Vault-13

ZACKS TRUST SMIZ

SMALL/MID CAP · ETP · CUSIP 98888G204

73 institutional holders +13 vs Q1 2026
5,642,1975.6m shares reported held*
$251.4mreported value*
16 new 30 added 19 reduced 5 sold out net bought ≈ $47.8m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.57.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 7Q1 24: 16Q2 24: 21Q3 24: 24Q4 24: 34Q1 25: 40Q2 25: 46Q3 25: 51Q4 25: 57Q1 26: 60Q2 26: 7373Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20237
Q1 202416
Q2 202421
Q3 202424
Q4 202434
Q1 202540
Q2 202546
Q3 202551
Q4 202557
Q1 202660
Q2 202673

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 16 bought or addedQ3 24: 9 cut or sold outQ4 24: 27 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 8 cut or sold outQ2 25: 26 bought or addedQ2 25: 15 cut or sold outQ2 25Q3 25: 33 bought or addedQ3 25: 18 cut or sold outQ4 25: 35 bought or addedQ4 25: 16 cut or sold outQ4 25Q1 26: 34 bought or addedQ1 26: 22 cut or sold outQ2 26: 46 bought or addedQ2 26: 24 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024169
Q4 2024274
Q1 2025318
Q2 20252615
Q3 20253318
Q4 20253516
Q1 20263422
Q2 20264624

Biggest buyers

Steward Partners Investment Advisory, LLC Added +266,022+266.0k
Strive Financial Group ,LLC Added +160,506+160.5k
Avior Wealth Management, LLC Added +131,956+132.0k
LPL Financial LLC Added +106,127+106.1k
TRUE Private Wealth Advisors Added +105,370+105.4k
ENVESTNET ASSET MANAGEMENT INC Added +87,969+88.0k
TRUIST FINANCIAL CORP Added +87,678+87.7k
GeoWealth Management, LLC Added +81,832+81.8k
CONTINENTAL INVESTORS SERVICES, INC. Added +65,130+65.1k
FOCUSED ALPHA, LLC New +53,882+53.9k

