Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

171 institutional holders +11 vs Q1 2026
52,157,57152.2m shares reported held*
$1.3bnreported value*
28 new 82 added 43 reduced 13 sold out net bought ≈ $429.9k (+19.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($120.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.37.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 57Q4 22: 70Q1 23: 75Q2 23: 74Q3 23: 79Q4 23: 95Q1 24: 91Q2 24: 95Q3 24: 100Q4 24: 111Q1 25: 119Q2 25: 123Q3 25: 128Q4 25: 153Q1 26: 160Q2 26: 171171Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375
Q2 202374
Q3 202379
Q4 202395
Q1 202491
Q2 202495
Q3 2024100
Q4 2024111
Q1 2025119
Q2 2025123
Q3 2025128
Q4 2025153
Q1 2026160
Q2 2026171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 59 bought or addedQ3 24: 38 cut or sold outQ4 24: 61 bought or addedQ4 24: 43 cut or sold outQ4 24Q1 25: 67 bought or addedQ1 25: 50 cut or sold outQ2 25: 64 bought or addedQ2 25: 56 cut or sold outQ2 25Q3 25: 85 bought or addedQ3 25: 44 cut or sold outQ4 25: 106 bought or addedQ4 25: 33 cut or sold outQ4 25Q1 26: 106 bought or addedQ1 26: 49 cut or sold outQ2 26: 110 bought or addedQ2 26: 56 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245938
Q4 20246143
Q1 20256750
Q2 20256456
Q3 20258544
Q4 202510633
Q1 202610649
Q2 202611056

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +3,043,862+3.0m
Waverly Advisors, LLC New +573,580+573.6k
BANK OF AMERICA CORP /DE/ Added +389,924+389.9k
Concurrent Investment Advisors, LLC New +358,065+358.1k
AXXCESS WEALTH MANAGEMENT, LLC New +346,856+346.9k
RAYMOND JAMES FINANCIAL INC Added +289,907+289.9k
Cetera Investment Advisers Added +225,475+225.5k
Elequin Capital, LP New +154,863+154.9k
FLPUTNAM INVESTMENT MANAGEMENT CO Added +149,258+149.3k
Midwest Trust Co Added +132,255+132.3k

Biggest sellers

Orgel Wealth Management, LLC Sold out -6,575,324-6.6m
LPL Financial LLC Reduced -350,417-350.4k
Bank of New York Mellon Corp Reduced -70,005-70.0k
FLOW TRADERS U.S. LLC Sold out -64,675-64.7k
Sanctuary Advisors, LLC Reduced -59,598-59.6k
JPMORGAN CHASE & CO Reduced -56,456-56.5k
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC Reduced -37,600-37.6k
Lebenthal Global Advisors, LLC Reduced -35,734-35.7k
Corient Private Wealth LP Sold out -32,482-32.5k
CITADEL ADVISORS LLC Reduced -30,157-30.2k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,604,9396.6m $160.8m $160.8m 0.01% Added +389.9k +389,924
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,835,2503.8m $93.4m $93.4m 0.00% Reduced -9.3k -9,340
3 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 3,330,1013.3m $81.3m $81.3m 0.03% Added +3.0m +3,043,862
4 Meeder Advisory Services, Inc. 2.72% of their portfolio DUBLIN, OH 3,050,2603.1m $74.3m $74.3m 2.72% Added +105.5k +105,528
5 Schneider Downs Wealth Management Advisors, LP 6.09% of their portfolio Pittsburgh, PA 2,659,9252.7m $64.8m $64.8m 6.09% Added +80.4k +80,408
6 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,408,3732.4m $58.6m $58.6m 0.02% Added +289.9k +289,907
7 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 2,278,9432.3m $55.5m $55.5m 0.05% Added +225.5k +225,475
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,173,3732.2m $52.9m $52.9m 0.01% Added +93.8k +93,806
9 IAG Wealth Partners, LLC 4.74% of their portfolio WAUKESHA, WI 1,967,0962.0m $47.9m $47.9m 4.74% Added +62.0k +62,028
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,838,4661.8m $44.8m $44.8m 0.01% Reduced -350.4k -350,417
