Vault-13

HANCOCK JOHN PFD INCOME FD I HPF

COM · Closed-End Fund · CUSIP 41013X106

48 institutional holders +4 vs Q1 2026
2,721,3622.7m shares reported held*
$43.2mreported value*
8 new 12 added 15 reduced 4 sold out net bought ≈ $3.0m (+188.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.87.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 52Q1 23: 46Q2 23: 43Q3 23: 47Q4 23: 48Q1 24: 44Q2 24: 48Q3 24: 49Q4 24: 48Q1 25: 45Q2 25: 52Q3 25: 47Q4 25: 47Q1 26: 44Q2 26: 4848Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202346
Q2 202343
Q3 202347
Q4 202348
Q1 202444
Q2 202448
Q3 202449
Q4 202448
Q1 202545
Q2 202552
Q3 202547
Q4 202547
Q1 202644
Q2 202648

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 21 bought or addedQ3 24: 16 cut or sold outQ4 24: 18 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 21 bought or addedQ1 25: 18 cut or sold outQ2 25: 27 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 21 bought or addedQ3 25: 18 cut or sold outQ4 25: 17 bought or addedQ4 25: 22 cut or sold outQ4 25Q1 26: 15 bought or addedQ1 26: 26 cut or sold outQ2 26: 20 bought or addedQ2 26: 19 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242116
Q4 20241822
Q1 20252118
Q2 20252716
Q3 20252118
Q4 20251722
Q1 20261526
Q2 20262019

Biggest buyers

J.W. COLE ADVISORS, INC. New +124,316+124.3k
GUGGENHEIM CAPITAL LLC Added +50,405+50.4k
UBS Group AG Added +24,996+25.0k
Ameritas Advisory Services, LLC New +24,203+24.2k
Arlington Capital Management, Inc. New +16,045+16.0k
OSAIC HOLDINGS, INC. Added +7,328+7.3k
BANK OF AMERICA CORP /DE/ Added +3,916+3.9k
WELLS FARGO & COMPANY/MN Added +3,443+3.4k
StoneX Group Inc. Added +3,341+3.3k
RAYMOND JAMES FINANCIAL INC Added +2,678+2.7k

Biggest sellers

Axim Planning & Wealth Reduced -26,897-26.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Sold out -20,222-20.2k
IHT Wealth Management, LLC Sold out -11,001-11.0k
LPL Financial LLC Reduced -7,108-7.1k
Koshinski Asset Management, Inc. Reduced -6,110-6.1k
Kestra Advisory Services, LLC Reduced -1,975-2.0k
Larson Financial Group LLC Reduced -1,470-1.5k
WEDBUSH SECURITIES INC Reduced -1,198-1.2k
Invesco Ltd. Reduced -1,051-1.1k
STIFEL FINANCIAL CORP Reduced -1,047-1.0k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.0k0——
Q3 20250—0——
Q4 20250—0——
Q1 20261$10.0k0——
Q2 20261$12.0k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-06 Hurtsellers Christine Director Bought 744 $16.13 $12.0k744 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 419,732419.7k $6.7m $6.7m 0.04% Added +50.4k +50,405
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 378,633378.6k $6.0m $6.0m 0.00% Added +25.0k +24,996
3 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 290,258290.3k $4.6m $4.6m 0.01% Added +160 +160
4 Axim Planning & Wealth 5.50% of their portfolio SPRINGBORO, OH 245,354245.4k $3.9m $3.9m 5.50% Reduced -26.9k -26,897
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 175,326175.3k $2.8m $2.8m 0.00% Reduced -842 -842
6 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 172,487172.5k $2.7m $2.7m 0.00% Unchanged
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 147,402147.4k $2.3m $2.3m 0.00% Reduced -1.1k -1,051
8 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 124,316124.3k $2.0m $2.0m 0.03% New
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 88,78388.8k $1.4m $1.4m 0.00% Reduced -7.1k -7,108
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 85,46785.5k $1.4m $1.4m 0.00% Added +3.4k +3,443
11 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 67,46967.5k $1.1m $1.1m 0.00% Reduced -2.0k -1,975
12 Everstar Asset Management, LLC 0.43% of their portfolio MOORESVILLE, NC 55,76055.8k $884.9k $884.9k 0.43% Unchanged
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,22354.2k $860.5k $860.5k 0.00% Added +7.3k +7,328
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 50,87850.9k $807.4k $807.4k 0.00% Added +3.9k +3,916
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,60031.6k $501.5k $501.5k 0.00% Reduced -919 -919
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,04030.0k $477.0k $477.0k 0.00% Added +201 +201
17 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,28529.3k $464.8k $464.8k 0.00% Reduced -29 -29
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,08826.1k $414.0k $414.0k 0.00% Added +2.7k +2,678
19 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 24,20324.2k $384.1k $384.1k 0.01% New
20 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,57023.6k $374.0k $374.0k 0.01% Reduced -1.2k -1,198
21 Kapstone Financial Advisors LLC 0.14% of their portfolio LEBANON, OH 20,74320.7k $329.2k $329.2k 0.14% Added +2.0k +2,000
22 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 20,21820.2k $320.9k $320.9k 0.02% Reduced -6.1k -6,110
23 Vanguard Capital Wealth Advisors 0.22% of their portfolio DENVER, CO 20,00020.0k $317.4k $317.4k 0.22% Added +200 +200
24 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,90817.9k $284.2k $284.2k 0.00% Reduced -200 -200
25 Arlington Capital Management, Inc. 0.16% of their portfolio ARLINGTON HEIGHTS, IL 16,04516.0k $254.6k $254.6k 0.16% New
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,47514.5k $232.6k $232.6k 0.00% Reduced -280 -280
27 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 13,81013.8k $219.2k $219.2k 0.01% Added +3.3k +3,341
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,08513.1k $207.7k $207.7k 0.00% Reduced -1.0k -1,047
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,18112.2k $193.3k $193.3k 0.00% Reduced -435 -435
30 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 12,10012.1k $192.0k $192.0k 0.01% Reduced -657 -657
31 Live Oak Private Wealth LLC 0.02% of their portfolio WILMINGTON, NC 10,89110.9k $172.8k $172.8k 0.02% Unchanged
32 MSH Capital Advisors LLC 0.03% of their portfolio SCOTTSDALE, AZ 10,40310.4k $165.1k $165.1k 0.03% Unchanged
33 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 2,8792.9k $45.7k $45.7k 0.00% Unchanged
34 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,6792.7k $42.5k $42.5k 0.00% First filing
35 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,4502.5k $38.9k $38.9k 0.00% New
36 Glass Jacobson Investment Advisors llc 0.01% of their portfolio OWINGS MILLS, MD 1,9752.0k $31.3k $31.3k 0.01% Unchanged
37 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,9051.9k $30.2k $30.2k 0.00% New
38 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,6781.7k $26.6k $26.6k 0.00% Unchanged
39 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,6081.6k $25.5k $25.5k 0.00% New
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 600600 $9.6k $9.6k 0.00% Unchanged
41 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 585585 $9.3k $9.3k 0.00% Added +185 +185
42 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 550550 $8.7k $8.7k 0.00% Unchanged
43 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 550550 $8.7k $8.7k 0.00% Reduced -1.5k -1,470
44 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 500500 $7.9k $7.9k 0.00% New
45 Dunhill Financial, LLC 0.00% of their portfolio LONDON, X0 455455 $7.2k $7.2k 0.00% New
46 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 160160 $2.5k $2.5k 0.00% Unchanged
47 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5454 $857 $857 0.00% Unchanged
48 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $16 $16 0.00% Unchanged