SUMITOMO MITSUI FINANCIAL GROUP, INC.

TOKYO, M0 · CIK 1022837 · 13F filing filed 2026-08-13

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entity株式会社三井住友フィナンシャルグループ (JP)

Other 13F filers in this group: SMBC Trust Bank Ltd. files a notice, SUMITOMO MITSUI BANKING CORP files a notice, SMBC Nikko Securities Inc. last filed Q1 2026

$5.2bn reported value +6.5% vs Q1 2026

175positions

67.5%in top 10

33 new 65 added 61 reduced 25 sold out vs Q1 2026

Options: 20 call positions ($13.2m notional), 19 put positions ($18.6m notional) – listed below, not included above.

This report includes the holdings of 2 other managers that share the investment decisions:

SMBC Trust Bank Ltd. – reports through this filing
SUMITOMO MITSUI BANKING CORP – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ARES MANAGEMENT CORPORATION CL A COM STK ARES	ARES	13,364,740	$1.5bn28.39%	28.39%	Unchanged
2	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	767,224	$572.9m10.93%	10.93%	Added +11.3k	+11,256 1.5%
3	JEFFERIES FINL GROUP INC COM JEF	JEF	6,429,337	$321.3m6.13%	6.13%	Reduced -2.8m	-2,817,744 -30.5%
4	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	378,706	$278.9m5.32%	5.32%	Added +196.9k	+196,940 108.3%
5	SPDR GOLD TR GOLD SHS GLD	GLD	617,825	$227.6m4.34%	4.34%	Added +27.8k	+27,763 4.7%
6	POLESTAR AUTOMOTIVE HLDG UK SPONSORED ADS PSNY	PSNY	10,341,261	$194.2m3.71%	3.71%	Unchanged
7	ISHARES TR CORE US AGGBD ET AGG	AGG	1,336,039	$132.2m2.52%	2.52%	Reduced -17.9k	-17,941 -1.3%
8	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	2,441,186	$124.1m2.37%	2.37%	Added +2.4m	+2,440,000 205733.6%
9	CME GROUP INC COM CME	CME	471,846	$104.2m1.99%	1.99%	Unchanged
10	NVIDIA CORPORATION COM NVDA	NVDA	475,444	$95.1m1.82%	1.82%	Added +6.9k	+6,934 1.5%
11	ISHARES TR IBOXX INV CP ETF LQD	LQD	859,205	$93.7m1.79%	1.79%	Added +24.2k	+24,167 2.9%
12	ALPHABET INC CAP STK CL C GOOG	GOOG	256,147	$90.5m1.73%	1.73%	Added +1.4k	+1,407 0.6%
13	BROADCOM INC COM AVGO	AVGO	237,514	$89.7m1.71%	1.71%	Added +618	+618 0.3%
14	ARISTA NETWORKS INC COM SHS ANET	ANET	490,822	$83.4m1.59%	1.59%	Added +520	+520 0.1%
15	ISHARES TR 7-10 YR TRSY BD IEF	IEF	877,332	$83.0m1.58%	1.58%	Added +22.1k	+22,135 2.6%
16	BLOCK INC CL A XYZ	XYZ	909,320	$69.1m1.32%	1.32%	Added +1.4k	+1,390 0.1%
17	ISHARES TR IBOXX HI YD ETF HYG	HYG	780,473	$62.4m1.19%	1.19%	Added +3.6k	+3,643 0.5%
18	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	1,039,573	$54.5m1.04%	1.04%	Reduced -97	-97 -0.0%
19	AMAZON COM INC COM AMZN	AMZN	227,087	$54.1m1.03%	1.03%	Added +3.9k	+3,948 1.8%
20	SPDR SER TR BLOOMBERG SHT TE SJNK	SJNK	2,061,130	$51.6m0.98%	0.98%	Added +93.1k	+93,146 4.7%
