Johnson Midwest Financial, LLC

GLIDDEN, IA · CIK 1732399 · 13F filing filed 2023-11-07

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyGlidden, IA

$44.7m reported value -60.3% vs Q2 2023

376positions

62.9%in top 10

21 new 85 added 14 reduced 14 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	13,874	$5.9m13.27%	13.27%	Reduced -19.2k	-19,154 -58.0%
2	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	12,615	$4.5m10.11%	10.11%	Reduced -27.3k	-27,275 -68.4%
3	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	12,647	$4.2m9.48%	9.48%	Reduced -29.9k	-29,867 -70.2%
4	ISHARES TR S&P 500 VAL ETF IVE	IVE	25,077	$3.9m8.63%	8.63%	Reduced -66.4k	-66,370 -72.6%
5	ISHARES TR S&P 500 GRWT ETF IVW	IVW	52,113	$3.6m7.98%	7.98%	Reduced -158.0k	-157,972 -75.2%
6	APPLE INC COM AAPL	AAPL	10,039	$1.7m3.84%	3.84%	Added +129	+129 1.3%
7	FS KKR CAP CORP COM FSK	FSK	74,350	$1.5m3.27%	3.27%	Reduced -1.9k	-1,919 -2.5%
8	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	3,873	$1.4m3.03%	3.03%	Added +20	+20 0.5%
9	WALMART INC COM WMT	WMT	4,969	$794.8k1.78%	1.78%	Unchanged
10	PRINCIPAL FINANCIAL GROUP IN COM PFG	PFG	9,488	$683.8k1.53%	1.53%	Unchanged
11	ALLIANT ENERGY CORP COM LNT	LNT	13,845	$670.8k1.50%	1.50%	Added +14	+14 0.1%
12	PHILLIPS EDISON & CO INC COMMON STOCK PECO	PECO	19,668	$659.7k1.48%	1.48%	Reduced -833	-833 -4.1%
13	NEXTERA ENERGY INC COM NEE	NEE	11,204	$641.9k1.44%	1.44%	Unchanged
14	MCDONALDS CORP COM MCD	MCD	2,137	$562.9k1.26%	1.26%	Unchanged
15	TESLA INC COM TSLA	TSLA	2,215	$554.2k1.24%	1.24%	Unchanged
16	META PLATFORMS INC CL A META	META	1,782	$535.0k1.20%	1.20%	Unchanged
17	ARES CAPITAL CORP COM ARCC	ARCC	20,684	$402.7k0.90%	0.90%	Added +200	+200 1.0%
18	MICROSOFT CORP COM MSFT	MSFT	1,216	$383.9k0.86%	0.86%	Unchanged
19	JOHNSON & JOHNSON COM JNJ	JNJ	2,384	$371.3k0.83%	0.83%	Unchanged
20	TYSON FOODS INC CL A TSN	TSN	6,998	$353.3k0.79%	0.79%	Unchanged
21	OTTER TAIL CORP COM OTTR	OTTR	4,482	$340.3k0.76%	0.76%	Unchanged
22	XCEL ENERGY INC COM XEL	XEL	5,702	$326.3k0.73%	0.73%	Added +13	+13 0.2%
23	ADOBE INC COM ADBE	ADBE	594	$302.9k0.68%	0.68%	Added +15	+15 2.6%
24	CSX CORP COM CSX	CSX	8,140	$250.3k0.56%	0.56%	Unchanged
25	DEERE & CO COM DE	DE	661	$249.4k0.56%	0.56%	Added +26	+26 4.1%
26	ALTRIA GROUP INC COM MO	MO	5,424	$228.1k0.51%	0.51%	Added +96	+96 1.8%
27	EDISON INTL COM EIX	EIX	3,521	$222.8k0.50%	0.50%	Unchanged
28	COPART INC COM CPRT	CPRT	5,134	$221.2k0.49%	0.49%	Added +110	+110 2.2%
29	WEC ENERGY GROUP INC COM WEC	WEC	2,617	$210.8k0.47%	0.47%	Unchanged
30	GSK PLC SPONSORED ADR GSK	GSK	5,644	$204.6k0.46%	0.46%	Unchanged
31	EXXON MOBIL CORP COM XOM	XOM	1,712	$201.3k0.45%	0.45%	Reduced -1.0k	-1,000 -36.9%
32	ENERGY TRANSFER L P COM UT LTD PTN ET	ET	14,137	$198.3k0.44%	0.44%	Added +10	+10 0.1%
33	AMERICAN EXPRESS CO COM AXP	AXP	1,322	$197.2k0.44%	0.44%	New
