC CL A EL	EL	53,002	$13.2m0.34%	0.34%	Added +5.7k	+5,656 11.9%
72	ISHARES TR RUS MID CAP ETF IWR	IWR	191,458	$12.9m0.33%	0.33%	Reduced -538	-538 -0.3%
73	CHUBB LIMITED COM CB	CB	58,241	$12.8m0.33%	0.33%	Reduced -283	-283 -0.5%
74	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	328,885	$12.8m0.33%	0.33%	Added +4.9k	+4,896 1.5%
75	DUPONT DE NEMOURS INC COM DWDP	DWDP	184,789	$12.7m0.33%	0.33%	Reduced -6.5k	-6,520 -3.4%
76	ALCON AG ORD SHS ALC	ALC	184,147	$12.6m0.32%	0.32%	Reduced -4.1k	-4,137 -2.2%
77	NORTHERN TR CORP COM NTRS	NTRS	138,300	$12.2m0.31%	0.31%	Reduced -2.7k	-2,681 -1.9%
78	INFINEON TECHNOLOGIES AG COM IFNNY	IFNNY	400,736	$12.1m0.31%	0.31%	Reduced -25.7k	-25,724 -6.0%
79	CROWN CASTLE INC COM CCI	CCI	86,373	$11.7m0.30%	0.30%	Reduced -12.3k	-12,339 -12.5%
80	VERIZON COMMUNICATIONS INC COM VZ	VZ	296,240	$11.7m0.30%	0.30%	Reduced -36.2k	-36,207 -10.9%
81	CITIGROUP INC COM NEW C	C	252,791	$11.4m0.29%	0.29%	Reduced -34.9k	-34,878 -12.1%
82	ISHARES TR MSCI EAFE ETF EFA	EFA	174,089	$11.4m0.29%	0.29%	Reduced -603	-603 -0.3%
83	BLACKSTONE INC COM BX	BX	152,533	$11.3m0.29%	0.29%	Added +3.1k	+3,116 2.1%
84	APOLLO GLOBAL MGMT INC COM APO	APO	168,550	$10.8m0.28%	0.28%	Added +4.0k	+3,953 2.4%
85	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	74,736	$10.5m0.27%	0.27%	Reduced -1.2k	-1,196 -1.6%
86	TRAVELERS COMPANIES INC COM TRV	TRV	55,151	$10.3m0.27%	0.27%	Added +200	+200 0.4%
87	NVIDIA CORPORATION COM NVDA	NVDA	70,229	$10.3m0.26%	0.26%	Reduced -2.7k	-2,745 -3.8%
88	3M CO COM MMM	MMM	85,277	$10.2m0.26%	0.26%	Reduced -8.4k	-8,382 -8.9%
89	ISHARES TR CORE S&P500 ETF IVV	IVV	26,345	$10.1m0.26%	0.26%	Reduced -420	-420 -1.6%
90	ADOBE INC COM ADBE	ADBE	29,854	$10.0m0.26%	0.26%	Reduced -130	-130 -0.4%
91	PALO ALTO NETWORKS INC COM PANW	PANW	70,633	$9.9m0.25%	0.25%	Added +2.5k	+2,516 3.7%
92	PAYPAL HLDGS INC COM PYPL	PYPL	136,653	$9.7m0.25%	0.25%	Reduced -25.5k	-25,521 -15.7%
93	TRUIST FINL CORP COM TFC	TFC	224,641	$9.7m0.25%	0.25%	Reduced -1.4k	-1,425 -0.6%
94	SPLUNK INC COM SPLK	SPLK	110,240	$9.5m0.24%	0.24%	Added +9.9k	+9,939 9.9%
95	COLGATE PALMOLIVE CO COM CL	CL	120,286	$9.5m0.24%	0.24%	Added +952	+952 0.8%
96	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	91,677	$9.4m0.24%	0.24%	Added +3	+3 0.0%
97	PHILIP MORRIS INTL INC COM PM	PM	92,355	$9.3m0.24%	0.24%	Added +64	+64 0.1%
98	GRAINGER W W INC COM GWW	GWW	16,511	$9.2m0.24%	0.24%	Added +175	+175 1.1%
99	ISHARES TR CORE MSCI EAFE IEFA	IEFA	148,376	$9.1m0.24%	0.24%	Reduced -3.3k	-3,319 -2.2%
100	EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF ROBO	ROBO	197,080	$9.1m0.23%	0.23%	Reduced -1	-1 0.0%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
GLOBAL X FDS DJIA	DJIA	40,000	$812.0k40.0k shares
TENAX THERAPEUTICS INC		3,819,170	$649.0k3.8m shares
KRANESHARES TR IVOL	IVOL	24,312	$539.0k24.3k shares
GLOBAL X FDS RYLD	RYLD	25,807	$476.0k25.8k shares
ISHARES TR TLT	TLT	4,631	$474.0k4.6k shares
VANGUARD INTERNATIONAL GROWTH ADM VWILX	VWILX	5,227	$447.0k5.2k shares
CAMBRIA ETF TR GMOM	GMOM	14,659	$415.0k14.7k shares
CITRIX SYS INC CTXS	CTXS	151	$317.0k151 shares
ISHARES TR HYG	HYG	3,856	$275.0k3.9k shares
ISHARES TR REET	REET	12,709	$270.0k12.7k shares
INVESCO DB COMMDY INDX TRCK DBC	DBC	11,151	$267.0k11.2k shares
VANGUARD SHORT-TERM INVESTMENT-GRADE INV VFSTX	VFSTX	26,553	$261.0k26.6k shares
SCHWAB STRATEGIC TR SCHC	SCHC	9,416	$261.0k9.4k shares
SCHWAB 1000 INDEX SNXFX	SNXFX	3,056	$238.0k3.1k shares
INVESCO EXCHANGE TRADED FD T PBW	PBW	4,329	$209.0k4.3k shares
ISHARES TR MUB	MUB	1,988	$204.0k2.0k shares
CARMAX INC KMX	KMX	3,073	$203.0k3.1k shares
KONINKLIJKE PHILIPS N V PHG	PHG	12,500	$192.0k12.5k shares
BROADSTONE NET LEASE INC BNL	BNL	11,516	$183.0k11.5k shares
Northern High Yield Fixed Inc NHFIX	NHFIX	31,557	$174.0k31.6k shares
JPMORGAN INCOME BUILDER FUND CLASS I JNBSX	JNBSX	11,517	$101.0k11.5k shares
VANGUARD INTERM-TERM INVESTMENT-GRDE ADM VFIDX	VFIDX	10,716	$87.0k10.7k shares
Vanguard High-Yield Corporate Adm VWEAX	VWEAX	11,719	$58.0k11.7k shares
Tudor Gold TUD	TUD	56,000	$36.0k56.0k shares
ADVISORSHARES TR		10,000	$21.0k10.0k shares