21	GE AEROSPACE COM NEW GE	GE	127,866	$47.8m0.91%	0.91%	Added +4.3k	+4,318 3.5%
22	JPMORGAN CHASE & CO COM JPM	JPM	145,973	$47.8m0.91%	0.91%	Added +2.7k	+2,720 1.9%
23	MICROSOFT CORP COM MSFT	MSFT	125,950	$47.0m0.90%	0.90%	Reduced -1.0k	-1,035 -0.8%
24	META PLATFORMS INC CL A META	META	82,420	$46.4m0.89%	0.89%	Added +2.1k	+2,146 2.7%
25	AMPHENOL CORP CL A APH	APH	259,128	$45.7m0.87%	0.87%	Added +32.6k	+32,577 14.4%
26	ISHARES TR MBS ETF MBB	MBB	470,874	$44.5m0.85%	0.85%	Reduced -878	-878 -0.2%
27	ISHARES TR PFD AND INCM SEC PFF	PFF	1,309,459	$39.9m0.76%	0.76%	Added +9.8k	+9,835 0.8%
28	GRAINGER W W INC COM GWW	GWW	24,381	$33.2m0.63%	0.63%	Reduced -316	-316 -1.3%
29	AMERICAN EXPRESS CO COM AXP	AXP	96,529	$32.7m0.62%	0.62%	Added +611	+611 0.6%
30	VANGUARD WORLD FD INF TECH ETF VGT	VGT	256,515	$30.7m0.59%	0.59%	Added +25.0k	+24,971 10.8%
31	D R HORTON INC COM DHI	DHI	186,534	$30.4m0.58%	0.58%	Added +9	+9 0.0%
32	FIRST SOLAR INC COM FSLR	FSLR	128,656	$30.4m0.58%	0.58%	Reduced -1.8k	-1,838 -1.4%
33	AMGEN INC COM AMGN	AMGN	83,520	$30.2m0.58%	0.58%	Added +1.5k	+1,474 1.8%
34	COCA COLA CO COM KO	KO	312,741	$25.4m0.49%	0.49%	Added +1.4k	+1,447 0.5%
35	ISHARES TR 20 YR TR BD ETF TLT	TLT	292,387	$25.3m0.48%	0.48%	Reduced -3.2k	-3,233 -1.1%
36	NEWMONT CORP COM NEM	NEM	265,950	$24.8m0.47%	0.47%	Added +13.8k	+13,788 5.5%
37	BLACKROCK INC COM BLK	BLK	25,223	$24.3m0.46%	0.46%	Added +92	+92 0.4%
38	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	35,285	$22.6m0.43%	0.43%	Reduced -171.7k	-171,656 -83.0%
39	BOSTON SCIENTIFIC CORP COM BSX	BSX	412,532	$17.6m0.34%	0.34%	Added +77.8k	+77,768 23.2%
40	INVESCO EXCH TRADED FD TR II TAXABLE MUN BD BAB	BAB	637,933	$17.1m0.33%	0.33%	Reduced -21.1k	-21,105 -3.2%
41	ISHARES TR SHORT TREAS BD SHV	SHV	148,967	$16.4m0.31%	0.31%	Reduced -36.7k	-36,718 -19.8%
42	INTUIT COM INTU	INTU	61,068	$15.9m0.30%	0.30%	Added +5.5k	+5,506 9.9%
43	ISHARES TR US TREAS BD ETF GOVT	GOVT	678,839	$15.5m0.29%	0.29%	Added +7.1k	+7,135 1.1%
44	QUALCOMM INC COM QCOM	QCOM	76,418	$14.1m0.27%	0.27%	Added +3.4k	+3,417 4.7%
45	ISHARES TR U.S. REAL ES ETF IYR	IYR	118,215	$12.1m0.23%	0.23%	Reduced -7.8k	-7,842 -6.2%
46	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	16,547	$11.4m0.22%	0.22%	Reduced -541	-541 -3.2%
47	ISHARES TR 1 3 YR TREAS BD SHY	SHY	137,118	$11.3m0.21%	0.21%	Added +14.7k	+14,709 12.0%
48	COSTCO WHSL CORP NEW COM COST	COST	10,478	$9.8m0.19%	0.19%	Reduced -261	-261 -2.4%
49	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	115,545	$9.6m0.18%	0.18%	Added +991	+991 0.9%
50	ULTA BEAUTY INC COM ULTA	ULTA	21,048	$9.5m0.18%	0.18%	Added +397	+397 1.9%
51	CISCO SYS INC COM CSCO	CSCO	72,272	$8.5m0.16%	0.16%	Added +3.7k	+3,746 5.5%
52	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	105,496	$8.3m0.16%	0.16%	Reduced -6.4k	-6,375 -5.7%
53	ISHARES TR TIPS BD ETF TIP	TIP	71,821	$7.9m0.15%	0.15%	Added +4.3k	+4,313 6.4%
54	ISHARES TR MSCI EMG MKT ETF EEM	EEM	111,721	$7.6m0.15%	0.15%	Reduced -3.7k	-3,684 -3.2%
55	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	167,758	$7.6m0.15%	0.15%	Reduced -36.2k	-36,222 -17.8%
56	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	68,168	$6.9m0.13%	0.13%	Reduced -31.4k	-31,398 -31.5%
57	TEXAS INSTRS INC COM TXN	TXN	22,589	$6.7m0.13%	0.13%	Added +1.8k	+1,790 8.6%
58	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	84,549	$6.4m0.12%	0.12%	Reduced -5.4k	-5,378 -6.0%
59	ISHARES TR MSCI INDIA ETF INDA	INDA	128,918	$6.4m0.12%	0.12%	Added +3.1k	+3,063 2.4%
60	RALPH LAUREN CORP CL A RL	RL	15,695	$6.3m0.12%	0.12%	Added +1.9k	+1,851 13.4%
61	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	65,414	$5.9m0.11%	0.11%	Reduced -553	-553 -0.8%
62	SSGA ACTIVE TR SST BRIDGEWATER ALLW	ALLW	194,734	$5.7m0.11%	0.11%	Reduced -28.2k	-28,154 -12.6%
63	ISHARES TR 3 7 YR TREAS BD IEI	IEI	44,164	$5.2m0.10%	0.10%	Reduced -490	-490 -1.1%
64	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	56,094	$4.6m0.09%	0.09%	Reduced -3.5k	-3,451 -5.8%
65	PFIZER INC COM PFE	PFE	173,691	$4.2m0.08%	0.08%	Reduced -9.8k	-9,756 -5.3%
66	BANK NEW YORK MELLON CORP COM BNY	BNY	28,820	$4.2m0.08%	0.08%	Added +2.5k	+2,495 9.5%
67	HOME DEPOT INC COM HD	HD	11,011	$3.9m0.07%	0.07%	Reduced -260	-260 -2.3%
68	ISHARES TR EXPANDED TECH IGV	IGV	41,563	$3.8m0.07%	0.07%	Reduced -2.3k	-2,339 -5.3%
69	SPDR SER TR S&P DIVID ETF SDY	SDY	23,468	$3.6m0.07%	0.07%	Reduced -127	-127 -0.5%
70	PEPSICO INC COM PEP	PEP	25,819	$3.5m0.07%	0.07%	Added +1.5k	+1,492 6.1%
71	PROCTER AND GAMBLE CO COM PG	PG	23,579	$3.5m0.07%	0.07%	Reduced -2.5k	-2,542 -9.7%
72	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	101,369	$3.2m0.06%	0.06%	Added +28.0k	+27,996 38.2%
73	ISHARES TR U.S. ENERGY ETF IYE	IYE	56,691	$3.2m0.06%	0.06%	Reduced -2.9k	-2,938 -4.9%
74	CELSIUS HLDGS INC COM NEW CELH	CELH	100,000	$2.9m0.06%	0.06%	Unchanged
75	ISHARES TR GLOBAL REIT ETF REET	REET	100,164	$2.8m0.05%	0.05%	Reduced -1.1k	-1,132 -1.1%
76	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	44,119	$2.5m0.05%	0.05%	Reduced -2.2k	-2,227 -4.8%
77	FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY	SKYY	18,797	$2.5m0.05%	0.05%	Added +257	+257 1.4%
78	ISHARES TR JPMORGAN USD EMG EMB	EMB	25,113	$2.4m0.05%	0.05%	Added +2.2k	+2,185 9.5%
