Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2026-04-16

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$844.1m reported value +1.4% vs Q4 2025

282positions

33.5%in top 10

34 new 156 added 67 reduced 44 sold out vs Q4 2025

Options: 2 call positions ($29.8k notional), 0 put positions (— notional) – listed below, not included above.

Also in the report of:

Brooklyn Investment Group – $357.3m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q1 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	324,760	$56.6m6.71%	6.71%	Added +7.9k	+7,948 2.5%
2	APPLE INC COM AAPL	AAPL	180,729	$45.9m5.43%	5.43%	Added +2.5k	+2,506 1.4%
3	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	828,966	$27.8m3.29%	3.29%	Added +46.7k	+46,740 6.0%
4	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	538,962	$27.5m3.25%	3.25%	Reduced -17.5k	-17,514 -3.1%
5	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	854,373	$25.7m3.04%	3.04%	Added +52.7k	+52,731 6.6%
6	MICROSOFT CORP COM MSFT	MSFT	59,618	$22.1m2.61%	2.61%	Added +2.7k	+2,729 4.8%
7	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	211,303	$21.3m2.52%	2.52%	New
8	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	881,157	$19.6m2.32%	2.32%	Added +45.6k	+45,580 5.5%
9	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	421,133	$19.2m2.28%	2.28%	Added +26.1k	+26,099 6.6%
10	ALPHABET INC CAP STK CL C GOOG	GOOG	60,478	$17.3m2.06%	2.06%	Added +3.8k	+3,809 6.7%
11	ISHARES TR 20 YR TR BD ETF TLT	TLT	182,470	$15.8m1.87%	1.87%	Added +10.6k	+10,595 6.2%
12	ISHARES TR RUS 1000 GRW ETF IWF	IWF	35,659	$15.2m1.80%	1.80%	Reduced -6.8k	-6,784 -16.0%
13	ISHARES TR S&P 500 VAL ETF IVE	IVE	68,122	$14.4m1.70%	1.70%	Added +657	+657 1.0%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	93,493	$13.6m1.61%	1.61%	Added +2.2k	+2,206 2.4%
15	ISHARES TR CORE INTL AGGR IAGG	IAGG	268,046	$13.4m1.59%	1.59%	Added +42.4k	+42,427 18.8%
16	META PLATFORMS INC CL A META	META	22,631	$12.9m1.53%	1.53%	Reduced -185	-185 -0.8%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	132,371	$12.4m1.47%	1.47%	Added +18.8k	+18,834 16.6%
18	ISHARES TR IBOXX HI YD ETF HYG	HYG	145,921	$11.6m1.38%	1.38%	Added +26.3k	+26,295 22.0%
19	WISDOMTREE TR WSDM EMKTBD FD EMCB	EMCB	170,657	$11.2m1.32%	1.32%	Added +32.0k	+32,042 23.1%
20	AMAZON COM INC COM AMZN	AMZN	49,730	$10.4m1.23%	1.23%	Added +15.3k	+15,318 44.5%
21	ISHARES TR RUS MD CP GR ETF IWP	IWP	80,800	$10.4m1.23%	1.23%	Reduced -8.9k	-8,935 -10.0%
22	JPMORGAN CHASE & CO COM JPM	JPM	33,285	$9.8m1.16%	1.16%	Added +398	+398 1.2%
23	WALMART INC COM WMT	WMT	77,250	$9.6m1.14%	1.14%	Added +2.5k	+2,479 3.3%
24	ISHARES TR SP SMCP600VL ETF IJS	IJS	69,653	$8.3m0.98%	0.98%	Added +7.1k	+7,118 11.4%
25	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	77,060	$7.5m0.89%	0.89%	Added +997	+997 1.3%
26	MORGAN STANLEY COM NEW MS	MS	44,436	$7.3m0.87%	0.87%	Added +826	+826 1.9%
27	CATERPILLAR INC COM CAT	CAT	10,090	$7.1m0.85%	0.85%	Reduced -2.8k	-2,791 -21.7%
28	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	51,576	$6.9m0.81%	0.81%	Reduced -13.2k	-13,176 -20.4%
29	DELL TECHNOLOGIES INC CL C DELL	DELL	39,356	$6.5m0.77%	0.77%	Added +1.7k	+1,722 4.6%
