Vault-13

DNP SELECT INCOME FD INC DNP

COM · Closed-End Fund · CUSIP 23325P104

289 institutional holders +3 vs Q2 2023
32,093,59332.1m shares reported held*
$305.5mreported value*
25 new 87 added 77 reduced 21 sold out net bought ≈ $3.6m (+407.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.52.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 275Q4 22: 289Q1 23: 277Q2 23: 286Q3 23: 289289Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022275
Q4 2022289
Q1 2023277
Q2 2023286
Q3 2023289

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 136 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 119 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 101 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 98 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213678
Q1 202311992
Q2 2023101106
Q3 202311298

Biggest buyers

MORGAN STANLEY Added +487,584+487.6k
N.E.W. Advisory Services LLC Added +402,073+402.1k
Baird Financial Group, Inc. Added +246,920+246.9k
OSAIC HOLDINGS, INC. Added +97,003+97.0k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Added +86,044+86.0k
Rockefeller Capital Management L.P. Added +83,331+83.3k
Beacon Pointe Advisors, LLC New +72,394+72.4k
Cetera Advisors LLC Added +68,069+68.1k
Cetera Advisor Networks LLC Added +60,593+60.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +54,012+54.0k

Biggest sellers

IHT Wealth Management, LLC Reduced -230,544-230.5k
WELLS FARGO & COMPANY/MN Reduced -148,254-148.3k
Atria Wealth Solutions, Inc. Reduced -139,708-139.7k
ROYAL BANK OF CANADA Reduced -125,625-125.6k
COHEN & STEERS, INC. Reduced -112,221-112.2k
American Financial Advisors, LLC Reduced -88,708-88.7k
Cetera Investment Advisers Reduced -80,146-80.1k
NewEdge Advisors, LLC Reduced -78,080-78.1k
Cresset Asset Management, LLC Reduced -73,453-73.5k
Raymond James Financial Services Advisors, Inc. Reduced -66,062-66.1k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 21: 1 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 2 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20211$52.9k0——
Q1 20220—0——
Q2 20221$7.0k0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20232$57.4k0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,331,5415.3m $50.8m $50.8m 0.01% Added +487.6k +487,584
2 American Financial Advisors, LLC 3.16% of their portfolio Marietta, GA 2,109,4042.1m $20.1m $20.1m 3.16% Reduced -88.7k -88,708
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,023,4942.0m $19.3m $19.3m 0.01% Reduced -125.6k -125,625
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,940,7241.9m $18.5m $18.5m 0.01% Reduced -19.5k -19,466
5 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 1,350,2421.4m $12.9m $12.9m 0.04% Added +246.9k +246,920
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 1,019,0751.0m $9.7m $9.7m 0.01% Added +97.0k +97,003
7 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 950,955951.0k $9.1m $9.1m 0.04% Added +10.9k +10,866
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 936,295936.3k $8.9m $8.9m 0.02% Added +20.5k +20,505
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 916,090916.1k $8.7m $8.7m 0.00% Reduced -14.2k -14,241
10 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 728,991729.0k $6.9m $6.9m 0.11% Added +68.1k +68,069
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 652,492652.5k $6.2m $6.2m 0.00% Added +30.3k +30,278
12 Apollon Wealth Management, LLC 0.29% of their portfolio MOUNT PLEASANT, SC 606,852606.9k $5.8m $5.8m 0.29% Added +45.5k +45,518
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 558,725558.7k $5.3m $5.3m 0.00% Reduced -28.4k -28,381
14 Advisory Services Network, LLC 0.12% of their portfolio ATLANTA, GA 450,882450.9k $4.3m $4.3m 0.12% Added +9.7k +9,688
15 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 442,767442.8k $4.2m $4.2m 0.02% Added +10.6k +10,588
16 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 431,667431.7k $4.1m $4.1m 0.03% Added +60.6k +60,593
17 N.E.W. Advisory Services LLC 0.57% of their portfolio DE PERE, WI 423,309423.3k $4.0m $4.0m 0.57% Added +402.1k +402,073
18 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 374,309374.3k $3.6m $3.6m 0.26% Added +771 +771
19 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 373,449373.4k $3.6m $3.6m 0.03% Reduced -80.1k -80,146
20 Grey Ledge Advisors, LLC 1.12% of their portfolio GUILFORD, CT 350,920350.9k $3.3m $3.3m 1.12% Reduced -38.7k -38,666
21 Sound View Wealth Advisors Group, LLC 0.38% of their portfolio SAVANNAH, GA 318,121318.1k $3.0m $3.0m 0.38% Added +14.3k +14,281
