Vault-13

HOOKIPA PHARMA INC

COM · CUSIP 43906K100

46 institutional holders -8 vs Q2 2023
41,725,77541.7m shares reported held*
$25.7mreported value*
4 new 9 added 15 reduced 12 sold out net sold ≈ $2.3m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.62. Options: 3 managers hold calls ($9.6k notional), 4 hold puts ($26.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 55Q1 23: 46Q2 23: 54Q3 23: 4646Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202254
Q4 202255
Q1 202346
Q2 202354
Q3 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 29 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 27 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222223
Q1 20231025
Q2 20232917
Q3 20231327

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 22 calls: $36.6kQ4 22 puts: $32.8kQ4 22P/C 0.90Q1 23 calls: $69.1kQ1 23 puts: $29.9kQ1 23P/C 0.43Q2 23 calls: $12.5kQ2 23 puts: $40.2kQ2 23P/C 3.21Q3 23 calls: $9.6kQ3 23 puts: $26.1kQ3 23P/C 2.71
Numbers
QuarterCallsPutsP/C
Q4 2022$36.6k$32.8k0.90
Q1 2023$69.1k$29.9k0.43
Q2 2023$12.5k$40.2k3.21
Q3 2023$9.6k$26.1k2.71

Biggest buyers

BAKER BROS. ADVISORS LP Added +3,639,863+3.6m
MORGAN STANLEY Added +189,626+189.6k
GEODE CAPITAL MANAGEMENT, LLC Added +141,234+141.2k
BIT Capital GmbH Added +90,763+90.8k
BlackRock Inc. Added +37,822+37.8k
NORTHERN TRUST CORP Added +32,239+32.2k
Beacon Pointe Advisors, LLC New +25,000+25.0k
ROYAL BANK OF CANADA Added +19,568+19.6k
CITADEL ADVISORS LLC New +4,739+4.7k
Tower Research Capital LLC (TRC) Added +3,146+3.1k

Biggest sellers

Redmile Group, LLC Reduced -2,224,700-2.2m
FMR LLC Reduced -1,469,061-1.5m
Walleye Capital LLC Sold out -1,145,039-1.1m
CHI Advisors LLC Sold out -788,740-788.7k
HHLR ADVISORS, LTD. Sold out -770,717-770.7k
Hudson Bay Capital Management LP Sold out -522,672-522.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -354,200-354.2k
XTX Topco Ltd Reduced -176,009-176.0k
Maven Securities LTD Sold out -146,037-146.0k
ARMISTICE CAPITAL, LLC Reduced -144,000-144.0k

Biggest calls

CITADEL ADVISORS LLC Unchanged $8.3k13.4k shares
GROUP ONE TRADING LLC Added $1.4k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $24.6k39.9k shares
CITADEL ADVISORS LLC Reduced $1.5k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $01.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BAKER BROS. ADVISORS LP 0.03% of their portfolio NEW YORK, NY 8,065,3988.1m $5.0m $5.0m 0.03% Added +3.6m +3,639,863
2 Artal Group S.A. 0.15% of their portfolio LUXEMBOURG, N4 5,666,4105.7m $3.5m $3.5m 0.15% Unchanged
3 Knoll Capital Management, LLC 3.53% of their portfolio MIAMI, FL 5,517,3855.5m $3.4m $3.4m 3.53% Unchanged
4 EcoR1 Capital, LLC 0.10% of their portfolio San Francisco, CA 4,595,0244.6m $2.8m $2.8m 0.10% Unchanged
5 ARMISTICE CAPITAL, LLC 0.07% of their portfolio NEW YORK, NY 3,712,0003.7m $2.3m $2.3m 0.07% Reduced -144.0k -144,000
6 FMR LLC 0.00% of their portfolio BOSTON, MA 3,358,3833.4m $2.1m $2.1m 0.00% Reduced -1.5m -1,469,061
7 Alyeska Investment Group, L.P. 0.01% of their portfolio CHICAGO, IL 3,109,4363.1m $1.9m $1.9m 0.01% Unchanged
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,817,4921.8m $1.1m $1.1m 0.00% Reduced -4.1k -4,083
9 Redmile Group, LLC 0.03% of their portfolio LARKSPUR, CA 1,063,7691.1m $655.3k $655.3k 0.03% Reduced -2.2m -2,224,700
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 640,960641.0k $394.8k $394.8k 0.00% Added +189.6k +189,626
11 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 555,636555.6k $342.0k $342.0k 0.00% Reduced -354.2k -354,200
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 533,113533.1k $328.5k $328.5k 0.00% Added +141.2k +141,234
13 Ikarian Capital, LLC 0.12% of their portfolio DALLAS, TX 530,776530.8k $327.0k $327.0k 0.12% Reduced -69.2k -69,224
14 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 428,353428.4k $262.0k $262.0k 0.00% Unchanged
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 419,973420.0k $259.0k $259.0k 0.00% Added +19.6k +19,568
16 BlackRock Inc. 0.00% of their portfolio New York, NY 295,240295.2k $181.9k $181.9k 0.00% Added +37.8k +37,822
17 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 260,306260.3k $160.3k $160.3k 0.00% Reduced -27.2k -27,200
18 BIT Capital GmbH 0.02% of their portfolio BERLIN, 2M 187,472187.5k $115.5k $115.5k 0.02% Added +90.8k +90,763
19 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 162,744162.7k $100.2k $100.2k 0.02% Reduced -176.0k -176,009
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 160,190160.2k $98.7k $98.7k 0.00% Reduced -9.0k -8,984
21 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 117,695117.7k $72.5k $72.5k 0.00% Reduced -4.6k -4,585
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 111,797111.8k $68.9k $68.9k 0.00% Reduced -4.6k -4,619
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 110,993111.0k $68.4k $68.4k 0.00% Added +32.2k +32,239
24 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 87,50087.5k $53.9k $53.9k 0.00% Unchanged
25 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 52,08452.1k $32.1k $32.1k 0.00% Reduced -14.5k -14,491
26 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 45,00045.0k $27.7k $27.7k 0.00% Unchanged
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 36,28536.3k $22.4k $22.4k 0.00% Unchanged
28 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 25,00025.0k $15.4k $15.4k 0.00% New
29 Bayesian Capital Management, LP 0.00% of their portfolio Brooklyn, NY 14,46214.5k $8.9k $8.9k 0.00% Reduced -1.3k -1,300
30 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 14,33314.3k $8.8k $8.8k 0.00% Added +3.1k +3,146
31 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8,0038.0k $4.0k $4.0k 0.00% Reduced -539 -539
32 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 7,5007.5k $4.0k $4.0k 0.00% First filing
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,5556.6k $4.0k $4.0k 0.00% Reduced -120 -120
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,7394.7k $2.9k $2.9k 0.00% New
35 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,5001.5k $924 $924 0.00% Unchanged
36 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 708708 $436 $436 0.00% Unchanged
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 612612 $377 $377 0.00% Added +318 +318
38 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 337337 $208 $208 0.00% Unchanged
39 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 330330 $203 $203 0.00% Unchanged
40 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 9292 $57 $57 0.00% Unchanged
41 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7474 $46 $46 0.00% Unchanged
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 6464 $39 $39 0.00% Unchanged
43 Authentikos Wealth Advisory, LLC 0.00% of their portfolio MORGAN HILL, CA 3434 $21 $21 0.00% New
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $9 $9 0.00% Unchanged
45 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 44 $2 $2 0.00% New
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged