Catherine Avery Investment Management LLC

LONGBOAT KEY, FL · CIK 2103454 · 13F filing filed 2026-01-05

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$318.0m
Staff4 · 2 in investment roles
Main clients (by assets)High net worth individuals 27%
Form ADV · 2026-04-24SEC adviser record

Legal entityCATHERINE AVERY INVESTMENT MANAGEMENT LLC (US)

$131.6m reported value +17.9% vs Q1 2025

166positions

33.1%in top 10

15 new 38 added 41 reduced 10 sold out vs Q1 2025

Holdings, Q2 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	33,027	$4.8m3.62%	3.62%	Added +32.0k	+31,986 3072.6%
2	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	16,125	$4.8m3.61%	3.61%	Reduced -1.7k	-1,690 -9.5%
3	BROADCOM INC COM AVGO	AVGO	16,620	$4.6m3.48%	3.48%	Added +1.2k	+1,214 7.9%
4	RTX CORPORATION COM RTX	RTX	31,322	$4.6m3.47%	3.47%	Added +430	+430 1.4%
5	CITIGROUP INC COM NEW C	C	52,118	$4.4m3.37%	3.37%	Added +4.7k	+4,707 9.9%
6	JPMORGAN CHASE & CO COM JPM	JPM	14,829	$4.3m3.27%	3.27%	Reduced -688	-688 -4.4%
7	ORACLE CORP COM ORCL	ORCL	19,577	$4.3m3.25%	3.25%	Added +1.0k	+1,044 5.6%
8	CISCO SYS INC COM CSCO	CSCO	61,138	$4.2m3.22%	3.22%	Added +1.2k	+1,162 1.9%
9	FREEPORT-MCMORAN INC CL B FCX	FCX	89,307	$3.9m2.94%	2.94%	New
10	COCA COLA CO COM KO	KO	52,923	$3.7m2.84%	2.84%	Reduced -156	-156 -0.3%
11	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	14,755	$3.7m2.81%	2.81%	Added +279	+279 1.9%
12	MICROSOFT CORP COM MSFT	MSFT	7,207	$3.6m2.72%	2.72%	Reduced -42	-42 -0.6%
13	BAKER HUGHES COMPANY CL A BKR	BKR	93,393	$3.6m2.72%	2.72%	Added +11.6k	+11,644 14.2%
14	NEXTERA ENERGY INC COM NEE	NEE	51,521	$3.6m2.72%	2.72%	Reduced -3.0k	-2,965 -5.4%
15	CHEVRON CORP NEW COM CVX	CVX	24,913	$3.6m2.71%	2.71%	Added +2.4k	+2,416 10.7%
16	MEDTRONIC PLC SHS MDT	MDT	40,196	$3.5m2.66%	2.66%	Added +616	+616 1.6%
17	EVERGY INC COM EVRG	EVRG	50,476	$3.5m2.64%	2.64%	Reduced -4.6k	-4,632 -8.4%
18	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	74,981	$3.5m2.64%	2.64%	Added +8.7k	+8,713 13.2%
19	QUALCOMM INC COM QCOM	QCOM	20,993	$3.3m2.54%	2.54%	Added +20.2k	+20,159 2417.2%
20	MERCK & CO INC COM MRK	MRK	42,166	$3.3m2.54%	2.54%	Added +6.3k	+6,319 17.6%
21	VERIZON COMMUNICATIONS INC COM VZ	VZ	77,064	$3.3m2.53%	2.53%	Added +3.6k	+3,572 4.9%
22	BANK AMERICA CORP COM BAC	BAC	69,363	$3.3m2.49%	2.49%	Added +61.0k	+60,956 725.1%
23	CONAGRA BRANDS INC COM CAG	CAG	159,224	$3.3m2.48%	2.48%	Added +24.2k	+24,235 17.9%
24	MCDONALDS CORP COM MCD	MCD	11,091	$3.2m2.46%	2.46%	Reduced -470	-470 -4.1%
25	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	152,761	$3.1m2.37%	2.37%	Added +49.5k	+49,458 47.9%
26	TARGET CORP COM TGT	TGT	31,394	$3.1m2.35%	2.35%	Added +31.4k	+31,365 108155.2%
27	LYONDELLBASELL INDUSTRIES N SHS - A - LYB	LYB	52,313	$3.0m2.30%	2.30%	Added +19.7k	+19,669 60.2%
28	FRANKLIN RESOURCES INC COM BEN	BEN	121,895	$2.9m2.21%	2.21%	Added +4.8k	+4,812 4.1%
29	PFIZER INC COM PFE	PFE	117,795	$2.9m2.17%	2.17%	Added +2.9k	+2,875 2.5%
