Smallwood Wealth Investment Management, LLC

RED BANK, NJ · CIK 1921304 · 13F filing filed 2026-07-23

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entitySMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC (US)

Others nearbyRed Bank, NJ

$228.9m reported value +20.6% vs Q1 2026

529positions

59.4%in top 10

30 new 71 added 87 reduced 28 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P TTL STK ITOT	ITOT	347,654	$57.1m24.95%	24.95%	Added +5.1k	+5,137 1.5%
2	APPLE INC COM AAPL	AAPL	45,493	$13.2m5.75%	5.75%	Reduced -453	-453 -1.0%
3	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	30,179	$11.2m4.88%	4.88%	Reduced -23	-23 -0.1%
4	DBX ETF TR XTRACK MSCI EAFE DBEF	DBEF	202,503	$11.1m4.83%	4.83%	New
5	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	45,164	$8.9m3.90%	3.90%	Added +723	+723 1.6%
6	EA SERIES TRUST FREEDOM 100 EM FRDM	FRDM	116,318	$8.5m3.70%	3.70%	Added +558	+558 0.5%
7	J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA HELO	HELO	106,768	$7.2m3.15%	3.15%	Added +17.6k	+17,605 19.7%
8	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	141,238	$7.0m3.04%	3.04%	Added +11.2k	+11,243 8.7%
9	PGIM ETF TR PGIM ULTRA SH BD PULS	PULS	140,180	$6.9m3.03%	3.03%	Added +29.1k	+29,058 26.1%
10	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	117,463	$5.0m2.17%	2.17%	Added +1.9k	+1,880 1.6%
11	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY MUN MMIT	MMIT	182,366	$4.4m1.94%	1.94%	Added +17.6k	+17,557 10.7%
12	WISDOMTREE TR INTL EQUITY FD DWM	DWM	59,018	$4.3m1.89%	1.89%	Added +1.4k	+1,409 2.5%
13	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	33,758	$4.2m1.82%	1.82%	Reduced -335	-335 -1.0%
14	VANGUARD WORLD FD ENERGY ETF VDE	VDE	23,274	$3.5m1.53%	1.53%	Added +457	+457 2.0%
15	JPMORGAN CHASE FINL CO LLC CAL LKD 44 AMJB	AMJB	93,326	$3.2m1.41%	1.41%	Added +1.4k	+1,424 1.6%
16	PHILIP MORRIS INTL INC COM PM	PM	15,815	$2.9m1.25%	1.25%	Reduced -89	-89 -0.6%
17	NVIDIA CORPORATION COM NVDA	NVDA	13,744	$2.8m1.20%	1.20%	Added +183	+183 1.4%
18	FLEXSHARES TR MORNSTAR UPSTR GUNR	GUNR	52,035	$2.6m1.12%	1.12%	Added +611	+611 1.2%
19	ALPHABET INC CAP STK CL C GOOG	GOOG	7,242	$2.6m1.12%	1.12%	Added +25	+25 0.3%
20	INVESCO EXCHANGE TRADED FD T S&P SML600 VAL RZV	RZV	16,764	$2.5m1.09%	1.09%	Added +970	+970 6.1%
21	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	40,644	$2.5m1.09%	1.09%	Added +1.5k	+1,474 3.8%
22	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	50,655	$2.4m1.04%	1.04%	Added +8.5k	+8,489 20.1%
23	SPDR SER TR DJ REIT ETF RWR	RWR	17,627	$2.0m0.87%	0.87%	Added +574	+574 3.4%
24	ISHARES TR NATIONAL MUN ETF MUB	MUB	17,531	$1.9m0.82%	0.82%	Reduced -269	-269 -1.5%
25	MICROSOFT CORP COM MSFT	MSFT	4,913	$1.8m0.80%	0.80%	Reduced -36	-36 -0.7%
26	EXXON MOBIL CORP COM XOM	XOM	12,577	$1.7m0.75%	0.75%	Added +79	+79 0.6%
27	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	5,831	$1.6m0.72%	0.72%	Unchanged
28	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	54,865	$1.5m0.66%	0.66%	Reduced -213	-213 -0.4%
29	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	25,631	$1.4m0.63%	0.63%	Added +3.1k	+3,133 13.9%
30	PROCTER AND GAMBLE CO COM PG	PG	8,346	$1.2m0.53%	0.53%	Reduced -95	-95 -1.1%
31	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,640	$1.1m0.49%	0.49%	Reduced -27	-27 -1.6%
