Caerus Investment Advisors, LLC

WEST LAKE HILLS, TX · CIK 1862682 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$117.2m
Staff5 · 2 in investment roles
Main clients (by assets)Private funds 79%, High net worth individuals 21%
Private funds15 · $58.2m gross assets
Form ADV · 2026-03-26SEC adviser record

Kindventure
Others nearbySouth Pasadena, CA

As an employer

Offices in1 country
Private fundsventure capital 15

US visa salary filings

Filings FY20251
Median salary offered$58,000
Middle half$58,000 – $58,000
Job titles1

Job title	Filings	Median	Range
AnalystVernon Rockville, CT	1	$58,000

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: Caerus Investment Advisors, LLC.

$296.5m reported value +25.2% vs Q1 2026

330positions

37.9%in top 10

105 new 97 added 103 reduced 53 sold out vs Q1 2026

Options: 3 call positions ($693.8k notional), 6 put positions ($3.1m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	28,035	$19.3m6.49%	6.49%	Reduced -547	-547 -1.9%
2	ALPHABET INC CAP STK CL C GOOG	GOOG	43,749	$15.5m5.21%	5.21%	Added +336	+336 0.8%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	16,900	$12.6m4.26%	4.26%	Reduced -19	-19 -0.1%
4	GLOBAL X FDS S&P 500 COVERED XYLD	XYLD	306,229	$12.5m4.21%	4.21%	Added +37.5k	+37,542 14.0%
5	GLOBAL X FDS NASDAQ 100 COVER QYLD	QYLD	674,870	$12.4m4.19%	4.19%	Added +94.6k	+94,646 16.3%
6	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	188,082	$11.6m3.90%	3.90%	Added +47.3k	+47,327 33.6%
7	ISHARES TR RUSSELL 2000 ETF IWM	IWM	27,493	$8.3m2.79%	2.79%	Unchanged
8	ISHARES TR MSCI EAFE ETF EFA	EFA	69,979	$7.3m2.45%	2.45%	Unchanged
9	APPLE INC COM AAPL	AAPL	22,752	$6.6m2.22%	2.22%	Added +2.7k	+2,670 13.3%
10	NVIDIA CORPORATION COM NVDA	NVDA	32,810	$6.6m2.21%	2.21%	Added +5.2k	+5,219 18.9%
11	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	126,041	$5.6m1.89%	1.89%	Unchanged
12	ALPHABET INC CAP STK CL A GOOGL	GOOGL	15,262	$5.5m1.84%	1.84%	Reduced -453	-453 -2.9%
13	MICRON TECHNOLOGY INC COM MU	MU	3,300	$3.8m1.28%	1.28%	Reduced -1.1k	-1,053 -24.2%
14	DIMENSIONAL ETF TRUST US EQUITY MARKET DFUS	DFUS	42,869	$3.5m1.18%	1.18%	Unchanged
15	AMAZON COM INC COM AMZN	AMZN	13,834	$3.3m1.11%	1.11%	Added +4.4k	+4,419 46.9%
16	MICROSOFT CORP COM MSFT	MSFT	8,812	$3.3m1.11%	1.11%	Added +3.2k	+3,153 55.7%
17	ISHARES TR CORE S&P500 ETF IVV	IVV	4,231	$3.2m1.07%	1.07%	Unchanged
18	LAM RESEARCH CORP COM NEW LRCX	LRCX	6,272	$2.7m0.92%	0.92%	Reduced -2.3k	-2,311 -26.9%
19	ISHARES TR SELECT DIVID ETF DVY	DVY	16,920	$2.6m0.89%	0.89%	Unchanged
20	FIGMA INC CLASS A COM STK FIG	FIG	135,816	$2.5m0.83%	0.83%	Added +11	+11 0.0%
21	COMFORT SYS USA INC COM FIX	FIX	1,203	$2.4m0.80%	0.80%	Reduced -11	-11 -0.9%
22	TESLA INC COM TSLA	TSLA	5,482	$2.3m0.78%	0.78%	Added +3.3k	+3,304 151.7%
