Vault-13

INVESCO DB COMMDY INDX TRCK DBC

UNIT · ETP · CUSIP 46138B103

291 institutional holders -16 vs Q3 2022
50,487,05250.5m shares reported held*
$1.2bnreported value*
28 new 81 added 106 reduced 51 sold out net sold ≈ $259.4m (-10.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($427.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.65. Options: 10 managers hold calls ($34.1m notional), 8 hold puts ($9.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 307Q4 22: 291291Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022307
Q4 2022291

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $44.7mQ3 22 puts: $16.7mQ3 22P/C 0.37Q4 22 calls: $34.1mQ4 22 puts: $9.1mQ4 22P/C 0.27
Numbers
QuarterCallsPutsP/C
Q3 2022$44.7m$16.7m0.37
Q4 2022$34.1m$9.1m0.27

Biggest buyers

HAWK RIDGE CAPITAL MANAGEMENT LP New +1,206,500+1.2m
JANE STREET GROUP, LLC New +606,974+607.0k
VAN ECK ASSOCIATES CORP New +560,166+560.2k
Systelligence, LLC New +411,788+411.8k
FRANKLIN RESOURCES INC New +197,270+197.3k
Lindbrook Capital, LLC New +184,095+184.1k
Wellspring Financial Advisors, LLC New +175,905+175.9k
Trek Financial, LLC New +143,754+143.8k
FLOW TRADERS U.S. LLC Added +107,524+107.5k
PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV New +99,913+99.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,515,448-1.5m
Thrivent Financial for Lutherans Reduced -990,550-990.5k
BANK OF AMERICA CORP /DE/ Reduced -975,678-975.7k
Mirae Asset Global Investments Co., Ltd. Reduced -958,000-958.0k
SG Americas Securities, LLC Reduced -749,675-749.7k
Financial Partners Group, Inc Reduced -607,340-607.3k
WELLS FARGO & COMPANY/MN Reduced -589,048-589.0k
AMERIPRISE FINANCIAL INC Reduced -564,697-564.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -550,737-550.7k
STATE STREET CORP Sold out -501,170-501.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.8m439.5k shares
JANE STREET GROUP, LLC Added $8.6m349.0k shares
SIMPLEX TRADING, LLC Reduced $5.8m233.8k shares
GROUP ONE TRADING LLC Reduced $4.2m169.1k shares
CITADEL ADVISORS LLC Reduced $2.5m99.9k shares
Parallax Volatility Advisers, L.P. Unchanged $2.0m80.8k shares
CSS LLC/IL New $184.9k7.5k shares
Cutler Group LLC / CA Reduced $51.0k18.1k shares
HAP Trading, LLC Reduced $6.0k21.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $4.5m182.6k shares
SIMPLEX TRADING, LLC Added $1.6m65.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $843.0k34.2k shares
GROUP ONE TRADING LLC Reduced $840.6k34.1k shares
JANE STREET GROUP, LLC Reduced $769.1k31.2k shares
SUMMIT SECURITIES GROUP LLC Unchanged $493.0k20.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 7,335,4817.3m $180.8m $180.8m 0.06% Reduced -589.0k -589,048
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,423,0576.4m $158.3m $158.3m 0.02% Reduced -373.3k -373,322
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,301,8186.3m $155.3m $155.3m 0.02% Reduced -975.7k -975,678
4 DEUTSCHE BANK AG\ 0.05% of their portfolio FRANKFURT AM MAIN, 2M 3,557,7653.6m $87.7m $87.7m 0.05% Added +30.3k +30,277
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,988,7312.0m $49.0m $49.0m 0.02% Reduced -564.7k -564,697
6 Russell Investments Group, Ltd. 0.10% of their portfolio Seattle, WA 1,915,8721.9m $47.2m $47.2m 0.10% Unchanged
7 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.44% of their portfolio BETHESDA, MD 1,493,5001.5m $36.8m $36.8m 2.44% Unchanged
