HERITAGE WEALTH MANAGEMENT, LLC

PHOENIX, AZ · CIK 1834505 · 13F filing filed 2024-07-30

SEC-registered investment adviser since 2022 · limited liability partnership

Assets managed$423.3m
Staff13 · 3 in investment roles
Main clients (by assets)Individuals 87%, High net worth individuals 13%
Private funds1 · $15.0m gross assets
Main officeScottsdale, AZ
Form ADV · 2026-03-10SEC adviser record

Kindprivate equity, wealth
Others nearbyScottsdale, AZ
FamilyHERITAGE WEALTH MANAGEMENT, LLC · 2 related pages

As an employer

Offices in1 country
Private fundsprivate equity 1

$180.2m reported value -8.2% vs Q1 2024

168positions

42.1%in top 10

11 new 14 added 129 reduced 20 sold out vs Q1 2024

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	442,544	$16.7m9.25%	9.25%	Reduced -45.1k	-45,130 -9.2%
2	ISHARES TR RUSEL 2500 ETF SMMD	SMMD	193,720	$12.1m6.73%	6.73%	Reduced -7.0k	-6,985 -3.5%
3	ISHARES TR MSCI EAFE ETF EFA	EFA	112,572	$8.8m4.89%	4.89%	Reduced -2.9k	-2,934 -2.5%
4	ISHARES TR BROAD USD HIGH USHY	USHY	241,047	$8.7m4.85%	4.85%	Reduced -9.3k	-9,266 -3.7%
5	ISHARES TR CORE S&P500 ETF IVV	IVV	14,075	$7.7m4.27%	4.27%	Reduced -1.9k	-1,876 -11.8%
6	ISHARES TR CORE US AGGBD ET AGG	AGG	69,090	$6.7m3.72%	3.72%	Added +729	+729 1.1%
7	ISHARES TR JPMORGAN USD EMG EMB	EMB	50,355	$4.5m2.47%	2.47%	Reduced -2.3k	-2,318 -4.4%
8	ISHARES TR CORE MSCI EAFE IEFA	IEFA	52,529	$3.8m2.12%	2.12%	Reduced -5.8k	-5,788 -9.9%
9	MICROSOFT CORP COM MSFT	MSFT	7,636	$3.4m1.89%	1.89%	Reduced -868	-868 -10.2%
10	APPLE INC COM AAPL	AAPL	15,814	$3.3m1.85%	1.85%	Reduced -1.2k	-1,199 -7.0%
11	XPEL INC COM XPEL	XPEL	81,802	$2.9m1.61%	1.61%	Unchanged
12	KLA CORP COM NEW KLAC	KLAC	2,934	$2.4m1.34%	1.34%	Reduced -488	-488 -14.3%
13	ISHARES INC CORE MSCI EMKT IEMG	IEMG	43,007	$2.3m1.28%	1.28%	Reduced -4.3k	-4,315 -9.1%
14	BROADCOM INC COM AVGO	AVGO	1,431	$2.3m1.27%	1.27%	Reduced -377	-377 -20.9%
15	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	35,410	$2.3m1.26%	1.26%	Reduced -1.2k	-1,210 -3.3%
16	ISHARES TR RUSSELL 2000 ETF IWM	IWM	10,837	$2.2m1.22%	1.22%	Reduced -1.2k	-1,186 -9.9%
17	ANALOG DEVICES INC COM ADI	ADI	9,149	$2.1m1.16%	1.16%	Reduced -834	-834 -8.3%
18	STRYKER CORPORATION COM SYK	SYK	5,620	$1.9m1.06%	1.06%	Reduced -626	-626 -10.0%
19	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	5,943	$1.8m1.00%	1.00%	Reduced -522	-522 -8.1%
20	LOWES COS INC COM LOW	LOW	8,056	$1.8m0.99%	0.99%	Reduced -859	-859 -9.6%
21	MCKESSON CORP COM MCK	MCK	3,012	$1.8m0.98%	0.98%	Unchanged
22	ELI LILLY & CO COM LLY	LLY	1,942	$1.8m0.98%	0.98%	Reduced -189	-189 -8.9%