11 Midwest Trust Co 0.38% of their portfolio Overland Park, KS 1,393,5101.4m $33.9m $33.9m 0.38% Added +132.3k +132,255
12 Mariner, LLC 0.03% of their portfolio Overland Park, KS 1,191,2621.2m $29.0m $29.0m 0.03% Reduced -20.8k -20,847
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 983,337983.3k $23.9m $23.9m 0.01% Added +91.4k +91,392
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 729,308729.3k $17.8m $17.8m 0.00% Added +16.6k +16,612
15 Lebenthal Global Advisors, LLC 2.18% of their portfolio Hauppauge, NY 663,814663.8k $16.2m $16.2m 2.18% Reduced -35.7k -35,734
16 FLPUTNAM INVESTMENT MANAGEMENT CO 0.19% of their portfolio PORTLAND, ME 652,258652.3k $15.9m $15.9m 0.19% Added +149.3k +149,258
17 Pallas Capital Advisors LLC 0.46% of their portfolio BRAINTREE, MA 617,698617.7k $15.0m $15.0m 0.46% Added +35.0k +34,983
18 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 596,221596.2k $14.5m $14.5m 0.11% Reduced -1.9k -1,876
19 Waverly Advisors, LLC 0.08% of their portfolio BIRMINGHAM, AL 573,580573.6k $14.0m $14.0m 0.08% New
20 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 1.66% of their portfolio BETHLEHEM, PA 520,097520.1k $12.7m $12.7m 1.66% Reduced -37.6k -37,600
21 CONDOR CAPITAL MANAGEMENT 0.94% of their portfolio MARTINSVILLE, NJ 514,726514.7k $12.5m $12.5m 0.94% Added +8.5k +8,464
22 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 507,293507.3k $12.4m $12.4m 0.20% Added +72.7k +72,743
23 CFO4Life Group, LLC 1.66% of their portfolio COPPELL, TX 505,504505.5k $12.3m $12.3m 1.66% Added +6.6k +6,605
24 INVENIO WEALTH PARTNERS LLC 4.02% of their portfolio CORAL GABLES, FL 461,315461.3k $11.2m $11.2m 4.02% Added +51.3k +51,272
25 MassMutual Private Wealth & Trust, FSB 0.29% of their portfolio Windsor, CT 459,502459.5k $11.2m $11.2m 0.29% Added +14.0k +13,966
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 440,047440.0k $10.7m $10.7m 0.01% Added +83.9k +83,862
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 433,968434.0k $10.6m $10.6m 0.01% Added +62.5k +62,458
28 Hudock, Inc. 1.29% of their portfolio Williamsport, PA 413,499413.5k $10.1m $10.1m 1.29% Added +950 +950
29 VICUS CAPITAL 0.62% of their portfolio STATE COLLEGE, PA 391,315391.3k $9.5m $9.5m 0.62% Added +11.4k +11,450
30 Summit Financial, LLC 0.10% of their portfolio PARSIPPANY, NJ 388,794388.8k $9.5m $9.5m 0.10% Reduced -17.4k -17,363
31 Avior Wealth Management, LLC 0.24% of their portfolio OMAHA, NE 372,122372.1k $9.1m $9.1m 0.24% Added +129.6k +129,592
32 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 358,065358.1k $8.7m $8.7m 0.07% New
33 AXXCESS WEALTH MANAGEMENT, LLC 0.13% of their portfolio CARLSBAD, CA 346,856346.9k $8.4m $8.4m 0.13% New
34 Dynamic Advisor Solutions LLC 0.24% of their portfolio PHOENIX, AZ 345,958346.0k $8.4m $8.4m 0.24% Reduced -7.4k -7,417
35 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 319,484319.5k $7.8m $7.8m 0.01% Added +17.0k +17,018
36 Elyxium Wealth, LLC 0.79% of their portfolio BEVERLY HILLS, CA 308,739308.7k $7.5m $7.5m 0.79% Added +51.9k +51,871
37 Main Street Financial Solutions, LLC 0.47% of their portfolio NEWTOWN, PA 300,275300.3k $7.3m $7.3m 0.47% Added +16.3k +16,269
38 GGM Financial LLC 2.64% of their portfolio COLUMBUS, OH 286,032286.0k $7.0m $7.0m 2.64% Added +37.9k +37,934
39 Darwin Wealth Management, LLC 1.88% of their portfolio TAMPA, FL 282,152282.2k $6.9m $6.9m 1.88% Added +11.9k +11,852
