Sumitomo Mitsui DS Asset Management Company, Ltd

TOKYO, M0 · CIK 1411530 · 13F filing filed 2026-07-22

SEC-registered investment adviser since 2019 · corporation

Assets managed$177.7bn
Staff1,022 · 213 in investment roles
Main clients (by assets)Private funds 59%, Pension plans 20%, Companies 12%
Main officeMinato-Ku, Tokyo
Websitenote.smd-am.co.jp
Form ADV · 2026-08-20SEC adviser record

Kindhedge funds, real estate, futures, FCA fund manager, bank or insurer
Others nearbyLondon, New York, NY, Singapore, Tokyo
FamilySUMITOMO MITSUI FINANCIAL GROUP, INC. · 8 related pages · largest: SUMITOMO MITSUI FINANCIAL GROUP, INC.

As an employer

UK employer size1000 to 4999
Offices in1 country

US visa salary filings

Filings FY2024–2026458
Median salary offered$130,050
Middle half$100,547 – $170,000
Job titles349
E-3 (Australians)12

Job title	Filings	Median	Range
Associate, Quantitative StrategistsNew York, NY	5	$130,000	$116,000 – $190,000
Associate, Product ControlJersey City, NJ	5	$115,000	$85,301 – $150,000
Vice President, Senior Software EngineerNew York, NY	4	$179,991	$170,000 – $210,000
Vice President, Senior Model Validation SpecialistJersey City, NJ	4	$170,372	$164,174 – $195,000
Associate, Data AnalyticsJersey City, NJ	4	$125,000	$100,000 – $165,000
Associate, Software EngineerNew York, NY	4	$122,988	$100,000 – $160,000
Associate, Financial Resource OptimizationNew York, NY	4	$117,500	$108,306 – $170,000
Associate, Business AnalystNew York, NY	4	$98,612	$78,374 – $160,000
Vice President, Regulatory OfficerJersey City, NJ	3	$190,000	$170,373 – $230,000
Vice President, Audit ManagerJersey City, NJ	3	$173,056	$142,646 – $189,000
Vice President, Senior Business AnalystNew York, NY	3	$170,000	$170,000 – $200,000
Vice President, Regulatory Reporting Change ManagementJersey City, NJ	3	$169,541	$153,566 – $200,000

28 more job titles

Vice President, Data Analytics ManagerJersey City, NJ	3	$160,000	$160,000 – $180,000
Vice President, Market RiskNew York, NY	3	$155,000	$126,963 – $185,000
Associate, Senior Software Engineer, DataMilwaukee, WI	3	$153,317	$131,893 – $153,317
Vice President, Finance Change ManagementCharlotte, NC	3	$150,000	$140,795 – $183,900
Associate, Lending ManagementNew York, NY	3	$139,381	$135,000 – $200,000
Associate, Application DeveloperNew York, NY	3	$131,997	$125,000 – $155,000
Associate, Senior Application DeveloperLos Angeles, CA	3	$128,672	$125,051 – $130,000
Associate, Regulatory ReportingJersey City, NJ	3	$120,000	$110,000 – $150,000
Associate, Structured Finance GroupNew York, NY	3	$115,731	$111,966 – $225,000
Associate, Model Validation SpecialistWhite Plains, NY	3	$115,731	$74,006 – $150,000
Associate, Regulatory Reporting QaJersey City, NJ	3	$111,966	$100,000 – $130,000
Associate, Regulatory Reporting AssociateJersey City, NJ	3	$106,350	$106,350 – $123,700
Associate, Model RiskJersey City, NJ	3	$100,547	$100,547 – $140,050
Analyst, Software EngineerNew York, NY	3	$100,000	$100,000 – $126,510
Analyst, Application DeveloperCharlotte, NC	3	$91,645	$90,000 – $110,000
Associate, Operational RiskJersey City, NJ	3	$90,002	$82,763 – $126,100
Analyst, Product ControlJersey City, NJ	3	$85,301	$85,000 – $120,000
Model Validation AnalystWhite Plains, NY	3	$82,763	$80,000 – $110,000
Associate, CreditNew York, NY	3	$76,128	$76,128 – $139,381
Director, Finance Change ManagementCharlotte, NC	2	$200,000	$200,000 – $250,000
Associate, Investment BankingNew York, NY	2	$190,000	$160,000 – $240,000
Executive Director, Options TradingNew York, NY	2	$184,922	$179,088 – $275,000
Vice President, Compliance Business AnalystJersey City, NJ	2	$180,000	$180,000 – $200,000
Vice President, Business AnalystJersey City, NJ	2	$179,982	$170,373 – $193,000
Vice President, Fcc Risk AssessmentJersey City, NJ	2	$175,674	$165,000 – $192,700
Vice President, Credit Risk Model OwnerNew York, NY	2	$175,054	$170,000 – $180,107
Vice President, Senior Application DeveloperCharlotte, NC	2	$175,000	$160,000 – $220,000
Vice President, Senior Data EngineerJersey City, NJ	2	$173,918	$167,835 – $210,000