23	WESTERN DIGITAL CORP COM WDC	WDC	3,378	$2.2m0.73%	0.73%	Reduced -1.2k	-1,226 -26.6%
24	MERCK & CO INC COM MRK	MRK	16,326	$2.1m0.71%	0.71%	Reduced -2.2k	-2,237 -12.1%
25	HUNT J B TRANS SVCS INC COM JBHT	JBHT	7,140	$2.1m0.70%	0.70%	Reduced -131	-131 -1.8%
26	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	33,078	$1.9m0.63%	0.63%	Unchanged
27	BROADCOM INC COM AVGO	AVGO	4,800	$1.8m0.61%	0.61%	Added +281	+281 6.2%
28	INTEL CORP COM INTC	INTC	12,251	$1.7m0.58%	0.58%	Reduced -13.3k	-13,293 -52.0%
29	EDISON INTL COM EIX	EIX	22,954	$1.7m0.58%	0.58%	Reduced -2.5k	-2,508 -9.8%
30	TECHNIPFMC PLC COM FTI	FTI	23,691	$1.6m0.53%	0.53%	Reduced -334	-334 -1.4%
31	CHUBB LIMITED COM CB	CB	4,575	$1.6m0.53%	0.53%	Added +36	+36 0.8%
32	FEDEX CORP COM FDX	FDX	4,913	$1.5m0.52%	0.52%	Reduced -259	-259 -5.0%
33	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	14,193	$1.4m0.48%	0.48%	New
34	BILLIONTOONE INC CL A BLLN	BLLN	11,453	$1.4m0.46%	0.46%	New
35	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	22,359	$1.3m0.43%	0.43%	Reduced -858	-858 -3.7%
36	ADVANCED MICRO DEVICES INC COM AMD	AMD	2,205	$1.3m0.43%	0.43%	Reduced -166	-166 -7.0%
37	FREEPORT-MCMORAN INC CL B FCX	FCX	20,316	$1.3m0.43%	0.43%	Added +1.0k	+1,029 5.3%
38	WORLD GOLD TR SPDR GLD MINIS GLDM	GLDM	15,658	$1.2m0.42%	0.42%	Unchanged
39	CENTENE CORP DEL COM CNC	CNC	18,814	$1.2m0.41%	0.41%	Reduced -1.2k	-1,174 -5.9%
40	PG&E CORP COM PCG	PCG	71,742	$1.2m0.41%	0.41%	Reduced -3.3k	-3,293 -4.4%
41	SANDISK CORP COM SNDK	SNDK	521	$1.2m0.40%	0.40%	Reduced -866	-866 -62.4%
42	META PLATFORMS INC CL A META	META	2,049	$1.2m0.39%	0.39%	Added +772	+772 60.5%
43	SPDR GOLD TR GOLD SHS GLD	GLD	2,999	$1.1m0.37%	0.37%	Unchanged
44	AIRBNB INC COM CL A ABNB	ABNB	7,695	$1.1m0.37%	0.37%	Added +1.0k	+1,017 15.2%
45	GENERAL MTRS CO COM GM	GM	14,100	$1.1m0.37%	0.37%	Added +542	+542 4.0%
46	PHILLIPS 66 COM PSX	PSX	6,420	$1.1m0.37%	0.37%	Added +493	+493 8.3%
47	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	2,162	$1.1m0.36%	0.36%	Added +1.2k	+1,182 120.6%
48	ELI LILLY & CO COM LLY	LLY	885	$1.1m0.36%	0.36%	Added +289	+289 48.5%
49	TERADYNE INC COM TER	TER	2,144	$1.0m0.35%	0.35%	Added +51	+51 2.4%
50	CUMMINS INC COM CMI	CMI	1,453	$1.0m0.35%	0.35%	Added +140	+140 10.7%
51	CIENA CORP COM NEW CIEN	CIEN	2,088	$1.0m0.35%	0.35%	Reduced -270	-270 -11.4%
52	VERTIV HOLDINGS CO COM CL A VRT	VRT	2,999	$1.0m0.34%	0.34%	Reduced -164	-164 -5.2%
53	FORTINET INC COM FTNT	FTNT	6,144	$943.8k0.32%	0.32%	Added +516	+516 9.2%
54	GE VERNOVA INC COM GEV	GEV	802	$942.2k0.32%	0.32%	Added +15	+15 1.9%
55	ROSS STORES INC COM ROST	ROST	4,424	$941.6k0.32%	0.32%	Added +616	+616 16.2%
56	EQUINIX INC COM EQIX	EQIX	903	$941.3k0.32%	0.32%	Added +97	+97 12.0%
57	JPMORGAN CHASE & CO COM JPM	JPM	2,865	$937.7k0.32%	0.32%	Added +798	+798 38.6%
