Axim Planning & Wealth

SPRINGBORO, OH · CIK 1950607 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$127.2m
Staff2 · 1 in investment roles
Main clients (by assets)Individuals 55%, High net worth individuals 39%, Pension plans 7%
Websiteaximwealth.com
Form ADV · 2026-10-01SEC adviser record

$70.8m reported value -13.7% vs Q1 2026

89positions

55.4%in top 10

14 new 18 added 55 reduced 8 sold out vs Q1 2026

Options: 3 call positions ($772.5k notional), 0 put positions (— notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	EHANG HLDGS LTD ADS EH	EH	3,972,808	$26.0m36.77%	36.77%	Reduced -139.3k	-139,252 -3.4%
2	HANCOCK JOHN PFD INCOME FD I COM HPF	HPF	245,354	$3.9m5.50%	5.50%	Reduced -26.9k	-26,897 -9.9%
3	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	24,316	$2.2m3.15%	3.15%	Reduced -1.0k	-1,005 -4.0%
4	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	6,016	$1.1m1.62%	1.62%	Reduced -785	-785 -11.5%
5	ZACKS TRUST FOCUS GROWTH ETF GROZ	GROZ	34,897	$1.1m1.57%	1.57%	Added +2.1k	+2,074 6.3%
6	ADVANCED MICRO DEVICES INC COM AMD	AMD	1,888	$1.1m1.55%	1.55%	Reduced -138	-138 -6.8%
7	CLEVELAND-CLIFFS INC NEW COM CLF	CLF	101,432	$952.4k1.35%	1.35%	Added +2.1k	+2,056 2.1%
8	ZACKS TRUST SMALL/MID CAP SMIZ	SMIZ	20,917	$933.3k1.32%	1.32%	Reduced -953	-953 -4.4%
9	CATERPILLAR INC COM CAT	CAT	860	$915.8k1.29%	1.29%	Added +28	+28 3.4%
10	MICROSOFT CORP COM MSFT	MSFT	2,418	$902.0k1.27%	1.27%	Reduced -79	-79 -3.2%
11	AGF INVTS TR US MARKET NETRL BTAL	BTAL	76,602	$854.1k1.21%	1.21%	Added +894	+894 1.2%
12	PROCTER AND GAMBLE CO COM PG	PG	5,562	$815.6k1.15%	1.15%	Reduced -33	-33 -0.6%
13	US BANCORP DEL COM NEW USB	USB	13,102	$791.4k1.12%	1.12%	Reduced -2.6k	-2,620 -16.7%
14	PHILIP MORRIS INTL INC COM PM	PM	4,075	$737.2k1.04%	1.04%	Unchanged
15	INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 BSJR	BSJR	31,328	$700.0k0.99%	0.99%	Reduced -1.2k	-1,248 -3.8%
16	INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 BSJQ	BSJQ	30,440	$698.8k0.99%	0.99%	Reduced -126	-126 -0.4%
17	INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 HG BSJT	BSJT	32,565	$688.1k0.97%	0.97%	Reduced -1.2k	-1,230 -3.6%
18	THREDUP INC CL A TDUP	TDUP	100,211	$686.4k0.97%	0.97%	Added +22.9k	+22,871 29.6%
19	INVESCO EXCH TRD SLF IDX FD BULLETSHS 2030 BSJU	BSJU	26,541	$685.1k0.97%	0.97%	Reduced -573	-573 -2.1%
20	INVESCO EXCH TRD SLF IDX FD INVSCO 28 HYCORP BSJS	BSJS	31,220	$678.9k0.96%	0.96%	Reduced -1.5k	-1,522 -4.7%
21	ALTRIA GROUP INC COM MO	MO	9,274	$667.3k0.94%	0.94%	Reduced -325	-325 -3.4%
22	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	20,534	$651.1k0.92%	0.92%	Added +6.2k	+6,155 42.8%
23	NVIDIA CORPORATION COM NVDA	NVDA	3,219	$644.1k0.91%	0.91%	Reduced -59	-59 -1.8%
24	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	7,213	$599.2k0.85%	0.85%	Added +2.6k	+2,629 57.4%
25	ZACKS TRUST QUALITY INTERNAT QUIZ	QUIZ	20,132	$588.2k0.83%	0.83%	Added +5.4k	+5,423 36.9%
26	ISHARES TR CORE US AGGBD ET AGG	AGG	5,835	$577.5k0.82%	0.82%	Reduced -564	-564 -8.8%
27	OSCAR HEALTH INC CL A OSCR	OSCR	19,751	$563.3k0.80%	0.80%	Reduced -8.6k	-8,592 -30.3%
