Vault-13

EXCHANGE TRADED CONCEPTS TRU ROBO

ROBO GLB ETF · ETP · CUSIP 301505707

199 institutional holders +12 vs Q3 2022
7,187,9817.2m shares reported held*
$333.0mreported value*
27 new 30 added 82 reduced 17 sold out net sold ≈ $25.9m (-557.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.33. Options: 3 managers hold calls ($2.8m notional), 3 hold puts ($2.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 187Q4 22: 199199Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022187
Q4 2022199

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $645.0kQ3 22 puts: $260.0kQ3 22P/C 0.40Q4 22 calls: $2.8mQ4 22 puts: $2.3mQ4 22P/C 0.82
Numbers
QuarterCallsPutsP/C
Q3 2022$645.0k$260.0k0.40
Q4 2022$2.8m$2.3m0.82

Biggest buyers

OLD MISSION CAPITAL LLC New +78,085+78.1k
Beacon Pointe Advisors, LLC New +64,887+64.9k
Cetera Advisor Networks LLC Added +63,272+63.3k
Mariner, LLC New +57,331+57.3k
AE Wealth Management LLC New +39,837+39.8k
EdgeRock Capital LLC New +36,558+36.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +20,279+20.3k
OneDigital Investment Advisors LLC New +18,570+18.6k
Cetera Investment Advisers Added +14,859+14.9k
WELLS FARGO & COMPANY/MN Added +14,794+14.8k

Biggest sellers

UBS Group AG Reduced -289,607-289.6k
MORGAN STANLEY Reduced -257,826-257.8k
JANE STREET GROUP, LLC Reduced -131,491-131.5k
BANK OF MONTREAL /CAN/ Reduced -62,743-62.7k
Biltmore Family Office, LLC Reduced -31,902-31.9k
INTEGRAL INVESTMENT ADVISORS, INC. Reduced -30,781-30.8k
Raymond James Financial Services Advisors, Inc. Reduced -25,874-25.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,863-23.9k
AMERIPRISE FINANCIAL INC Reduced -18,787-18.8k
US BANCORP \DE\ Reduced -17,185-17.2k