32	CATERPILLAR INC COM CAT	CAT	1,028	$1.1m0.48%	0.48%	Unchanged
33	AMAZON COM INC COM AMZN	AMZN	4,188	$998.2k0.44%	0.44%	Added +114	+114 2.8%
34	KLA CORP COM NEW KLAC	KLAC	3,000	$905.1k0.40%	0.40%	New
35	ELI LILLY & CO COM LLY	LLY	697	$836.0k0.37%	0.37%	Added +496	+496 246.8%
36	CHEVRON CORP NEW COM CVX	CVX	4,255	$705.5k0.31%	0.31%	Reduced -2	-2 -0.1%
37	JPMORGAN CHASE & CO COM JPM	JPM	2,029	$664.2k0.29%	0.29%	Reduced -14	-14 -0.7%
38	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	7,702	$645.0k0.28%	0.28%	Reduced -44	-44 -0.6%
39	ABBVIE INC COM ABBV	ABBV	2,493	$627.3k0.27%	0.27%	Reduced -9	-9 -0.4%
40	BROADCOM INC COM AVGO	AVGO	1,655	$625.3k0.27%	0.27%	Reduced -286	-286 -14.7%
41	HOME DEPOT INC COM HD	HD	1,763	$621.8k0.27%	0.27%	Reduced -4	-4 -0.2%
42	MONDELEZ INTL INC CL A MDLZ	MDLZ	10,641	$615.5k0.27%	0.27%	Unchanged
43	JOHNSON & JOHNSON COM JNJ	JNJ	2,403	$610.5k0.27%	0.27%	Unchanged
44	NEW JERSEY RES CORP COM NJR	NJR	10,646	$596.6k0.26%	0.26%	Added +14	+14 0.1%
45	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	14,943	$545.9k0.24%	0.24%	New
46	PROGYNY INC COM PGNY	PGNY	18,500	$533.4k0.23%	0.23%	Reduced -4.8k	-4,777 -20.5%
47	NETFLIX INC COM NFLX	NFLX	7,440	$531.2k0.23%	0.23%	Reduced -70	-70 -0.9%
48	DISNEY WALT CO COM DIS	DIS	5,309	$511.1k0.22%	0.22%	Reduced -25	-25 -0.5%
49	ISHARES TR RUSSELL 2000 ETF IWM	IWM	1,696	$509.6k0.22%	0.22%	Added +1	+1 0.1%
50	MARVELL TECHNOLOGY INC COM MRVL	MRVL	1,690	$503.4k0.22%	0.22%	Added +15	+15 0.9%
51	MICRON TECHNOLOGY INC COM MU	MU	432	$499.5k0.22%	0.22%	Added +6	+6 1.4%
52	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	9,696	$468.8k0.20%	0.20%	Added +1.4k	+1,395 16.8%
53	INNOVATOR ETFS TRUST INTRNL DEV JAN IJAN	IJAN	11,889	$452.7k0.20%	0.20%	New
54	MORGAN STANLEY COM NEW MS	MS	2,149	$449.4k0.20%	0.20%	Added +91	+91 4.4%
55	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	3,254	$445.7k0.19%	0.19%	Reduced -109	-109 -3.2%
56	PUBLIC SVC ENTERPRISE GRP IN COM PEG	PEG	5,456	$442.8k0.19%	0.19%	Unchanged
57	MERCK & CO INC COM MRK	MRK	3,432	$441.1k0.19%	0.19%	Added +200	+200 6.2%
58	AMGEN INC COM AMGN	AMGN	1,184	$428.9k0.19%	0.19%	Added +300	+300 33.9%
59	VALLEY NATL BANCORP COM VLY	VLY	27,915	$409.0k0.18%	0.18%	Unchanged
60	ALTRIA GROUP INC COM MO	MO	5,410	$389.3k0.17%	0.17%	Unchanged
61	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	6,574	$378.8k0.17%	0.17%	Unchanged
62	M & T BK CORP COM MTB	MTB	1,523	$362.5k0.16%	0.16%	Unchanged
63	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	5,842	$355.1k0.16%	0.16%	Unchanged
64	AT&T INC COM T	T	17,138	$354.8k0.16%	0.16%	Unchanged
65	ORACLE CORP COM ORCL	ORCL	2,407	$352.8k0.15%	0.15%	Reduced -205	-205 -7.8%
66	ISHARES TR IBOXX INV CP ETF LQD	LQD	3,156	$344.2k0.15%	0.15%	Unchanged
67	FS CREDIT OPPORTUNITIES CORP COMMON STOCK FSCO	FSCO	65,720	$327.9k0.14%	0.14%	Unchanged
68	META PLATFORMS INC CL A META	META	576	$324.5k0.14%	0.14%	Reduced -78	-78 -11.9%
69	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	11,992	$324.4k0.14%	0.14%	New
70	PEPSICO INC COM PEP	PEP	2,395	$324.4k0.14%	0.14%	Unchanged
71	LINDE PLC SHS LIN	LIN	605	$314.3k0.14%	0.14%	Unchanged
72	BOEING CO COM BA	BA	1,446	$313.1k0.14%	0.14%	Added +105	+105 7.8%
73	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	4,066	$311.9k0.14%	0.14%	Reduced -46	-46 -1.1%
74	WHEATON PRECIOUS METALS CORP COM WPM	WPM	2,700	$303.3k0.13%	0.13%	Unchanged
