Vault-13

VANGUARD INDEX FDS VO

MID CAP ETF · ETP · CUSIP 922908629

1,656 institutional holders -1 vs Q2 2023
159,123,291159.1m shares reported held*
$33.2bnreported value*
70 new 771 added 538 reduced 71 sold out net bought ≈ $511.6m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $208.33. Options: 3 managers hold calls ($15.3m notional), 5 hold puts ($2.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,506Q4 22: 1,621Q1 23: 1,621Q2 23: 1,657Q3 23: 1,6561,656Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,506
Q4 20221,621
Q1 20231,621
Q2 20231,657
Q3 20231,656

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 754 bought or addedQ4 22: 593 cut or sold outQ4 22Q1 23: 777 bought or addedQ1 23: 637 cut or sold outQ1 23Q2 23: 805 bought or addedQ2 23: 621 cut or sold outQ2 23Q3 23: 841 bought or addedQ3 23: 609 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022754593
Q1 2023777637
Q2 2023805621
Q3 2023841609

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 22 calls: $11.4mQ4 22 puts: $25.7mQ4 22P/C 2.25Q1 23 calls: $19.3mQ1 23 puts: $11.0mQ1 23P/C 0.57Q2 23 calls: $31.0mQ2 23 puts: $10.8mQ2 23P/C 0.35Q3 23 calls: $15.3mQ3 23 puts: $2.7mQ3 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q4 2022$11.4m$25.7m2.25
Q1 2023$19.3m$11.0m0.57
Q2 2023$31.0m$10.8m0.35
Q3 2023$15.3m$2.7m0.18

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +737,664+737.7k
First Command Advisory Services, Inc. New +436,074+436.1k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +360,615+360.6k
PATHSTONE FAMILY OFFICE, LLC Added +310,376+310.4k
Clearstead Advisors, LLC Added +252,676+252.7k
JPMORGAN CHASE & CO Added +252,165+252.2k
BANK OF AMERICA CORP /DE/ Added +227,841+227.8k
AXXCESS WEALTH MANAGEMENT, LLC Added +220,179+220.2k
Beacon Pointe Advisors, LLC Added +215,432+215.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +198,319+198.3k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -956,203-956.2k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -800,144-800.1k
Millburn Ridgefield LLC /DE/ Reduced -432,630-432.6k
Catalyst Capital Advisors LLC Reduced -432,409-432.4k
Veritable, L.P. Sold out -319,853-319.9k
WELLS FARGO & COMPANY/MN Reduced -299,507-299.5k
EXCHANGE TRADED CONCEPTS, LLC Sold out -221,623-221.6k
B & T Capital Management DBA Alpha Capital Management Reduced -155,652-155.7k
ACORN FINANCIAL ADVISORY SERVICES INC /ADV Reduced -142,843-142.8k
Bleakley Financial Group, LLC Reduced -130,326-130.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.0m57.4k shares
CITADEL ADVISORS LLC Reduced $3.4m16.3k shares
Cutler Group LLC / CA Reduced $03.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m6.0k shares
CITADEL ADVISORS LLC Added $1.1m5.3k shares
BANK OF AMERICA CORP /DE/ Reduced $312.4k1.5k shares
Cutler Group LLC / CA Added $22.0k8.1k shares
Private Advisor Group, LLC New $21.0k10.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 1.53% of their portfolio SAN FRANCISCO, CA 23,470,46523.5m $4.9bn $4.9bn 1.53% Reduced -299.5k -299,507