79	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	29,935	$2.3m0.04%	0.04%	Added +1.2k	+1,231 4.3%
80	ISHARES TR U.S. MED DVC ETF IHI	IHI	35,868	$1.8m0.03%	0.03%	Added +6.9k	+6,863 23.7%
81	OMNICOM GROUP INC COM OMC	OMC	23,795	$1.7m0.03%	0.03%	Reduced -1.6k	-1,556 -6.1%
82	VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF VT	VT	10,495	$1.6m0.03%	0.03%	Added +350	+350 3.5%
83	AT&T INC COM T	T	77,817	$1.6m0.03%	0.03%	Reduced -7.0k	-6,954 -8.2%
84	MARVELL TECHNOLOGY INC COM MRVL	MRVL	5,217	$1.6m0.03%	0.03%	New
85	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	15,803	$1.5m0.03%	0.03%	Added +796	+796 5.3%
86	ISHARES INC CORE MSCI EMKT IEMG	IEMG	18,244	$1.5m0.03%	0.03%	Reduced -182	-182 -1.0%
87	SPDR SER TR S&P BIOTECH XBI	XBI	8,359	$1.3m0.03%	0.03%	Reduced -1.2k	-1,249 -13.0%
88	GLOBAL X FDS RBTCS ARTFL INTE BOTZ	BOTZ	31,448	$1.2m0.02%	0.02%	New
89	EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF ROBO	ROBO	13,689	$1.2m0.02%	0.02%	New
90	VANGUARD WORLD FD HEALTH CAR ETF VHT	VHT	3,806	$1.1m0.02%	0.02%	Added +390	+390 11.4%
91	VANGUARD WORLD FD CONSUM DIS ETF VCR	VCR	2,619	$1.0m0.02%	0.02%	Added +149	+149 6.0%
92	VERIZON COMMUNICATIONS INC COM VZ	VZ	24,230	$1.0m0.02%	0.02%	Reduced -977	-977 -3.9%
93	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	9,563	$1.0m0.02%	0.02%	Reduced -347	-347 -3.5%
94	SYSCO CORP COM SYY	SYY	10,536	$880.6k0.02%	0.02%	Reduced -28	-28 -0.3%
95	WISDOMTREE TR CLOUD COMPUTNG WCLD	WCLD	27,378	$877.6k0.02%	0.02%	Reduced -6.0k	-6,004 -18.0%
96	ISHARES TR ISHARES BIOTECH IBB	IBB	4,601	$875.1k0.02%	0.02%	Reduced -337	-337 -6.8%
97	KIMBERLY-CLARK CORP COM KMB	KMB	6,795	$745.9k0.01%	0.01%	Reduced -1.1k	-1,056 -13.4%
98	ISHARES TR SELECT DIVID ETF DVY	DVY	4,701	$734.8k0.01%	0.01%	Reduced -126	-126 -2.6%
99	LAM RESEARCH CORP COM NEW LRCX	LRCX	1,518	$657.8k0.01%	0.01%	Added +1.0k	+1,018 203.6%
100	NETFLIX INC COM NFLX	NFLX	9,079	$648.2k0.01%	0.01%	Added +5.5k	+5,519 155.0%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
SPDR DOW JONES INDL AVERAGE DIA	DIA	128,000	$59.3m128.0k shares
KENNEDY-WILSON HOLDINGS INC KW	KW	2,765,866	$29.9m2.8m shares
COINBASE GLOBAL INC COIN	COIN	2,800	$488.9k2.8k shares
MICRON TECHNOLOGY INC MU	MU	943	$318.6k943 shares
LULULEMON ATHLETICA INC LULU	LULU	1,400	$214.3k1.4k shares
ADOBE INC ADBE	ADBE	850	$206.6k850 shares
LOCKHEED MARTIN CORP LMT	LMT	330	$199.4k330 shares
CHARTER COMMUNICATIONS INC N CHTR	CHTR	700	$151.1k700 shares
CAPITAL ONE FINL CORP COF	COF	700	$127.7k700 shares
EXXON MOBIL CORP XOM	XOM	700	$118.8k700 shares
APPLIED MATLS INC AMAT	AMAT	300	$102.5k300 shares
ARM HOLDINGS PLC ARM	ARM	677	$102.4k677 shares
JOHNSON & JOHNSON JNJ	JNJ	305	$74.6k305 shares