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: SMBC Capital Markets, Inc, SMBC Capital Markets, Inc., SMBC MANUBANK, SMBC Nikko Securities America, Inc., SUMITOMO MITSUI BANKING CORPORATION, Sumitomo Mitsui Banking Corporation.

In the UK

FCA-authorised companies3
Retail clientsyes

7 UK companies in the group; those with staff figures, a pay gap report, FCA authorisation or fund management as their business are listed.

Company	Town	Pay gap report	FCA register
SMBC BANK INTERNATIONAL PLC Public Limited CompanyFCA: Authorised · advises, deals, custody	London	1000 to 4999	Authorisedadvises, deals, custody
SMBC NIKKO CAPITAL MARKETS LIMITED Private Limited CompanyFCA: Authorised · deals	London	250 to 499	Authoriseddeals
SMBC DERIVATIVE PRODUCTS LIMITED Private Limited CompanyFCA: Authorised · deals	London		Authoriseddeals

Gender pay gap report	Size	Hourly gap	Bonus gap	Women in top quarter of pay
SMBC BANK INTERNATIONAL PLC2025	1000 to 4999	22.7%	40.7%	28%

Sources: Companies House (accounts filed electronically; the largest groups often file on paper, so their staff numbers can be missing), the UK gender pay gap service (employers with 250+ staff) and the FCA's Financial Services Register. Contains public sector information licensed under the Open Government Licence v3.0.

