Vault-13

VANGUARD INDEX FDS VB

SMALL CP ETF · ETP · CUSIP 922908751

1,677 institutional holders +1 vs Q2 2023
132,389,623132.4m shares reported held*
$25.0bnreported value*
61 new 760 added 594 reduced 61 sold out net bought ≈ $321.2m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $188.98. Options: 5 managers hold calls ($21.9m notional), 4 hold puts ($5.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,540Q4 22: 1,663Q1 23: 1,647Q2 23: 1,676Q3 23: 1,6771,677Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,540
Q4 20221,663
Q1 20231,647
Q2 20231,676
Q3 20231,677

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 783 bought or addedQ4 22: 630 cut or sold outQ4 22Q1 23: 758 bought or addedQ1 23: 695 cut or sold outQ1 23Q2 23: 814 bought or addedQ2 23: 677 cut or sold outQ2 23Q3 23: 821 bought or addedQ3 23: 655 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022783630
Q1 2023758695
Q2 2023814677
Q3 2023821655

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $20.0mQ4 22 puts: $3.2mQ4 22P/C 0.16Q1 23 calls: $17.6mQ1 23 puts: $3.6mQ1 23P/C 0.20Q2 23 calls: $19.6mQ2 23 puts: $7.6mQ2 23P/C 0.39Q3 23 calls: $21.9mQ3 23 puts: $5.2mQ3 23P/C 0.24
Numbers
QuarterCallsPutsP/C
Q4 2022$20.0m$3.2m0.16
Q1 2023$17.6m$3.6m0.20
Q2 2023$19.6m$7.6m0.39
Q3 2023$21.9m$5.2m0.24

Biggest buyers

Balyasny Asset Management L.P. New +383,298+383.3k
MERCER GLOBAL ADVISORS INC /ADV Added +299,689+299.7k
STATE STREET CORP Added +270,483+270.5k
COMERICA BANK New +253,716+253.7k
ENVESTNET ASSET MANAGEMENT INC Added +228,503+228.5k
Circle Wealth Management, LLC Added +222,388+222.4k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +221,812+221.8k
MORGAN STANLEY Added +191,676+191.7k
First Command Advisory Services, Inc. New +163,000+163.0k
LPL Financial LLC Added +155,742+155.7k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -776,532-776.5k
Provida Pension Fund Administrator Reduced -649,905-649.9k
Millburn Ridgefield LLC /DE/ Reduced -396,729-396.7k
Catalyst Capital Advisors LLC Reduced -396,614-396.6k
BANK OF AMERICA CORP /DE/ Reduced -341,773-341.8k
JANUS HENDERSON GROUP PLC Reduced -286,925-286.9k
CreativeOne Wealth, LLC Reduced -90,892-90.9k
CAPITAL ADVISORS INC/OK Reduced -65,463-65.5k
Veritable, L.P. Sold out -63,781-63.8k
J.P. Morgan Private Wealth Advisors LLC Reduced -63,474-63.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.8m88.6k shares
CITADEL ADVISORS LLC Added $4.2m22.4k shares
Belvedere Trading LLC New $491.6k2.6k shares
WOLVERINE TRADING, LLC Reduced $434.9k2.3k shares
Cutler Group LLC / CA Reduced $1.0k3.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.6m24.3k shares
CITADEL ADVISORS LLC Added $623.9k3.3k shares
Private Advisor Group, LLC New $15.3k8.1k shares
Cutler Group LLC / CA Added $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.46% of their portfolio CHARLOTTE, NC 19,646,64219.6m $3.7bn $3.7bn 0.46% Reduced -341.8k -341,773
2 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 6,927,2366.9m $1.3bn $1.3bn 0.13% Added +191.7k +191,676