23	HOME DEPOT INC COM HD	HD	5,097	$1.8m0.97%	0.97%	Reduced -244	-244 -4.6%
24	MERCK & CO INC COM MRK	MRK	13,065	$1.6m0.90%	0.90%	Reduced -1.2k	-1,245 -8.7%
25	VISA INC COM CL A V	V	6,094	$1.6m0.89%	0.89%	Reduced -574	-574 -8.6%
26	GALLAGHER ARTHUR J & CO COM AJG	AJG	6,091	$1.6m0.88%	0.88%	Reduced -472	-472 -7.2%
27	CONOCOPHILLIPS COM COP	COP	13,501	$1.5m0.86%	0.86%	Reduced -966	-966 -6.7%
28	TE CONNECTIVITY LTD SHS TEL1USD	TEL1USD	10,198	$1.5m0.85%	0.85%	Reduced -892	-892 -8.0%
29	ABBVIE INC COM ABBV	ABBV	8,899	$1.5m0.85%	0.85%	Added +3.1k	+3,104 53.6%
30	EMERSON ELEC CO COM EMR	EMR	13,774	$1.5m0.84%	0.84%	Reduced -489	-489 -3.4%
31	UNITEDHEALTH GROUP INC COM UNH	UNH	2,692	$1.4m0.76%	0.76%	Reduced -279	-279 -9.4%
32	MASTERCARD INCORPORATED CL A MA	MA	3,108	$1.4m0.76%	0.76%	Reduced -308	-308 -9.0%
33	JACOBS SOLUTIONS INC COM J	J	9,611	$1.3m0.75%	0.75%	New
34	TEXAS INSTRS INC COM TXN	TXN	6,800	$1.3m0.73%	0.73%	Reduced -570	-570 -7.7%
35	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	9,452	$1.3m0.72%	0.72%	Reduced -918	-918 -8.8%
36	RTX CORPORATION COM RTX	RTX	12,175	$1.2m0.68%	0.68%	Reduced -909	-909 -7.0%
37	COMCAST CORP NEW CL A CMCSA	CMCSA	27,764	$1.1m0.60%	0.60%	Reduced -2.4k	-2,413 -8.0%
38	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,040	$1.1m0.59%	0.59%	Reduced -81	-81 -7.2%
39	HONEYWELL INTL INC COM COM		4,794	$1.0m0.57%	0.57%	Reduced -3.0k	-2,983 -38.4%
40	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	23,247	$981.0k0.54%	0.54%	Added +11.0k	+10,998 89.8%
41	MOODYS CORP COM MCO	MCO	2,299	$967.5k0.54%	0.54%	Reduced -253	-253 -9.9%
42	NOVO-NORDISK A S ADR NVO	NVO	6,742	$962.4k0.53%	0.53%	Reduced -579	-579 -7.9%
43	RELX PLC SPONSORED ADR RELX	RELX	20,839	$956.1k0.53%	0.53%	Reduced -1.7k	-1,743 -7.7%
44	ZOETIS INC CL A ZTS	ZTS	5,388	$934.1k0.52%	0.52%	Added +2.1k	+2,128 65.3%
45	BLACKROCK ETF TRUST II ISHARES AAA CLO CLOA	CLOA	17,829	$926.0k0.51%	0.51%	New
46	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	36,829	$925.9k0.51%	0.51%	Added +11.7k	+11,700 46.6%
47	EOG RES INC COM EOG	EOG	7,153	$900.3k0.50%	0.50%	Reduced -590	-590 -7.6%
48	VANECK ETF TRUST IG FLOATING RATE FLTR	FLTR	35,242	$899.0k0.50%	0.50%	Added +9.2k	+9,167 35.2%
49	NXP SEMICONDUCTORS N V COM NXPI	NXPI	3,272	$880.5k0.49%	0.49%	Reduced -313	-313 -8.7%
50	INTEL CORP COM INTC	INTC	27,051	$837.8k0.46%	0.46%	Reduced -6.5k	-6,500 -19.4%
51	ISHARES TR ESG AWR MSCI USA ESGU	ESGU	6,678	$796.8k0.44%	0.44%	Reduced -542	-542 -7.5%
52	CHECK POINT SOFTWARE TECH LT ORD CHKP	CHKP	4,807	$793.2k0.44%	0.44%	Reduced -895	-895 -15.7%
53	ISHARES TR NATIONAL MUN ETF MUB	MUB	7,434	$792.1k0.44%	0.44%	Reduced -6.3k	-6,310 -45.9%