34	BANK AMERICA CORP COM BAC	BAC	7,132	$195.3k0.44%	0.44%	Unchanged
35	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	1,346	$188.8k0.42%	0.42%	Unchanged
36	EVERSOURCE ENERGY COM ES	ES	3,223	$187.4k0.42%	0.42%	Unchanged
37	HERCULES CAPITAL INC COM HTGC	HTGC	10,500	$172.4k0.39%	0.39%	Unchanged
38	WORKDAY INC CL A WDAY	WDAY	780	$167.6k0.37%	0.37%	Added +759	+759 3614.3%
39	PROSPECT CAP CORP COM PSEC	PSEC	25,596	$154.9k0.35%	0.35%	Added +28	+28 0.1%
40	CHEVRON CORP NEW COM CVX	CVX	884	$149.1k0.33%	0.33%	Added +50	+50 6.0%
41	QUALCOMM INC COM QCOM	QCOM	1,275	$141.7k0.32%	0.32%	Reduced -73	-73 -5.4%
42	CATERPILLAR INC COM CAT	CAT	490	$133.8k0.30%	0.30%	Added +2	+2 0.4%
43	COCA COLA CO COM KO	KO	2,333	$130.6k0.29%	0.29%	Added +12	+12 0.5%
44	EQT CORP COM EQT	EQT	3,198	$129.8k0.29%	0.29%	New
45	AMAZON COM INC COM AMZN	AMZN	972	$123.6k0.28%	0.28%	Unchanged
46	WEYERHAEUSER CO MTN BE COM NEW WY	WY	4,000	$122.6k0.27%	0.27%	Unchanged
47	AMERICAN ELEC PWR CO INC COM AEP	AEP	1,627	$122.4k0.27%	0.27%	Unchanged
48	COHEN & STEERS TOTAL RETURN COM RFI	RFI	10,893	$114.2k0.26%	0.26%	Added +3.0k	+3,000 38.0%
49	VERIZON COMMUNICATIONS INC COM VZ	VZ	3,483	$112.9k0.25%	0.25%	Added +116	+116 3.5%
50	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	2,392	$104.6k0.23%	0.23%	Unchanged
51	CUMMINS INC COM CMI	CMI	444	$101.4k0.23%	0.23%	Unchanged
52	REALTY INCOME CORP COM O	O	1,950	$97.4k0.22%	0.22%	Added +31	+31 1.6%
53	GE AEROSPACE COM NEW GE	GE	880	$97.3k0.22%	0.22%	Unchanged
54	ALPHABET INC CAP STK CL A GOOGL	GOOGL	730	$95.5k0.21%	0.21%	Unchanged
55	CALAMOS CONV OPPORTUNITIES & SH BEN INT CHI	CHI	9,022	$95.1k0.21%	0.21%	Added +3.0k	+3,000 49.8%
56	EVERGY INC COM EVRG	EVRG	1,867	$94.7k0.21%	0.21%	Unchanged
57	PIMCO CORPORATE & INCOME OPP COM PTY	PTY	6,843	$89.4k0.20%	0.20%	Added +16	+16 0.2%
58	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	168	$85.3k0.19%	0.19%	Unchanged
59	AT&T INC COM T	T	5,658	$85.0k0.19%	0.19%	Added +50	+50 0.9%
60	BNY MELLON STRATEGIC MUNS IN COM LEO	LEO	15,733	$83.9k0.19%	0.19%	Unchanged
61	ALPS ETF TR OSHARES US QUALT OUSA	OUSA	1,930	$80.9k0.18%	0.18%	Unchanged
62	UNION PAC CORP COM UNP	UNP	394	$80.2k0.18%	0.18%	Unchanged
63	DUKE ENERGY CORP NEW COM NEW DUK	DUK	898	$79.2k0.18%	0.18%	Unchanged
64	PEPSICO INC COM PEP	PEP	456	$77.2k0.17%	0.17%	Unchanged
65	INTEL CORP COM INTC	INTC	2,147	$76.3k0.17%	0.17%	Added +5	+5 0.2%
66	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	2,776	$76.0k0.17%	0.17%	Added +51	+51 1.9%
67	CARLYLE GROUP INC COM CG	CG	2,494	$75.2k0.17%	0.17%	Unchanged
68	AIRBNB INC COM CL A ABNB	ABNB	548	$75.2k0.17%	0.17%	Unchanged
69	NISOURCE INC COM NI	NI	3,010	$74.3k0.17%	0.17%	Unchanged
70	SUN LIFE FINANCIAL INC. COM SLF	SLF	1,518	$74.1k0.17%	0.17%	Added +6	+6 0.4%
71	ISHARES TR CORE S&P US GWT IUSG	IUSG	747	$70.8k0.16%	0.16%	Unchanged