30	BAKER HUGHES COMPANY CL A BKR	BKR	105,294	$6.4m0.76%	0.76%	Added +3.0k	+3,027 3.0%
31	HUBBELL INC COM HUBB	HUBB	13,080	$6.4m0.76%	0.76%	Added +373	+373 2.9%
32	ISHARES TR RUS 2000 GRW ETF IWO	IWO	20,356	$6.4m0.76%	0.76%	Reduced -1.5k	-1,502 -6.9%
33	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	128,462	$6.3m0.74%	0.74%	Added +14.9k	+14,864 13.1%
34	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	110,878	$6.3m0.74%	0.74%	Added +2.8k	+2,847 2.6%
35	CUMMINS INC COM CMI	CMI	11,512	$6.2m0.73%	0.73%	Reduced -3.5k	-3,522 -23.4%
36	SOUTHERN COPPER CORP COM SCCO	SCCO	35,437	$6.1m0.72%	0.72%	Reduced -11.1k	-11,053 -23.8%
37	CENCORA INC COM COR	COR	19,357	$6.1m0.72%	0.72%	Added +285	+285 1.5%
38	AMGEN INC COM AMGN	AMGN	16,786	$5.9m0.70%	0.70%	Added +796	+796 5.0%
39	VISA INC COM CL A V	V	19,422	$5.9m0.70%	0.70%	Added +856	+856 4.6%
40	CARDINAL HEALTH INC COM CAH	CAH	27,759	$5.9m0.69%	0.69%	Reduced -8.4k	-8,410 -23.2%
41	ALBEMARLE CORP COM ALB	ALB	32,610	$5.9m0.69%	0.69%	Reduced -9.9k	-9,892 -23.3%
42	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	127,626	$5.8m0.69%	0.69%	Added +6.4k	+6,380 5.3%
43	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	121,278	$5.8m0.69%	0.69%	Added +27.1k	+27,145 28.8%
44	RELIANCE INC COM RS	RS	19,077	$5.8m0.69%	0.69%	Added +615	+615 3.3%
45	AT&T INC COM T	T	199,032	$5.8m0.68%	0.68%	Added +12.6k	+12,629 6.8%
46	DOMINION ENERGY INC COM D	D	91,476	$5.7m0.67%	0.67%	Added +3.1k	+3,119 3.5%
47	DUKE ENERGY CORP NEW COM NEW DUK	DUK	43,166	$5.7m0.67%	0.67%	Added +1.6k	+1,556 3.7%
48	MERCK & CO INC COM MRK	MRK	45,775	$5.5m0.65%	0.65%	Reduced -7.0k	-6,954 -13.2%
49	SALESFORCE INC COM CRM	CRM	29,083	$5.4m0.64%	0.64%	Added +1.9k	+1,891 7.0%
50	QUEST DIAGNOSTICS INC COM DGX	DGX	27,692	$5.4m0.64%	0.64%	Added +771	+771 2.9%
51	HOME DEPOT INC COM HD	HD	16,423	$5.4m0.64%	0.64%	Added +1.1k	+1,116 7.3%
52	NETAPP INC COM NTAP	NTAP	51,462	$5.3m0.62%	0.62%	Added +2.6k	+2,626 5.4%
53	QUALCOMM INC COM QCOM	QCOM	37,362	$4.8m0.57%	0.57%	Added +2.9k	+2,882 8.4%
54	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	42,917	$4.8m0.56%	0.56%	Reduced -27.5k	-27,537 -39.1%
55	GILEAD SCIENCES INC COM GILD	GILD	33,376	$4.7m0.55%	0.55%	Reduced -8.4k	-8,400 -20.1%
56	MARSH & MCLENNAN COS INC COM MRSH	MRSH	25,805	$4.5m0.53%	0.53%	Added +2.6k	+2,627 11.3%
57	HERSHEY CO COM HSY	HSY	20,852	$4.3m0.51%	0.51%	Added +1.5k	+1,465 7.6%
58	ADVANCED MICRO DEVICES INC COM AMD	AMD	20,949	$4.3m0.50%	0.50%	Reduced -2.4k	-2,440 -10.4%
59	ALPHABET INC CAP STK CL A GOOGL	GOOGL	14,488	$4.2m0.49%	0.49%	Added +429	+429 3.0%
60	JACOBS SOLUTIONS INC COM J	J	32,424	$4.1m0.49%	0.49%	Added +1.7k	+1,686 5.5%
61	EMERSON ELEC CO COM EMR	EMR	31,157	$4.1m0.48%	0.48%	Reduced -8.9k	-8,863 -22.1%
62	CHUBB LIMITED COM CB	CB	12,057	$3.9m0.47%	0.47%	Reduced -3.2k	-3,199 -21.0%
63	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	87,109	$3.8m0.46%	0.46%	Reduced -12.8k	-12,836 -12.8%
64	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	23,371	$3.8m0.45%	0.45%	Added +1.6k	+1,578 7.2%
65	ILLINOIS TOOL WKS INC COM ITW	ITW	13,670	$3.6m0.42%	0.42%	Reduced -3.5k	-3,533 -20.5%