28	ZACKS TRUST EARNGS CONSTANT ZECP	ZECP	14,852	$560.5k0.79%	0.79%	Reduced -7.8k	-7,804 -34.5%
29	ISHARES TR CORE S&P MCP ETF IJH	IJH	7,247	$558.8k0.79%	0.79%	Added +172	+172 2.4%
30	TESLA INC COM TSLA	TSLA	1,322	$556.0k0.79%	0.79%	Reduced -58	-58 -4.2%
31	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	11,481	$520.5k0.74%	0.74%	Reduced -662	-662 -5.5%
32	APPLE INC COM AAPL	AAPL	1,760	$509.3k0.72%	0.72%	Reduced -49	-49 -2.7%
33	LAMAR ADVERTISING CO NEW CL A LAMR	LAMR	3,106	$484.5k0.68%	0.68%	New
34	ARISTA NETWORKS INC COM SHS ANET	ANET	2,779	$472.1k0.67%	0.67%	Reduced -432	-432 -13.4%
35	RUBRIK INC. CL A RBRK	RBRK	5,853	$469.9k0.66%	0.66%	Reduced -1.1k	-1,082 -15.6%
36	ISHARES TR 20 YR TR BD ETF TLT	TLT	5,343	$461.7k0.65%	0.65%	Reduced -331	-331 -5.8%
37	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	898	$449.4k0.63%	0.63%	Reduced -58	-58 -6.1%
38	EXPEDIA GROUP INC COM NEW EXPE	EXPE	1,724	$441.1k0.62%	0.62%	Reduced -47	-47 -2.6%
39	NIO INC SPON ADS NIO	NIO	85,404	$432.1k0.61%	0.61%	Reduced -40.9k	-40,890 -32.4%
40	SHOPIFY INC CL A SUB VTG SHS SHOP	SHOP	3,702	$422.7k0.60%	0.60%	New
41	NIKE INC CL B NKE	NKE	10,182	$418.0k0.59%	0.59%	Added +4.3k	+4,337 74.2%
42	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	7,238	$417.1k0.59%	0.59%	Reduced -189	-189 -2.5%
43	ARROW INVTS TR RESV CAP ETF ARCM	ARCM	4,031	$403.3k0.57%	0.57%	Reduced -12.0k	-11,989 -74.8%
44	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	1,084	$396.5k0.56%	0.56%	Added +39	+39 3.7%
45	ZETA GLOBAL HOLDINGS CORP CL A ZETA	ZETA	19,688	$387.5k0.55%	0.55%	Reduced -3.6k	-3,608 -15.5%
46	TECHNIPFMC PLC COM FTI	FTI	5,740	$380.6k0.54%	0.54%	New
47	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	1,548	$376.3k0.53%	0.53%	Added +126	+126 8.9%
48	VODAFONE GROUP PLC NEW SPONSORED ADR VOD	VOD	28,434	$376.0k0.53%	0.53%	New
49	SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES CTA	CTA	14,061	$364.7k0.52%	0.52%	Reduced -1.9k	-1,920 -12.0%
50	CELESTICA INC COM CLS	CLS	955	$348.4k0.49%	0.49%	Reduced -37	-37 -3.7%
51	MICRON TECHNOLOGY INC COM MU	MU	301	$347.4k0.49%	0.49%	New
52	NOVO-NORDISK A S ADR NVO	NVO	6,963	$333.8k0.47%	0.47%	Reduced -876	-876 -11.2%
53	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	2,975	$318.7k0.45%	0.45%	Reduced -200	-200 -6.3%
54	GRAB HOLDINGS LIMITED CLASS A ORD GRAB	GRAB	82,319	$310.3k0.44%	0.44%	Reduced -8.8k	-8,780 -9.6%
55	COMMSCOPE HLDG CO INC COM VISN	VISN	23,618	$301.8k0.43%	0.43%	Added +7.3k	+7,307 44.8%
56	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	1,660	$293.2k0.41%	0.41%	Reduced -1.3k	-1,271 -43.4%
57	EXXON MOBIL CORP COM XOM	XOM	2,138	$292.3k0.41%	0.41%	Added +13	+13 0.6%
58	HIMS & HERS HEALTH INC COM CL A HIMS	HIMS	8,374	$290.3k0.41%	0.41%	Reduced -2.8k	-2,800 -25.1%
59	CISCO SYS INC COM CSCO	CSCO	2,467	$289.8k0.41%	0.41%	New
60	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	1,315	$288.5k0.41%	0.41%	Added +119	+119 9.9%
61	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	8,476	$286.8k0.41%	0.41%	Added +1.6k	+1,592 23.1%
62	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	1,759	$279.1k0.39%	0.39%	Reduced -82	-82 -4.5%