Biggest calls

CITADEL ADVISORS LLC Added $2.3m50.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $444.8k9.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $1.9m41.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $333.6k7.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,325,8041.3m $61.4m $61.4m 0.01% Reduced -257.8k -257,826
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 902,676902.7k $41.8m $41.8m 0.02% Reduced -289.6k -289,607
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 374,663374.7k $17.4m $17.4m 0.01% Added +603 +603
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 245,194245.2k $11.4m $11.4m 0.00% Added +14.8k +14,794
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 240,667240.7k $11.2m $11.2m 0.00% Reduced -4.9k -4,871
6 Biltmore Family Office, LLC 2.07% of their portfolio CHARLOTTE, NC 217,372217.4k $10.1m $10.1m 2.07% Reduced -31.9k -31,902
7 OBSIDIAN CIO, LLC 4.41% of their portfolio NEW YORK, NY 211,679211.7k $9.8m $9.8m 4.41% Added +3.4k +3,350
8 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 197,280197.3k $9.1m $9.1m 0.03% First filing
9 GOFEN & GLOSSBERG LLC /IL/ 0.23% of their portfolio CHICAGO, IL 197,080197.1k $9.1m $9.1m 0.23% Reduced -1 -1
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 190,501190.5k $8.8m $8.8m 0.00% Reduced -18.8k -18,787
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 163,155163.2k $7.6m $7.6m 0.02% Reduced -10.5k -10,506
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 150,917150.9k $7.0m $7.0m 0.00% Reduced -837 -837
13 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 120,153120.2k $5.6m $5.6m 0.03% Reduced -1.7k -1,654
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,433101.4k $4.7m $4.7m 0.00% Reduced -6.9k -6,875
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 85,39385.4k $4.0m $4.0m 0.01% Added +20.3k +20,279
16 Carmel Capital Management L.L.C. 2.39% of their portfolio CARMEL, CA 83,53583.5k $3.9m $3.9m 2.39% Added +800 +800
17 OLD MISSION CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 78,08578.1k $3.6m $3.6m 0.16% New
18 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 74,47474.5k $3.5m $3.5m 0.03% Added +63.3k +63,272
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 73,84373.8k $3.4m $3.4m 0.02% Reduced -4.1k -4,098
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 72,92672.9k $3.4m $3.4m 0.01% Reduced -2.0k -1,956
21 NTV Asset Management LLC 0.60% of their portfolio Charleston, WV 65,99166.0k $3.1m $3.1m 0.60% Reduced -1.9k -1,950
22 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 64,88764.9k $3.0m $3.0m 0.06% New
23 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 63,62263.6k $2.9m $2.9m 0.00% Reduced -997 -997
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 62,10462.1k $2.9m $2.9m 0.01% Reduced -25.9k -25,874
25 PINNACLE ASSOCIATES LTD 0.06% of their portfolio NEW YORK, NY 58,92058.9k $2.7m $2.7m 0.06% Reduced -10.0k -10,010
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,33157.3k $2.7m $2.7m 0.01% New
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 54,61754.6k $2.5m $2.5m 0.01% Added +6.7k +6,715
28 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 52,70652.7k $2.4m $2.4m 0.01% Added +219 +219
29 Endurance Wealth Management, Inc. 0.35% of their portfolio Providence, RI 49,91249.9k $2.3m $2.3m 0.35% Reduced -2.3k -2,262
30 Pacific Sun Financial Corp 1.49% of their portfolio LOS ANGELES, CA 45,73445.7k $2.1m $2.1m 1.49% Reduced -1.9k -1,933
31 MEANS INVESTMENT CO., INC. 0.38% of their portfolio BANGOR, ME 40,52240.5k $1.9m $1.9m 0.38% Reduced -6.9k -6,881
32 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 39,83739.8k $1.8m $1.8m 0.01% New
33 EdgeRock Capital LLC 0.95% of their portfolio DENVER, CO 36,55836.6k $1.7m $1.7m 0.95% New
34 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 36,45336.5k $1.5m $1.5m 0.04% Reduced -137 -137
35 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 36,03036.0k $1.7m $1.7m 0.00% Added +535 +535
36 Valley Financial Management, Inc. 0.91% of their portfolio NEW YORK, NY 35,37635.4k $1.6m $1.6m 0.91% Reduced -3.7k -3,685
37 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 34,26534.3k $1.6m $1.6m 0.03% Unchanged
38 GREAT VALLEY ADVISOR GROUP, INC. 0.08% of their portfolio WILMINGTON, DE 34,09034.1k $1.6m $1.6m 0.08% Added +1.9k +1,902
39 WADE G W & INC 0.06% of their portfolio Wellesley, MA 29,72129.7k $1.4m $1.4m 0.06% Reduced -1.0k -1,035
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,32629.3k $1.4m $1.4m 0.00% Reduced -131.5k -131,491
41 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 29,08829.1k $1.3m $1.3m 0.02% Added +247 +247
42 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 1.25% of their portfolio TEL-AVIV, L3 28,36528.4k $1.3m $1.3m 1.25% Unchanged
43 Ellis Investment Partners, LLC 0.35% of their portfolio Berwyn, PA 27,60427.6k $1.3m $1.3m 0.35% Reduced -3.2k -3,198
44 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 27,45727.5k $1.3m $1.3m 0.01% Added +14.9k +14,859
45 SOL Capital Management CO 0.22% of their portfolio ROCKVILLE, MD 27,23927.2k $1.3m $1.3m 0.22% Added +5.6k +5,580
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,20027.2k $1.3m $1.3m 0.00% Reduced -5.8k -5,775
47 BANK OZK 0.61% of their portfolio LITTLE ROCK, AR 26,60426.6k $1.2m $1.2m 0.61% Unchanged
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,77225.8k $1.2m $1.2m 0.01% Reduced -191 -191
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,17925.2k $1.2m $1.2m 0.00% Added +1.6k +1,615
50 ETF Store, Inc. 0.99% of their portfolio OVERLAND PARK, KS 24,28924.3k $1.3m $1.3m 0.99% Reduced -763 -763
