OPTIMIZE FINANCIAL INC.

IRVINE, CA · CIK 2033266 · 13F filing filed 2026-08-27

SEC-registered investment adviser since 2021 · corporation

Assets managed$221.7m
Staff8 · 3 in investment roles
Main clients (by assets)Mutual funds and ETFs 90%, High net worth individuals 9%
Form ADV · 2026-06-30SEC adviser record

Kindmutual funds
Others nearbyIrvine, CA

$278.4m reported value +36.9% vs Q1 2026

294positions

28.8%in top 10

7 new 0 added 283 reduced 10 sold out vs Q1 2026

This report includes the holdings of 1 other manager that shares the investment decisions:

Sound Capital Solutions LLC – files its own report too

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SANDISK CORP COM SNDK	SNDK	5,296	$12.0m4.33%	4.33%	Reduced -18	-18 -0.3%
2	PENGUIN SOLUTIONS INC COM PENG	PENG	152,938	$11.6m4.18%	4.18%	Reduced -532	-532 -0.3%
3	MICRON TECHNOLOGY INC COM MU	MU	7,542	$8.7m3.13%	3.13%	Reduced -26	-26 -0.3%
4	ADVANCED MICRO DEVICES INC COM AMD	AMD	14,513	$8.4m3.03%	3.03%	Reduced -50	-50 -0.3%
5	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	7,916	$7.6m2.74%	2.74%	Reduced -27	-27 -0.3%
6	WESTERN DIGITAL CORP COM WDC	WDC	11,387	$7.3m2.61%	2.61%	Reduced -39	-39 -0.3%
7	KLA CORP COM NEW KLAC	KLAC	20,768	$6.3m2.25%	2.25%	Reduced -72	-72 -0.3%
8	APPLIED MATLS INC COM AMAT	AMAT	8,600	$6.2m2.23%	2.23%	Reduced -29	-29 -0.3%
9	LAM RESEARCH CORP COM NEW LRCX	LRCX	14,010	$6.1m2.18%	2.18%	Reduced -48	-48 -0.3%
10	TTM TECHNOLOGIES INC COM TTMI	TTMI	31,767	$5.9m2.13%	2.13%	Reduced -110	-110 -0.3%
11	MACOM TECH SOLUTIONS HLDGS I COM MTSI	MTSI	13,458	$5.1m1.84%	1.84%	Reduced -46	-46 -0.3%
12	TERADYNE INC COM TER	TER	10,228	$4.9m1.78%	1.78%	Reduced -35	-35 -0.3%
13	COHERENT CORP COM COHR	COHR	11,847	$4.7m1.68%	1.68%	Reduced -41	-41 -0.3%
14	ARROW ELECTRS INC COM ARW	ARW	20,184	$4.3m1.55%	1.55%	Reduced -70	-70 -0.3%
15	LUMENTUM HLDGS INC COM LITE	LITE	4,790	$4.1m1.48%	1.48%	Reduced -16	-16 -0.3%
16	AMPHENOL CORP CL A APH	APH	21,177	$3.7m1.34%	1.34%	Reduced -73	-73 -0.3%
17	KEYSIGHT TECHNOLOGIES INC COM KEYS	KEYS	10,251	$3.6m1.29%	1.29%	Reduced -35	-35 -0.3%
18	ANALOG DEVICES INC COM ADI	ADI	8,843	$3.5m1.26%	1.26%	Reduced -30	-30 -0.3%
19	FIRST SOLAR INC COM FSLR	FSLR	14,759	$3.5m1.25%	1.25%	Reduced -51	-51 -0.3%
20	APPLE INC COM AAPL	AAPL	11,824	$3.4m1.23%	1.23%	Reduced -37	-37 -0.3%
21	QORVO INC COM QRVO	QRVO	35,969	$3.4m1.21%	1.21%	Reduced -125	-125 -0.3%