72	ENBRIDGE INC COM ENB	ENB	2,011	$67.4k0.15%	0.15%	Unchanged
73	UNITEDHEALTH GROUP INC COM UNH	UNH	130	$65.4k0.15%	0.15%	Unchanged
74	ANNALY CAPITAL MANAGEMENT IN COM NEW NLY	NLY	3,442	$64.7k0.14%	0.14%	Added +13	+13 0.4%
75	LITMAN GREGORY FDS TR IMGP DBI MANAGED DBMF	DBMF	2,216	$64.0k0.14%	0.14%	Reduced -2	-2 -0.1%
76	DNP SELECT INCOME FD INC COM DNP	DNP	6,413	$61.0k0.14%	0.14%	Unchanged
77	OAKTREE SPECIALTY LENDING CO COM OCSL	OCSL	2,929	$58.9k0.13%	0.13%	Unchanged
78	BROADCOM INC COM AVGO	AVGO	70	$58.5k0.13%	0.13%	Unchanged
79	PROCTER AND GAMBLE CO COM PG	PG	385	$56.2k0.13%	0.13%	Added +1	+1 0.3%
80	WELLS FARGO CO NEW COM WFC	WFC	1,353	$55.3k0.12%	0.12%	Added +11	+11 0.8%
81	NVIDIA CORPORATION COM NVDA	NVDA	127	$55.2k0.12%	0.12%	Added +17	+17 15.4%
82	SPIRIT AIRLS INC COM SAVE	SAVE	2,950	$48.7k0.11%	0.11%	Added +900	+900 43.9%
83	VANGUARD INDEX FDS SMALL CP ETF VB	VB	249	$47.1k0.11%	0.11%	Unchanged
84	KINDER MORGAN INC DEL COM KMI	KMI	2,821	$46.8k0.10%	0.10%	Added +42	+42 1.5%
85	VANGUARD INDEX FDS MID CAP ETF VO	VO	224	$46.6k0.10%	0.10%	Unchanged
86	BP PLC SPONSORED ADR BP	BP	1,182	$45.8k0.10%	0.10%	Unchanged
87	HOME DEPOT INC COM HD	HD	150	$45.3k0.10%	0.10%	Unchanged
88	ALLETE INC COM NEW ALE	ALE	856	$45.2k0.10%	0.10%	Unchanged
89	FST TR NEW OPPORT MLP & ENE COM COM		7,200	$45.1k0.10%	0.10%	Unchanged
90	ORACLE CORP COM ORCL	ORCL	424	$44.9k0.10%	0.10%	Added +1	+1 0.2%
91	ROYAL BK CDA COM RY	RY	500	$43.7k0.10%	0.10%	Unchanged
92	WASTE MGMT INC DEL COM WM	WM	284	$43.3k0.10%	0.10%	Unchanged
93	HEALTHCARE RLTY TR CL A COM HR	HR	2,828	$43.2k0.10%	0.10%	Unchanged
94	MCCORMICK & CO INC COM NON VTG MKC	MKC	570	$43.1k0.10%	0.10%	Unchanged
95	ISHARES TR CRE U S REIT ETF USRT	USRT	912	$43.0k0.10%	0.10%	Unchanged
96	ABRDN GLOBAL INFRA INCOME FU COM SHS BEN INT ASGI	ASGI	2,658	$42.8k0.10%	0.10%	Unchanged
97	NUVEEN QUALITY MUNCP INCOME COM NAD	NAD	4,005	$40.6k0.09%	0.09%	Added +11	+11 0.3%
98	NUTRIEN LTD COM NTR	NTR	613	$37.9k0.08%	0.08%	Added +4	+4 0.7%
99	PHILIP MORRIS INTL INC COM PM	PM	403	$37.3k0.08%	0.08%	Added +5	+5 1.3%
100	FTAI AVIATION LTD SHS FTAI	FTAI	1,000	$35.5k0.08%	0.08%	Unchanged

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
ISHARES TR EFA	EFA	201,649	$14.6m201.6k shares
PROSHARES TR SSO	SSO	19,869	$1.2m19.9k shares
PVH CORPORATION PVH	PVH	1,336	$113.5k1.3k shares
EURONET WORLDWIDE INC EEFT	EEFT	680	$79.8k680 shares
THERATECHNOLOGIES INC		32,000	$26.9k32.0k shares
ISHARES TR IJK	IJK	286	$21.4k286 shares
THE NECESSITY RETAIL REIT IN AFIN	AFIN	2,053	$13.9k2.1k shares
PROSHARES TR TTT	TTT	180	$11.8k180 shares
APPHARVEST INC APPH	APPH	20,000	$7.4k20.0k shares
CHIMERA INVT CORP		1,000	$5.8k1.0k shares
CORNING INC GLW	GLW	125	$4.4k125 shares
AMC ENTMT HLDGS INC		505	$2.2k505 shares
HOOKIPA PHARMA INC		800	$704800 shares
EMBARK TECHNOLOGY INC		50	$14350 shares