75	CORNING INC COM GLW	GLW	1,163	$297.1k0.13%	0.13%	Added +140	+140 13.7%
76	COLGATE PALMOLIVE CO COM CL	CL	3,081	$282.5k0.12%	0.12%	Unchanged
77	ALPHABET INC CAP STK CL A GOOGL	GOOGL	746	$266.6k0.12%	0.12%	Unchanged
78	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	360	$265.2k0.12%	0.12%	Added +200	+200 125.0%
79	NORTHERN LIGHTS FD TR TOEWS AGILTY SHS MRSK	MRSK	6,757	$260.9k0.11%	0.11%	New
80	WALMART INC COM WMT	WMT	2,266	$256.7k0.11%	0.11%	Reduced -44	-44 -1.9%
81	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	5,727	$254.1k0.11%	0.11%	New
82	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	2,171	$253.3k0.11%	0.11%	Added +100	+100 4.8%
83	FIDELITY WISE ORIGIN BITCOIN SHS FBTC	FBTC	4,946	$252.5k0.11%	0.11%	Unchanged
84	CATALYST PHARMACEUTICALS INC COM CPRX	CPRX	8,000	$251.4k0.11%	0.11%	Unchanged
85	VISA INC COM CL A V	V	730	$250.6k0.11%	0.11%	Added +114	+114 18.5%
86	CISCO SYS INC COM CSCO	CSCO	1,999	$234.9k0.10%	0.10%	Unchanged
87	TRUIST FINL CORP COM TFC	TFC	4,646	$231.5k0.10%	0.10%	New
88	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	1,164	$221.8k0.10%	0.10%	Unchanged
89	SHOPIFY INC CL A SUB VTG SHS SHOP	SHOP	1,885	$215.2k0.09%	0.09%	Added +642	+642 51.6%
90	VERIZON COMMUNICATIONS INC COM VZ	VZ	4,971	$210.5k0.09%	0.09%	Reduced -44	-44 -0.9%
91	GE VERNOVA INC COM GEV	GEV	179	$210.3k0.09%	0.09%	Unchanged
92	MOTOROLA SOLUTIONS INC COM NEW MSI	MSI	491	$204.2k0.09%	0.09%	Unchanged
93	AMERICAN EXPRESS CO COM AXP	AXP	585	$197.9k0.09%	0.09%	Added +50	+50 9.3%
94	JONES LANG LASALLE INC COM JLL	JLL	637	$197.4k0.09%	0.09%	Reduced -179	-179 -21.9%
95	MCDONALDS CORP COM MCD	MCD	722	$195.4k0.09%	0.09%	Unchanged
96	INVENTRUST PPTYS CORP COM NEW IVT	IVT	5,507	$194.9k0.09%	0.09%	Reduced -557	-557 -9.2%
97	SPDR GOLD TR GOLD SHS GLD	GLD	525	$193.4k0.08%	0.08%	Unchanged
98	INNOVATOR ETFS TRUST EMRGNG MKT JULY EJUL	EJUL	6,029	$188.3k0.08%	0.08%	New
99	RTX CORPORATION COM RTX	RTX	991	$188.0k0.08%	0.08%	Unchanged
100	LOCKHEED MARTIN CORP COM LMT	LMT	363	$185.2k0.08%	0.08%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
NUVEEN NEW JERSEY QULT MUN F XNXJX	XNXJX	15,357	$188.9k15.4k shares
AUTOMATIC DATA PROCESSING IN ADP	ADP	630	$128.0k630 shares
VALERO ENERGY CORP VLO	VLO	500	$123.5k500 shares
VANECK ETF TRUST CLOI	CLOI	875	$46.1k875 shares
HARTFORD INSURANCE GROUP INC HIG	HIG	300	$40.6k300 shares
CREDO TECHNOLOGY GROUP HOLDI CRDO	CRDO	250	$23.5k250 shares
DIMENSIONAL ETF TRUST DFIV	DFIV	362	$19.1k362 shares
PRINCIPAL FINANCIAL GROUP IN PFG	PFG	206	$18.6k206 shares
ISHARES TR IJR	IJR	123	$15.3k123 shares
ISHARES TR HDV	HDV	545	$14.8k545 shares
WESTERN UN CO WU	WU	1,609	$14.0k1.6k shares
FIDELITY COVINGTON TRUST FDVV	FDVV	244	$13.5k244 shares
FIRST TR EXCHANGE TRADED FD TDIV	TDIV	115	$10.8k115 shares
PROSHARES TR SMDV	SMDV	136	$9.4k136 shares
ISHARES TR EFV	EFV	122	$9.1k122 shares
ISHARES TR EFG	EFG	79	$8.8k79 shares
ISHARES TR IXUS	IXUS	73	$6.3k73 shares
DUPONT DE NEMOURS INC DWDP	DWDP	44	$6.1k44 shares
COTERRA ENERGY INC CTRA	CTRA	100	$3.5k100 shares
CARNIVAL CORP		117	$3.0k117 shares
THE TRADE DESK INC TTD	TTD	100	$2.3k100 shares
DICKS SPORTING GOODS INC DKS	DKS	6	$1.2k6 shares
HONEYWELL INTL INC		2	$9042 shares
OPENDOOR TECHNOLOGIES INC OPEN	OPEN	50	$23450 shares
BORGWARNER INC BWA	BWA	0	$360 shares