Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

159 institutional holders +8 vs Q2 2023
16,761,30716.8m shares reported held*
$219.0mreported value*
15 new 49 added 41 reduced 9 sold out net bought ≈ $5.3m (+403.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.07.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159159Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 50 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458
Q2 20236841
Q3 20236450

Biggest buyers

OSAIC HOLDINGS, INC. Added +218,026+218.0k
MORGAN STANLEY Added +139,403+139.4k
LPL Financial LLC Added +133,258+133.3k
TRUIST FINANCIAL CORP Added +70,710+70.7k
ROYAL BANK OF CANADA Added +68,583+68.6k
AVANTAX ADVISORY SERVICES, INC. Added +61,968+62.0k
Virtu Financial LLC New +51,346+51.3k
Cambridge Investment Research Advisors, Inc. Added +45,018+45.0k
Mariner, LLC New +40,809+40.8k
Private Advisor Group, LLC Added +39,482+39.5k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -278,034-278.0k
Cresta Advisors, Ltd. Reduced -149,417-149.4k
CAPTRUST FINANCIAL ADVISORS Reduced -127,990-128.0k
Consolidated Portfolio Review Corp Sold out -51,289-51.3k
JPMORGAN CHASE & CO Sold out -29,939-29.9k
HB Wealth Management, LLC Reduced -18,181-18.2k
WELLS FARGO & COMPANY/MN Reduced -16,753-16.8k
Creative Planning Reduced -16,422-16.4k
Vestmark Advisory Solutions, Inc. Sold out -12,625-12.6k
Future Financial Wealth Managment LLC Sold out -12,000-12.0k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,738,1431.7m $22.7m $22.7m 0.00% Added +139.4k +139,403
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,691,5721.7m $22.1m $22.1m 0.02% Added +133.3k +133,258
3 PFG Investments, LLC 3.83% of their portfolio WOODBURY, NY 1,560,7091.6m $20.4m $20.4m 3.83% Added +15.8k +15,755
4 XML Financial, LLC 1.51% of their portfolio BETHESDA, MD 962,185962.2k $12.6m $12.6m 1.51% Added +28.6k +28,599
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 858,966859.0k $11.2m $11.2m 0.02% Added +13.6k +13,589
6 Penserra Capital Management LLC 0.22% of their portfolio ORINDA, CA 831,441831.4k $10.9m $10.9m 0.22% Reduced -4.0k -4,015
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 740,942740.9k $9.7m $9.7m 0.01% Added +218.0k +218,026
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 348,319348.3k $4.6m $4.6m 0.01% Reduced -278.0k -278,034
9 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 342,833342.8k $4.5m $4.5m 0.03% Reduced -3.4k -3,376
10 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 342,784342.8k $4.5m $4.5m 0.02% Added +45.0k +45,018
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.35% of their portfolio BIRMINGHAM, AL 340,278340.3k $4.5m $4.5m 0.35% Reduced -4.1k -4,065
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 339,200339.2k $4.4m $4.4m 0.01% Added +17.1k +17,132
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 316,318316.3k $4.1m $4.1m 0.00% Added +68.6k +68,583
14 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 316,032316.0k $4.1m $4.1m 0.04% Added +39.5k +39,482
15 SYM FINANCIAL Corp 0.71% of their portfolio WINONA LAKE, IN 306,591306.6k $4.0m $4.0m 0.71% Unchanged
16 Financial Advocates Investment Management 0.27% of their portfolio OLYMPIA, WA 278,134278.1k $3.6m $3.6m 0.27% Reduced -4.4k -4,366
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 255,550255.6k $3.3m $3.3m 0.00% Added +22.3k +22,270
18 Evergreen Wealth Management, LLC 2.63% of their portfolio Williamston, MI 254,746254.7k $3.3m $3.3m 2.63% Added +5.4k +5,382
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 254,346254.3k $3.3m $3.3m 0.00% Added +22.4k +22,360
20 Accel Wealth Management 1.81% of their portfolio WAVERLY, IA 249,053249.1k $3.3m $3.3m 1.81% Added +36.5k +36,512
21 CAHILL FINANCIAL ADVISORS INC 0.52% of their portfolio EDINA, MN 241,085241.1k $3.2m $3.2m 0.52% Reduced -4.8k -4,844
22 Strategic Wealth Partners, Ltd. 0.33% of their portfolio INDEPENDENCE, OH 194,148194.1k $2.5m $2.5m 0.33% Added +208 +208
23 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 183,787183.8k $2.4m $2.4m 0.11% Added +2.8k +2,789
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 180,642180.6k $2.4m $2.4m 0.02% Reduced -7.7k -7,675
