Vault-13

APPHARVEST INC APPH

COM · Common Stock · CUSIP 03783T103 · ISIN US03783T1034

13 institutional holders -117 vs Q2 2023
1,448,8071.4m shares reported held*
$24.7kreported value*
2 new 1 added 6 reduced 119 sold out net sold ≈ $621.4k (-36.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.02. Options: 1 managers hold calls ($1.0k notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 150Q4 22: 140Q1 23: 132Q2 23: 130Q3 23: 1313Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022150
Q4 2022140
Q1 2023132
Q2 2023130
Q3 202313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 54 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 125 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20237943
Q2 20235468
Q3 20233125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $1.2mQ4 22 puts: $698.0kQ4 22P/C 0.61Q1 23 calls: $429.5kQ1 23 puts: $696.4kQ1 23P/C 1.62Q2 23 calls: $285.7kQ2 23 puts: $280.8kQ2 23P/C 0.98Q3 23 calls: $1.0kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$1.2m$698.0k0.61
Q1 2023$429.5k$696.4k1.62
Q2 2023$285.7k$280.8k0.98
Q3 2023$1.0k$00.00

Biggest buyers

Biggest sellers

Alyeska Investment Group, L.P. Sold out -9,177,778-9.2m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Sold out -7,713,153-7.7m
VANGUARD GROUP INC Sold out -5,013,418-5.0m
Walleye Capital LLC Sold out -3,360,530-3.4m
MILLENNIUM MANAGEMENT LLC Sold out -1,178,192-1.2m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,057,473-1.1m
BlackRock Inc. Sold out -989,875-989.9k
CITADEL ADVISORS LLC Sold out -761,495-761.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -572,042-572.0k
Mirae Asset Global Investments Co., Ltd. Sold out -550,877-550.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.0k94.4k shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $058.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GMT Capital Corp 0.00% of their portfolio ATLANTA, GA 1,205,8001.2m $20.6k $20.6k 0.00% Unchanged
2 HOWARD FINANCIAL SERVICES, LTD. 0.00% of their portfolio DALLAS, TX 80,00080.0k $1.4k $1.4k 0.00% Unchanged
3 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 71,16971.2k $1.2k $1.2k 0.00% Reduced -6.9k -6,943
4 Archer Investment Corp 0.00% of their portfolio Carmel, IN 37,41537.4k $636 $636 0.00% Unchanged
5 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,99215.0k $255 $255 0.00% Added +631 +631
6 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 10,40010.4k $178 $178 0.00% Reduced -2.0k -2,000
7 DIVERSIFIED TRUST CO 0.00% of their portfolio MEMPHIS, TN 10,00010.0k $170 $170 0.00% New
8 Thomasville National Bank 0.00% of their portfolio THOMASVILLE, GA 10,00010.0k $171 $171 0.00% Reduced -1.0k -1,000
9 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1504.2k $71 $71 0.00% Reduced -450 -450
10 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,8002.8k $0 $0 0.00% Reduced -121.4k -121,381
11 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7811.8k $30 $30 0.00% Reduced -1.8k -1,781
12 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 200200 $4 $4 0.00% New
13 Coston, McIsaac & Partners 0.00% of their portfolio BAR HARBOR, ME 100100 $0 $0 0.00% Unchanged