Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

123 institutional holders +18 vs Q3 2022
14,431,83614.4m shares reported held*
$272.3mreported value*
27 new 47 added 28 reduced 9 sold out net bought ≈ $19.0m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($493.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.87. Options: 5 managers hold calls ($3.6m notional), 3 hold puts ($688.1k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123123Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022105
Q4 2022123

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $2.4mQ3 22 puts: $472.0kQ3 22P/C 0.20Q4 22 calls: $3.6mQ4 22 puts: $688.1kQ4 22P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2022$2.4m$472.0k0.20
Q4 2022$3.6m$688.1k0.19

Biggest buyers

LPL Financial LLC Added +299,166+299.2k
MORGAN STANLEY Added +245,672+245.7k
Baird Financial Group, Inc. Added +222,824+222.8k
JANE STREET GROUP, LLC New +211,134+211.1k
WELLS FARGO & COMPANY/MN Added +178,456+178.5k
Sowell Financial Services LLC New +96,997+97.0k
OSAIC HOLDINGS, INC. Added +91,367+91.4k
Raymond James Financial Services Advisors, Inc. Added +73,537+73.5k
RAYMOND JAMES & ASSOCIATES Added +70,905+70.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +69,122+69.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -338,077-338.1k
ROYAL BANK OF CANADA Reduced -288,197-288.2k
AE Wealth Management LLC Reduced -150,180-150.2k
UBS Group AG Reduced -81,986-82.0k
Cresset Asset Management, LLC Reduced -59,508-59.5k
GOFEN & GLOSSBERG LLC /IL/ Sold out -25,807-25.8k
Cornerstone Advisory, LLC Reduced -24,442-24.4k
OPPENHEIMER & CO INC Sold out -22,781-22.8k
Garner Asset Management Corp Reduced -19,365-19.4k
Astoria Portfolio Advisors LLC. Reduced -15,543-15.5k

Biggest calls

CITADEL ADVISORS LLC Added $2.5m131.4k shares
WOLVERINE TRADING, LLC New $1.1m56.4k shares
Intergy Private Wealth, LLC New $11.8k63.0k shares
Wambolt & Associates, LLC New $8.0k42.3k shares
Cutler Group LLC / CA New $08.3k shares