25 Ascentis Independent Advisors 0.64% of their portfolio DALLAS, TX 176,395176.4k $2.3m $2.3m 0.64% Added +1.3k +1,347
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 137,486137.5k $1.8m $1.8m 0.00% Reduced -2.8k -2,801
27 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 127,969128.0k $1.7m $1.7m 0.11% Added +17.0k +16,962
28 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 126,477126.5k $1.7m $1.7m 0.02% Reduced -9.8k -9,764
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 126,424126.4k $1.7m $1.7m 0.01% Added +4.6k +4,606
30 Plotkin Financial Advisors, LLC 1.36% of their portfolio CHEVY CHASE, MD 118,201118.2k $1.5m $1.5m 1.36% Reduced -2.7k -2,737
31 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 88,01588.0k $1.2m $1.2m 0.00% Reduced -5.0k -5,000
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 87,19387.2k $1.1m $1.1m 0.00% Added +70.7k +70,710
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,51583.5k $1.1m $1.1m 0.00% Reduced -10.9k -10,859
34 EXENCIAL WEALTH ADVISORS, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 83,43083.4k $1.1m $1.1m 0.05% Reduced -462 -462
35 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 78,78578.8k $1.0m $1.0m 0.01% Added +62.0k +61,968
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 77,31777.3k $1.0m $1.0m 0.00% Added +5.2k +5,162
37 C2C Wealth Management, LLC 0.14% of their portfolio SCOTTSDALE, AZ 76,72576.7k $965.6k $965.6k 0.14% Added +13 +13
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 75,91075.9k $939.2k $939.2k 0.13% Added +1.8k +1,763
39 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 74,45274.5k $973.1k $973.1k 0.03% Unchanged
40 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 67,08767.1k $876.8k $876.8k 0.01% Added +2.8k +2,836
41 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 63,98264.0k $836.2k $836.2k 0.00% Reduced -128.0k -127,990
42 Cresta Advisors, Ltd. 0.64% of their portfolio LAREDO, TX 63,57163.6k $830.9k $830.9k 0.64% Reduced -149.4k -149,417
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 59,71859.7k $780.5k $780.5k 0.01% Reduced -4.5k -4,459
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 53,41353.4k $703.8k $703.8k 0.01% Added +11.9k +11,888
45 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 52,22652.2k $682.6k $682.6k 0.06% Reduced -546 -546
46 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 51,71051.7k $675.9k $675.9k 0.00% Added +500 +500
47 Virtu Financial LLC 0.07% of their portfolio New York, NY 51,34651.3k $671.0k $671.0k 0.07% New
48 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 48,14548.1k $629.3k $629.3k 0.36% Added +5.5k +5,461
49 All Season Financial Advisors, Inc. 0.62% of their portfolio DENVER, CO 46,97947.0k $614.0k $614.0k 0.62% Added +2.4k +2,354
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,19746.2k $603.8k $603.8k 0.00% Unchanged
51 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 45,90245.9k $599.9k $599.9k 0.05% Reduced -826 -826
52 VERUS CAPITAL PARTNERS, LLC 0.08% of their portfolio SCOTTSDALE, AZ 44,79144.8k $585.4k $585.4k 0.08% Added +205 +205
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 42,02942.0k $549.3k $549.3k 0.00% Added +33 +33
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 40,80940.8k $533.4k $533.4k 0.00% New
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,22640.2k $526.0k $526.0k 0.00% Added +1.8k +1,819
56 Semus Wealth Partners LLC 0.48% of their portfolio Boca Raton, FL 39,12039.1k $511.3k $511.3k 0.48% Added +145 +145
57 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 38,38638.4k $501.7k $501.7k 0.02% Added +1.2k +1,238
58 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 38,28938.3k $500.4k $500.4k 0.06% Reduced -7.0k -7,000
59 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 37,83637.8k $494.5k $494.5k 0.00% Reduced -371 -371
60 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 37,54737.5k $490.7k $490.7k 0.01% Unchanged
61 NWF Advisory Services Inc. 0.11% of their portfolio Los Angeles, CA 34,68934.7k $453.4k $453.4k 0.11% Unchanged
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,63934.6k $452.0k $452.0k 0.00% Added +4.2k +4,164