Biggest sellers

CreativeOne Wealth, LLC Reduced -167,036-167.0k
Wayfinding Financial, LLC Reduced -124,064-124.1k
Bauman Advisory Group, LLC Sold out -47,845-47.8k
JANE STREET GROUP, LLC Reduced -12,951-13.0k
Balboa Wealth Partners Reduced -8,755-8.8k
Vise Technologies, Inc. Reduced -7,985-8.0k
EJMK Ventures LLC Reduced -7,585-7.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,050-7.0k
VICTORY FINANCIAL GROUP, LLC Reduced -3,914-3.9k
Arete Wealth Advisors, LLC Reduced -2,508-2.5k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Avior Wealth Management, LLC 1.20% of their portfolio OMAHA, NE 1,019,9301.0m $45.5m $45.5m 1.20% Added +132.0k +131,956
2 TRUE Private Wealth Advisors 2.99% of their portfolio Salem, OR 776,904776.9k $34.7m $34.7m 2.99% Added +105.4k +105,370
3 GeoWealth Management, LLC 0.53% of their portfolio CHICAGO, IL 377,337377.3k $16.8m $16.8m 0.53% Added +81.8k +81,832
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 293,193293.2k $13.1m $13.1m 0.00% Added +88.0k +87,969
5 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 266,062266.1k $11.9m $11.9m 0.06% Added +266.0k +266,022
6 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 254,812254.8k $11.4m $11.4m 0.01% Added +87.7k +87,678
7 CreativeOne Wealth, LLC 0.24% of their portfolio OVERLAND PARK, KS 244,611244.6k $10.9m $10.9m 0.24% Reduced -167.0k -167,036
8 CONTINENTAL INVESTORS SERVICES, INC. 8.30% of their portfolio LONGVIEW, WA 244,244244.2k $10.6m $10.6m 8.30% Added +65.1k +65,130
9 Sanchez Wealth Management Group 1.71% of their portfolio JACKSONVILLE, FL 218,094218.1k $9.7m $9.7m 1.71% Added +6.1k +6,111
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 213,976214.0k $9.5m $9.5m 0.00% Added +106.1k +106,127
11 Strive Financial Group ,LLC 3.99% of their portfolio CARMEL, IN 205,799205.8k $9.2m $9.2m 3.99% Added +160.5k +160,506
12 Koshinski Asset Management, Inc. 0.35% of their portfolio DECATUR, IL 148,231148.2k $6.6m $6.6m 0.35% Added +9.7k +9,709
13 Arete Wealth Advisors, LLC 0.34% of their portfolio CHICAGO, IL 113,896113.9k $5.1m $5.1m 0.34% Reduced -2.5k -2,508
14 Strategic Blueprint, LLC 0.18% of their portfolio ATLANTA, GA 79,32179.3k $3.5m $3.5m 0.18% Added +6.1k +6,067
15 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 76,30676.3k $3.4m $3.4m 0.04% Reduced -1.7k -1,709
16 Maia Wealth LLC 0.47% of their portfolio DENVER, CO 72,01872.0k $3.2m $3.2m 0.47% Added +7.5k +7,502
17 M1 Capital Management LLC 1.19% of their portfolio TROY, MI 71,94371.9k $3.2m $3.2m 1.19% Added +1.5k +1,529
18 Navigation Wealth Management, Inc. 4.14% of their portfolio FORT COLLINS, CO 67,31767.3k $3.0m $3.0m 4.14% Added +8.6k +8,573
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 64,33064.3k $2.9m $2.9m 0.00% Added +35.2k +35,208
20 Balboa Wealth Partners 0.33% of their portfolio SCOTTSDALE, AZ 54,64054.6k $2.4m $2.4m 0.33% Reduced -8.8k -8,755
21 FOCUSED ALPHA, LLC 0.62% of their portfolio DENVER, CO 53,88253.9k $2.4m $2.4m 0.62% New
22 Advyzon Investment Management, LLC 0.17% of their portfolio LISLE, IL 52,21152.2k $2.3m $2.3m 0.17% Added +6.5k +6,511
23 Prosperity Financial Group, Inc. 0.72% of their portfolio San Ramon, CA 51,77951.8k $2.3m $2.3m 0.72% Added +540 +540
24 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 47,55347.6k $2.1m $2.1m 0.02% Added +47.2k +47,197
25 Alteri Wealth LLC 0.50% of their portfolio WESTLAKE VILLAGE, CA 40,90840.9k $1.8m $1.8m 0.50% Reduced -1.1k -1,139
26 Golden State Wealth Management, LLC 0.16% of their portfolio SANTA ANA, CA 39,66039.7k $1.8m $1.8m 0.16% New
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 38,90738.9k $1.7m $1.7m 0.00% New
28 Ignite Planners, LLC 0.21% of their portfolio SAN CLEMENTE, CA 34,40034.4k $1.5m $1.5m 0.21% Added +2.0k +1,987
29 EJMK Ventures LLC 0.66% of their portfolio ITASCA, IL 32,62332.6k $1.5m $1.5m 0.66% Reduced -7.6k -7,585
30 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 30,08030.1k $1.3m $1.3m 0.02% New
31 Rothschild Wealth LLC 0.10% of their portfolio OAK BROOK, IL 27,61827.6k $1.2m $1.2m 0.10% New
32 Paragon Private Wealth Management, LLC 0.31% of their portfolio LEXINGTON, KY 26,59626.6k $1.2m $1.2m 0.31% Reduced -640 -640
33 Wayfinding Financial, LLC 0.43% of their portfolio LYNNWOOD, WA 25,33425.3k $1.1m $1.1m 0.43% Reduced -124.1k -124,064