Biggest puts

WOLVERINE TRADING, LLC New $515.0k27.4k shares
CITADEL ADVISORS LLC Reduced $173.1k9.2k shares
Cutler Group LLC / CA Reduced $01.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hamilton Capital Partners Inc. 18.55% of their portfolio TORONTO, A6 2,325,8912.3m $43.8m $43.8m 18.55% First filing
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,662,8991.7m $31.3m $31.3m 0.03% Added +299.2k +299,166
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,423,7951.4m $26.8m $26.8m 0.00% Added +245.7k +245,672
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,269,3581.3m $23.9m $23.9m 0.00% Reduced -338.1k -338,077
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,014,6181.0m $19.1m $19.1m 0.01% Reduced -288.2k -288,197
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 482,031482.0k $9.1m $9.1m 0.02% Added +91.4k +91,367
7 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 473,619473.6k $8.9m $8.9m 0.02% Added +222.8k +222,824
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 408,949408.9k $7.7m $7.7m 0.02% Added +73.5k +73,537
9 CENTAURUS FINANCIAL, INC. 0.70% of their portfolio ANAHEIM, CA 394,877394.9k $7.4m $7.4m 0.70% Added +14.1k +14,138
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 354,497354.5k $6.7m $6.7m 0.00% Reduced -82.0k -81,986
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 320,450320.4k $6.0m $6.0m 0.00% Added +178.5k +178,456
12 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 259,459259.5k $4.9m $4.9m 0.10% Added +31.0k +30,971
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 245,105245.1k $4.6m $4.6m 0.02% Reduced -3.1k -3,098
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 242,338242.3k $4.6m $4.6m 0.00% Added +30.0k +30,026
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 211,134211.1k $4.0m $4.0m 0.01% New
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 165,981166.0k $3.1m $3.1m 0.00% Added +70.9k +70,905
17 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 155,007155.0k $2.9m $2.9m 0.02% Added +21.7k +21,720
18 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 152,335152.3k $2.9m $2.9m 0.05% Added +14.0k +14,002
19 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 150,909150.9k $3.8m $3.8m 0.10% Reduced -1.4k -1,433
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 144,876144.9k $2.7m $2.7m 0.01% Added +11.6k +11,642
21 MAS Advisors LLC 2.24% of their portfolio Miami, FL 125,917125.9k $2.4m $2.4m 2.24% Reduced -8.0k -7,962
22 FinTrust Capital Advisors, LLC 0.49% of their portfolio Greenville, SC 107,175107.2k $2.0m $2.0m 0.49% Added +34.8k +34,816
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 98,56498.6k $1.9m $1.9m 0.01% Added +3.5k +3,549
24 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 96,99797.0k $1.8m $1.8m 0.12% New
25 Cavalier Investments, LLC 0.65% of their portfolio ALPHARETTA, GA 96,96197.0k $1.8m $1.8m 0.65% Reduced -2.8k -2,828
26 Eudaimonia Partners, LLC 0.43% of their portfolio Winchester, TN 93,36493.4k $1.8m $1.8m 0.43% Added +10.7k +10,699
27 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 93,36393.4k $1.5m $1.5m 0.05% Reduced -6.0k -5,997
28 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 89,75989.8k $1.7m $1.7m 0.15% Added +6.2k +6,212
29 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 77,02677.0k $1.4m $1.4m 0.06% Added +53.8k +53,828
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,12269.1k $1.3m $1.3m 0.00% New
31 Atlas Private Wealth Advisors 0.68% of their portfolio RED BANK, NJ 67,95268.0k $1.3m $1.3m 0.68% Added +27.7k +27,738
32 Garner Asset Management Corp 0.60% of their portfolio PLANO, TX 66,55766.6k $1.3m $1.3m 0.60% Reduced -19.4k -19,365
33 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 66,09166.1k $1.2m $1.2m 0.02% Added +21.5k +21,495
34 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 64,97665.0k $1.2m $1.2m 0.02% Added +14.5k +14,490
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 64,32664.3k $1.2m $1.2m 0.01% Reduced -7.3k -7,263
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 62,68162.7k $1.2m $1.2m 0.00% New
37 Arete Wealth Advisors, LLC 0.10% of their portfolio CHICAGO, IL 61,45761.5k $1.2m $1.2m 0.10% Added +4.8k +4,806
38 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 54,34754.3k $1.0m $1.0m 0.03% Added +8.8k +8,802
39 High Net Worth Advisory Group LLC 0.39% of their portfolio NAPLES, FL 53,55853.6k $1.0m $1.0m 0.39% Added +11.4k +11,425
40 Cornerstone Advisory, LLC 0.20% of their portfolio HUNT VALLEY, MD 53,53153.5k $1.0m $1.0m 0.20% Reduced -24.4k -24,442
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,68551.7k $972.0k $972.0k 0.00% Added +7.9k +7,879
42 Owen LaRue, LLC 0.95% of their portfolio ELIZABETHTOWN, KY 46,20846.2k $874.3k $874.3k 0.95% First filing
43 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 40,90040.9k $769.3k $769.3k 0.06% Reduced -1.7k -1,689
44 Pasadena Private Wealth, LLC 0.23% of their portfolio PASADENA, CA 39,87539.9k $750.0k $750.0k 0.23% New
45 Colonial River Investments, LLC 0.44% of their portfolio MIDLOTHIAN, VA 37,00037.0k $696.0k $696.0k 0.44% Added +256 +256
46 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 34,48534.5k $648.7k $648.7k 0.02% Reduced -4.4k -4,401
47 Weaver Consulting Group 0.33% of their portfolio HUNTINGTON BEACH, CA 34,24134.2k $644.1k $644.1k 0.33% Reduced -1.9k -1,861
48 DFPG INVESTMENTS, LLC 0.11% of their portfolio SANDY, UT 34,22134.2k $655.7k $655.7k 0.11% Reduced -15.4k -15,438