22	FABRINET SHS FN	FN	5,706	$3.2m1.15%	1.15%	Reduced -19	-19 -0.3%
23	NVIDIA CORPORATION COM NVDA	NVDA	15,705	$3.1m1.13%	1.13%	Reduced -54	-54 -0.3%
24	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	10,789	$3.0m1.09%	1.09%	Reduced -37	-37 -0.3%
25	NCR VOYIX CORPORATION COM VYX	VYX	355,750	$2.9m1.04%	1.04%	Reduced -1.2k	-1,239 -0.3%
26	CANADIAN SOLAR INC COM CSIQ	CSIQ	174,540	$2.8m1.00%	1.00%	Reduced -608	-608 -0.3%
27	TE CONNECTIVITY PLC ORD SHS TEL	TEL	13,566	$2.7m0.98%	0.98%	Reduced -47	-47 -0.3%
28	MICROSOFT CORP COM MSFT	MSFT	6,829	$2.5m0.92%	0.92%	Reduced -23	-23 -0.3%
29	MOTOROLA SOLUTIONS INC COM NEW MSI	MSI	6,061	$2.5m0.90%	0.90%	Reduced -21	-21 -0.3%
30	CLARIVATE PLC ORD SHS CLVT	CLVT	1,019,212	$2.2m0.79%	0.79%	Reduced -3.6k	-3,551 -0.3%
31	PTC INC COM PTC	PTC	17,163	$1.9m0.70%	0.70%	Reduced -59	-59 -0.3%
32	ORUKA THERAPEUTICS INC COM ORKA	ORKA	13,396	$1.3m0.46%	0.46%	Reduced -46	-46 -0.3%
33	VESTIS CORPORATION COM SHS VSTS	VSTS	81,247	$1.2m0.42%	0.42%	Reduced -283	-283 -0.3%
34	GROCERY OUTLET HLDG CORP COM GO	GO	96,052	$958.6k0.34%	0.34%	Reduced -334	-334 -0.3%
35	NEWELL BRANDS INC COM NWL	NWL	150,614	$924.8k0.33%	0.33%	Reduced -524	-524 -0.3%
36	A10 NETWORKS INC COM ATEN	ATEN	23,700	$885.4k0.32%	0.32%	Unchanged
37	SHARKNINJA INC COM SHS SN	SN	5,697	$867.5k0.31%	0.31%	Reduced -19	-19 -0.3%
38	MGM RESORTS INTERNATIONAL COM MGM	MGM	17,953	$858.3k0.31%	0.31%	Reduced -62	-62 -0.3%
39	CVS HEALTH CORP COM CVS	CVS	8,123	$840.3k0.30%	0.30%	Reduced -28	-28 -0.3%
40	BORGWARNER INC COM BWA	BWA	12,328	$818.6k0.29%	0.29%	Reduced -42	-42 -0.3%
41	DAVE INC CLASS A COM NEW DAVE	DAVE	2,184	$813.7k0.29%	0.29%	Reduced -7	-7 -0.3%
42	PERFORMANCE FOOD GROUP CO COM PFGC	PFGC	7,237	$809.0k0.29%	0.29%	Reduced -25	-25 -0.3%
43	MBX BIOSCIENCES INC COM MBX	MBX	14,458	$798.1k0.29%	0.29%	Reduced -50	-50 -0.3%
44	BRINKER INTL INC COM EAT	EAT	4,737	$795.8k0.29%	0.29%	Reduced -16	-16 -0.3%
45	ADVANCE AUTO PARTS INC COM AAP	AAP	12,688	$789.4k0.28%	0.28%	Reduced -44	-44 -0.3%
46	ADTALEM GLOBAL ED INC COM CVSA	CVSA	6,258	$780.1k0.28%	0.28%	Reduced -21	-21 -0.3%
47	FRONTIER GROUP HLDGS INC COM ULCC	ULCC	96,701	$764.9k0.27%	0.27%	Reduced -336	-336 -0.3%
48	ENLIVEN THERAPEUTICS INC COM ELVN	ELVN	15,003	$761.4k0.27%	0.27%	Reduced -52	-52 -0.3%
49	RALPH LAUREN CORP CL A RL	RL	1,887	$757.5k0.27%	0.27%	Reduced -6	-6 -0.3%