2 BANK OF AMERICA CORP /DE/ 0.38% of their portfolio CHARLOTTE, NC 14,873,34614.9m $3.1bn $3.1bn 0.38% Added +227.8k +227,841
3 JONES FINANCIAL COMPANIES LLLP 3.37% of their portfolio DES PERES, MO 9,851,1229.9m $2.1bn $2.1bn 3.37% Added +134.9k +134,869
4 Creative Planning 2.30% of their portfolio OVERLAND PARK, KS 8,278,4898.3m $1.7bn $1.7bn 2.30% Added +30.8k +30,777
5 MORGAN STANLEY 0.14% of their portfolio NEW YORK, NY 6,663,5266.7m $1.4bn $1.4bn 0.14% Added +132.3k +132,306
6 UBS Group AG 0.56% of their portfolio ZURICH, V8 5,893,6155.9m $1.2bn $1.2bn 0.56% Added +106.4k +106,353
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.31% of their portfolio MILWAUKEE, WI 4,828,8504.8m $1.0bn $1.0bn 1.31% Added +198.3k +198,319
8 RAYMOND JAMES & ASSOCIATES 0.65% of their portfolio ST PETERSBURG, FL 3,697,7113.7m $770.0m $770.0m 0.65% Added +71.4k +71,384
9 AMERIPRISE FINANCIAL INC 0.24% of their portfolio MINNEAPOLIS, MN 3,514,2343.5m $731.8m $731.8m 0.24% Added +179.5k +179,483
10 LPL Financial LLC 0.41% of their portfolio FORT MILL, SC 2,807,6892.8m $584.7m $584.7m 0.41% Added +144.9k +144,913
11 PNC Financial Services Group, Inc. 0.46% of their portfolio Pittsburgh, PA 2,567,4612.6m $534.6m $534.6m 0.46% Reduced -22.3k -22,251
12 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 2,464,9972.5m $513.3m $513.3m 0.06% Added +252.2k +252,165
13 ENVESTNET ASSET MANAGEMENT INC 0.23% of their portfolio Berwyn, PA 2,407,4822.4m $501.3m $501.3m 0.23% Added +42.3k +42,342
14 TIAA TRUST, NATIONAL ASSOCIATION 1.62% of their portfolio CHARLOTTE, NC 2,156,5802.2m $449.1m $449.1m 1.62% First filing
15 Raymond James Financial Services Advisors, Inc. 0.80% of their portfolio ST. PETERSBURG, FL 2,113,2792.1m $440.1m $440.1m 0.80% Added +149.4k +149,370
16 Bank of New York Mellon Corp 0.10% of their portfolio NEW YORK, NY 2,080,2452.1m $433.2m $433.2m 0.10% Added +43.0k +43,047
17 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 1,416,0041.4m $294.9m $294.9m 0.09% Added +22.4k +22,391
18 JMG Financial Group, Ltd. 11.89% of their portfolio DOWNERS GROVE, IL 1,183,7191.2m $246.5m $246.5m 11.89% Reduced -4.6k -4,583
19 COMMONWEALTH EQUITY SERVICES, LLC 0.51% of their portfolio WALTHAM, MA 1,171,3951.2m $243.9m $243.9m 0.51% Added +26.1k +26,092
20 Border to Coast Pensions Partnership Ltd 6.32% of their portfolio LEEDS, X0 1,137,0871.1m $237.5m $237.5m 6.32% Unchanged
21 Allworth Financial LP 2.00% of their portfolio FOLSOM, CA 1,118,6201.1m $232.9m $232.9m 2.00% Added +46.4k +46,375
22 CIBC Private Wealth Group LLC 0.55% of their portfolio ATLANTA, GA 1,107,6911.1m $230.7m $230.7m 0.55% Reduced -956.2k -956,203
23 NATIXIS ADVISORS, LLC 0.68% of their portfolio Boston, MA 1,065,8261.1m $221.9m $221.9m 0.68% Reduced -2.1k -2,061
24 Mariner, LLC 0.54% of their portfolio Overland Park, KS 967,384967.4k $201.4m $201.4m 0.54% Added +117.8k +117,813
25 Beacon Pointe Advisors, LLC 2.28% of their portfolio NEWPORT BEACH, CA 878,522878.5k $183.0m $183.0m 2.28% Added +215.4k +215,432
26 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 849,809849.8k $177.0m $177.0m 0.26% Added +159.1k +159,102