8 HAWK RIDGE CAPITAL MANAGEMENT LP 2.01% of their portfolio LOS ANGELES, CA 1,206,5001.2m $29.7m $29.7m 2.01% New
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,029,2721.0m $25.4m $25.4m 0.01% Added +14.6k +14,586
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 721,565721.6k $17.8m $17.8m 0.03% Added +61.4k +61,396
11 Financial Partners Group, Inc 3.51% of their portfolio Overland Park, KS 657,108657.1k $16.0m $16.0m 3.51% Reduced -607.3k -607,340
12 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 606,974607.0k $15.0m $15.0m 0.03% New
13 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 604,070604.1k $14.9m $14.9m 0.02% Reduced -12.3k -12,284
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 587,052587.1k $14.5m $14.5m 0.01% Added +5.3k +5,268
15 Arrow Investment Advisors, LLC 9.80% of their portfolio LAUREL, MD 565,518565.5k $13.9m $13.9m 9.80% Reduced -17.0k -17,035
16 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 560,166560.2k $13.8m $13.8m 0.04% New
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 519,308519.3k $12.8m $12.8m 0.01% Reduced -457.0k -457,003
18 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 435,392435.4k $10.7m $10.7m 0.03% Reduced -990.5k -990,550
19 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 422,100422.1k $10.4m $10.4m 0.01% Unchanged
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 420,417420.4k $10.4m $10.4m 0.02% Reduced -139.5k -139,455
21 Systelligence, LLC 2.65% of their portfolio BLOOMINGTON, MN 411,788411.8k $10.2m $10.2m 2.65% New
22 AUGUSTINE ASSET MANAGEMENT INC 5.31% of their portfolio JACKSONVILLE, FL 389,711389.7k $9.6m $9.6m 5.31% Reduced -714 -714
23 Laird Norton Wetherby Trust Company, LLC 1.33% of their portfolio Seattle, WA 380,594380.6k $9.4m $9.4m 1.33% Reduced -415 -415
24 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 355,475355.5k $8.8m $8.8m 0.02% Reduced -958.0k -958,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 353,923353.9k $8.7m $8.7m 0.00% Reduced -37.5k -37,508
26 Estate Counselors, LLC 1.12% of their portfolio Thiensville, WI 324,710324.7k $8.0m $8.0m 1.12% Added +15.8k +15,840
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 321,430321.4k $7.9m $7.9m 0.01% Reduced -19.8k -19,759
28 Cordant, Inc. 5.05% of their portfolio PORTLAND, OR 304,381304.4k $7.5m $7.5m 5.05% Added +2.0k +2,011
29 Palumbo Wealth Management LLC 5.89% of their portfolio GREAT NECK, NY 300,268300.3k $7.4m $7.4m 5.89% Added +4.3k +4,299
30 Cavalier Investments, LLC 2.53% of their portfolio ALPHARETTA, GA 286,231286.2k $7.1m $7.1m 2.53% Reduced -15.0k -15,012
31 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 264,966265.0k $6.5m $6.5m 0.04% Reduced -31.8k -31,802
32 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 214,620214.6k $5.3m $5.3m 0.01% Added +3.9k +3,928
33 OLYMPUS WEALTH MANAGEMENT, LLC 2.65% of their portfolio COTTONWOOD HEIGHTS, UT 213,882213.9k $5.3m $5.3m 2.65% Reduced -171.2k -171,220
34 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 213,755213.8k $5.3m $5.3m 0.03% Reduced -28.2k -28,224
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 205,705205.7k $5.1m $5.1m 0.00% Added +50.9k +50,880
36 Mariner, LLC 0.02% of their portfolio Overland Park, KS 203,141203.1k $5.0m $5.0m 0.02% Reduced -308.4k -308,396
37 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 197,270197.3k $4.9m $4.9m 0.00% New
38 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 189,766189.8k $4.7m $4.7m 0.02% Reduced -11.5k -11,502