66	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	13,886	$3.4m0.40%	0.40%	Added +900	+900 6.9%
67	DIGITAL RLTY TR INC COM DLR	DLR	17,637	$3.2m0.38%	0.38%	Added +1.1k	+1,075 6.5%
68	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	32,293	$3.1m0.37%	0.37%	Added +877	+877 2.8%
69	TESLA INC COM TSLA	TSLA	8,170	$3.0m0.36%	0.36%	Added +279	+279 3.5%
70	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	35,379	$3.0m0.36%	0.36%	Added +870	+870 2.5%
71	CLOROX CO DEL COM CLX	CLX	28,709	$3.0m0.35%	0.35%	Added +9.2k	+9,235 47.4%
72	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$2.9m0.34%	0.34%	Unchanged
73	DICKS SPORTING GOODS INC COM DKS	DKS	14,361	$2.8m0.34%	0.34%	Added +1.0k	+1,019 7.6%
74	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	46,337	$2.8m0.33%	0.33%	Added +4.5k	+4,463 10.7%
75	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	83,737	$2.8m0.33%	0.33%	Added +1.3k	+1,273 1.5%
76	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	57,809	$2.7m0.32%	0.32%	Added +2.9k	+2,863 5.2%
77	KIMBERLY-CLARK CORP COM KMB	KMB	28,050	$2.7m0.32%	0.32%	Added +10.3k	+10,332 58.3%
78	CISCO SYS INC COM CSCO	CSCO	34,747	$2.7m0.32%	0.32%	Added +1.9k	+1,913 5.8%
79	ISHARES TR CORE US AGGBD ET AGG	AGG	26,378	$2.6m0.31%	0.31%	Added +971	+971 3.8%
80	OKTA INC CL A OKTA	OKTA	33,169	$2.6m0.31%	0.31%	Added +59	+59 0.2%
81	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	4,227	$2.5m0.30%	0.30%	Added +78	+78 1.9%
82	ABBVIE INC COM ABBV	ABBV	11,067	$2.4m0.29%	0.29%	Added +540	+540 5.1%
83	EXXON MOBIL CORP COM XOM	XOM	14,066	$2.4m0.28%	0.28%	Added +1.1k	+1,130 8.7%
84	SPDR SER TR S&P DIVID ETF SDY	SDY	16,227	$2.4m0.28%	0.28%	Unchanged
85	MICRON TECHNOLOGY INC COM MU	MU	6,587	$2.2m0.26%	0.26%	Added +114	+114 1.8%
86	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,408	$2.1m0.25%	0.25%	Added +204	+204 4.8%
87	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	4,822	$2.1m0.25%	0.25%	Added +18	+18 0.4%
88	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	3,230	$2.1m0.25%	0.25%	Added +504	+504 18.5%
89	ELI LILLY & CO COM LLY	LLY	2,189	$2.0m0.24%	0.24%	Added +75	+75 3.5%
90	ISHARES TR CORE S&P US VLU IUSV	IUSV	19,304	$2.0m0.23%	0.23%	Reduced -58	-58 -0.3%
91	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	50,761	$1.9m0.23%	0.23%	Added +1.1k	+1,118 2.2%
92	ISHARES INC CORE MSCI EMKT IEMG	IEMG	26,316	$1.8m0.22%	0.22%	Reduced -256	-256 -1.0%
93	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	18,600	$1.6m0.19%	0.19%	Added +6.5k	+6,468 53.3%
94	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	29,276	$1.6m0.19%	0.19%	Added +11.5k	+11,547 65.1%
95	NETFLIX INC COM NFLX	NFLX	16,210	$1.6m0.18%	0.18%	Added +3.4k	+3,448 27.0%
96	BROADCOM INC COM AVGO	AVGO	4,933	$1.5m0.18%	0.18%	Added +662	+662 15.5%
97	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,888	$1.5m0.17%	0.17%	Unchanged
98	ISHARES TR SELECT DIVID ETF DVY	DVY	9,395	$1.4m0.17%	0.17%	Unchanged
99	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	2,388	$1.4m0.16%	0.16%	Added +743	+743 45.2%
100	CHEVRON CORP NEW COM CVX	CVX	6,542	$1.4m0.16%	0.16%	Added +752	+752 13.0%