54	WELLS FARGO CO NEW COM WFC	WFC	12,833	$762.2k0.42%	0.42%	Added +19	+19 0.1%
55	ALCON AG ORD SHS ALC	ALC	8,465	$754.1k0.42%	0.42%	Reduced -825	-825 -8.9%
56	AON PLC SHS CL A AON	AON	2,481	$728.4k0.40%	0.40%	Reduced -272	-272 -9.9%
57	SONY GROUP CORP SPONSORED ADR SONY	SONY	8,456	$718.4k0.40%	0.40%	Reduced -905	-905 -9.7%
58	SUNCOR ENERGY INC NEW COM SU	SU	18,656	$710.8k0.39%	0.39%	Reduced -4.3k	-4,331 -18.8%
59	ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR		9,101	$709.8k0.39%	0.39%	New
60	HALEON PLC SPON ADS HLN	HLN	84,803	$700.5k0.39%	0.39%	Reduced -8.5k	-8,471 -9.1%
61	ISHARES TR TRS FLT RT BD TFLO	TFLO	13,629	$690.5k0.38%	0.38%	Reduced -325	-325 -2.3%
62	CISCO SYS INC COM CSCO	CSCO	14,473	$687.6k0.38%	0.38%	Reduced -1.1k	-1,103 -7.1%
63	TOTALENERGIES SE SPONSORED ADS SPONSORED ADS		9,846	$656.5k0.36%	0.36%	Reduced -970	-970 -9.0%
64	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	2,895	$655.0k0.36%	0.36%	Reduced -100	-100 -3.3%
65	ABBOTT LABS COM ABT	ABT	6,219	$646.2k0.36%	0.36%	Reduced -466	-466 -7.0%
66	DEERE & CO COM DE	DE	1,703	$636.1k0.35%	0.35%	Reduced -154	-154 -8.3%
67	NOVARTIS AG SPONSORED ADR NVS	NVS	5,930	$631.3k0.35%	0.35%	Reduced -618	-618 -9.4%
68	MEDTRONIC PLC SHS MDT	MDT	7,989	$628.8k0.35%	0.35%	Reduced -766	-766 -8.8%
69	ISHARES TR US TREAS BD ETF GOVT	GOVT	27,820	$627.9k0.35%	0.35%	Reduced -6.3k	-6,310 -18.5%
70	GENUINE PARTS CO COM GPC	GPC	4,326	$598.4k0.33%	0.33%	Reduced -351	-351 -7.5%
71	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	12,410	$565.6k0.31%	0.31%	Added +1.2k	+1,177 10.5%
72	HERSHEY CO COM HSY	HSY	3,055	$561.6k0.31%	0.31%	Reduced -241	-241 -7.3%
73	LENNOX INTL INC COM LII	LII	1,027	$549.2k0.30%	0.30%	Reduced -157	-157 -13.3%
74	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	3,008	$549.1k0.30%	0.30%	Unchanged
75	TERADYNE INC COM TER	TER	3,503	$519.4k0.29%	0.29%	Reduced -443	-443 -11.2%
76	BENTLEY SYS INC COM CL B BSY	BSY	10,103	$498.7k0.28%	0.28%	Reduced -1.5k	-1,548 -13.3%
77	S&P GLOBAL INC COM SPGI	SPGI	1,076	$479.9k0.27%	0.27%	Reduced -97	-97 -8.3%
78	LPL FINL HLDGS INC COM LPLA	LPLA	1,712	$478.2k0.27%	0.27%	Reduced -228	-228 -11.8%
79	ISHARES TR CORE TOTAL USD IUSB	IUSB	10,487	$474.2k0.26%	0.26%	Added +990	+990 10.4%
80	MARRIOTT INTL INC NEW CL A MAR	MAR	1,939	$468.8k0.26%	0.26%	Unchanged
81	ISHARES TR BB RAT CORP BD HYBB	HYBB	10,029	$461.5k0.26%	0.26%	New
82	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	3,813	$452.2k0.25%	0.25%	Unchanged
83	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	2,636	$450.0k0.25%	0.25%	Reduced -2	-2 -0.1%