39 Lindbrook Capital, LLC 0.56% of their portfolio CALABASAS, CA 184,095184.1k $4.5m $4.5m 0.56% New
40 Wellspring Financial Advisors, LLC 1.44% of their portfolio CLEVELAND, OH 175,905175.9k $4.3m $4.3m 1.44% New
41 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 174,507174.5k $4.3m $4.3m 0.03% Reduced -13.8k -13,769
42 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 174,092174.1k $4.3m $4.3m 0.05% Reduced -6.0k -5,975
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 157,237157.2k $3.8m $3.8m 0.01% Reduced -44.6k -44,559
44 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 153,452153.5k $3.8m $3.8m 0.02% Added +20.9k +20,905
45 COMERICA SECURITIES,INC. 0.27% of their portfolio DETROIT, MI 152,429152.4k $3.8m $3.8m 0.27% Added +917 +917
46 Dorsey Wright & Associates 1.04% of their portfolio PASADENA, CA 144,887144.9k $3.6m $3.6m 1.04% First filing
47 Trek Financial, LLC 0.35% of their portfolio Scottsdale, AZ 143,754143.8k $3.5m $3.5m 0.35% New
48 SIMPLEX TRADING, LLC 0.17% of their portfolio CHICAGO, IL 142,540142.5k $3.5m $3.5m 0.17% Added +73.0k +72,958
49 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 141,818141.8k $3.5m $3.5m 0.05% Added +2.4k +2,365
50 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 139,007139.0k $3.4m $3.4m 0.01% Reduced -6.2k -6,242
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,829134.8k $3.3m $3.3m 0.00% Reduced -28.7k -28,663
52 FLOW TRADERS U.S. LLC 0.16% of their portfolio NEW YORK, NY 126,020126.0k $3.1m $3.1m 0.16% Added +107.5k +107,524
53 Laurel Wealth Advisors, Inc. 0.30% of their portfolio SOLANA BEACH, CA 125,170125.2k $3.1m $3.1m 0.30% Added +57.2k +57,171
54 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 124,083124.1k $3.1m $3.1m 0.01% Reduced -20.0k -19,993
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 120,009120.0k $3.0m $3.0m 0.00% Added +35.1k +35,141
56 Global Endowment Management, LP 0.33% of their portfolio CHARLOTTE, NC 120,000120.0k $3.0m $3.0m 0.33% Reduced -30.0k -30,000
57 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 117,941117.9k $2.9m $2.9m 0.03% Reduced -11.0k -11,002
58 Hilltop Holdings Inc. 0.38% of their portfolio DALLAS, TX 117,411117.4k $2.9m $2.9m 0.38% Added +186 +186
59 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 117,232117.2k $2.9m $2.9m 0.00% Reduced -141.1k -141,107
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 117,130117.1k $2.9m $2.9m 0.00% Reduced -29.5k -29,520
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 112,030112.0k $2.8m $2.8m 0.01% Reduced -66.4k -66,367
62 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 105,666105.7k $2.6m $2.6m 0.05% Reduced -40.6k -40,571
63 Maltin Wealth Management, Inc. 1.83% of their portfolio RIDGEWOOD, NJ 101,750101.8k $2.5m $2.5m 1.83% Added +823 +823
64 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.28% of their portfolio HUNTINGDON VALLEY, PA 99,91399.9k $2.4m $2.4m 1.28% New
65 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.03% of their portfolio CHICAGO, IL 99,27499.3k $2.4m $2.4m 0.03% Reduced -15.1k -15,100
66 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 93,38793.4k $2.3m $2.3m 0.00% First filing
67 Fifth Third Securities, Inc. 0.30% of their portfolio Cincinnati, OH 92,14992.1k $2.3m $2.3m 0.30% Reduced -88.0k -87,986
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 86,00586.0k $2.1m $2.1m 0.00% Added +55.7k +55,709