34 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,71323.7k $1.1m $1.1m 0.00% Reduced -2.1k -2,078
35 Westside Investment Management, Inc. 0.13% of their portfolio SANTA MONICA, CA 22,60722.6k $1.0m $1.0m 0.13% Added +1.7k +1,690
36 Faithward Advisors, LLC 0.12% of their portfolio LANCASTER, PA 22,34422.3k $997.0k $997.0k 0.12% Added +59 +59
37 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 21,73321.7k $969.7k $969.7k 0.00% Added +38 +38
38 PKS Advisory Services, LLC 0.15% of their portfolio ALBANY, NY 21,07521.1k $940.4k $940.4k 0.15% New
39 Axim Planning & Wealth 1.32% of their portfolio SPRINGBORO, OH 20,91720.9k $933.3k $933.3k 1.32% Reduced -953 -953
40 GK Wealth Management LLC 0.52% of their portfolio RENO, NV 19,31219.3k $861.7k $861.7k 0.52% New
41 Stirlingshire Investments, Inc. 0.60% of their portfolio NEW YORK, NY 18,25718.3k $814.6k $814.6k 0.60% Reduced -233 -233
42 UNIQUE WEALTH, LLC 0.08% of their portfolio TAMPA, FL 16,00316.0k $714.1k $714.1k 0.08% Added +1.2k +1,222
43 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 15,95616.0k $712.0k $712.0k 0.02% Reduced -1.4k -1,424
44 Vantus Wealth LLC 0.38% of their portfolio LANCASTER, PA 15,71615.7k $701.2k $701.2k 0.38% First filing
45 Revisor Wealth Management LLC 0.16% of their portfolio AKRON, OH 14,85914.9k $663.0k $663.0k 0.16% Added +5.2k +5,218
46 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,83214.8k $661.8k $661.8k 0.01% Added +1.7k +1,723
47 Carter Financial Group, INC. 0.30% of their portfolio BARRINGTON, IL 13,10313.1k $584.7k $584.7k 0.30% Added +11 +11
48 Vann Equity Management LLC 0.32% of their portfolio PLANO, TX 11,95912.0k $533.6k $533.6k 0.32% New
49 Rossby Financial, LCC 0.08% of their portfolio MELBOURNE, FL 10,31910.3k $460.4k $460.4k 0.08% Unchanged
50 Latitude Advisors, LLC 0.14% of their portfolio YORKVILLE, IL 7,6857.7k $342.9k $342.9k 0.14% Added +2.1k +2,065
51 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 7,3107.3k $326.2k $326.2k 0.00% Reduced -867 -867
52 INVESTMENT ADVISORY SERVICES INC /TX /ADV 0.09% of their portfolio THE WOODLANDS, TX 6,9326.9k $309.3k $309.3k 0.09% Unchanged
53 Cooper Financial Group 0.03% of their portfolio IRVINE, CA 6,9086.9k $308.2k $308.2k 0.03% New
54 Vise Technologies, Inc. 0.00% of their portfolio NEW YORK, NY 6,4716.5k $288.7k $288.7k 0.00% Reduced -8.0k -7,985
55 VICTORY FINANCIAL GROUP, LLC 0.03% of their portfolio AUSTIN, TX 6,1186.1k $273.0k $273.0k 0.03% Reduced -3.9k -3,914
56 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,0506.0k $270.0k $270.0k 0.01% Added +656 +656
57 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,9866.0k $267.1k $267.1k 0.00% Unchanged
58 Empirical Asset Management, LLC 0.06% of their portfolio WELLESLEY, MA 5,7525.8k $256.6k $256.6k 0.06% Reduced -151 -151
59 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,6925.7k $254.0k $254.0k 0.00% Unchanged
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,4755.5k $244.3k $244.3k 0.00% New
61 Independent Wealth Network Inc. 0.06% of their portfolio URBANDALE, IA 5,2435.2k $233.9k $233.9k 0.06% New
62 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 5,2165.2k $232.7k $232.7k 0.01% New
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,5574.6k $203.3k $203.3k 0.00% Reduced -13.0k -12,951
64 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 3,2483.2k $144.9k $144.9k 0.00% Reduced -534 -534
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2792.3k $101.7k $101.7k 0.00% Added +2.1k +2,108
66 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 671671 $28.7k $28.7k 0.00% Unchanged
67 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 556556 $24.8k $24.8k 0.00% First filing
68 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 476476 $21.2k $21.2k 0.00% First filing
69 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 371371 $16.6k $16.6k 0.00% New
70 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 162162 $7.2k $7.2k 0.00% New
71 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 8989 $4.0k $4.0k 0.00% Reduced -13 -13
72 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 3232 $1.4k $1.4k 0.00% New
73 Luminist Capital LLC 0.00% of their portfolio GRAND RAPIDS, MI 11 $45 $45 0.00% New