58	WALMART INC COM WMT	WMT	7,965	$902.1k0.30%	0.30%	Reduced -3.0k	-2,955 -27.1%
59	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	1,224	$901.4k0.30%	0.30%	Unchanged
60	AMERICAN ELEC PWR CO INC COM AEP	AEP	6,540	$894.7k0.30%	0.30%	Reduced -361	-361 -5.2%
61	ADVISORSHARES TR INSIDER ADVANTA SURE	SURE	5,920	$881.9k0.30%	0.30%	Unchanged
62	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	17,269	$873.3k0.29%	0.29%	Added +1.7k	+1,705 10.9%
63	HOME DEPOT INC COM HD	HD	2,436	$859.1k0.29%	0.29%	New
64	REGENERON PHARMACEUTICALS COM REGN	REGN	1,349	$841.2k0.28%	0.28%	Reduced -317	-317 -19.0%
65	CITIGROUP INC COM NEW C	C	5,941	$831.5k0.28%	0.28%	Added +570	+570 10.6%
66	PIMCO EQUITY SER RAFI DYN MULTI MFDX	MFDX	18,974	$790.1k0.27%	0.27%	Added +2.1k	+2,094 12.4%
67	BORGWARNER INC COM BWA	BWA	11,553	$767.1k0.26%	0.26%	Reduced -1.3k	-1,258 -9.8%
68	PIMCO EQUITY SER RAFI DYN ML US MFUS	MFUS	11,374	$764.0k0.26%	0.26%	Added +1.8k	+1,814 19.0%
69	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	2,063	$763.0k0.26%	0.26%	Added +123	+123 6.3%
70	JOHNSON & JOHNSON COM JNJ	JNJ	3,001	$762.2k0.26%	0.26%	Reduced -21	-21 -0.7%
71	VENTAS INC COM VTR	VTR	8,512	$755.9k0.25%	0.25%	Reduced -468	-468 -5.2%
72	CARPENTER TECHNOLOGY CORP COM CRS	CRS	1,225	$755.6k0.25%	0.25%	New
73	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	6,189	$751.4k0.25%	0.25%	Added +1	+1 0.0%
74	AMERICAN CENTY ETF TR INTL EQT ETF AVDE	AVDE	8,300	$740.4k0.25%	0.25%	Unchanged
75	MUELLER INDS INC COM MLI	MLI	5,905	$725.9k0.24%	0.24%	Reduced -382	-382 -6.1%
76	NATERA INC COM NTRA	NTRA	2,674	$725.9k0.24%	0.24%	Reduced -89	-89 -3.2%
77	TJX COS INC NEW COM TJX	TJX	4,693	$711.0k0.24%	0.24%	Added +381	+381 8.8%
78	DOVER CORP COM DOV	DOV	3,124	$700.7k0.24%	0.24%	Reduced -482	-482 -13.4%
79	CITIZENS FINL GROUP INC COM CFG	CFG	9,866	$691.3k0.23%	0.23%	Added +94	+94 1.0%
80	CATERPILLAR INC COM CAT	CAT	648	$690.1k0.23%	0.23%	Added +70	+70 12.1%
81	UNITEDHEALTH GROUP INC COM UNH	UNH	1,640	$681.6k0.23%	0.23%	Added +768	+768 88.1%
82	ILLUMINA INC COM ILMN	ILMN	3,866	$679.8k0.23%	0.23%	Added +105	+105 2.8%
83	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	5,787	$675.2k0.23%	0.23%	Added +187	+187 3.3%
84	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	2,360	$663.7k0.22%	0.22%	Added +942	+942 66.4%
85	VISA INC COM CL A V	V	1,932	$662.9k0.22%	0.22%	Added +386	+386 25.0%
86	CAPITAL ONE FINL CORP COM COF	COF	3,275	$657.0k0.22%	0.22%	New
87	GE AEROSPACE COM NEW GE	GE	1,751	$654.4k0.22%	0.22%	Reduced -638	-638 -26.7%
88	BIOGEN INC COM BIIB	BIIB	2,893	$625.1k0.21%	0.21%	Added +92	+92 3.3%
89	AMKOR TECHNOLOGY INC COM AMKR	AMKR	7,200	$620.9k0.21%	0.21%	Added +85	+85 1.2%
90	INCYTE CORP COM INCY	INCY	5,422	$614.6k0.21%	0.21%	Reduced -272	-272 -4.8%
