Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

476 institutional holders +21 vs Q1 2024
296,466,363296.5m shares reported held*
$10.8bnreported value*
66 new 208 added 141 reduced 50 sold out net bought ≈ $938.4m (+26.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.26. Options: 1 managers hold calls ($7.3k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410Q4 23: 453Q1 24: 455Q2 24: 476476Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410
Q4 2023453
Q1 2024455
Q2 2024476

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 151 cut or sold outQ4 23: 234 bought or addedQ4 23: 179 cut or sold outQ4 23Q1 24: 250 bought or addedQ1 24: 198 cut or sold outQ2 24: 274 bought or addedQ2 24: 191 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175
Q3 2023237151
Q4 2023234179
Q1 2024250198
Q2 2024274191

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $0Q3 23 puts: $30.8kQ3 23P/C —Q4 23 calls: $305.3kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $234.2kQ1 24 puts: $3.7kQ1 24P/C 0.02Q2 24 calls: $7.3kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$0$30.8k—
Q4 2023$305.3k$00.00
Q1 2024$234.2k$3.7k0.02
Q2 2024$7.3k$00.00

Biggest buyers

TIAA TRUST, NATIONAL ASSOCIATION Added +10,983,971+11.0m
BlackRock Inc. Added +10,434,197+10.4m
PRUDENTIAL PLC Added +3,750,395+3.8m
Thrivent Financial for Lutherans Added +3,087,779+3.1m
Clark Capital Management Group, Inc. Added +2,000,898+2.0m
GOLDMAN SACHS GROUP INC Added +1,647,708+1.6m
Koss-Olinger Consulting, LLC New +1,237,438+1.2m
JANE STREET GROUP, LLC Added +1,209,968+1.2m
1832 Asset Management L.P. Added +1,186,956+1.2m
TOEWS CORP /ADV Added +1,114,300+1.1m