69 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 80,24180.2k $2.0m $2.0m 0.00% Added +17.3k +17,296
70 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 77,10777.1k $1.9m $1.9m 0.00% Added +26.8k +26,804
71 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 73,66673.7k $1.8m $1.8m 0.03% Reduced -1.7k -1,720
72 Bridge Advisory, LLC 0.75% of their portfolio PASADENA, CA 73,27273.3k $1.8m $1.8m 0.75% Added +41 +41
73 Anfield Capital Management, LLC 0.88% of their portfolio IRVINE, CA 72,90872.9k $1.8m $1.8m 0.88% Reduced -8.2k -8,232
74 McBroom & Associates, LLC 1.91% of their portfolio LAS VEGAS, NV 71,59371.6k $1.8m $1.8m 1.91% Reduced -37.2k -37,173
75 Aureus Asset Management, LLC 0.15% of their portfolio BOSTON, MA 70,90070.9k $1.7m $1.7m 0.15% Unchanged
76 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 69,84769.8k $1.7m $1.7m 0.08% Reduced -353.8k -353,759
77 CSS LLC/IL 0.11% of their portfolio CHICAGO, IL 69,73569.7k $1.7m $1.7m 0.11% Added +10.7k +10,735
78 ELEMENT POINTE ADVISORS, LLC 0.61% of their portfolio MIAMI, FL 69,27469.3k $1.7m $1.7m 0.61% Reduced -135.9k -135,865
79 Capital Wealth Planning, LLC 0.02% of their portfolio NAPLES, FL 69,21269.2k $1.7m $1.7m 0.02% Added +34.0k +34,043
80 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 69,03769.0k $1.7m $1.7m 0.03% New
81 AXXCESS WEALTH MANAGEMENT, LLC 0.14% of their portfolio CARLSBAD, CA 68,84968.8k $1.7m $1.7m 0.14% Reduced -935 -935
82 Bienville Capital Management, LLC 0.62% of their portfolio New York, NY 67,18667.2k $1.7m $1.7m 0.62% Added +1 +1
83 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 64,77064.8k $1.6m $1.6m 0.07% Reduced -2.3k -2,282
84 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 61,43561.4k $931.5k $931.5k 0.02% Reduced -500.1k -500,083
85 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 57,32757.3k $1.4m $1.4m 0.04% Reduced -230.8k -230,796
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 56,62956.6k $1.4m $1.4m 0.00% Reduced -550.7k -550,737
87 Main Street Financial Solutions, LLC 0.22% of their portfolio NEWTOWN, PA 55,80555.8k $1.4m $1.4m 0.22% Reduced -15.7k -15,693
88 Matrix Trust Co 0.33% of their portfolio DENVER, CO 53,68353.7k $1.3m $1.3m 0.33% New
89 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 53,24953.2k $1.3m $1.3m 0.03% New
90 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 52,43052.4k $1.3m $1.3m 0.11% Added +485 +485
91 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 50,75050.8k $1.3m $1.3m 0.01% Reduced -1.2k -1,212
92 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 50,34850.3k $1.2m $1.2m 0.03% Reduced -3.7k -3,722
93 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 49,72349.7k $1.2m $1.2m 0.04% Reduced -3.8k -3,810
94 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 49,20049.2k $1.2m $1.2m 0.00% Unchanged
95 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 48,63548.6k $1.2m $1.2m 0.00% Unchanged
96 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 46,97747.0k $1.2m $1.2m 0.02% Unchanged
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,01346.0k $1.1m $1.1m 0.00% Reduced -10.4k -10,401
98 HighVista Strategies LLC 0.62% of their portfolio BOSTON, MA 42,39642.4k $1.0m $1.0m 0.62% Unchanged
99 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 42,37742.4k $1.0m $1.0m 0.02% Reduced -685 -685
100 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 41,64141.6k $1.0m $1.0m 0.01% Reduced -2.4k -2,446