63	MONDELEZ INTL INC CL A MDLZ	MDLZ	4,472	$258.7k0.37%	0.37%	Reduced -156	-156 -3.4%
64	ISHARES TR S&P 500 VAL ETF IVE	IVE	1,118	$253.9k0.36%	0.36%	Reduced -76	-76 -6.4%
65	UNITEDHEALTH GROUP INC COM UNH	UNH	609	$253.0k0.36%	0.36%	Reduced -190	-190 -23.8%
66	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	2,900	$249.8k0.35%	0.35%	Reduced -70	-70 -2.4%
67	ISHARES TR S&P 500 GRWT ETF IVW	IVW	1,809	$248.8k0.35%	0.35%	Reduced -79	-79 -4.2%
68	ISHARES TR 10-20 YR TRS ETF TLH	TLH	2,409	$241.7k0.34%	0.34%	Reduced -72	-72 -2.9%
69	VANGUARD INDEX FDS VALUE ETF VTV	VTV	1,105	$240.7k0.34%	0.34%	New
70	GOLDMAN SACHS GROUP INC COM GS	GS	236	$238.7k0.34%	0.34%	Reduced -1	-1 -0.4%
71	AST SPACEMOBILE INC COM CL A ASTS	ASTS	2,666	$236.9k0.33%	0.33%	New
72	MARA HOLDINGS INC COM MARA	MARA	16,983	$235.9k0.33%	0.33%	Reduced -3.5k	-3,522 -17.2%
73	INVESCO DB US DLR INDEX TR BULLISH FD UUP	UUP	8,227	$233.7k0.33%	0.33%	Reduced -494	-494 -5.7%
74	SOFI TECHNOLOGIES INC COM SOFI	SOFI	12,859	$230.6k0.33%	0.33%	Added +1.4k	+1,359 11.8%
75	ISHARES TR S&P SML 600 GWT IJT	IJT	1,263	$225.7k0.32%	0.32%	New
76	TERADYNE INC COM TER	TER	466	$225.5k0.32%	0.32%	New
77	AFFIRM HLDGS INC COM CL A AFRM	AFRM	2,763	$225.3k0.32%	0.32%	New
78	SELECT SECTOR SPDR TR INDL XLI	XLI	1,192	$220.8k0.31%	0.31%	Reduced -91	-91 -7.1%
79	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	1,028	$218.8k0.31%	0.31%	New
80	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	4,056	$217.4k0.31%	0.31%	Reduced -580	-580 -12.5%
81	AMAZON COM INC COM AMZN	AMZN	901	$214.7k0.30%	0.30%	Reduced -69	-69 -7.1%
82	META PLATFORMS INC CL A META	META	379	$213.5k0.30%	0.30%	Added +6	+6 1.6%
83	INVESCO ACTIVELY MANAGED EXC TOTAL RETURN GTO	GTO	4,465	$209.3k0.30%	0.30%	Reduced -350	-350 -7.3%
84	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	1,755	$205.8k0.29%	0.29%	Reduced -98	-98 -5.3%
85	SPDR GOLD TR GOLD SHS GLD	GLD	555	$204.5k0.29%	0.29%	Reduced -3	-3 -0.5%
86	ISHARES TR SP SMCP600VL ETF IJS	IJS	1,482	$202.5k0.29%	0.29%	New
87	LCNB CORP COM LCNB	LCNB	11,500	$202.3k0.29%	0.29%	Unchanged
88	INVESCO EXCH TRADED FD TR II EQUAL WEGT 0-30 GOVI	GOVI	7,416	$201.3k0.28%	0.28%	New
89	ISHARES SILVER TR ISHARES SLV	SLV	3,762	$201.2k0.28%	0.28%	Reduced -12	-12 -0.3%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXELIXIS INC EXEL	EXEL	12,095	$518.8k12.1k shares
JPMORGAN CHASE & CO JPM	JPM	1,544	$454.2k1.5k shares
SALESFORCE INC CRM	CRM	2,292	$427.8k2.3k shares
LAM RESEARCH CORP LRCX	LRCX	1,996	$426.5k2.0k shares
QUALCOMM INC QCOM	QCOM	3,059	$393.9k3.1k shares
INVESCO ACTIVELY MANAGED EXC VRIG	VRIG	9,030	$226.1k9.0k shares
INTUITIVE MACHINES INC LUNR	LUNR	10,978	$203.8k11.0k shares
EVGO INC EVGO	EVGO	11,970	$20.6k12.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
EHANG HLDGS LTD EH · Call	EH	Call	563	$368.8k563 shares	New
NIO INC NIO · Call	NIO	Call	435	$220.1k435 shares	Reduced
THREDUP INC TDUP · Call	TDUP	Call	268	$183.6k268 shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
EHANG HLDGS LTD EH · 13G · filed 2026-08-13	EH	5.3%	-1.9 pts	13G	2026-08-13