27 Morningstar Investment Services LLC 2.04% of their portfolio CHICAGO, IL 760,715760.7k $158.9m $158.9m 2.04% Reduced -21.0k -20,973
28 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 749,630749.6k $156.1m $156.1m 0.04% Added +39.2k +39,235
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 737,664737.7k $153.6m $153.6m 0.04% New
30 FINANCIAL COUNSELORS INC 3.07% of their portfolio Overland Park, KS 736,811736.8k $153.4m $153.4m 3.07% Added +26.2k +26,180
31 HighTower Advisors, LLC 0.25% of their portfolio CHICAGO, IL 650,459650.5k $135.4m $135.4m 0.25% Added +55.0k +55,000
32 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 608,943608.9k $126.8m $126.8m 0.18% Reduced -1.1k -1,129
33 PATHSTONE FAMILY OFFICE, LLC 0.96% of their portfolio ENGLEWOOD, NJ 592,998593.0k $123.5m $123.5m 0.96% Added +310.4k +310,376
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 585,686585.7k $122.0m $122.0m 0.07% Added +360.6k +360,615
35 Wealthspire Advisors, LLC 1.91% of their portfolio NEW YORK, NY 556,242556.2k $115.8m $115.8m 1.91% Reduced -829 -829
36 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 544,005544.0k $113.3m $113.3m 0.19% Added +3.6k +3,577
37 1832 Asset Management L.P. 0.23% of their portfolio TORONTO, A6 531,861531.9k $110.8m $110.8m 0.23% Added +10.4k +10,445
38 FIFTH THIRD BANCORP 0.51% of their portfolio CINCINNATI, OH 528,200528.2k $110.0m $110.0m 0.51% Added +3.4k +3,421
39 CAPTRUST FINANCIAL ADVISORS 0.41% of their portfolio RALEIGH, NC 509,366509.4k $106.1m $106.1m 0.41% Added +26.7k +26,696
40 Clearstead Advisors, LLC 3.04% of their portfolio CLEVELAND, OH 502,565502.6k $104.7m $104.7m 3.04% Added +252.7k +252,676
41 J.P. Morgan Private Wealth Advisors LLC 0.28% of their portfolio SAN FRANCISCO, CA 473,427473.4k $98.6m $98.6m 0.28% Reduced -76.2k -76,186
42 MassMutual Private Wealth & Trust, FSB 3.53% of their portfolio Windsor, CT 459,493459.5k $95.7m $95.7m 3.53% Added +18.8k +18,773
43 MONETA GROUP INVESTMENT ADVISORS LLC 2.12% of their portfolio ST LOUIS, MO 448,445448.4k $93.4m $93.4m 2.12% Added +32.1k +32,101
44 First Command Advisory Services, Inc. 1.19% of their portfolio FORT WORTH, TX 436,074436.1k $90.8m $90.8m 1.19% New
45 CBIZ Investment Advisory Services, LLC 8.07% of their portfolio INDEPENDENCE, OH 422,251422.3k $87.9m $87.9m 8.07% Reduced -7.5k -7,503
46 Cullen/Frost Bankers, Inc. 1.51% of their portfolio San Antonio, TX 417,464417.5k $86.9m $86.9m 1.51% Reduced -17.5k -17,500
47 Cerity Partners LLC 0.42% of their portfolio NEW YORK, NY 412,633412.6k $85.9m $85.9m 0.42% Added +45.6k +45,570
48 Millburn Ridgefield LLC /DE/ 2.68% of their portfolio New York, NY 396,531396.5k $82.6m $82.6m 2.68% Reduced -432.6k -432,630
49 Catalyst Capital Advisors LLC 2.31% of their portfolio San Juan, PR 396,531396.5k $82.6m $82.6m 2.31% Reduced -432.4k -432,409
50 Cresset Asset Management, LLC 0.57% of their portfolio Chicago, IL 394,902394.9k $82.2m $82.2m 0.57% Reduced -4.1k -4,127