3 JONES FINANCIAL COMPANIES LLLP 2.02% of their portfolio DES PERES, MO 6,511,3876.5m $1.2bn $1.2bn 2.02% Added +40.9k +40,860
4 ENVESTNET ASSET MANAGEMENT INC 0.36% of their portfolio Berwyn, PA 4,207,8264.2m $795.6m $795.6m 0.36% Added +228.5k +228,503
5 WELLS FARGO & COMPANY/MN 0.25% of their portfolio SAN FRANCISCO, CA 4,192,0484.2m $792.6m $792.6m 0.25% Added +68.7k +68,655
6 UBS Group AG 0.32% of their portfolio ZURICH, V8 3,716,0813.7m $702.6m $702.6m 0.32% Added +71.7k +71,684
7 Bank of New York Mellon Corp 0.14% of their portfolio NEW YORK, NY 3,386,9003.4m $640.4m $640.4m 0.14% Added +130.2k +130,211
8 LPL Financial LLC 0.41% of their portfolio FORT MILL, SC 3,092,3623.1m $584.7m $584.7m 0.41% Added +155.7k +155,742
9 AMERIPRISE FINANCIAL INC 0.15% of their portfolio MINNEAPOLIS, MN 2,384,1062.4m $450.2m $450.2m 0.15% Added +104.9k +104,931
10 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 2,023,3682.0m $382.6m $382.6m 0.10% Added +95.6k +95,614
11 PNC Financial Services Group, Inc. 0.31% of their portfolio Pittsburgh, PA 1,917,7821.9m $362.6m $362.6m 0.31% Reduced -13.3k -13,343
12 Creative Planning 0.47% of their portfolio OVERLAND PARK, KS 1,875,2171.9m $354.5m $354.5m 0.47% Added +16.1k +16,141
13 Charles Schwab Investment Advisory, Inc. 0.50% of their portfolio SAN FRANCISCO, CA 1,665,8691.7m $315.0m $315.0m 0.50% Added +21.4k +21,413
14 MERCER GLOBAL ADVISORS INC /ADV 1.11% of their portfolio DENVER, CO 1,547,9051.5m $292.7m $292.7m 1.11% Added +299.7k +299,689
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.36% of their portfolio MILWAUKEE, WI 1,474,2451.5m $278.7m $278.7m 0.36% Added +31.7k +31,684
16 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,423,1281.4m $269.1m $269.1m 0.08% Reduced -19.8k -19,829
17 Wealthfront Advisers LLC 1.14% of their portfolio Palo Alto, CA 1,404,2691.4m $265.5m $265.5m 1.14% Added +46.8k +46,793
18 CAPTRUST FINANCIAL ADVISORS 0.88% of their portfolio RALEIGH, NC 1,223,5461.2m $231.3m $231.3m 0.88% Added +105.2k +105,155
19 Raymond James Financial Services Advisors, Inc. 0.36% of their portfolio ST. PETERSBURG, FL 1,043,6151.0m $197.3m $197.3m 0.36% Added +40.5k +40,533
20 OSAIC HOLDINGS, INC. 0.29% of their portfolio SCOTTSDALE, AZ 1,026,7281.0m $194.2m $194.2m 0.29% Added +96.3k +96,308
21 CIBC Private Wealth Group LLC 0.44% of their portfolio ATLANTA, GA 991,464991.5k $187.5m $187.5m 0.44% Reduced -776.5k -776,532
22 Mariner, LLC 0.50% of their portfolio Overland Park, KS 984,526984.5k $186.1m $186.1m 0.50% Added +46.4k +46,376
23 COMMONWEALTH EQUITY SERVICES, LLC 0.37% of their portfolio WALTHAM, MA 956,371956.4k $180.8m $180.8m 0.37% Added +11.5k +11,464
24 GLENMEDE TRUST CO NA 1.02% of their portfolio PHILADELPHIA, PA 940,017940.0k $177.7m $177.7m 1.02% Reduced -14.5k -14,477
25 STIFEL FINANCIAL CORP 0.24% of their portfolio ST. LOUIS, MO 910,195910.2k $172.1m $172.1m 0.24% Added +13.5k +13,521
26 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 894,715894.7k $169.2m $169.2m 0.03% Unchanged