49 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 33,60733.6k $632.1k $632.1k 0.00% Added +10.3k +10,278
50 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 32,76632.8k $616.3k $616.3k 0.00% Reduced -150.2k -150,180
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,13731.1k $585.7k $585.7k 0.01% Reduced -8.4k -8,428
52 Accel Wealth Management 0.24% of their portfolio WAVERLY, IA 26,13426.1k $491.6k $491.6k 0.24% Added +5.8k +5,846
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 25,55125.6k $480.6k $480.6k 0.02% Added +1.1k +1,064
54 Jaffetilchin Investment Partners, LLC 0.06% of their portfolio TAMPA, FL 24,96125.0k $469.5k $469.5k 0.06% Reduced -25 -25
55 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,65824.7k $468.4k $468.4k 0.01% Reduced -59.5k -59,508
56 Columbus Macro, LLC 0.18% of their portfolio NEW CASTLE, PA 24,59524.6k $462.7k $462.7k 0.18% Reduced -11.7k -11,672
57 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 24,38624.4k $458.7k $458.7k 0.02% New
58 Wick Capital Partners, LLC 0.25% of their portfolio WAYNE, PA 24,00024.0k $451.0k $451.0k 0.25% Added +12.5k +12,500
59 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 22,32322.3k $419.9k $419.9k 0.06% New
60 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 21,96822.0k $413.2k $413.2k 0.04% Unchanged
61 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 20,55320.6k $386.6k $386.6k 0.02% Added +11.7k +11,667
62 Prosperity Wealth Management, Inc. 0.38% of their portfolio San Ramon, CA 20,53520.5k $386.3k $386.3k 0.38% First filing
63 Astoria Portfolio Advisors LLC. 0.18% of their portfolio NEW YORK, NY 19,99720.0k $386.4k $386.4k 0.18% Reduced -15.5k -15,543
64 Baker Avenue Asset Management, LP 0.02% of their portfolio SAN FRANCISCO, CA 19,57619.6k $368.2k $368.2k 0.02% Added +116 +116
65 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 18,13018.1k $341.0k $341.0k 0.02% Added +850 +850
66 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,05618.1k $339.0k $339.0k 0.00% Reduced -13.8k -13,812
67 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 17,80417.8k $334.9k $334.9k 0.08% Added +830 +830
68 EUDAIMONIA ADVISORS LLC 0.21% of their portfolio Winchester, TN 16,16416.2k $304.0k $304.0k 0.21% Added +547 +547
69 Atlantic Union Bankshares Corp 0.03% of their portfolio GLEN ALLEN, VA 16,15616.2k $303.9k $303.9k 0.03% Unchanged
70 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 14,92214.9k $281.0k $281.0k 0.04% Unchanged
71 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 14,62214.6k $277.8k $277.8k 0.05% Added +451 +451
72 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 13,26613.3k $257.6k $257.6k 0.02% Added +1.1k +1,148
73 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 12,53512.5k $235.8k $235.8k 0.03% Reduced -303 -303
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,39412.4k $233.1k $233.1k 0.00% New
75 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 12,38612.4k $233.0k $233.0k 0.02% New
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,08212.1k $227.3k $227.3k 0.00% New
77 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 11,82411.8k $222.4k $222.4k 0.01% Added +10.4k +10,354
78 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,76511.8k $221.3k $221.3k 0.01% Reduced -6.7k -6,700
79 QP WEALTH MANAGEMENT, LLC 0.33% of their portfolio BOCA RATON, FL 11,33611.3k $213.2k $213.2k 0.33% Added +914 +914
80 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 11,27511.3k $212.1k $212.1k 0.01% Added +111 +111
81 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 10,87110.9k $204.5k $204.5k 0.01% New
82 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 10,85610.9k $204.2k $204.2k 0.04% New
83 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,38210.4k $195.3k $195.3k 0.01% Reduced -6.6k -6,618
84 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 10,03910.0k $189.0k $189.0k 0.01% Not comparable
85 NFSG Corp 0.09% of their portfolio BOCA RATON, FL 8,4148.4k $158.3k $158.3k 0.09% Added +4.4k +4,383
86 CoreFirst Bank & Trust 0.12% of their portfolio TOPEKA, KS 8,0698.1k $151.8k $151.8k 0.12% Added +6.7k +6,669
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,6165.6k $105.6k $105.6k 0.00% Reduced -2.7k -2,693
88 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 4,0444.0k $76.1k $76.1k 0.03% Unchanged
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,9514.0k $74.3k $74.3k 0.00% Unchanged
90 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,6803.7k $69.2k $69.2k 0.00% Added +72 +72
91 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 3,6753.7k $69.0k $69.0k 0.00% Unchanged
92 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0002.0k $38 $38 0.00% New
93 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 2,0002.0k $38.0k $38.0k 0.00% Unchanged
94 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 1,3101.3k $24.6k $24.6k 0.01% Unchanged
95 Archer Investment Corp 0.01% of their portfolio Carmel, IN 1,2001.2k $22.6k $22.6k 0.01% Unchanged
96 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,1001.1k $20.7k $20.7k 0.00% New
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0001.0k $18.8k $18.8k 0.00% New
98 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 980980 $18.4k $18.4k 0.00% Unchanged
99 Accurate Wealth Management, LLC 0.01% of their portfolio WESLEY CHAPEL, FL 877877 $16.7k $16.7k 0.01% New
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 800800 $15.0k $15.0k 0.00% Reduced -1.0k -1,000