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 275,944275.9k $6.7m $6.7m 0.01% Added +42.3k +42,257
41 Clear Trail Advisors, LLC 0.95% of their portfolio HOUSTON, TX 256,024256.0k $6.2m $6.2m 0.95% Added +57.5k +57,498
42 Prestige Wealth Management Group LLC 1.10% of their portfolio FLEMINGTON, NJ 247,572247.6k $6.0m $6.0m 1.10% Added +5.9k +5,862
43 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 206,229206.2k $5.0m $5.0m 0.02% Reduced -59.6k -59,598
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 203,471203.5k $5.0m $5.0m 0.00% Reduced -70.0k -70,005
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 191,882191.9k $4.7m $4.7m 0.00% Added +24.5k +24,541
46 46 Peaks LLC 2.82% of their portfolio NEWTOWN, PA 183,900183.9k $4.5m $4.5m 2.82% Added +400 +400
47 Smallwood Wealth Investment Management, LLC 1.94% of their portfolio RED BANK, NJ 182,366182.4k $4.4m $4.4m 1.94% Added +17.6k +17,557
48 Focus Partners Advisor Solutions, LLC 0.03% of their portfolio SAINT LOUIS, MO 167,930167.9k $4.1m $4.1m 0.03% Reduced -21.1k -21,125
49 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 164,655164.7k $4.0m $4.0m 0.01% Reduced -6.7k -6,670
50 Avantax Planning Partners, Inc. 0.10% of their portfolio DUBUQUE, IA 162,453162.5k $4.0m $4.0m 0.10% Reduced -6.0k -6,016
51 Evergreen Private Wealth LLC 1.42% of their portfolio GREENWOOD VILLAGE, CO 157,574157.6k $3.8m $3.8m 1.42% Added +79.9k +79,894
52 Bernardo Wealth Planning LLC 0.64% of their portfolio HARLEYSVILLE, PA 154,889154.9k $3.8m $3.8m 0.64% Reduced -3.6k -3,571
53 Elequin Capital, LP 0.13% of their portfolio NEW YORK, NY 154,863154.9k $3.8m $3.8m 0.13% New
54 Brady Martz Wealth Solutions, LLC 0.57% of their portfolio GRAND FORKS, ND 153,847153.8k $3.7m $3.7m 0.57% Reduced -21.1k -21,125
55 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 151,813151.8k $3.7m $3.7m 0.01% Reduced -22.4k -22,429
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 149,919149.9k $3.7m $3.7m 0.00% Reduced -56.5k -56,456
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 147,765147.8k $3.6m $3.6m 0.01% Added +32.2k +32,219
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 141,878141.9k $3.5m $3.5m 0.01% Added +29.1k +29,066
59 AdvisorNet Financial, Inc 0.16% of their portfolio MINNETONKA, MN 140,118140.1k $3.4m $3.4m 0.16% Reduced -1.3k -1,325
60 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 124,732124.7k $3.0m $3.0m 0.07% Added +74.0k +73,988
61 Clark Wealth Partners 1.46% of their portfolio O'FALLON, IL 105,631105.6k $2.6m $2.6m 1.46% Added +10.3k +10,327
62 Hapanowicz & Associates Financial Services, Inc 0.79% of their portfolio PITTSBURGH, PA 103,845103.8k $2.5m $2.5m 0.79% Added +7.3k +7,265
63 Legacy Financial Strategies, LLC 0.39% of their portfolio OVERLAND PARK, KS 102,794102.8k $2.5m $2.5m 0.39% Reduced -216 -216
64 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 91,96092.0k $2.2m $2.2m 0.01% Added +3.0k +2,966
65 TITLEIST ASSET MANAGEMENT, LLC 0.15% of their portfolio SAN ANTONIO, TX 91,40091.4k $2.2m $2.2m 0.15% Added +8.8k +8,788
66 Landmark Wealth Management, LLC 0.53% of their portfolio MELVILLE, NY 90,42790.4k $2.2m $2.2m 0.53% Added +778 +778
67 Smith & Howard Wealth Management, LLC 0.43% of their portfolio ATLANTA, GA 84,91684.9k $2.1m $2.1m 0.43% New
68 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 84,80484.8k $2.1m $2.1m 0.01% Added +40.6k +40,574
69 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 80,73780.7k $2.0m $2.0m 0.05% Reduced -48 -48