$14.5bn reported value +17.2% vs Q1 2026

767positions

29.8%in top 10

29 new 293 added 274 reduced 32 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	4,067,233	$813.8m5.62%	5.62%	Reduced -57.7k	-57,742 -1.4%
2	APPLE INC COM AAPL	AAPL	2,368,177	$685.3m4.73%	4.73%	Added +36.9k	+36,881 1.6%
3	MICROSOFT CORP COM MSFT	MSFT	1,415,755	$528.1m3.64%	3.64%	Added +34.1k	+34,077 2.5%
4	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,273,877	$455.2m3.14%	3.14%	Added +256.8k	+256,811 25.2%
5	AMAZON COM INC COM AMZN	AMZN	1,743,929	$415.6m2.87%	2.87%	Added +130.2k	+130,164 8.1%
6	CATERPILLAR INC COM CAT	CAT	313,099	$333.4m2.30%	2.30%	Reduced -3.1k	-3,135 -1.0%
7	GOLDMAN SACHS GROUP INC COM GS	GS	287,819	$291.1m2.01%	2.01%	Reduced -3.3k	-3,300 -1.1%
8	BROADCOM INC COM AVGO	AVGO	756,199	$285.7m1.97%	1.97%	Added +18.2k	+18,245 2.5%
9	ALPHABET INC CAP STK CL C GOOG	GOOG	805,367	$284.6m1.96%	1.96%	Reduced -24.7k	-24,745 -3.0%
10	JPMORGAN CHASE & CO COM JPM	JPM	701,872	$229.7m1.59%	1.59%	Reduced -2.1k	-2,055 -0.3%
11	MICRON TECHNOLOGY INC COM MU	MU	178,419	$205.9m1.42%	1.42%	Added +15.4k	+15,443 9.5%
12	META PLATFORMS INC CL A META	META	361,497	$203.6m1.41%	1.41%	Reduced -2.7k	-2,666 -0.7%
13	ELI LILLY & CO COM LLY	LLY	148,640	$178.3m1.23%	1.23%	Added +530	+530 0.4%
14	TESLA INC COM TSLA	TSLA	403,974	$169.9m1.17%	1.17%	Added +6.1k	+6,073 1.5%
15	VISA INC COM CL A V	V	491,657	$168.7m1.16%	1.16%	Reduced -866	-866 -0.2%
16	WORLD GOLD TR SPDR GLD MINIS GLDM	GLDM	2,108,788	$167.5m1.16%	1.16%	Added +505.3k	+505,278 31.5%
17	UNITEDHEALTH GROUP INC COM UNH	UNH	371,916	$154.6m1.07%	1.07%	Reduced -680	-680 -0.2%
18	ADVANCED MICRO DEVICES INC COM AMD	AMD	265,501	$154.2m1.06%	1.06%	Reduced -7.9k	-7,927 -2.9%
19	JOHNSON & JOHNSON COM JNJ	JNJ	600,208	$152.4m1.05%	1.05%	Added +2.4k	+2,398 0.4%
20	HOME DEPOT INC COM HD	HD	388,440	$137.0m0.95%	0.95%	Reduced -483	-483 -0.1%
21	AMERICAN EXPRESS CO COM AXP	AXP	361,823	$122.4m0.84%	0.84%	Reduced -4.9k	-4,880 -1.3%
22	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	1,376,479	$118.6m0.82%	0.82%	Reduced -40.2k	-40,241 -2.8%
23	VANGUARD INDEX FDS VALUE ETF VTV	VTV	540,755	$117.8m0.81%	0.81%	Added +17.2k	+17,170 3.3%
24	AMGEN INC COM AMGN	AMGN	321,697	$116.5m0.80%	0.80%	Reduced -2.8k	-2,766 -0.8%
25	CISCO SYS INC COM CSCO	CSCO	938,596	$110.2m0.76%	0.76%	Added +107.8k	+107,840 13.0%
26	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	214,533	$107.4m0.74%	0.74%	Added +5.8k	+5,844 2.8%
27	ISHARES INC MSCI WORLD ETF URTH	URTH	526,498	$106.7m0.74%	0.74%	Added +118.5k	+118,511 29.1%