30	TRUIST FINL CORP COM TFC	TFC	66,294	$2.8m2.16%	2.16%	Added +17.1k	+17,064 34.7%
31	AMGEN INC COM AMGN	AMGN	10,050	$2.8m2.13%	2.13%	New
32	BEST BUY INC COM BBY	BBY	41,348	$2.8m2.11%	2.11%	Added +12.1k	+12,129 41.5%
33	PHILLIPS 66 COM PSX	PSX	22,171	$2.6m2.01%	2.01%	Added +4.3k	+4,302 24.1%
34	UNITED PARCEL SERVICE INC CL B UPS	UPS	25,058	$2.5m1.92%	1.92%	Added +3.4k	+3,377 15.6%
35	COLGATE PALMOLIVE CO COM CL	CL	17,012	$1.5m1.17%	1.17%	Unchanged
36	JOHNSON CTLS INTL PLC SHS JCI	JCI	11,175	$1.2m0.90%	0.90%	Reduced -19.3k	-19,285 -63.3%
37	VALERO ENERGY CORP COM VLO	VLO	7,889	$1.1m0.81%	0.81%	Reduced -547	-547 -6.5%
38	CUMMINS INC COM CMI	CMI	2,790	$913.7k0.69%	0.69%	Reduced -258	-258 -8.5%
39	AIR PRODS & CHEMS INC COM APD	APD	2,223	$627.0k0.48%	0.48%	Reduced -5.4k	-5,449 -71.0%
40	EXXON MOBIL CORP COM XOM	XOM	5,813	$626.6k0.48%	0.48%	Unchanged
41	MORGAN STANLEY COM NEW MS	MS	4,232	$596.1k0.45%	0.45%	Reduced -205	-205 -4.6%
42	NVIDIA CORPORATION COM NVDA	NVDA	2,637	$416.6k0.32%	0.32%	Unchanged
43	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	2,493	$316.0k0.24%	0.24%	Unchanged
44	JOHNSON & JOHNSON COM JNJ	JNJ	1,770	$270.4k0.21%	0.21%	Reduced -91	-91 -4.9%
45	APPLE INC COM AAPL	AAPL	1,278	$262.2k0.20%	0.20%	Reduced -45	-45 -3.4%
46	INTUIT COM INTU	INTU	300	$236.3k0.18%	0.18%	Unchanged
47	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	9,324	$230.4k0.18%	0.18%	Reduced -4.1k	-4,080 -30.4%
48	AMERICAN EXPRESS CO COM AXP	AXP	700	$223.3k0.17%	0.17%	Unchanged
49	WILLIAMS COS INC COM WMB	WMB	3,400	$213.6k0.16%	0.16%	Unchanged
50	WASTE MGMT INC DEL COM WM	WM	750	$171.6k0.13%	0.13%	Unchanged
51	ABBOTT LABS COM ABT	ABT	1,120	$152.3k0.12%	0.12%	Unchanged
52	ISHARES TR RUS 1000 VAL ETF IWD	IWD	592	$115.0k0.09%	0.09%	Unchanged
53	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	824	$112.3k0.09%	0.09%	Added +14	+14 1.7%
54	CATERPILLAR INC COM CAT	CAT	288	$111.8k0.08%	0.08%	Reduced -72	-72 -20.0%
55	EMERSON ELEC CO COM EMR	EMR	739	$98.5k0.07%	0.07%	Reduced -89	-89 -10.8%
56	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	660	$91.8k0.07%	0.07%	Unchanged
57	CINCINNATI FINL CORP COM CINF	CINF	500	$74.5k0.06%	0.06%	Unchanged
58	LOCKHEED MARTIN CORP COM LMT	LMT	157	$72.7k0.06%	0.06%	Reduced -28	-28 -15.1%
59	VISA INC COM CL A V	V	204	$72.4k0.06%	0.06%	Unchanged
60	ISHARES TR U.S. MED DVC ETF IHI	IHI	1,112	$69.7k0.05%	0.05%	Unchanged
61	PHILIP MORRIS INTL INC COM PM	PM	376	$68.5k0.05%	0.05%	Added +3	+3 0.8%
62	ALPHABET INC CAP STK CL A GOOGL	GOOGL	371	$65.4k0.05%	0.05%	Reduced -1	-1 -0.3%
63	ILLINOIS TOOL WKS INC COM ITW	ITW	261	$64.5k0.05%	0.05%	Unchanged
64	DISNEY WALT CO COM DIS	DIS	412	$51.0k0.04%	0.04%	Reduced -272	-272 -39.8%
65	ALAMOS GOLD INC NEW COM CL A AGI	AGI	1,902	$50.5k0.04%	0.04%	Reduced -500	-500 -20.8%
66	ABBVIE INC COM ABBV	ABBV	261	$48.5k0.04%	0.04%	Unchanged
67	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	1,806	$47.9k0.04%	0.04%	Reduced -1.6k	-1,641 -47.6%