51 Bank of New Hampshire 0.33% of their portfolio LACONIA, NH 23,52123.5k $1.1m $1.1m 0.33% Reduced -505 -505
52 Migdal Insurance & Financial Holdings Ltd. 0.02% of their portfolio Petach Tikva, L3 23,26323.3k $1.1m $1.1m 0.02% Reduced -1.9k -1,894
53 Curbstone Financial Management Corp 0.26% of their portfolio MANCHESTER, NH 22,86022.9k $1.1m $1.1m 0.26% Reduced -800 -800
54 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 22,76222.8k $1.1m $1.1m 0.17% Reduced -20 -20
55 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 21,90021.9k $1.0m $1.0m 0.01% Unchanged
56 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 21,84221.8k $1.0m $1.0m 0.03% Added +10.2k +10,233
57 Summit Financial Group, Inc. 0.37% of their portfolio MOOREFIELD, WV 20,32120.3k $941.0k $941.0k 0.37% Reduced -2.2k -2,235
58 SFMG, LLC 0.10% of their portfolio PLANO, TX 19,19919.2k $889.5k $889.5k 0.10% Reduced -4.8k -4,838
59 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 18,57018.6k $860.3k $860.3k 0.02% New
60 Mayflower Financial Advisors, LLC 0.12% of their portfolio BOSTON, MA 18,19418.2k $842.9k $842.9k 0.12% Reduced -929 -929
61 Caprock Group, LLC 0.08% of their portfolio BOISE, ID 18,01818.0k $834.8k $834.8k 0.08% Added +2.1k +2,088
62 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 16,75616.8k $776.3k $776.3k 0.02% Added +3.5k +3,544
63 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 16,49916.5k $764.4k $764.4k 0.05% Added +4.1k +4,126
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 16,11416.1k $746.6k $746.6k 0.00% Reduced -17.2k -17,185
65 RPG Investment Advisory, LLC 0.13% of their portfolio Pleasanton, CA 14,92914.9k $692.0k $692.0k 0.13% Added +250 +250
66 Pinnacle Wealth Management Advisory Group, LLC 0.10% of their portfolio RED BANK, NJ 14,69514.7k $680.8k $680.8k 0.10% Reduced -65 -65
67 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.45% of their portfolio Phoenix, AZ 14,43414.4k $668.7k $668.7k 0.45% Reduced -8.3k -8,323
68 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,27514.3k $661.4k $661.4k 0.01% Reduced -902 -902
69 Mathes Company, Inc. 0.33% of their portfolio New York, NY 14,17514.2k $657.0k $657.0k 0.33% Unchanged
70 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,92313.9k $645.1k $645.1k 0.00% Reduced -74 -74
71 Clay Northam Wealth Management, LLC 0.73% of their portfolio HUNTINGTON BEACH, CA 13,75513.8k $637.3k $637.3k 0.73% Unchanged
72 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,31413.3k $617.0k $617.0k 0.00% Added +4.1k +4,145
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,94712.9k $599.8k $599.8k 0.00% New
74 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,94212.9k $599.6k $599.6k 0.01% Reduced -611 -611
75 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 12,94012.9k $600.0k $600.0k 0.00% Reduced -730 -730
76 VALLEY NATIONAL ADVISERS INC 0.11% of their portfolio BETHLEHEM, PA 12,60312.6k $628.0k $628.0k 0.11% Reduced -626 -626
77 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 12,57712.6k $582.7k $582.7k 0.08% Reduced -2.8k -2,842
78 SPC Financial, Inc. 0.07% of their portfolio ROCKVILLE, MD 12,31612.3k $570.6k $570.6k 0.07% Reduced -1.9k -1,917
79 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 12,05312.1k $558.4k $558.4k 0.01% New
80 Purus Wealth Management, LLC 0.50% of their portfolio Newport Beach, CA 11,88311.9k $550.5k $550.5k 0.50% Reduced -423 -423
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,77911.8k $545.7k $545.7k 0.00% Reduced -3.1k -3,105
82 CAHILL FINANCIAL ADVISORS INC 0.10% of their portfolio EDINA, MN 11,68411.7k $541.3k $541.3k 0.10% Reduced -2.9k -2,891
83 Comprehensive Financial Consultants Institutional, Inc. 0.35% of their portfolio Bloomington, IN 11,49811.5k $580.6k $580.6k 0.35% Added +25 +25
84 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,49110.5k $486.0k $486.0k 0.00% Added +2 +2
85 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 9,8459.8k $402.9k $402.9k 0.01% Reduced -1.2k -1,171
86 Joel Isaacson & Co., LLC 0.04% of their portfolio NEW YORK, NY 9,8339.8k $455.6k $455.6k 0.04% Reduced -501 -501
87 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 9,6069.6k $445.0k $445.0k 0.04% Reduced -3.2k -3,239
88 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 9,6009.6k $445.0k $445.0k 0.01% Reduced -440 -440
89 American Institute for Advanced Investment Management, LLP 0.40% of their portfolio Scottsdale, AZ 9,4579.5k $438.1k $438.1k 0.40% Reduced -4.8k -4,807
90 Fiduciary Alliance LLC 0.11% of their portfolio GREENVILLE, SC 8,8168.8k $408.4k $408.4k 0.11% First filing
91 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 8,5288.5k $395.0k $395.0k 0.01% New
92 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 8,4898.5k $393.3k $393.3k 0.02% Reduced -108 -108
93 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 8,4008.4k $389.2k $389.2k 0.00% Reduced -2.1k -2,139
94 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 8,3858.4k $388.5k $388.5k 0.05% Added +313 +313
95 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 8,2378.2k $382.0k $382.0k 0.02% Added +250 +250
96 Americana Partners, LLC 0.06% of their portfolio Houston, TX 8,0008.0k $370.6k $370.6k 0.06% Unchanged
97 Greenwich Wealth Management LLC 0.04% of their portfolio GREENWICH, CT 7,9397.9k $368.0k $368.0k 0.04% Unchanged
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,6267.6k $353.3k $353.3k 0.00% Reduced -280 -280
99 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 7,5727.6k $350.8k $350.8k 0.02% Added +50 +50
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,4447.4k $345.0k $345.0k 0.00% Reduced -4 -4