Biggest sellers

MORGAN STANLEY Reduced -10,952,623-11.0m
Endurance Services Ltd Sold out -1,658,000-1.7m
JPMORGAN CHASE & CO Reduced -1,576,860-1.6m
Counterpoint Mutual Funds LLC Reduced -1,341,656-1.3m
Kensington Asset Management, LLC Reduced -1,289,760-1.3m
BANK OF MONTREAL /CAN/ Reduced -779,806-779.8k
CITADEL ADVISORS LLC Reduced -609,620-609.6k
Charles Schwab Investment Advisory, Inc. Sold out -586,921-586.9k
Schonfeld Strategic Advisors LLC Sold out -572,774-572.8k
AMERIPRISE FINANCIAL INC Reduced -477,216-477.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $7.3k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.23% of their portfolio CHICAGO, IL 37,459,37537.5m $1.4bn $1.4bn 0.23% Added +522.9k +522,915
2 BlackRock Inc. 0.02% of their portfolio New York, NY 27,177,01527.2m $986.0m $986.0m 0.02% Added +10.4m +10,434,197
3 WELLS FARGO & COMPANY/MN 0.23% of their portfolio SAN FRANCISCO, CA 24,312,78724.3m $882.1m $882.1m 0.23% Reduced -151.4k -151,436
4 TIAA TRUST, NATIONAL ASSOCIATION 1.97% of their portfolio CHARLOTTE, NC 17,569,43017.6m $638.2m $638.2m 1.97% Added +11.0m +10,983,971
5 JONES FINANCIAL COMPANIES LLLP 0.72% of their portfolio DES PERES, MO 17,149,28717.1m $622.2m $622.2m 0.72% Added +868.2k +868,204
6 PRUDENTIAL PLC 4.23% of their portfolio LONDON, X0 16,790,40916.8m $609.2m $609.2m 4.23% Added +3.8m +3,750,395
7 RAYMOND JAMES & ASSOCIATES 0.31% of their portfolio ST PETERSBURG, FL 13,190,50313.2m $478.6m $478.6m 0.31% Added +358.1k +358,094
8 Japan Science & Technology Agency 5.61% of their portfolio TOKYO, M0 11,130,15711.1m $403.8m $403.8m 5.61% Unchanged
9 Thrivent Financial for Lutherans 0.51% of their portfolio Minneapolis, MN 7,030,4757.0m $255.1m $255.1m 0.51% Added +3.1m +3,087,779
10 Ocean Park Asset Management, LLC 8.88% of their portfolio SANTA MONICA, CA 5,158,9005.2m $187.2m $187.2m 8.88% Added +148.8k +148,800
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 5,156,7675.2m $187.1m $187.1m 0.04% Added +310.6k +310,637
12 TOEWS CORP /ADV 25.65% of their portfolio NORTHFIELD, NJ 4,282,1004.3m $155.4m $155.4m 25.65% Added +1.1m +1,114,300
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,172,8624.2m $151.4m $151.4m 0.01% Added +58.1k +58,107
14 Clark Capital Management Group, Inc. 1.09% of their portfolio PHILADELPHIA, PA 4,075,6714.1m $147.9m $147.9m 1.09% Added +2.0m +2,000,898
15 Kensington Asset Management, LLC 15.17% of their portfolio AUSTIN, TX 3,874,7903.9m $140.6m $140.6m 15.17% Reduced -1.3m -1,289,760
16 1832 Asset Management L.P. 0.24% of their portfolio TORONTO, A6 3,600,0933.6m $130.6m $130.6m 0.24% Added +1.2m +1,186,956
17 Alaska Permanent Fund Corp 1.95% of their portfolio JUNEAU, AK 3,561,6193.6m $131.4m $131.4m 1.95% Added +230.0k +230,000
18 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,489,7383.5m $126.6m $126.6m 0.01% Reduced -1.6m -1,576,860
19 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,457,3823.5m $125.4m $125.4m 0.04% Added +43.4k +43,375
20 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,399,6143.4m $123.3m $123.3m 0.04% Added +59.1k +59,085
21 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,283,6183.3m $119.1m $119.1m 0.02% Added +1.6m +1,647,708
22 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,226,8203.2m $117.1m $117.1m 0.06% Added +128.7k +128,654
23 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 3,005,1373.0m $109.0m $109.0m 0.12% Added +1.2m +1,209,968
24 BNP PARIBAS FINANCIAL MARKETS 0.10% of their portfolio PARIS, I0 2,500,0692.5m $90.7m $90.7m 0.10% Added +488.1k +488,095
25 Counterpoint Mutual Funds LLC 20.03% of their portfolio San Diego, CA 2,367,8802.4m $85.9m $85.9m 20.03% Reduced -1.3m -1,341,656
26 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,160,1732.2m $78.4m $78.4m 0.01% Reduced -11.0m -10,952,623
27 SigFig Wealth Management, LLC 2.73% of their portfolio SAN FRANCISCO, CA 1,998,7202.0m $72.5m $72.5m 2.73% Added +60.9k +60,860
28 ALLSTATE CORP 5.85% of their portfolio NORTHBROOK, IL 1,988,0002.0m $72.1m $72.1m 5.85% Added +260.0k +260,000
29 NEPC LLC 2.27% of their portfolio Boston, MA 1,894,9291.9m $68.7m $68.7m 2.27% Added +55.5k +55,523