Sold out since Q4 2025

Security	Ticker	Shares held before	Value then
PHATHOM PHARMACEUTICALS INC PHAT	PHAT	29,919	$496.4k29.9k shares
WP CAREY INC WPC	WPC	6,002	$386.3k6.0k shares
TAPESTRY INC TPR	TPR	2,762	$352.9k2.8k shares
ILLUMINA INC ILMN	ILMN	2,618	$343.4k2.6k shares
UNITED THERAPEUTICS CORP DEL UTHR	UTHR	697	$339.6k697 shares
FAIR ISAAC CORP FICO	FICO	197	$333.1k197 shares
EXPEDIA GROUP INC EXPE	EXPE	1,164	$329.8k1.2k shares
CARGURUS INC CARG	CARG	7,996	$306.6k8.0k shares
ASTRAZENECA PLC		1,658	$304.8k1.7k shares
EXELIXIS INC EXEL	EXEL	6,951	$304.7k7.0k shares
TERADATA CORP DEL TDC	TDC	9,703	$295.4k9.7k shares
DISNEY WALT CO DIS	DIS	2,595	$295.2k2.6k shares
INCYTE CORP INCY	INCY	2,926	$289.0k2.9k shares
MEDPACE HLDGS INC MEDP	MEDP	496	$278.6k496 shares
BOOKING HOLDINGS INC BKNG	BKNG	49	$262.8k49 shares
PEGASYSTEMS INC PEGA	PEGA	4,226	$252.4k4.2k shares
QUALYS INC QLYS	QLYS	1,884	$250.4k1.9k shares
RALPH LAUREN CORP RL	RL	699	$247.2k699 shares
MONOLITHIC PWR SYS INC MPWR	MPWR	266	$241.1k266 shares
PROGYNY INC PGNY	PGNY	9,370	$240.6k9.4k shares
ARES MANAGEMENT CORPORATION ARES	ARES	1,481	$239.4k1.5k shares
YETI HLDGS INC YETI	YETI	5,380	$237.6k5.4k shares
CLEAR SECURE INC YOU	YOU	6,696	$234.9k6.7k shares
CAVCO INDS INC DEL CVCO	CVCO	397	$234.5k397 shares
BOX INC BOX	BOX	7,833	$234.3k7.8k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
WILLIAMS COS INC WMB · Call	WMB	Call	1,500	$29.6k1.5k shares	Unchanged
AMAZON COM INC AMZN · Call	AMZN	Call	200	$214200 shares	New