28	VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF VGK	VGK	1,203,938	$106.6m0.74%	0.74%	Added +16.5k	+16,526 1.4%
29	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	378,142	$106.3m0.73%	0.73%	Reduced -880	-880 -0.2%
30	INTEL CORP COM INTC	INTC	757,759	$105.8m0.73%	0.73%	Reduced -52.2k	-52,248 -6.5%
31	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	1,380,938	$101.4m0.70%	0.70%	Added +1.0m	+1,002,031 264.4%
32	WALMART INC COM WMT	WMT	887,826	$100.6m0.69%	0.69%	Added +10.4k	+10,353 1.2%
33	SHERWIN WILLIAMS CO COM SHW	SHW	277,796	$95.7m0.66%	0.66%	Reduced -3.1k	-3,054 -1.1%
34	MCDONALDS CORP COM MCD	MCD	353,365	$95.5m0.66%	0.66%	Reduced -18.2k	-18,217 -4.9%
35	TRAVELERS COMPANIES INC COM TRV	TRV	277,396	$91.6m0.63%	0.63%	Reduced -4.6k	-4,635 -1.6%
36	EXXON MOBIL CORP COM XOM	XOM	661,992	$90.5m0.62%	0.62%	Reduced -50.4k	-50,357 -7.1%
37	CHEVRON CORP NEW COM CVX	CVX	543,146	$90.0m0.62%	0.62%	Reduced -48.8k	-48,754 -8.2%
38	MERCK & CO INC COM MRK	MRK	694,815	$89.3m0.62%	0.62%	Added +3.3k	+3,309 0.5%
39	PROCTER AND GAMBLE CO COM PG	PG	585,467	$85.9m0.59%	0.59%	Reduced -1.4k	-1,448 -0.2%
40	APPLIED MATLS INC COM AMAT	AMAT	116,721	$84.4m0.58%	0.58%	Added +2.5k	+2,522 2.2%
41	BANK AMERICA CORP COM BAC	BAC	1,465,447	$83.5m0.58%	0.58%	Reduced -3.7k	-3,659 -0.2%
42	ABBVIE INC COM ABBV	ABBV	324,551	$81.7m0.56%	0.56%	Added +3.4k	+3,394 1.1%
43	LAM RESEARCH CORP COM NEW LRCX	LRCX	180,116	$78.0m0.54%	0.54%	Added +2.7k	+2,746 1.6%
44	KLA CORP COM NEW KLAC	KLAC	256,045	$77.3m0.53%	0.53%	Added +2.6k	+2,645 1.0%
45	BOEING CO COM BA	BA	346,792	$75.1m0.52%	0.52%	Reduced -3.4k	-3,391 -1.0%
46	COCA COLA CO COM KO	KO	872,690	$70.9m0.49%	0.49%	Added +53.1k	+53,077 6.5%
47	WELLTOWER INC COM WELL	WELL	283,298	$64.3m0.44%	0.44%	Added +7.6k	+7,613 2.8%
48	PHILIP MORRIS INTL INC COM PM	PM	342,793	$62.0m0.43%	0.43%	Added +5.6k	+5,564 1.6%
49	MASTERCARD INCORPORATED CL A MA	MA	120,228	$61.7m0.43%	0.43%	Reduced -576	-576 -0.5%
50	COSTCO WHSL CORP NEW COM COST	COST	64,618	$60.4m0.42%	0.42%	Added +1.1k	+1,105 1.7%
51	VANGUARD WHITEHALL FDS EM MK GOV BD ETF VWOB	VWOB	893,417	$60.1m0.41%	0.41%	Added +252.6k	+252,619 39.4%
52	AMPHENOL CORP CL A APH	APH	327,260	$57.7m0.40%	0.40%	Reduced -1.1k	-1,065 -0.3%
53	GE AEROSPACE COM NEW GE	GE	154,344	$57.7m0.40%	0.40%	Added +800	+800 0.5%
54	SALESFORCE INC COM CRM	CRM	360,125	$56.4m0.39%	0.39%	Reduced -16.5k	-16,536 -4.4%
55	ISHARES TR U.S. REAL ES ETF IYR	IYR	545,813	$55.8m0.39%	0.39%	New
56	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	54,926	$53.0m0.37%	0.37%	Reduced -10.0k	-9,991 -15.4%