22 IHT Wealth Management, LLC 0.15% of their portfolio Chicago, IL 303,624303.6k $2.9m $2.9m 0.15% Reduced -230.5k -230,544
23 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 256,068256.1k $2.4m $2.4m 0.31% Added +8.7k +8,661
24 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.52% of their portfolio CONCORD, MA 226,667226.7k $2.2m $2.2m 0.52% Added +86.0k +86,044
25 DEBUSSY CAPITAL MANAGEMENT LP 0.67% of their portfolio CHICAGO, IL 214,831214.8k $2.0m $2.0m 0.67% Unchanged
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 212,391212.4k $2.0m $2.0m 0.00% Reduced -66.1k -66,062
27 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 174,195174.2k $1.7m $1.7m 0.01% Added +9.2k +9,226
28 Aviance Capital Partners, LLC 0.37% of their portfolio NAPLES, FL 171,831171.8k $1.6m $1.6m 0.37% Reduced -44.1k -44,063
29 Owen LaRue, LLC 1.75% of their portfolio ELIZABETHTOWN, KY 166,939166.9k $1.6m $1.6m 1.75% Reduced -55.4k -55,424
30 Bartlett & Co. LLC 0.03% of their portfolio CINCINNATI, OH 160,656160.7k $1.5m $1.5m 0.03% Unchanged
31 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 160,656160.7k $1.5m $1.5m 0.03% Unchanged
32 Wealthspire Retirement, LLC 0.29% of their portfolio ALISO VIEJO, CA 158,543158.5k $1.5m $1.5m 0.29% Reduced -7.6k -7,644
33 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 158,305158.3k $1.5m $1.5m 0.02% Added +11.5k +11,533
34 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 145,413145.4k $1.4m $1.4m 0.00% Added +14.1k +14,123
35 Truadvice, LLC 0.50% of their portfolio SARASOTA, FL 142,631142.6k $1.3m $1.3m 0.50% Reduced -770 -770
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 140,258140.3k $1.3m $1.3m 0.01% Added +83.3k +83,331
37 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 136,523136.5k $1.3m $1.3m 0.01% Reduced -19.6k -19,604
38 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 134,957135.0k $1.3m $1.3m 0.01% Added +10.7k +10,659
39 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 132,301132.3k $1.3m $1.3m 0.08% Added +17.1k +17,063
40 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 116,322116.3k $1.1m $1.1m 0.02% Reduced -139.7k -139,708
41 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 113,746113.7k $1.1m $1.1m 0.01% Added +15.8k +15,843
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,427108.4k $1.0m $1.0m 0.00% Added +1.6k +1,623
43 Shulman DeMeo Asset Management LLC 0.34% of their portfolio LAKE SUCCESS, NY 107,949107.9k $1.0m $1.0m 0.34% Reduced -63 -63
44 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 104,390104.4k $993.8k $993.8k 0.01% Reduced -64.4k -64,402
45 Carl P. Sherr & Co., LLC 0.67% of their portfolio WORCESTER, MA 103,928103.9k $989.4k $989.4k 0.67% Reduced -600 -600
46 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 103,742103.7k $987.6k $987.6k 0.02% Added +2.0k +1,976
47 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 103,663103.7k $986.9k $986.9k 0.06% Reduced -3.9k -3,937
48 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 102,877102.9k $979.4k $979.4k 0.03% Added +12.4k +12,400
49 Clear Creek Financial Management, LLC 0.17% of their portfolio SILVERDALE, WA 102,533102.5k $976.1k $976.1k 0.17% Unchanged
50 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 98,42998.4k $937.0k $937.0k 0.11% Added +19.8k +19,799
51 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 93,27393.3k $888.0k $888.0k 0.03% Added +16.9k +16,860
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 92,47592.5k $880.4k $880.4k 0.00% Reduced -35.5k -35,476
53 ROTHSCHILD INVESTMENT LLC /IL 0.07% of their portfolio CHICAGO, IL 89,28989.3k $850.0k $850.0k 0.07% Unchanged
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 88,09088.1k $838.6k $838.6k 0.00% Reduced -1.3k -1,342
55 Cherry Tree Wealth Management, LLC 0.24% of their portfolio MINNETONKA, MN 86,85586.9k $826.9k $826.9k 0.24% Unchanged
56 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 83,75083.8k $797.3k $797.3k 0.00% Reduced -3.0k -3,018
57 VERUS CAPITAL PARTNERS, LLC 0.11% of their portfolio SCOTTSDALE, AZ 79,92779.9k $760.9k $760.9k 0.11% Added +13.6k +13,600
58 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 77,89477.9k $742.0k $742.0k 0.00% Reduced -112.2k -112,221
59 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 76,75776.8k $730.7k $730.7k 0.09% Unchanged
60 MONETARY MANAGEMENT GROUP INC 0.24% of their portfolio ST LOUIS, MO 76,20076.2k $725.4k $725.4k 0.24% Reduced -3.5k -3,500