27 MISSION WEALTH MANAGEMENT, LP 6.04% of their portfolio Santa Barbara, CA 844,321844.3k $159.6m $159.6m 6.04% Added +48.6k +48,579
28 TIAA TRUST, NATIONAL ASSOCIATION 0.56% of their portfolio CHARLOTTE, NC 816,508816.5k $154.4m $154.4m 0.56% First filing
29 HighTower Advisors, LLC 0.28% of their portfolio CHICAGO, IL 775,295775.3k $146.6m $146.6m 0.28% Added +15.2k +15,170
30 SIGNATUREFD, LLC 3.77% of their portfolio ATLANTA, GA 766,316766.3k $144.9m $144.9m 3.77% Added +10.9k +10,863
31 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 715,420715.4k $135.3m $135.3m 0.01% Added +270.5k +270,483
32 FMR LLC 0.01% of their portfolio BOSTON, MA 681,401681.4k $128.8m $128.8m 0.01% Reduced -12.1k -12,075
33 Baird Financial Group, Inc. 0.35% of their portfolio MILWAUKEE, WI 674,349674.3k $127.5m $127.5m 0.35% Added +4.4k +4,391
34 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 669,157669.2k $126.5m $126.5m 0.11% Reduced -777 -777
35 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 582,851582.9k $114.1m $114.1m 0.04% Added +6.1k +6,101
36 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 559,654559.7k $105.8m $105.8m 0.01% Added +62.1k +62,083
37 1832 Asset Management L.P. 0.22% of their portfolio TORONTO, A6 553,826553.8k $104.7m $104.7m 0.22% Added +12.9k +12,869
38 TRUIST FINANCIAL CORP 0.17% of their portfolio CHARLOTTE, NC 542,621542.6k $102.6m $102.6m 0.17% Reduced -9.2k -9,154
39 Efficient Advisors, LLC 5.92% of their portfolio BEAVERTON, OR 462,612462.6k $87.5m $87.5m 5.92% Reduced -6.7k -6,682
40 Badgley Phelps Wealth Managers, LLC 2.98% of their portfolio SEATTLE, WA 461,953462.0k $87.3m $87.3m 2.98% Added +14.7k +14,654
41 US BANCORP \DE\ 0.14% of their portfolio MINNEAPOLIS, MN 459,335459.3k $87.1m $87.1m 0.14% Added +28.3k +28,341
42 FIFTH THIRD BANCORP 0.37% of their portfolio CINCINNATI, OH 416,733416.7k $78.8m $78.8m 0.37% Reduced -11.8k -11,831
43 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 416,508416.5k $78.7m $78.7m 0.00% Added +13.8k +13,816
44 PATHSTONE FAMILY OFFICE, LLC 0.57% of their portfolio ENGLEWOOD, NJ 389,142389.1k $73.5m $73.5m 0.57% Added +35.7k +35,665
45 PINNACLE ASSOCIATES LTD 1.36% of their portfolio NEW YORK, NY 385,959386.0k $73.0m $73.0m 1.36% Reduced -1.8k -1,755
46 Balyasny Asset Management L.P. 0.20% of their portfolio Chicago, IL 383,298383.3k $72.5m $72.5m 0.20% New
47 DAVIS R M INC 1.80% of their portfolio PORTLAND, ME 379,282379.3k $71.7m $71.7m 1.80% Added +16.2k +16,229
48 Fusion Family Wealth, LLC 8.86% of their portfolio WOODBURY, NY 378,687378.7k $71.6m $71.6m 8.86% Added +3.5k +3,513
49 NATIXIS ADVISORS, LLC 0.22% of their portfolio Boston, MA 376,873376.9k $71.3m $71.3m 0.22% Reduced -8.4k -8,367
50 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 373,255373.3k $70.6m $70.6m 0.16% Added +50.8k +50,818
51 Thrivent Financial for Lutherans 0.17% of their portfolio Minneapolis, MN 372,511372.5k $70.5m $70.5m 0.17% Added +8.7k +8,672
