Vault-13

NEOS ETF TRUST QQQI

NASDAQ 100 HIGH · ETP · CUSIP 78433H675

136 institutional holders +44 vs Q1 2025
4,697,9724.7m shares reported held*
$244.6mreported value*
49 new 64 added 11 reduced 7 sold out net bought ≈ $137.9m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.08. Options: 1 managers hold calls ($2.6m notional), 1 hold puts ($5.2m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q1 24: 12Q2 24: 32Q3 24: 48Q4 24: 71Q1 25: 92Q2 25: 136136Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q1 202412
Q2 202432
Q3 202448
Q4 202471
Q1 202592
Q2 2025136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 25 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 74 bought or addedQ1 25: 22 cut or sold outQ1 25Q2 25: 113 bought or addedQ2 25: 18 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q2 2024255
Q3 2024379
Q4 20245413
Q1 20257422
Q2 202511318

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $371.8kQ4 24 puts: $958.4kQ4 24P/C 2.58Q1 25 calls: $763.6kQ1 25 puts: $1.8mQ1 25P/C 2.29Q2 25 calls: $2.6mQ2 25 puts: $5.2mQ2 25P/C 2.03
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$371.8k$958.4k2.58
Q1 2025$763.6k$1.8m2.29
Q2 2025$2.6m$5.2m2.03

Biggest buyers

LPL Financial LLC Added +400,126+400.1k
Cascade Wealth Advisors, Inc Added +199,713+199.7k
INDEPENDENT FINANCIAL GROUP, LLC New +184,862+184.9k
Second Half Financial Partners, LLC Added +169,231+169.2k
RENAISSANCE TECHNOLOGIES LLC New +169,000+169.0k
ROYAL BANK OF CANADA Added +164,754+164.8k
Private Advisor Group, LLC Added +141,705+141.7k
MBL Wealth, LLC New +119,401+119.4k
Quadrature Capital Ltd New +89,941+89.9k
ENVESTNET ASSET MANAGEMENT INC Added +66,907+66.9k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -61,357-61.4k
GROUP ONE TRADING LLC Sold out -11,934-11.9k
Gladstone Institutional Advisory LLC Reduced -11,531-11.5k
NAPA WEALTH MANAGEMENT Sold out -10,126-10.1k
RPG Investment Advisory, LLC Sold out -4,810-4.8k
High Net Worth Advisory Group LLC Reduced -3,977-4.0k
Balboa Wealth Partners Reduced -2,440-2.4k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -1,811-1.8k
SIMPLEX TRADING, LLC Sold out -1,331-1.3k
Claro Advisors Inc. Reduced -890-890