70 Golden State Wealth Management, LLC 0.18% of their portfolio SANTA ANA, CA 78,96479.0k $1.9m $1.9m 0.18% Reduced -893 -893
71 VestGen Advisors, LLC 0.05% of their portfolio CHICAGO, IL 73,74573.7k $1.8m $1.8m 0.05% Added +5.8k +5,827
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 72,24372.2k $1.8m $1.8m 0.00% Reduced -1.7k -1,687
73 Kuhn & Co Investment Counsel 0.99% of their portfolio Chicago, IL 70,05370.1k $1.7m $1.7m 0.99% Added +4.2k +4,210
74 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 68,48968.5k $1.7m $1.7m 0.05% Added +2.1k +2,092
75 Curran Financial Partners, LLC 0.24% of their portfolio DANIEL ISLAND, SC 67,52467.5k $1.6m $1.6m 0.24% Added +28.4k +28,447
76 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 63,62563.6k $1.5m $1.5m 0.01% Unchanged
77 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 53,82353.8k $1.3m $1.3m 0.01% Added +2.3k +2,266
78 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.06% of their portfolio WEST PALM BEACH, FL 52,83252.8k $1.3m $1.3m 0.06% New
79 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 51,74851.7k $1.3m $1.3m 0.02% Added +6.5k +6,494
80 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 46,86446.9k $1.1m $1.1m 0.00% Added +3.0k +2,970
81 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 46,80546.8k $1.1m $1.1m 0.00% Added +1.2k +1,227
82 Cypress Point Wealth Management, LLC 0.23% of their portfolio DALLAS, TX 46,73246.7k $1.1m $1.1m 0.23% Reduced -215 -215
83 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 44,07144.1k $1.1m $1.1m 0.00% New
84 Narus Financial Partners, LLC 0.27% of their portfolio SALT LAKE CITY, UT 42,93842.9k $1.0m $1.0m 0.27% Added +2.9k +2,900
85 PKS Advisory Services, LLC 0.16% of their portfolio ALBANY, NY 41,91641.9k $1.0m $1.0m 0.16% Added +77 +77
86 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 40,16040.2k $977.9k $977.9k 0.01% Reduced -3.6k -3,552
87 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,69439.7k $966.0k $966.0k 0.00% Added +25.4k +25,397
88 Frontier Asset Management, LLC 0.16% of their portfolio SHERIDAN, WY 37,46937.5k $912.4k $912.4k 0.16% Reduced -3.3k -3,257
89 PFG Advisors 0.04% of their portfolio Phoenix, AZ 36,13636.1k $879.9k $879.9k 0.04% Reduced -14.0k -14,047
90 RFG - Bristol Wealth Advisors, LLC 0.19% of their portfolio TAUNTON, MA 32,90232.9k $801.2k $801.2k 0.19% Added +3.3k +3,312
91 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 30,04730.0k $731.6k $731.6k 0.01% Added +1.2k +1,155
92 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 28,29628.3k $689.0k $689.0k 0.00% Added +10.1k +10,142
93 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 27,44227.4k $668.2k $668.2k 0.02% Reduced -20.0k -19,961
94 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 27,03127.0k $658.2k $658.2k 0.01% Reduced -13.1k -13,072
95 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 25,73725.7k $626.7k $626.7k 0.11% Added +866 +866
96 Diversified Portfolios, Inc. 0.05% of their portfolio Bloomfield Hills, MI 25,68325.7k $625.4k $625.4k 0.05% New
97 SWMG, LLC 0.15% of their portfolio FORT WORTH, TX 25,60425.6k $621.7k $621.7k 0.15% Reduced -2.4k -2,391
98 KFG WEALTH MANAGEMENT, LLC 0.07% of their portfolio GRANGER, IN 25,57725.6k $622.8k $622.8k 0.07% New
99 Stronghold Wealth Management L.L.C. 0.78% of their portfolio TAMPA, FL 24,02424.0k $585.0k $585.0k 0.78% Reduced -1.2k -1,177
100 NewSquare Capital LLC 0.04% of their portfolio NEWTOWN SQUARE, PA 23,99124.0k $584.2k $584.2k 0.04% Added +578 +578