57	EQUINIX INC COM EQIX	EQIX	49,887	$52.0m0.36%	0.36%	Reduced -1.6k	-1,631 -3.2%
58	3M CO COM MMM	MMM	314,640	$50.9m0.35%	0.35%	Reduced -2.6k	-2,600 -0.8%
59	MARVELL TECHNOLOGY INC COM MRVL	MRVL	167,135	$49.8m0.34%	0.34%	Added +78.5k	+78,539 88.7%
60	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	426,114	$49.7m0.34%	0.34%	Added +46.5k	+46,487 12.2%
61	PROLOGIS INC. COM PLD	PLD	355,983	$48.2m0.33%	0.33%	Added +14.3k	+14,302 4.2%
62	DISNEY WALT CO COM DIS	DIS	499,633	$48.1m0.33%	0.33%	Reduced -2.7k	-2,691 -0.5%
63	NEXTERA ENERGY INC COM NEE	NEE	544,574	$47.8m0.33%	0.33%	Added +21.6k	+21,569 4.1%
64	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	61,685	$47.1m0.32%	0.32%	Reduced -2.4k	-2,435 -3.8%
65	ORACLE CORP COM ORCL	ORCL	319,909	$46.9m0.32%	0.32%	Added +23.9k	+23,861 8.1%
66	WESTERN DIGITAL CORP COM WDC	WDC	73,090	$46.7m0.32%	0.32%	Reduced -14.2k	-14,214 -16.3%
67	GE VERNOVA INC COM GEV	GEV	39,441	$46.3m0.32%	0.32%	Added +218	+218 0.6%
68	BANK NEW YORK MELLON CORP COM BNY	BNY	309,523	$44.8m0.31%	0.31%	Reduced -20.4k	-20,405 -6.2%
69	ARISTA NETWORKS INC COM SHS ANET	ANET	261,887	$44.5m0.31%	0.31%	Reduced -7.2k	-7,216 -2.7%
70	NETFLIX INC COM NFLX	NFLX	613,383	$43.8m0.30%	0.30%	Added +9.0k	+9,034 1.5%
71	EATON CORP PLC SHS ETN	ETN	97,927	$41.7m0.29%	0.29%	Reduced -1.4k	-1,445 -1.4%
72	ISHARES INC CORE MSCI EMKT IEMG	IEMG	486,766	$40.3m0.28%	0.28%	Added +296.3k	+296,309 155.6%
73	CORNING INC COM GLW	GLW	157,030	$40.1m0.28%	0.28%	Added +41.5k	+41,548 36.0%
74	PALO ALTO NETWORKS INC COM PANW	PANW	116,563	$39.8m0.27%	0.27%	Added +3.7k	+3,672 3.2%
75	TEXAS INSTRS INC COM TXN	TXN	130,297	$38.8m0.27%	0.27%	Added +1.2k	+1,201 0.9%
76	MORGAN STANLEY COM NEW MS	MS	180,283	$37.7m0.26%	0.26%	Added +3.4k	+3,417 1.9%
77	HONEYWELL INTL INC COM HON	HON	166,900	$37.4m0.26%	0.26%	New
78	WELLS FARGO CO NEW COM WFC	WFC	451,840	$37.3m0.26%	0.26%	Added +719	+719 0.2%
79	HONEYWELL AEROSPACE INC COM HONA	HONA	166,900	$36.9m0.25%	0.25%	New
80	TJX COS INC NEW COM TJX	TJX	242,865	$36.8m0.25%	0.25%	Reduced -843	-843 -0.3%
81	WILLIAMS COS INC COM WMB	WMB	488,921	$36.3m0.25%	0.25%	Reduced -45.3k	-45,343 -8.5%
82	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	749,859	$36.3m0.25%	0.25%	Reduced -258.1k	-258,092 -25.6%
83	VERTIV HOLDINGS CO COM CL A VRT	VRT	107,926	$36.1m0.25%	0.25%	Reduced -15.6k	-15,621 -12.6%
84	CITIGROUP INC COM NEW C	C	255,500	$35.8m0.25%	0.25%	Reduced -7.7k	-7,739 -2.9%
85	LINDE PLC SHS LIN	LIN	66,836	$34.7m0.24%	0.24%	Added +919	+919 1.4%
86	RTX CORPORATION COM RTX	RTX	180,779	$34.3m0.24%	0.24%	Added +2.6k	+2,641 1.5%