Biggest calls

CITADEL ADVISORS LLC Added $2.6m49.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $5.2m100.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 775,778775.8k $40.3m $40.3m 0.01% Added +400.1k +400,126
2 Second Half Financial Partners, LLC 12.33% of their portfolio SEBRING, FL 503,162503.2k $26.2m $26.2m 12.33% Added +169.2k +169,231
3 Cascade Wealth Advisors, Inc 6.93% of their portfolio WENATCHEE, WA 229,341229.3k $12.3m $12.3m 6.93% Added +199.7k +199,713
4 Tyler-Stone Wealth Management 1.65% of their portfolio Beachwood, OH 196,455196.5k $10.2m $10.2m 1.65% Added +28.7k +28,730
5 INDEPENDENT FINANCIAL GROUP, LLC 0.26% of their portfolio SAN DIEGO, CA 184,862184.9k $9.6m $9.6m 0.26% New
6 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 169,000169.0k $8.8m $8.8m 0.01% New
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 165,012165.0k $8.6m $8.6m 0.00% Added +164.8k +164,754
8 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 164,644164.6k $8.6m $8.6m 0.05% Added +141.7k +141,705
9 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 161,345161.3k $8.4m $8.4m 0.02% Added +63.8k +63,769
10 MBL Wealth, LLC 0.59% of their portfolio CHARLOTTE, NC 119,401119.4k $6.2m $6.2m 0.59% New
11 Capital Investment Advisory Services, LLC 0.50% of their portfolio RALEIGH, NC 116,864116.9k $6.1m $6.1m 0.50% Added +41.4k +41,361
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 101,564101.6k $5.3m $5.3m 0.00% Added +54.7k +54,651
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 92,52992.5k $4.8m $4.8m 0.00% Added +8.3k +8,345
14 Quadrature Capital Ltd 0.08% of their portfolio LONDON, X0 89,94189.9k $4.7m $4.7m 0.08% New
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,87073.9k $3.8m $3.8m 0.00% Added +66.9k +66,907
16 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 62,13962.1k $3.2m $3.2m 0.08% Added +44.2k +44,233
17 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 58,28658.3k $3.0m $3.0m 0.06% Added +22.3k +22,346
18 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 55,86755.9k $2.9m $2.9m 0.04% Added +7.5k +7,533
19 PFG Investments, LLC 0.16% of their portfolio WOODBURY, NY 51,69451.7k $2.7m $2.7m 0.16% Added +24.9k +24,851
20 RiverTree Advisors, LLC 1.79% of their portfolio WINTER PARK, FL 51,39051.4k $2.7m $2.7m 1.79% Added +25.5k +25,520
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 50,77450.8k $2.6m $2.6m 0.01% Added +34.4k +34,420
22 Gotham Asset Management, LLC 0.02% of their portfolio NEW YORK, NY 49,25049.2k $2.6m $2.6m 0.02% New
23 Palacios Wealth Management, LLC 2.00% of their portfolio ORMOND BEACH, FL 46,89946.9k $2.4m $2.4m 2.00% Added +36.7k +36,739
24 Grantvest Financial Group LLC 1.65% of their portfolio MATAWAN, NJ 42,71342.7k $2.2m $2.2m 1.65% Added +797 +797
25 MADDEN SECURITIES Corp 0.70% of their portfolio DALLAS, TX 39,97540.0k $2.1m $2.1m 0.70% Added +21.0k +21,010
26 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 38,83738.8k $2.0m $2.0m 0.00% New
27 NFSG Corp 0.32% of their portfolio BOCA RATON, FL 37,67037.7k $2.0m $2.0m 0.32% Added +10.2k +10,245
28 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 34,05134.1k $1.8m $1.8m 0.01% Added +20.9k +20,858
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,70032.7k $1.7m $1.7m 0.00% Added +23.6k +23,555
30 Teamwork Financial Advisors, LLC 0.21% of their portfolio San Antonio, TX 32,45032.5k $1.7m $1.7m 0.21% New
31 Arete Wealth Advisors, LLC 0.11% of their portfolio CHICAGO, IL 30,06430.1k $1.6m $1.6m 0.11% Added +18.9k +18,918
32 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 27,27427.3k $1.4m $1.4m 0.02% New
33 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 26,28426.3k $1.4m $1.4m 0.02% Added +16.7k +16,715
34 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 25,24925.2k $1.3m $1.3m 0.04% Added +14.6k +14,634
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 25,05125.1k $1.3m $1.3m 0.01% Added +9.4k +9,399
36 CAP Partners, LLC 0.81% of their portfolio FRANKLIN, TN 24,85724.9k $1.3m $1.3m 0.81% Added +1.0k +1,033
37 Alpha Financial Partners LLC 0.90% of their portfolio LEXINGTON, KY 24,08124.1k $1.3m $1.3m 0.90% New
38 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 23,60623.6k $1.2m $1.2m 0.01% Added +14.3k +14,306
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,19423.2k $1.2m $1.2m 0.00% Added +5.6k +5,614
40 FSA Advisors, Inc. 0.98% of their portfolio TROY, MI 23,19323.2k $1.2m $1.2m 0.98% Added +14.3k +14,258
41 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 22,87422.9k $1.2m $1.2m 0.05% Reduced -11.5k -11,531
42 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,19420.2k $1.1m $1.1m 0.00% Added +2.7k +2,658
43 BlueStem Wealth Partners, LLC 0.12% of their portfolio MINNETONKA, MN 19,02319.0k $989.4k $989.4k 0.12% New
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,52118.5k $963.3k $963.3k 0.00% Reduced -61.4k -61,357
45 High Net Worth Advisory Group LLC 0.25% of their portfolio NAPLES, FL 17,91117.9k $931.6k $931.6k 0.25% Reduced -4.0k -3,977
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,44717.4k $907.4k $907.4k 0.00% New
47 Fortis Group Advisors, LLC 0.16% of their portfolio WESTWOOD, NJ 17,12517.1k $901.4k $901.4k 0.16% New
48 Gainplan LLC 0.39% of their portfolio BLOOMFIELD HILLS, MI 16,68716.7k $867.9k $867.9k 0.39% Added +7.8k +7,836