TARGET CORP TGT	TGT	600	$72.7k600 shares
CATERPILLAR INC CAT	CAT	100	$70.8k100 shares
ALIGN TECHNOLOGY INC ALGN	ALGN	400	$68.6k400 shares
T-MOBILE US INC TMUS	TMUS	300	$63.0k300 shares
WALMART INC WMT	WMT	500	$62.1k500 shares
GENERAL MTRS CO GM	GM	800	$59.6k800 shares
UNITED PARCEL SERVICE INC UPS	UPS	600	$59.0k600 shares
UNION PAC CORP UNP	UNP	200	$48.5k200 shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	195	$47.3k195 shares
CARNIVAL CORP		1,226	$31.7k1.2k shares
ZSCALER INC ZS	ZS	100	$14.0k100 shares
ISHARES TR USMV	USMV	10	$92710 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
INVESCO QQQ TR QQQ · Put	QQQ	Put	10,000	$7.4m10.0k shares	Added
INVESCO QQQ TR QQQ · Call	QQQ	Call	5,500	$4.1m5.5k shares	New
CELSIUS HLDGS INC CELH · Call	CELH	Call	100,000	$2.9m100.0k shares	Unchanged
META PLATFORMS INC META · Put	META	Put	4,000	$2.3m4.0k shares	New
MICRON TECHNOLOGY INC MU · Call	MU	Call	1,000	$1.2m1.0k shares	New
GE AEROSPACE GE · Put	GE	Put	2,100	$784.8k2.1k shares	New
INTERNATIONAL BUSINESS MACHS IBM · Put	IBM	Put	2,500	$703.0k2.5k shares	New
SNOWFLAKE INC SNOW · Put	SNOW	Put	2,600	$661.7k2.6k shares	New
DEERE & CO DE · Put	DE	Put	1,000	$634.3k1.0k shares	New
TEXAS INSTRS INC TXN · Put	TXN	Put	2,000	$596.1k2.0k shares	Reduced
ARISTA NETWORKS INC ANET · Put	ANET	Put	3,500	$594.6k3.5k shares	New
SUPER MICRO COMPUTER INC SMCI · Call	SMCI	Call	20,000	$586.6k20.0k shares	New
ADVANCED MICRO DEVICES INC AMD · Put	AMD	Put	1,000	$580.9k1.0k shares	New
BROADCOM INC AVGO · Call	AVGO	Call	1,500	$566.6k1.5k shares	Added
CADENCE DESIGN SYSTEM INC CDNS · Put	CDNS	Put	1,500	$563.0k1.5k shares	New
INTERNATIONAL BUSINESS MACHS IBM · Call	IBM	Call	2,000	$562.4k2.0k shares	New
INTEL CORP INTC · Put	INTC	Put	4,000	$558.5k4.0k shares	New
SUPER MICRO COMPUTER INC SMCI · Put	SMCI	Put	18,500	$542.6k18.5k shares	New
DELL TECHNOLOGIES INC DELL · Call	DELL	Call	1,200	$517.8k1.2k shares	New
DELL TECHNOLOGIES INC DELL · Put	DELL	Put	1,200	$517.8k1.2k shares	New
PALO ALTO NETWORKS INC PANW · Put	PANW	Put	1,500	$511.5k1.5k shares	New
GE VERNOVA INC GEV · Put	GEV	Put	400	$469.9k400 shares	New
CATERPILLAR INC CAT · Put	CAT	Put	400	$426.0k400 shares	New
QUALCOMM INC QCOM · Put	QCOM	Put	2,000	$369.6k2.0k shares	Reduced
DEERE & CO DE · Call	DE	Call	500	$317.2k500 shares	New

Trades reported as a company insider since 1 Apr 2026

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2026-07-15	JEFFERIES FINL GROUP INC Director · See footnotes	JEF	Bought	5,906,542	$324.0m5.9m shares	+222%
2026-05-01	JEFFERIES FINL GROUP INC Director · See footnotes	JEF	Bought	6,429,337	$352.5m6.4m shares	new