52 MML INVESTORS SERVICES, LLC 0.39% of their portfolio SPRINGFIELD, MA 369,698369.7k $69.9m $69.9m 0.39% Added +26.7k +26,696
53 MONETA GROUP INVESTMENT ADVISORS LLC 1.59% of their portfolio ST LOUIS, MO 369,458369.5k $69.9m $69.9m 1.59% Added +27.6k +27,650
54 Wealthspire Advisors, LLC 1.14% of their portfolio NEW YORK, NY 366,597366.6k $69.3m $69.3m 1.14% Added +30.5k +30,495
55 Karpus Management, Inc. 2.30% of their portfolio Pittsford, NY 361,968362.0k $68.4m $68.4m 2.30% Reduced -8.1k -8,103
56 PEAPACK GLADSTONE FINANCIAL CORP 1.25% of their portfolio BEDMINSTER, NJ 358,061358.1k $67.7m $67.7m 1.25% Reduced -2.6k -2,631
57 Heartwood Wealth Advisors LLC 9.64% of their portfolio RICHMOND, VA 345,629345.6k $65.3m $65.3m 9.64% Added +1.6k +1,588
58 Baker Avenue Asset Management, LP 3.21% of their portfolio SAN FRANCISCO, CA 339,347339.3k $64.2m $64.2m 3.21% Added +25.3k +25,271
59 M&T Bank Corp 0.25% of their portfolio BUFFALO, NY 333,622333.6k $63.1m $63.1m 0.25% Reduced -8.0k -7,953
60 J.P. Morgan Private Wealth Advisors LLC 0.18% of their portfolio SAN FRANCISCO, CA 333,092333.1k $63.0m $63.0m 0.18% Reduced -63.5k -63,474
61 Private Advisor Group, LLC 0.56% of their portfolio MORRISTOWN, NJ 333,075333.1k $63.0m $63.0m 0.56% Added +17.2k +17,201
62 Millburn Ridgefield LLC /DE/ 2.01% of their portfolio New York, NY 327,159327.2k $61.9m $61.9m 2.01% Reduced -396.7k -396,729
63 Catalyst Capital Advisors LLC 1.73% of their portfolio San Juan, PR 327,159327.2k $61.9m $61.9m 1.73% Reduced -396.6k -396,614
64 Cullen/Frost Bankers, Inc. 1.06% of their portfolio San Antonio, TX 323,016323.0k $61.1m $61.1m 1.06% Added +13.1k +13,139
65 TRUSTMARK BANK TRUST DEPARTMENT 5.95% of their portfolio JACKSON, MS 319,398319.4k $60.4m $60.4m 5.95% Reduced -5.1k -5,065
66 CITIGROUP INC 0.09% of their portfolio NEW YORK, NY 315,858315.9k $59.7m $59.7m 0.09% Added +8.0k +7,998
67 Nicholas Hoffman & Company, LLC. 4.28% of their portfolio ATLANTA, GA 306,481306.5k $57.9m $57.9m 4.28% Added +24.4k +24,395
68 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 303,222303.2k $57.3m $57.3m 0.27% Reduced -3.8k -3,763
69 CBIZ Investment Advisory Services, LLC 5.26% of their portfolio INDEPENDENCE, OH 303,137303.1k $57.3m $57.3m 5.26% Reduced -7.8k -7,786
70 Clearstead Advisors, LLC 1.66% of their portfolio CLEVELAND, OH 302,726302.7k $57.2m $57.2m 1.66% Added +150.2k +150,220
71 VISTA CAPITAL PARTNERS, INC. 8.36% of their portfolio PORTLAND, OR 295,797295.8k $55.9m $55.9m 8.36% Reduced -8.1k -8,094
72 Composition Wealth, LLC 1.70% of their portfolio LOS ANGELES, CA 292,527292.5k $55.3m $55.3m 1.70% Added +11.7k +11,727
73 American Trust 4.26% of their portfolio LEXINGTON, KY 290,864290.9k $55.0m $55.0m 4.26% Added +9.3k +9,333
74 Column Capital Advisors, LLC 4.18% of their portfolio INDIANAPOLIS, IN 284,623284.6k $28.4m $28.4m 4.18% Reduced -6.4k -6,413
75 Centered Wealth LLC dba Miller Equity Capital Advisors 27.45% of their portfolio IRVING, TX 280,311280.3k $53.0m $53.0m 27.45% Added +9.5k +9,517