30 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.07% of their portfolio BOSTON, MA 1,747,5651.7m $63.5m $63.5m 1.07% Added +801.4k +801,386
31 Roberts Financial Services LLC 12.51% of their portfolio MARQUETTE, MI 1,715,4251.7m $62.2m $62.2m 12.51% Added +90.5k +90,515
32 REBALANCE, LLC 4.57% of their portfolio PALO ALTO, CA 1,566,0621.6m $56.8m $56.8m 4.57% Added +221.5k +221,458
33 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,492,7631.5m $54.2m $54.2m 0.01% Added +400.1k +400,067
34 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 1,480,5601.5m $53.7m $53.7m 0.03% Unchanged
35 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 1,479,1561.5m $53.7m $53.7m 0.17% Reduced -133.5k -133,533
36 Bricktown Capital, LLC 10.88% of their portfolio DETROIT, MI 1,473,0161.5m $53.4m $53.4m 10.88% Unchanged
37 One Capital Management, LLC 1.69% of their portfolio WESTLAKE VILLAGE, CA 1,370,8481.4m $49.7m $49.7m 1.69% Added +449.9k +449,893
38 Morningstar Investment Services LLC 0.51% of their portfolio CHICAGO, IL 1,280,2851.3m $46.5m $46.5m 0.51% Reduced -16.1k -16,115
39 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,271,2111.3m $46.1m $46.1m 0.07% Added +69.9k +69,921
40 Koss-Olinger Consulting, LLC 4.15% of their portfolio GAINESVILLE, FL 1,237,4381.2m $44.9m $44.9m 4.15% New
41 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 1,182,4851.2m $42.9m $42.9m 0.12% Added +174.9k +174,875
42 CWM, LLC 0.20% of their portfolio OMAHA, NE 1,174,6061.2m $42.6m $42.6m 0.20% Reduced -61.5k -61,462
43 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,173,7391.2m $42.6m $42.6m 0.10% Added +342.5k +342,542
44 Wealthfront Advisers LLC 0.13% of their portfolio Palo Alto, CA 1,045,4161.0m $37.9m $37.9m 0.13% Reduced -34.6k -34,606
45 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 1,027,3941.0m $37.3m $37.3m 0.10% Reduced -25.4k -25,399
46 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 1,024,7881.0m $37.2m $37.2m 0.05% Added +92.8k +92,799
47 SUMITOMO LIFE INSURANCE CO 0.84% of their portfolio TOKYO, M0 1,012,1001.0m $36.3m $36.3m 0.84% Added +572.7k +572,700
48 Venturi Wealth Management, LLC 2.06% of their portfolio AUSTIN, TX 959,676959.7k $34.8m $34.8m 2.06% Added +48.3k +48,282
49 Prime Capital Investment Advisors, LLC 0.51% of their portfolio OVERLAND PARK, KS 942,286942.3k $34.2m $34.2m 0.51% Reduced -12.1k -12,076
50 Capital Asset Advisory Services LLC 1.74% of their portfolio Williamston, MI 884,445884.4k $32.1m $32.1m 1.74% Added +6.2k +6,246
51 AXXCESS WEALTH MANAGEMENT, LLC 0.87% of their portfolio CARLSBAD, CA 880,517880.5k $31.9m $31.9m 0.87% Added +7.1k +7,124
52 DSC Meridian Capital LP 20.42% of their portfolio NEW YORK, NY 786,476786.5k $28.5m $28.5m 20.42% New
53 State of Wisconsin - Board of Commissioners of Public Lands 6.83% of their portfolio MADISON, WI 782,666782.7k $28.4m $28.4m 6.83% Unchanged
54 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 777,858777.9k $28.2m $28.2m 0.06% Reduced -31.6k -31,648
55 Prestige Wealth Management Group LLC 5.50% of their portfolio FLEMINGTON, NJ 701,643701.6k $25.5m $25.5m 5.50% Reduced -21.4k -21,375
56 Aveo Capital Partners, LLC 2.72% of their portfolio ENGLEWOOD, CO 662,066662.1k $24.0m $24.0m 2.72% Reduced -89.1k -89,091
57 FMR LLC 0.00% of their portfolio BOSTON, MA 605,904605.9k $22.0m $22.0m 0.00% Reduced -405 -405
58 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 596,843596.8k $21.7m $21.7m 0.02% Added +14.1k +14,082
59 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 537,899537.9k $19.5m $19.5m 0.03% Added +343.0k +342,991
60 Baker Avenue Asset Management, LP 0.62% of their portfolio SAN FRANCISCO, CA 501,209501.2k $18.2m $18.2m 0.62% Reduced -1.3k -1,341
61 WBI INVESTMENTS, LLC 4.40% of their portfolio RED BANK, NJ 500,961501.0k $18.2m $18.2m 4.40% New
62 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 485,777485.8k $17.6m $17.6m 0.03% Added +46.4k +46,371
63 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.40% of their portfolio FORT WAYNE, IN 467,866467.9k $17.0m $17.0m 1.40% Added +22.3k +22,271
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 455,442455.4k $16.5m $16.5m 0.00% Reduced -477.2k -477,216
65 Trek Financial, LLC 1.26% of their portfolio Scottsdale, AZ 436,106436.1k $15.8m $15.8m 1.26% Reduced -50.1k -50,086