51 Baird Financial Group, Inc. 0.22% of their portfolio MILWAUKEE, WI 388,710388.7k $80.9m $80.9m 0.22% Added +20.9k +20,931
52 Janney Montgomery Scott LLC 0.30% of their portfolio PHILADELPHIA, PA 387,818387.8k $80.8m $80.8m 0.30% Added +1.9k +1,865
53 Larson Financial Group LLC 7.65% of their portfolio ST LOUIS, MO 373,809373.8k $77.8m $77.8m 7.65% Added +15.4k +15,414
54 MML INVESTORS SERVICES, LLC 0.41% of their portfolio SPRINGFIELD, MA 359,031359.0k $74.8m $74.8m 0.41% Added +18.8k +18,799
55 Nicholas Hoffman & Company, LLC. 5.28% of their portfolio ATLANTA, GA 343,646343.6k $71.6m $71.6m 5.28% Added +83.2k +83,199
56 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.43% of their portfolio NORFOLK, VA 337,728337.7k $70.3m $70.3m 2.43% Added +19.8k +19,792
57 Simplicity Solutions, LLC 2.21% of their portfolio MINNEAPOLIS, MN 330,595330.6k $68.8m $68.8m 2.21% Reduced -127.7k -127,695
58 Bleakley Financial Group, LLC 2.41% of their portfolio PARSIPPANY, NJ 327,964328.0k $68.3m $68.3m 2.41% Reduced -130.3k -130,326
59 INVICTUS PRIVATE WEALTH, LLC 7.43% of their portfolio Denver, CO 326,106326.1k $67.9m $67.9m 7.43% Added +10.1k +10,124
60 Joel Isaacson & Co., LLC 4.55% of their portfolio NEW YORK, NY 319,279319.3k $66.5m $66.5m 4.55% Added +4.6k +4,632
61 MERCER GLOBAL ADVISORS INC /ADV 0.25% of their portfolio DENVER, CO 317,506317.5k $66.1m $66.1m 0.25% Added +50.4k +50,354
62 Financial Synergies Wealth Advisors, Inc. 9.36% of their portfolio HOUSTON, TX 311,365311.4k $64.8m $64.8m 9.36% Added +8.2k +8,207
63 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 311,107311.1k $67.7m $67.7m 0.02% Added +20.9k +20,872
64 FMR LLC 0.01% of their portfolio BOSTON, MA 308,965309.0k $64.3m $64.3m 0.01% Reduced -2.6k -2,621
65 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 306,174306.2k $63.8m $63.8m 0.25% Added +11.8k +11,782
66 Cetera Advisor Networks LLC 0.40% of their portfolio EL SEGUNDO, CA 305,507305.5k $63.6m $63.6m 0.40% Added +148.5k +148,515
67 Thrivent Financial for Lutherans 0.15% of their portfolio Minneapolis, MN 296,808296.8k $61.9m $61.9m 0.15% Added +49.2k +49,205
68 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 292,864292.9k $61.0m $61.0m 0.28% Added +19.8k +19,772
69 TRUSTMARK BANK TRUST DEPARTMENT 5.94% of their portfolio JACKSON, MS 289,643289.6k $60.3m $60.3m 5.94% Reduced -4.2k -4,203
70 Rockefeller Capital Management L.P. 0.23% of their portfolio NEW YORK, NY 287,473287.5k $59.9m $59.9m 0.23% Added +21.4k +21,389
71 American Trust 4.62% of their portfolio LEXINGTON, KY 286,648286.6k $59.7m $59.7m 4.62% Added +12.6k +12,600
72 Smithfield Trust Co 3.62% of their portfolio PITTSBURGH, PA 283,379283.4k $58.9m $58.9m 3.62% Added +2.6k +2,567
73 CENTRAL TRUST Co 1.65% of their portfolio JEFFERSON CITY, MO 275,439275.4k $57.4m $57.4m 1.65% Reduced -3.7k -3,671
74 Chicago Partners Investment Group LLC 2.84% of their portfolio CHICAGO, IL 263,807263.8k $52.7m $52.7m 2.84% Added +15.9k +15,919
75 COLDSTREAM CAPITAL MANAGEMENT INC 1.76% of their portfolio BELLEVUE, WA 258,518258.5k $53.8m $53.8m 1.76% Added +1.8k +1,811