49 Garden State Investment Advisory Services LLC 0.23% of their portfolio Red Bank, NJ 16,61416.6k $864.3k $864.3k 0.23% Added +7.7k +7,668
50 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 16,30616.3k $848.1k $848.1k 0.01% New
51 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 15,68015.7k $815.5k $815.5k 0.01% New
52 Owen LaRue, LLC 0.33% of their portfolio ELIZABETHTOWN, KY 14,82114.8k $770.8k $770.8k 0.33% New
53 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 14,62814.6k $760.8k $760.8k 0.04% Added +34 +34
54 SeaCrest Wealth Management, LLC 0.07% of their portfolio PURCHASE, NY 13,19013.2k $686.0k $686.0k 0.07% Added +6.6k +6,590
55 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 12,99613.0k $675.9k $675.9k 0.01% Added +6.3k +6,346
56 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,60112.6k $655.4k $655.4k 0.00% Added +3.4k +3,401
57 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,17512.2k $645.5k $645.5k 0.01% Unchanged
58 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 10,25610.3k $533.4k $533.4k 0.00% New
59 Davies Financial Advisors, Inc. 0.40% of their portfolio MURRIETA, CA 10,02210.0k $521.2k $521.2k 0.40% New
60 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $520.1k $520.1k 0.00% New
61 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 9,7009.7k $504.5k $504.5k 0.02% Added +1.8k +1,839
62 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 9,5749.6k $497.9k $497.9k 0.03% Added +1.4k +1,415
63 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 9,4339.4k $490.6k $490.6k 0.00% New
64 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,3929.4k $488.5k $488.5k 0.00% Unchanged
65 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,0189.0k $468.9k $468.9k 0.01% Added +2.2k +2,172
66 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 8,4338.4k $438.6k $438.6k 0.01% Added +3.7k +3,694
67 WORLD EQUITY GROUP, INC. 0.12% of their portfolio SCHAUMBURG, IL 8,3418.3k $433.8k $433.8k 0.12% New
68 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 8,2668.3k $429.9k $429.9k 0.03% Added +6.5k +6,456
69 Park Square Financial Group, LLC 0.31% of their portfolio ROSWELL, GA 8,2508.2k $429.1k $429.1k 0.31% Added +4.5k +4,450
70 Sunpointe, LLC 0.16% of their portfolio ST. LOUIS, MO 7,9287.9k $412.3k $412.3k 0.16% New
71 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 7,8257.8k $407.0k $407.0k 0.01% New
72 Camarda Financial Advisors, LLC 0.15% of their portfolio FLEMING ISLAND, FL 7,3507.3k $382.3k $382.3k 0.15% Added +424 +424
73 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 7,3097.3k $380.2k $380.2k 0.05% New
74 DIVERSIFY WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANDY, UT 7,1877.2k $387.0k $387.0k 0.02% Added +1.6k +1,554
75 MONTAG A & ASSOCIATES INC 0.02% of their portfolio ATLANTA, GA 7,1557.2k $372.1k $372.1k 0.02% Added +1.7k +1,653
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,8906.9k $358.4k $358.4k 0.00% Added +4.5k +4,508
77 PVG ASSET MANAGEMENT CORP 1.16% of their portfolio GOLDEN, CO 6,5816.6k $342.3k $342.3k 1.16% New
78 Redhawk Wealth Advisors, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 5,9996.0k $312.0k $312.0k 0.04% Added +202 +202
79 RED CRANE WEALTH MANAGEMENT, LLC 0.27% of their portfolio SAN FRANCISCO, CA 5,7645.8k $299.8k $299.8k 0.27% Added +88 +88
80 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 5,7355.7k $298.3k $298.3k 0.01% New
81 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,6875.7k $295.8k $295.8k 0.00% New
82 626 Financial, LLC 0.14% of their portfolio PORTAGE, MI 5,6205.6k $292.3k $292.3k 0.14% Unchanged
83 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 5,5505.5k $231.4k $231.4k 0.03% New
84 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 5,5255.5k $287.4k $287.4k 0.01% New
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 5,5235.5k $287.3k $287.3k 0.02% Added +1.0k +1,043
86 BlackRock, Inc. 0.00% of their portfolio New York, NY 5,5225.5k $287.2k $287.2k 0.00% Added +1.3k +1,316
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,4945.5k $285.7k $285.7k 0.00% New
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,4605.5k $284.0k $284.0k 0.00% Added +22 +22
89 NORDEN GROUP LLC 0.03% of their portfolio PROVO, UT 5,3015.3k $275.7k $275.7k 0.03% New
90 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 5,2655.3k $273.8k $273.8k 0.05% Reduced -890 -890
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,1895.2k $269.9k $269.9k 0.00% Added +3.5k +3,541
92 WealthPLAN Partners, LLC 0.04% of their portfolio OMAHA, NE 5,1375.1k $267.2k $267.2k 0.04% Added +6 +6
93 Balboa Wealth Partners 0.05% of their portfolio SCOTTSDALE, AZ 5,0055.0k $260.3k $260.3k 0.05% Reduced -2.4k -2,440
94 ELCO Management Co., LLC 0.13% of their portfolio New York, NY 4,9004.9k $254.8k $254.8k 0.13% New
95 Delta Investment Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 4,7954.8k $249.4k $249.4k 0.05% Reduced -361 -361
96 Capital Planning LLC 0.08% of their portfolio BELLEVUE, WA 4,7234.7k $245.6k $245.6k 0.08% New
97 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,6274.6k $240.6k $240.6k 0.01% First filing
98 Magnus Financial Group LLC 0.02% of their portfolio NEW YORK, NY 4,4014.4k $228.9k $228.9k 0.02% New
99 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,3584.4k $226.7k $226.7k 0.01% Added +43 +43
100 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,1764.2k $217.3k $217.3k 0.00% Added +3.8k +3,769