61 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 72,39472.4k $689.2k $689.2k 0.01% New
62 Keystone Financial Group 0.11% of their portfolio LEXINGTON, KY 71,40871.4k $679.8k $679.8k 0.11% Added +17.6k +17,622
63 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 71,34671.3k $679.2k $679.2k 0.01% Reduced -78.1k -78,080
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 71,30271.3k $678.8k $678.8k 0.00% Added +54.0k +54,012
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 71,20671.2k $677.9k $677.9k 0.00% Added +1.4k +1,446
66 MAS Advisors LLC 0.94% of their portfolio Miami, FL 69,25269.3k $659.3k $659.3k 0.94% Reduced -4.2k -4,185
67 Tortoise Investment Management, LLC 0.09% of their portfolio WHITE PLAINS, NY 65,14565.1k $620.2k $620.2k 0.09% Added +1.2k +1,222
68 Alterity Financial Group, LLC 0.97% of their portfolio BANGOR, ME 64,55064.5k $614.5k $614.5k 0.97% Added +4.6k +4,601
69 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.26% of their portfolio CLEVELAND, OH 61,54561.5k $585.9k $585.9k 0.26% Added +207 +207
70 Patten Group, Inc. 0.17% of their portfolio CHATTANOOGA, TN 59,55059.5k $566.9k $566.9k 0.17% Reduced -12.5k -12,501
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 59,16559.2k $563.3k $563.3k 0.00% Reduced -1.4k -1,359
72 Providence First Trust Co 0.31% of their portfolio SCOTTSDALE, AZ 58,54758.5k $557.4k $557.4k 0.31% Reduced -36.7k -36,728
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 57,26657.3k $545.2k $545.2k 0.00% Reduced -750 -750
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 57,24157.2k $544.9k $544.9k 0.00% Reduced -860 -860
75 WADE G W & INC 0.02% of their portfolio Wellesley, MA 56,45956.5k $537.0k $537.0k 0.02% Added +2.6k +2,650
76 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 55,65355.7k $533.4k $533.4k 0.00% Reduced -73.5k -73,453
77 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 55,08955.1k $524.5k $524.5k 0.00% Reduced -148.3k -148,254
78 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 53,74353.7k $511.6k $511.6k 0.05% Reduced -326 -326
79 Indie Asset Partners, LLC 0.52% of their portfolio CARMEL, IN 53,70053.7k $511.2k $511.2k 0.52% Reduced -5.8k -5,843
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 52,28252.3k $497.7k $497.7k 0.02% Reduced -4.6k -4,645
81 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 51,52851.5k $490.6k $490.6k 0.00% Added +1.0k +1,000
82 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 49,59449.6k $472.1k $472.1k 0.02% Reduced -47.2k -47,194
83 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 46,36946.4k $444.4k $444.4k 0.00% Unchanged
84 INVESTMENT PARTNERS, LTD. 0.23% of their portfolio NEW PHILADELPHIA, OH 46,02646.0k $438.2k $438.2k 0.23% Added +1.3k +1,260
85 RDA Financial Network 0.19% of their portfolio AKRON, IA 45,97446.0k $437.7k $437.7k 0.19% Added +19.6k +19,600
86 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 45,77445.8k $438.7k $438.7k 0.05% Reduced -38.1k -38,069
87 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 45,03245.0k $428.7k $428.7k 0.00% Reduced -4.3k -4,333
88 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,89544.9k $428.0k $428.0k 0.00% Reduced -2.3k -2,272
89 Rollins Financial 0.10% of their portfolio ATLANTA, GA 44,80544.8k $426.5k $426.5k 0.10% Added +14.5k +14,455
90 ROMAN BUTLER FULLERTON & CO 0.20% of their portfolio ST LOUIS, MO 43,76443.8k $426.3k $426.3k 0.20% Added +1.5k +1,504
91 WATERS PARKERSON & CO., LLC 0.02% of their portfolio NEW ORLEANS, LA 42,78742.8k $407.0k $407.0k 0.02% Unchanged
92 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 42,65742.7k $406.1k $406.1k 0.06% Added +7.5k +7,525
93 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 42,57142.6k $405.3k $405.3k 0.01% Added +21.6k +21,633
94 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 42,47342.5k $404.3k $404.3k 0.01% Reduced -544 -544
95 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 42,45842.5k $404.2k $404.2k 0.05% Added +2.4k +2,399
96 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 41,21541.2k $392.4k $392.4k 0.00% Reduced -1.1k -1,085
97 WESBANCO BANK INC 0.02% of their portfolio WHEELING, WV 41,19541.2k $392.2k $392.2k 0.02% Reduced -5.8k -5,750
98 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 40,94440.9k $389.8k $389.8k 0.04% Reduced -1.5k -1,500
99 Essex Private Wealth Management, LLC 1.33% of their portfolio TOPSFIELD, MA 40,84040.8k $388.8k $388.8k 1.33% Unchanged
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 40,56840.6k $386.2k $386.2k 0.00% New