68	FIRST TR EXCH TRADED FD III FT VEST SMID SDVD	SDVD	2,163	$44.4k0.03%	0.03%	Reduced -2.0k	-1,961 -47.5%
69	FORD MTR CO COM F	F	3,393	$36.8k0.03%	0.03%	Reduced -640	-640 -15.9%
70	MICRON TECHNOLOGY INC COM MU	MU	281	$34.7k0.03%	0.03%	Unchanged
71	HOME DEPOT INC COM HD	HD	90	$33.0k0.03%	0.03%	Unchanged
72	CONSTELLATION BRANDS INC CL A STZ	STZ	200	$32.5k0.02%	0.02%	Unchanged
73	KIMBERLY-CLARK CORP COM KMB	KMB	250	$32.2k0.02%	0.02%	Unchanged
74	META PLATFORMS INC CL A META	META	42	$31.0k0.02%	0.02%	Unchanged
75	NETFLIX INC COM NFLX	NFLX	23	$30.8k0.02%	0.02%	Unchanged
76	OMNICOM GROUP INC COM OMC	OMC	403	$29.0k0.02%	0.02%	Reduced -33.8k	-33,848 -98.8%
77	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	152	$27.9k0.02%	0.02%	Reduced -106	-106 -41.1%
78	COSTCO WHSL CORP NEW COM COST	COST	28	$27.7k0.02%	0.02%	Unchanged
79	BLACKROCK INC COM BLK	BLK	25	$26.2k0.02%	0.02%	Reduced -17	-17 -40.5%
80	LOWES COS INC COM LOW	LOW	112	$24.8k0.02%	0.02%	Reduced -55	-55 -32.9%
81	AMPLIFY ETF TR CWP ENHANCED DIV DIVO	DIVO	564	$24.0k0.02%	0.02%	New
82	NEOS ETF TRUST NASDAQ 100 HIGH QQQI	QQQI	441	$22.9k0.02%	0.02%	New
83	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	405	$22.0k0.02%	0.02%	New
84	ONEOK INC NEW COM OKE	OKE	269	$22.0k0.02%	0.02%	Added +169	+169 169.0%
85	ISHARES TR SELECT DIVID ETF DVY	DVY	149	$19.8k0.02%	0.02%	Unchanged
86	AMAZON COM INC COM AMZN	AMZN	89	$19.5k0.01%	0.01%	Unchanged
87	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	204	$18.7k0.01%	0.01%	Reduced -61.9k	-61,874 -99.7%
88	PROCTER AND GAMBLE CO COM PG	PG	109	$17.4k0.01%	0.01%	Unchanged
89	NEWMONT CORP COM NEM	NEM	272	$15.8k0.01%	0.01%	Added +1	+1 0.4%
90	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	50	$15.4k0.01%	0.01%	Reduced -28	-28 -35.9%
91	JANUS DETROIT STR TR HENDERSON SECURI JSI	JSI	289	$15.2k0.01%	0.01%	New
92	BONDBLOXX ETF TRUST BONDBLOXX PRIVAT PCMM	PCMM	295	$14.9k0.01%	0.01%	New
93	GENERAL MTRS CO COM GM	GM	300	$14.8k0.01%	0.01%	Unchanged
94	ENTERGY CORP NEW COM ETR	ETR	154	$12.8k0.01%	0.01%	Unchanged
95	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	253	$12.7k0.01%	0.01%	Added +2	+2 0.8%
96	ELI LILLY & CO COM LLY	LLY	15	$11.7k0.01%	0.01%	Unchanged
97	MONDELEZ INTL INC CL A MDLZ	MDLZ	166	$11.2k0.01%	0.01%	Added +1	+1 0.6%
98	ALTRIA GROUP INC COM MO	MO	190	$11.1k0.01%	0.01%	Unchanged
99	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	22	$10.7k0.01%	0.01%	Unchanged
100	NASDAQ INC COM NDAQ	NDAQ	112	$10.0k0.01%	0.01%	Unchanged

Sold out since Q1 2025

Security	Ticker	Shares held before	Value then
TEXAS INSTRS INC TXN	TXN	408	$73.3k408 shares
DEVON ENERGY CORP NEW DVN	DVN	408	$15.3k408 shares
TERAWULF INC WULF	WULF	2,793	$7.6k2.8k shares
NIO INC NIO	NIO	1,000	$3.8k1.0k shares
APPLIED DIGITAL CORP APLD	APLD	569	$3.2k569 shares
FORIAN INC		1,319	$2.6k1.3k shares
ASSERTIO HOLDINGS INC		3,130	$2.1k3.1k shares
VIATRIS INC VTRS	VTRS	213	$1.9k213 shares
VEREN INC VRN	VRN	150	$993150 shares
UBS GROUP AG UBS	UBS	10	$30610 shares