66 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 419,825419.8k $15.2m $15.2m 0.16% Added +8.1k +8,050
67 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 401,948401.9k $14.6m $14.6m 0.01% Reduced -36.4k -36,359
68 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 392,862392.9k $14.3m $14.3m 0.01% Added +380.4k +380,400
69 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 377,152377.2k $13.7m $13.7m 0.02% Added +43.4k +43,407
70 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 363,799363.8k $13.2m $13.2m 0.01% Reduced -141.6k -141,616
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 358,283358.3k $13.0m $13.0m 0.00% Reduced -5.1k -5,117
72 Wedmont Private Capital 0.82% of their portfolio WEST CHESTER, PA 354,004354.0k $13.0m $13.0m 0.82% Added +24.2k +24,209
73 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 352,262352.3k $12.8m $12.8m 0.01% Reduced -77.1k -77,081
74 HRT FINANCIAL LP 0.07% of their portfolio NEW YORK, NY 342,078342.1k $12.4m $12.4m 0.07% Added +250.2k +250,171
75 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 326,801326.8k $11.9m $11.9m 0.02% Added +4.3k +4,311
76 Financiere des Professionnels - Fonds d'investissement inc. 0.90% of their portfolio MONTREAL, A8 318,900318.9k $11.5m $11.5m 0.90% Reduced -20.3k -20,300
77 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 311,388311.4k $11.3m $11.3m 0.01% Reduced -2.2k -2,158
78 JTC Employer Solutions Trustee Ltd 0.75% of their portfolio ST HELIER, Y9 310,219310.2k $11.3m $11.3m 0.75% Unchanged
79 Rakuten Investment Management, Inc. 0.07% of their portfolio TOKYO, M0 305,541305.5k $11.1m $11.1m 0.07% Reduced -11.4k -11,400
80 Allegiance Financial Group Advisory Services LLC 4.20% of their portfolio VIENNA, VA 302,594302.6k $11.0m $11.0m 4.20% Added +37.7k +37,666
81 Sage Advisory Services, Ltd.Co. 3.08% of their portfolio AUSTIN, TX 302,099302.1k $11.0m $11.0m 3.08% Reduced -4.6k -4,624
82 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 270,929270.9k $9.8m $9.8m 0.07% Added +7.3k +7,290
83 Deane Retirement Strategies, Inc. 4.83% of their portfolio NEW ORLEANS, LA 259,483259.5k $9.4m $9.4m 4.83% Added +399 +399
84 TOWNSQUARE CAPITAL LLC 0.12% of their portfolio Lehi, UT 249,864249.9k $9.1m $9.1m 0.12% Added +102.2k +102,227
85 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 244,668244.7k $8.9m $8.9m 0.00% Added +168.2k +168,181
86 FC Advisory LLC 3.23% of their portfolio WEST CHESTER, PA 243,054243.1k $8.8m $8.8m 3.23% Added +247 +247
87 HERITAGE WEALTH MANAGEMENT, LLC 4.85% of their portfolio PHOENIX, AZ 241,047241.0k $8.7m $8.7m 4.85% Reduced -9.3k -9,266
88 Heritage Family Offices, LLP 4.85% of their portfolio SCOTTSDALE, AZ 241,047241.0k $8.7m $8.7m 4.85% First filing
89 Avidian Wealth Enterprises, LLC 0.42% of their portfolio Houston, TX 239,574239.6k $8.7m $8.7m 0.42% Added +16.0k +15,978
90 Destiny Wealth Partners, LLC 1.54% of their portfolio TAVARES, FL 236,167236.2k $8.6m $8.6m 1.54% Reduced -24.7k -24,725
91 FOUNDERS FINANCIAL SECURITIES LLC 0.79% of their portfolio TOWSON, MD 230,416230.4k $8.4m $8.4m 0.79% Added +3.2k +3,198
92 Horizon Investments, LLC 0.22% of their portfolio Charlotte, NC 219,243219.2k $7.9m $7.9m 0.22% Added +4.3k +4,312
93 Mechanics Bank Trust Department 1.11% of their portfolio Walnut Creek, CA 213,791213.8k $7.8m $7.8m 1.11% Reduced -6.3k -6,320
94 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 212,268212.3k $7.7m $7.7m 0.01% Reduced -1.6k -1,591
95 New York Life Investment Management LLC 0.08% of their portfolio New York, NY 212,240212.2k $7.7m $7.7m 0.08% Added +9.7k +9,693
96 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 210,997211.0k $7.7m $7.7m 0.08% Added +16.6k +16,575
97 Tolleson Wealth Management, Inc. 1.47% of their portfolio DALLAS, TX 205,529205.5k $7.5m $7.5m 1.47% Reduced -746 -746
98 FORTE ASSET MANAGEMENT LLC 4.33% of their portfolio BEDFORD, NY 202,175202.2k $7.3m $7.3m 4.33% Added +7.4k +7,432
99 Trajan Wealth LLC 0.47% of their portfolio SCOTTSDALE, AZ 201,727201.7k $7.3m $7.3m 0.47% Added +7.5k +7,545
100 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 199,292199.3k $7.2m $7.2m 0.00% Added +99.6k +99,554