84	PHILIP MORRIS INTL INC COM PM	PM	4,401	$446.0k0.25%	0.25%	Reduced -40	-40 -0.9%
85	WATSCO INC COM WSO	WSO	953	$441.7k0.25%	0.25%	Reduced -129	-129 -11.9%
86	ISHARES TR EAFE VALUE ETF EFV	EFV	8,327	$441.7k0.25%	0.25%	Reduced -285	-285 -3.3%
87	COOPER COS INC COM COO	COO	4,931	$430.5k0.24%	0.24%	Reduced -562	-562 -10.2%
88	BERKLEY W R CORP COM WRB	WRB	5,458	$428.9k0.24%	0.24%	Reduced -678	-678 -11.1%
89	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	4,190	$416.9k0.23%	0.23%	Reduced -2.2k	-2,155 -34.0%
90	INTERACTIVE BROKERS GROUP IN COM CL A IBKR	IBKR	3,367	$412.8k0.23%	0.23%	Reduced -429	-429 -11.3%
91	INVESCO EXCH TRADED FD TR II S&P500 LOW VOL SPLV	SPLV	6,296	$408.9k0.23%	0.23%	Reduced -42	-42 -0.7%
92	ROLLINS INC COM ROL	ROL	8,342	$407.0k0.23%	0.23%	Reduced -1.2k	-1,200 -12.6%
93	NORDSON CORP COM NDSN	NDSN	1,748	$405.4k0.22%	0.22%	Reduced -188	-188 -9.7%
94	EQUIFAX INC COM EFX	EFX	1,648	$399.5k0.22%	0.22%	Reduced -232	-232 -12.3%
95	POOL CORP COM POOL	POOL	1,250	$384.2k0.21%	0.21%	Reduced -167	-167 -11.8%
96	FAIR ISAAC CORP COM FICO	FICO	251	$373.7k0.21%	0.21%	Reduced -29	-29 -10.4%
97	ZEBRA TECHNOLOGIES CORPORATI CL A ZBRA	ZBRA	1,209	$373.5k0.21%	0.21%	Reduced -142	-142 -10.5%
98	ISHARES TR RUS 1000 GRW ETF IWF	IWF	1,022	$372.5k0.21%	0.21%	Added +162	+162 18.8%
99	GRAYSCALE BITCOIN TRUST ETF SHS REP COM UT GBTC	GBTC	6,880	$366.3k0.20%	0.20%	New
100	ISHARES TR ESG SELECT SCRE XVV	XVV	8,709	$366.2k0.20%	0.20%	Reduced -2.2k	-2,228 -20.4%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
ISHARES TR IGSB	IGSB	22,314	$1.1m22.3k shares
AMERICAN TOWER CORP NEW AMT	AMT	5,764	$1.1m5.8k shares
ISHARES TR SLQD	SLQD	21,100	$1.0m21.1k shares
ISHARES U S ETF TR NEAR	NEAR	12,173	$614.2k12.2k shares
ANSYS INC ANSS	ANSS	771	$267.7k771 shares
KFORCE INC KFRC	KFRC	3,525	$248.5k3.5k shares
ATLANTIC UN BANKSHARES CORP AUB	AUB	6,721	$237.3k6.7k shares
MONARCH CASINO & RESORT INC MCRI	MCRI	3,157	$236.7k3.2k shares
ISHARES TR ESGD	ESGD	2,962	$236.7k3.0k shares
ISHARES TR EAGG	EAGG	4,951	$233.0k5.0k shares
ENOVIS CORPORATION ENOV	ENOV	3,717	$232.1k3.7k shares
ONTO INNOVATION INC ONTO	ONTO	1,254	$227.1k1.3k shares
PERMIAN RESOURCES CORP PR	PR	12,837	$226.7k12.8k shares
EXLSERVICE HOLDINGS INC EXLS	EXLS	7,087	$225.4k7.1k shares
DORMAN PRODS INC DORM	DORM	2,319	$223.5k2.3k shares
FS CREDIT OPPORTUNITIES CORP FSCO	FSCO	36,764	$218.0k36.8k shares
VANGUARD INDEX FDS VUG	VUG	623	$214.3k623 shares
ACUSHNET HLDGS CORP GOLF	GOLF	3,058	$201.7k3.1k shares
MARATHON PETE CORP MPC	MPC	1,000	$201.5k1.0k shares
AIR PRODS & CHEMS INC APD	APD	19,345	$58.5k19.3k shares