76 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 252,020252.0k $52.5m $52.5m 0.12% Added +5.3k +5,293
77 Nadler Financial Group, Inc. 7.87% of their portfolio DEERFIELD, IL 249,589249.6k $52.0m $52.0m 7.87% Added +1.8k +1,775
78 Private Advisor Group, LLC 0.45% of their portfolio MORRISTOWN, NJ 241,764241.8k $50.3m $50.3m 0.45% Reduced -7.2k -7,237
79 Cetera Advisors LLC 0.78% of their portfolio DENVER, CO 238,888238.9k $49.7m $49.7m 0.78% Added +14.4k +14,377
80 PITTENGER & ANDERSON INC 2.48% of their portfolio LINCOLN, NE 235,812235.8k $49.1m $49.1m 2.48% Added +4.7k +4,659
81 Equitable Holdings, Inc. 0.70% of their portfolio NEW YORK, NY 233,840233.8k $48.7m $48.7m 0.70% Added +4.8k +4,792
82 AXXCESS WEALTH MANAGEMENT, LLC 1.66% of their portfolio CARLSBAD, CA 233,379233.4k $48.6m $48.6m 1.66% Added +220.2k +220,179
83 NewEdge Advisors, LLC 0.52% of their portfolio NEW ORLEANS, LA 226,541226.5k $47.2m $47.2m 0.52% Added +23.6k +23,622
84 Northwest Quadrant Wealth Management, LLC 13.06% of their portfolio BEND, OR 223,403223.4k $46.5m $46.5m 13.06% Added +2.8k +2,793
85 Capital Asset Advisory Services LLC 3.20% of their portfolio Williamston, MI 221,923221.9k $46.7m $46.7m 3.20% Added +22.4k +22,403
86 PEAPACK GLADSTONE FINANCIAL CORP 0.81% of their portfolio BEDMINSTER, NJ 209,413209.4k $43.6m $43.6m 0.81% Added +1.4k +1,390
87 AE Wealth Management LLC 0.25% of their portfolio TOPEKA, KS 201,365201.4k $41.9m $41.9m 0.25% Reduced -8.2k -8,157
88 Connecticut Wealth Management, LLC 2.72% of their portfolio FARMINGTON, CT 190,980191.0k $39.8m $39.8m 2.72% Reduced -5.0k -4,953
89 US BANCORP \DE\ 0.06% of their portfolio MINNEAPOLIS, MN 190,352190.4k $39.2m $39.2m 0.06% Added +17.7k +17,698
90 COMERICA BANK 0.20% of their portfolio DALLAS, TX 188,966189.0k $39.4m $39.4m 0.20% New
91 BOK Financial Private Wealth, Inc. 3.43% of their portfolio DENVER, CO 188,236188.2k $39.2m $39.2m 3.43% Reduced -6.7k -6,671
92 COUNTRY TRUST BANK 1.14% of their portfolio Bloomington, IL 186,447186.4k $38.8m $38.8m 1.14% Reduced -109.8k -109,834
93 McIlrath & Eck, LLC 7.80% of their portfolio ARLINGTON, WA 186,393186.4k $38.8m $38.8m 7.80% Added +13.7k +13,731
94 Venture Visionary Partners LLC 2.20% of their portfolio Sylvania, OH 175,009175.0k $36.4m $36.4m 2.20% Reduced -4.3k -4,334
95 BESSEMER GROUP INC 0.08% of their portfolio WOODBRIDGE, NJ 172,377172.4k $35.9m $35.9m 0.08% Added +55.6k +55,555
96 OAK HILL WEALTH ADVISORS, LLC 13.54% of their portfolio LANSDOWNE, VA 168,680168.7k $35.1m $35.1m 13.54% Added +5.1k +5,097
97 ARKANSAS FINANCIAL GROUP, INC. 7.15% of their portfolio LITTLE ROCK, AR 168,648168.6k $35.1m $35.1m 7.15% Added +1.5k +1,517
98 TCV Trust & Wealth Management, Inc. 3.77% of their portfolio RICHMOND, VA 164,330164.3k $34.2m $34.2m 3.77% Added +96 +96
99 Schneider Downs Wealth Management Advisors, LP 7.65% of their portfolio Pittsburgh, PA 158,588158.6k $33.0m $33.0m 7.65% Added +5.0k +5,000
100 Riverpoint Wealth Management Holdings, LLC 10.74% of their portfolio CHICAGO, IL 156,370156.4k $32.6m $32.6m 10.74% Added +1.4k +1,394