91	SNOWFLAKE INC CL A SNOW	SNOW	2,320	$590.4k0.20%	0.20%	Added +868	+868 59.8%
92	ARAMARK COM ARMK	ARMK	10,290	$585.5k0.20%	0.20%	Reduced -174	-174 -1.7%
93	ONTO INNOVATION INC COM ONTO	ONTO	1,547	$585.5k0.20%	0.20%	Reduced -41	-41 -2.6%
94	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	14,717	$584.0k0.20%	0.20%	Reduced -4.9k	-4,929 -25.1%
95	NEWMONT CORP COM NEM	NEM	6,165	$575.8k0.19%	0.19%	Reduced -831	-831 -11.9%
96	PNC FINL SVCS GROUP INC COM PNC	PNC	2,337	$575.4k0.19%	0.19%	Added +219	+219 10.3%
97	EVERSOURCE ENERGY COM ES	ES	7,907	$571.4k0.19%	0.19%	Added +4.7k	+4,708 147.2%
98	MOLINA HEALTHCARE INC COM MOH	MOH	2,485	$568.3k0.19%	0.19%	Added +540	+540 27.8%
99	VIKING HOLDINGS LTD ORD SHS VIK	VIK	5,303	$555.1k0.19%	0.19%	Added +746	+746 16.4%
100	WASTE CONNECTIONS INC COM WCN	WCN	3,324	$554.1k0.19%	0.19%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	4,319	$732.8k4.3k shares
SALESFORCE INC CRM	CRM	3,253	$607.2k3.3k shares
FIDELITY NATL INFORMATION SV FIS	FIS	9,359	$439.0k9.4k shares
STIFEL FINL CORP SF	SF	5,751	$425.1k5.8k shares
HONEYWELL INTL INC		912	$412.1k912 shares
BECTON DICKINSON & CO BDX	BDX	2,565	$403.3k2.6k shares
OMNICOM GROUP INC OMC	OMC	5,287	$398.2k5.3k shares
AMERIPRISE FINL INC AMP	AMP	771	$342.6k771 shares
CHIPOTLE MEXICAN GRILL INC CMG	CMG	10,663	$341.3k10.7k shares
HASBRO INC HAS	HAS	3,619	$338.7k3.6k shares
NETFLIX INC NFLX	NFLX	3,477	$334.3k3.5k shares
DUPONT DE NEMOURS INC DWDP	DWDP	2,241	$307.9k2.2k shares
GENUINE PARTS CO GPC	GPC	2,879	$304.5k2.9k shares
ROPER TECHNOLOGIES INC ROP	ROP	853	$301.8k853 shares
THE CIGNA GROUP CI	CI	1,103	$294.2k1.1k shares
LULULEMON ATHLETICA INC LULU	LULU	1,920	$294.0k1.9k shares
MASIMO CORP MASI	MASI	1,526	$271.4k1.5k shares
CACI INTL INC CACI	CACI	497	$270.3k497 shares
SONOCO PRODS CO SON	SON	4,928	$266.6k4.9k shares
CIRCLE INTERNET GROUP INC CRCL	CRCL	2,778	$265.0k2.8k shares
CONAGRA BRANDS INC CAG	CAG	16,705	$262.6k16.7k shares
PACCAR INC PCAR	PCAR	2,222	$256.6k2.2k shares
STRYKER CORPORATION SYK	SYK	748	$245.8k748 shares
CHEWY INC CHWY	CHWY	9,002	$243.1k9.0k shares
BOOKING HOLDINGS INC BKNG	BKNG	1,400	$235.8k1.4k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
FIGMA INC FIG · Put	FIG	Put	135,000	$2.4m135.0k shares	Reduced
AMERICAN EXPRESS CO AXP · Call	AXP	Call	1,000	$338.2k1.0k shares	Unchanged
CORNING INC GLW · Put	GLW	Put	1,000	$255.4k1.0k shares	New
NVIDIA CORPORATION NVDA · Call	NVDA	Call	1,200	$240.1k1.2k shares	Unchanged
NVIDIA CORPORATION NVDA · Put	NVDA	Put	600	$120.1k600 shares	New
MICRON TECHNOLOGY INC MU · Call	MU	Call	100	$115.4k100 shares	New
AMERICAN EXPRESS CO AXP · Put	AXP	Put	300	$101.5k300 shares	New
DELTA AIR LINES INC DEL DAL · Put	DAL	Put	1,000	$93.7k1.0k shares	New
AMAZON COM INC AMZN · Put	AMZN	Put	200	$47.7k200 shares	New