63 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 33,77833.8k $441.5k $441.5k 0.04% Reduced -8.6k -8,594
64 Covenant Asset Management, LLC 0.13% of their portfolio CHESTER, NJ 32,26232.3k $421.7k $421.7k 0.13% Reduced -500 -500
65 Cornerstone Advisory, LLC 0.07% of their portfolio HUNT VALLEY, MD 29,28229.3k $382.7k $382.7k 0.07% Reduced -957 -957
66 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 29,25029.2k $382.3k $382.3k 0.00% Added +4.0k +4,050
67 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 27,50627.5k $359.5k $359.5k 0.05% Reduced -3.3k -3,306
68 Avestar Capital, LLC 0.05% of their portfolio New York, NY 27,18027.2k $358.5k $358.5k 0.05% Unchanged
69 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 27,17527.2k $355.2k $355.2k 0.01% Added +2.1k +2,125
70 Integrity Financial Corp /WA 0.26% of their portfolio JACKSON, WY 26,01926.0k $340.1k $340.1k 0.26% Added +1.4k +1,394
71 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 25,52625.5k $333.6k $333.6k 0.03% Unchanged
72 TFB Advisors LLC 0.40% of their portfolio OVERLAND PARK, KS 25,46325.5k $332.8k $332.8k 0.40% Added +15.0k +15,000
73 GHE, LLC 0.22% of their portfolio MEMPHIS, TN 25,35025.4k $331.0k $331.0k 0.22% Unchanged
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 23,61723.6k $308.7k $308.7k 0.00% Reduced -16.8k -16,753
75 OPTIMUM INVESTMENT ADVISORS 0.15% of their portfolio Chicago, IL 22,60022.6k $295.4k $295.4k 0.15% Added +4.0k +4,000
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,90121.9k $286.2k $286.2k 0.00% New
77 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 21,70821.7k $284.0k $284.0k 0.02% Added +198 +198
78 Certified Advisory Corp 0.05% of their portfolio ALTAMONTE SPRINGS, FL 21,69221.7k $283.5k $283.5k 0.05% Reduced -6.1k -6,067
79 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 20,80520.8k $271.9k $271.9k 0.01% Added +60 +60
80 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 20,16520.2k $263.6k $263.6k 0.00% New
81 Grey Ledge Advisors, LLC 0.09% of their portfolio GUILFORD, CT 19,55519.6k $255.6k $255.6k 0.09% Reduced -2.4k -2,416
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,23619.2k $251.4k $251.4k 0.00% New
83 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 18,68618.7k $244.2k $244.2k 0.11% Unchanged
84 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 18,61018.6k $243.0k $243.0k 0.00% Unchanged
85 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,60118.6k $243.1k $243.1k 0.00% Reduced -4.4k -4,380
86 Wealth Alliance Advisory Group, LLC 0.07% of their portfolio Wichita, KS 17,84717.8k $233.3k $233.3k 0.07% Unchanged
87 BEAM WEALTH ADVISORS, INC. 0.16% of their portfolio COVINGTON, LA 16,80416.8k $219.6k $219.6k 0.16% Reduced -505 -505
88 Collaborative Wealth Managment Inc. 0.13% of their portfolio LAKE MARY, FL 16,51916.5k $215.9k $215.9k 0.13% Reduced -2.0k -2,000
89 OARSMAN CAPITAL, INC. 0.09% of their portfolio MILWAUKEE, WI 15,71715.7k $205.4k $205.4k 0.09% Reduced -1.1k -1,100
90 SFI Advisors, LLC 0.20% of their portfolio Montclair, NJ 15,61815.6k $204.1k $204.1k 0.20% Unchanged
91 Independent Wealth Network Inc. 0.12% of their portfolio URBANDALE, IA 15,00815.0k $196.2k $196.2k 0.12% Added +3.9k +3,861
92 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 14,99515.0k $196.0k $196.0k 0.00% Reduced -2.3k -2,305
93 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,55014.6k $190.2k $190.2k 0.01% Unchanged
94 Strategic Financial Concepts, LLC 0.06% of their portfolio SAN ANTONIO, TX 14,26714.3k $186.5k $186.5k 0.06% Unchanged
95 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 14,00014.0k $183.0k $183.0k 0.00% New
96 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 14,00014.0k $176.0k $176.0k 0.00% Unchanged
97 Copperwynd Financial, LLC 0.09% of their portfolio SCOTTSDALE, AZ 13,85913.9k $181.1k $181.1k 0.09% New
98 AXS Investments LLC 0.05% of their portfolio PORT CHESTER, NY 13,49513.5k $176.4k $176.4k 0.05% New
99 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 13,29013.3k $173.7k $173.7k 0.00% Reduced -18.2k -18,181
100 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 13,10713.1k $171.0k $171.0k 0.02% First filing