50	CASEYS GEN STORES INC COM CASY	CASY	952	$756.6k0.27%	0.27%	Reduced -3	-3 -0.3%
51	KOHLS CORP COM KSS	KSS	42,236	$748.4k0.27%	0.27%	Reduced -147	-147 -0.3%
52	RH COM RH	RH	4,492	$740.0k0.27%	0.27%	Reduced -15	-15 -0.3%
53	MARRIOTT INTL INC NEW CL A MAR	MAR	1,972	$730.8k0.26%	0.26%	Reduced -6	-6 -0.3%
54	DUOLINGO INC CL A COM DUOL	DUOL	6,266	$720.7k0.26%	0.26%	Reduced -21	-21 -0.3%
55	RLJ LODGING TR COM RLJ	RLJ	60,551	$717.5k0.26%	0.26%	Reduced -210	-210 -0.3%
56	US FOODS HLDG CORP COM USFD	USFD	7,017	$717.5k0.26%	0.26%	Reduced -24	-24 -0.3%
57	ROKU INC COM CL A ROKU	ROKU	5,174	$714.7k0.26%	0.26%	Reduced -18	-18 -0.3%
58	AMAZON COM INC COM AMZN	AMZN	2,995	$713.8k0.26%	0.26%	Reduced -10	-10 -0.3%
59	TOLL BROTHERS INC COM TOL	TOL	4,324	$712.4k0.26%	0.26%	Reduced -15	-15 -0.3%
60	BREAD FINANCIAL HOLDINGS INC COM BFH	BFH	6,574	$712.3k0.26%	0.26%	Reduced -22	-22 -0.3%
61	BICARA THERAPEUTICS INC COM BCAX	BCAX	23,913	$710.0k0.26%	0.26%	Reduced -83	-83 -0.3%
62	BOYD GAMING CORP COM BYD	BYD	7,970	$704.0k0.25%	0.25%	Reduced -27	-27 -0.3%
63	GANNETT CO INC COM TDAY	TDAY	81,810	$699.5k0.25%	0.25%	Reduced -285	-285 -0.3%
64	KODIAK SCIENCES INC COM KOD	KOD	17,767	$692.2k0.25%	0.25%	Reduced -61	-61 -0.3%
65	SIRIUSXM HOLDINGS INC COMMON STOCK SIRI	SIRI	23,385	$690.8k0.25%	0.25%	Reduced -81	-81 -0.3%
66	UPBOUND GROUP INC COM UPBD	UPBD	32,482	$689.3k0.25%	0.25%	Reduced -113	-113 -0.3%
67	NOMAD FOODS LTD USD ORD SHS NOMD	NOMD	61,694	$675.5k0.24%	0.24%	Reduced -214	-214 -0.3%
68	LANTHEUS HLDGS INC COM LNTH	LNTH	6,087	$675.3k0.24%	0.24%	Reduced -21	-21 -0.3%
69	PHILIP MORRIS INTL INC COM PM	PM	3,724	$673.7k0.24%	0.24%	Reduced -12	-12 -0.3%
70	ANDERSONS INC COM ANDE	ANDE	9,808	$670.9k0.24%	0.24%	Reduced -34	-34 -0.3%
71	AXSOME THERAPEUTICS INC COM AXSM	AXSM	2,721	$666.0k0.24%	0.24%	Reduced -9	-9 -0.3%
72	PROG HOLDINGS INC COM NPV PRG	PRG	14,273	$665.3k0.24%	0.24%	Reduced -49	-49 -0.3%
73	BIOHAVEN LTD COM BHVN	BHVN	44,524	$662.5k0.24%	0.24%	Reduced -155	-155 -0.3%
74	BURLINGTON STORES INC COM BURL	BURL	2,089	$661.8k0.24%	0.24%	Reduced -7	-7 -0.3%
75	CARVANA CO CL A CVNA	CVNA	10,050	$661.5k0.24%	0.24%	Reduced -35	-35 -0.3%
76	DOORDASH INC CL A DASH	DASH	3,564	$657.7k0.24%	0.24%	Reduced -12	-12 -0.3%
77	ARRIVENT BIOPHARMA INC COM AVBP	AVBP	18,851	$654.9k0.24%	0.24%	Reduced -65	-65 -0.3%
78	TAPESTRY INC COM TPR	TPR	4,430	$648.5k0.23%	0.23%	Reduced -15	-15 -0.3%