87	TRANE TECHNOLOGIES PLC SHS TT	TT	69,143	$34.0m0.23%	0.23%	Reduced -6.7k	-6,711 -8.8%
88	QUANTA SVCS INC COM PWR	PWR	46,806	$33.7m0.23%	0.23%	Reduced -6.2k	-6,225 -11.7%
89	DATADOG INC CL A COM DDOG	DDOG	123,189	$32.1m0.22%	0.22%	Reduced -5.9k	-5,924 -4.6%
90	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	63,330	$31.5m0.22%	0.22%	Reduced -492	-492 -0.8%
91	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	78,906	$31.4m0.22%	0.22%	Added +6.9k	+6,931 9.6%
92	PARKER-HANNIFIN CORP COM PH	PH	31,245	$30.6m0.21%	0.21%	Reduced -3.2k	-3,189 -9.3%
93	ANALOG DEVICES INC COM ADI	ADI	75,311	$29.9m0.21%	0.21%	Added +1.4k	+1,428 1.9%
94	APPLOVIN CORP COM CL A APP	APP	57,093	$29.4m0.20%	0.20%	Reduced -714	-714 -1.2%
95	FORTINET INC COM FTNT	FTNT	187,674	$28.8m0.20%	0.20%	Reduced -38.3k	-38,252 -16.9%
96	S&P GLOBAL INC COM SPGI	SPGI	70,637	$28.8m0.20%	0.20%	Added +3.3k	+3,334 5.0%
97	PEPSICO INC COM PEP	PEP	211,745	$28.7m0.20%	0.20%	Added +14.4k	+14,448 7.3%
98	QUALCOMM INC COM QCOM	QCOM	153,773	$28.4m0.20%	0.20%	Added +4.9k	+4,937 3.3%
99	SERVICENOW INC COM NOW	NOW	281,003	$27.9m0.19%	0.19%	Added +15.6k	+15,558 5.9%
100	SIMON PPTY GROUP INC NEW COM SPG	SPG	123,259	$27.6m0.19%	0.19%	Added +347	+347 0.3%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		165,065	$74.6m165.1k shares
ISHARES TR IGOV	IGOV	474,192	$19.5m474.2k shares
CARNIVAL CORP		145,635	$3.8m145.6k shares
COTERRA ENERGY INC CTRA	CTRA	97,006	$3.4m97.0k shares
DUPONT DE NEMOURS INC DWDP	DWDP	19,033	$2.6m19.0k shares
VANGUARD INTL EQUITY INDEX F VNQI	VNQI	50,192	$2.2m50.2k shares
HOLOGIC INC HOLX	HOLX	27,209	$2.1m27.2k shares
HUBSPOT INC HUBS	HUBS	5,011	$1.2m5.0k shares
EQUITABLE HLDGS INC EQH	EQH	31,907	$1.2m31.9k shares
AECOM ACM	ACM	13,834	$1.2m13.8k shares
DRAFTKINGS INC NEW DKNG	DKNG	38,996	$843.1k39.0k shares
SELECT SECTOR SPDR TR XLV	XLV	4,823	$707.1k4.8k shares
MAKEMYTRIP LIMITED MAURITIUS MMYT	MMYT	18,502	$689.9k18.5k shares
SELECT SECTOR SPDR TR XLE	XLE	11,195	$685.8k11.2k shares
ZILLOW GROUP INC Z	Z	16,014	$662.7k16.0k shares
RYANAIR HOLDINGS PLC RYAAY	RYAAY	10,450	$604.0k10.4k shares
OKLO INC OKLO	OKLO	11,080	$549.5k11.1k shares
BOX INC BOX	BOX	15,622	$369.3k15.6k shares
FASTLY INC FSLY	FSLY	12,166	$353.5k12.2k shares
SELECT SECTOR SPDR TR XLB	XLB	7,065	$353.0k7.1k shares
VERIS RESIDENTIAL INC		16,966	$320.1k17.0k shares
MONDAY COM LTD MNDY	MNDY	4,300	$297.2k4.3k shares
TERADATA CORP DEL TDC	TDC	10,328	$264.7k10.3k shares
VANGUARD INDEX FDS VNQ	VNQ	2,951	$261.8k3.0k shares
AMBARELLA INC AMBA	AMBA	4,730	$243.5k4.7k shares