76 INVICTUS PRIVATE WEALTH, LLC 5.77% of their portfolio Denver, CO 278,996279.0k $52.7m $52.7m 5.77% Added +8.9k +8,923
77 Smithfield Trust Co 3.18% of their portfolio PITTSBURGH, PA 273,353273.4k $51.7m $51.7m 3.18% Reduced -777 -777
78 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 258,211258.2k $48.8m $48.8m 0.20% Added +10.0k +9,984
79 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.69% of their portfolio NORFOLK, VA 257,910257.9k $48.8m $48.8m 1.69% Added +11.1k +11,120
80 Chandler Asset Management, Inc. 11.79% of their portfolio SAN DIEGO, CA 256,945256.9k $48.6m $48.6m 11.79% Reduced -158 -158
81 Equitable Holdings, Inc. 0.69% of their portfolio NEW YORK, NY 255,826255.8k $48.4m $48.4m 0.69% Added +11.8k +11,835
82 COMERICA BANK 0.25% of their portfolio DALLAS, TX 253,716253.7k $48.0m $48.0m 0.25% New
83 Cetera Advisor Networks LLC 0.30% of their portfolio EL SEGUNDO, CA 253,038253.0k $47.8m $47.8m 0.30% Added +17.7k +17,693
84 Cerity Partners LLC 0.23% of their portfolio NEW YORK, NY 251,901251.9k $47.6m $47.6m 0.23% Added +43.5k +43,474
85 PITTENGER & ANDERSON INC 2.40% of their portfolio LINCOLN, NE 251,238251.2k $47.5m $47.5m 2.40% Added +8.2k +8,179
86 Garde Capital, Inc. 4.00% of their portfolio SEATTLE, WA 248,103248.1k $46.9m $46.9m 4.00% Added +40.4k +40,351
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 241,154241.2k $45.6m $45.6m 0.03% Added +221.8k +221,812
88 AVANTAX ADVISORY SERVICES, INC. 0.50% of their portfolio DALLAS, TX 236,017236.0k $44.6m $44.6m 0.50% Added +18.1k +18,119
89 NewEdge Advisors, LLC 0.48% of their portfolio NEW ORLEANS, LA 230,455230.5k $43.6m $43.6m 0.48% Added +57.2k +57,212
90 Circle Wealth Management, LLC 1.07% of their portfolio SUMMIT, NJ 228,120228.1k $43.1m $43.1m 1.07% Added +222.4k +222,388
91 Marcum Wealth, LLC 5.08% of their portfolio CLEVELAND, OH 223,712223.7k $42.3m $42.3m 5.08% Reduced -661 -661
92 Ellenbecker Investment Group 10.94% of their portfolio WAUKESHA, WI 223,488223.5k $42.3m $42.3m 10.94% Added +5.4k +5,416
93 CENTRAL TRUST Co 1.13% of their portfolio JEFFERSON CITY, MO 207,899207.9k $39.3m $39.3m 1.13% Reduced -7.6k -7,623
94 BlackRock Inc. 0.00% of their portfolio New York, NY 207,275207.3k $39.2m $39.2m 0.00% Reduced -233 -233
95 BESSEMER GROUP INC 0.09% of their portfolio WOODBRIDGE, NJ 205,906205.9k $38.9m $38.9m 0.09% Added +8.4k +8,412
96 Johnson Financial Group, LLC 5.55% of their portfolio Denver, CO 205,430205.4k $38.8m $38.8m 5.55% Added +5.6k +5,642
97 Annex Advisory Services, LLC 2.34% of their portfolio BROOKFIELD, WI 204,965205.0k $38.8m $38.8m 2.34% Reduced -58.5k -58,509
98 Provida Pension Fund Administrator 1.29% of their portfolio LAS CONDES, SANTIAGO, F3 190,869190.9k $36.1m $36.1m 1.29% Reduced -649.9k -649,905
99 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 6.30% of their portfolio Reston, VA 186,934186.9k $35.3m $35.3m 6.30% Added +3.6k +3,616
100 Kestra Advisory Services, LLC 0.34% of their portfolio AUSTIN, TX 181,469181.5k $34.3m $34.3m 0.34% Reduced -1.5k -1,479