79	REDDIT INC CL A RDDT	RDDT	3,733	$648.0k0.23%	0.23%	Reduced -13	-13 -0.3%
80	SMUCKER J M CO COM NEW SJM	SJM	5,692	$640.4k0.23%	0.23%	Reduced -19	-19 -0.3%
81	YUM BRANDS INC COM YUM	YUM	3,991	$638.0k0.23%	0.23%	Reduced -13	-13 -0.3%
82	VOYA FINANCIAL INC COM VOYA	VOYA	7,011	$634.7k0.23%	0.23%	Reduced -24	-24 -0.3%
83	KRYSTAL BIOTECH INC COM KRYS	KRYS	1,705	$633.7k0.23%	0.23%	Reduced -5	-5 -0.3%
84	GARMIN LTD SHS GRMN	GRMN	2,623	$623.1k0.22%	0.22%	Reduced -9	-9 -0.3%
85	AMERICAN AXLE & MFG HLDGS IN COM DCH	DCH	114,651	$621.4k0.22%	0.22%	Reduced -399	-399 -0.3%
86	FIDELIS INSURANCE HOLDINGS L COM PLGO	PLGO	25,495	$620.8k0.22%	0.22%	Reduced -88	-88 -0.3%
87	SOMNIGROUP INTERNATIONAL INC COM SGI	SGI	7,912	$620.3k0.22%	0.22%	Reduced -27	-27 -0.3%
88	MORGAN STANLEY COM NEW MS	MS	2,962	$619.2k0.22%	0.22%	Reduced -10	-10 -0.3%
89	AUTONATION INC COM AN	AN	3,313	$615.5k0.22%	0.22%	Reduced -11	-11 -0.3%
90	TAKE-TWO INTERACTIVE SOFTWAR COM TTWO	TTWO	2,460	$615.0k0.22%	0.22%	Reduced -8	-8 -0.3%
91	RAPPORT THERAPEUTICS INC COM RAPP	RAPP	14,606	$608.6k0.22%	0.22%	Reduced -50	-50 -0.3%
92	DECKERS OUTDOOR CORP COM DECK	DECK	6,126	$608.3k0.22%	0.22%	Reduced -21	-21 -0.3%
93	TD SYNNEX CORPORATION COM SNX	SNX	2,239	$598.6k0.22%	0.22%	Reduced -7	-7 -0.3%
94	POPULAR INC COM NEW BPOP	BPOP	3,630	$596.0k0.21%	0.21%	Reduced -12	-12 -0.3%
95	BANK NEW YORK MELLON CORP COM BNY	BNY	4,120	$595.8k0.21%	0.21%	Reduced -14	-14 -0.3%
96	COSTCO WHSL CORP NEW COM COST	COST	634	$593.1k0.21%	0.21%	Reduced -2	-2 -0.3%
97	TREVI THERAPEUTICS INC COM TRVI	TRVI	31,780	$592.7k0.21%	0.21%	Reduced -110	-110 -0.3%
98	LIBERTY MEDIA CORP DEL COM LBTY ONE S C FWONK	FWONK	6,211	$590.9k0.21%	0.21%	Reduced -21	-21 -0.3%
99	ELEVANCE HEALTH INC COM ELV	ELV	1,525	$589.8k0.21%	0.21%	Reduced -5	-5 -0.3%
100	BOOT BARN HLDGS INC COM BOOT	BOOT	3,585	$588.9k0.21%	0.21%	Reduced -12	-12 -0.3%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
PROASSURANCE CORP PRA	PRA	19,365	$478.7k19.4k shares
SOLENO THERAPEUTICS INC SLNO	SLNO	11,169	$373.9k11.2k shares
ASGN INC EFOR	EFOR	8,190	$317.0k8.2k shares
INTUIT INTU	INTU	730	$315.6k730 shares
CELANESE CORP DEL CE	CE	4,134	$271.9k4.1k shares
CF INDS HLDGS INC CF	CF	1,761	$228.6k1.8k shares
NATIONAL FUEL GAS CO NFG	NFG	2,334	$219.3k2.3k shares
SPIRE INC SR	SR	2,351	$212.9k2.4k shares
OVINTIV INC OVV	OVV	3,478	$206.5k3.5k shares
VALARIS LTD VAL	VAL	2,072	$203.1k2.1k shares