Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2025-05-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$662.3m reported value +3.4% vs Q4 2024

246positions

35.0%in top 10

50 new 138 added 42 reduced 17 sold out vs Q4 2024

Options: 1 call positions ($23.9k notional), 6 put positions ($53.7k notional) – listed below, not included above.

Holdings, Q1 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	330,768	$35.8m5.41%	5.41%	Added +32.8k	+32,806 11.0%
2	APPLE INC COM AAPL	AAPL	156,767	$34.8m5.26%	5.26%	Added +8.7k	+8,683 5.9%
3	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	547,540	$28.0m4.22%	4.22%	Added +261.9k	+261,857 91.7%
4	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	824,840	$24.8m3.75%	3.75%	Added +175.5k	+175,519 27.0%
5	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	713,905	$23.7m3.58%	3.58%	Added +8.8k	+8,813 1.2%
6	MICROSOFT CORP COM MSFT	MSFT	50,453	$18.9m2.86%	2.86%	Added +6.7k	+6,739 15.4%
7	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	766,701	$17.0m2.57%	2.57%	Added +8.0k	+7,963 1.1%
8	ISHARES TR IBOXX HI YD ETF HYG	HYG	211,669	$16.7m2.52%	2.52%	Added +1.8k	+1,795 0.9%
9	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	361,602	$16.5m2.49%	2.49%	Added +4.0k	+3,958 1.1%
10	ISHARES TR RUS 1000 GRW ETF IWF	IWF	42,901	$15.5m2.34%	2.34%	Reduced -284	-284 -0.7%
11	META PLATFORMS INC CL A META	META	24,707	$14.2m2.15%	2.15%	Added +964	+964 4.1%
12	ISHARES TR US TREAS BD ETF GOVT	GOVT	586,250	$13.5m2.03%	2.03%	Added +4.6k	+4,615 0.8%
13	ISHARES TR S&P 500 VAL ETF IVE	IVE	67,054	$12.8m1.93%	1.93%	Added +18	+18 0.0%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	91,818	$11.6m1.75%	1.75%	Reduced -98	-98 -0.1%
15	ISHARES TR RUS MD CP GR ETF IWP	IWP	91,812	$10.8m1.63%	1.63%	Reduced -626	-626 -0.7%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	197,297	$9.9m1.49%	1.49%	Added +4.3k	+4,271 2.2%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	99,597	$9.0m1.36%	1.36%	Reduced -2.1k	-2,054 -2.0%
18	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	281,365	$8.1m1.23%	1.23%	Added +3.8k	+3,808 1.4%
19	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	77,640	$7.5m1.13%	1.13%	Added +71.3k	+71,320 1128.5%
20	ALPHABET INC CAP STK CL C GOOG	GOOG	41,585	$6.5m0.98%	0.98%	Added +4.7k	+4,729 12.8%
21	WALMART INC COM WMT	WMT	73,929	$6.5m0.98%	0.98%	Added +3.9k	+3,872 5.5%
22	AMAZON COM INC COM AMZN	AMZN	34,108	$6.5m0.98%	0.98%	Added +4.7k	+4,730 16.1%
23	JPMORGAN CHASE & CO COM JPM	JPM	26,233	$6.4m0.97%	0.97%	Added +2.3k	+2,256 9.4%
24	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	77,852	$6.3m0.94%	0.94%	Added +533	+533 0.7%
25	VISA INC COM CL A V	V	17,782	$6.2m0.94%	0.94%	Added +1.2k	+1,178 7.1%
26	HOME DEPOT INC COM HD	HD	14,965	$5.5m0.83%	0.83%	Added +279	+279 1.9%
27	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	103,730	$5.3m0.80%	0.80%	Added +1.6k	+1,567 1.5%
28	ISHARES TR RUS 2000 GRW ETF IWO	IWO	20,254	$5.2m0.78%	0.78%	Reduced -54	-54 -0.3%
29	ISHARES TR SP SMCP600VL ETF IJS	IJS	52,827	$5.1m0.78%	0.78%	Unchanged
30	CENCORA INC COM COR	COR	18,421	$5.1m0.77%	0.77%	Added +948	+948 5.4%
31	RELIANCE INC COM RS	RS	17,426	$5.0m0.76%	0.76%	Added +932	+932 5.7%
32	MARSH & MCLENNAN COS INC COM MRSH	MRSH	20,472	$5.0m0.75%	0.75%	Added +1.1k	+1,113 5.8%
33	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	20,453	$5.0m0.75%	0.75%	Added +1.2k	+1,177 6.1%
34	MORGAN STANLEY COM NEW MS	MS	42,186	$4.9m0.74%	0.74%	Added +1.5k	+1,515 3.7%
35	CARDINAL HEALTH INC COM CAH	CAH	35,613	$4.9m0.74%	0.74%	Added +1.7k	+1,740 5.1%
36	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	48,749	$4.9m0.74%	0.74%	Added +41.4k	+41,360 559.8%
37	DUKE ENERGY CORP NEW COM NEW DUK	DUK	39,640	$4.8m0.73%	0.73%	Added +2.7k	+2,675 7.2%
38	AT&T INC COM T	T	164,050	$4.6m0.70%	0.70%	Added +10.4k	+10,353 6.7%
39	QUALCOMM INC COM QCOM	QCOM	30,171	$4.6m0.70%	0.70%	Added +1.9k	+1,852 6.5%
40	CUMMINS INC COM CMI	CMI	14,543	$4.6m0.69%	0.69%	Added +680	+680 4.9%
41	GILEAD SCIENCES INC COM GILD	GILD	40,119	$4.5m0.68%	0.68%	Added +1.5k	+1,503 3.9%
42	DOMINION ENERGY INC COM D	D	78,739	$4.4m0.67%	0.67%	Added +4.8k	+4,815 6.5%
43	UNITEDHEALTH GROUP INC COM UNH	UNH	8,358	$4.4m0.66%	0.66%	Added +787	+787 10.4%
44	AMGEN INC COM AMGN	AMGN	13,987	$4.4m0.66%	0.66%	Added +1.0k	+1,014 7.8%
45	QUEST DIAGNOSTICS INC COM DGX	DGX	25,350	$4.3m0.65%	0.65%	Added +1.0k	+1,011 4.2%
46	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	116,650	$4.2m0.64%	0.64%	Added +18.7k	+18,653 19.0%
47	CATERPILLAR INC COM CAT	CAT	12,769	$4.2m0.64%	0.64%	Added +1.2k	+1,234 10.7%
48	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	114,883	$4.2m0.63%	0.63%	Added +35.0k	+34,955 43.7%
49	EMERSON ELEC CO COM EMR	EMR	37,461	$4.1m0.62%	0.62%	Added +1.9k	+1,946 5.5%
50	CHUBB LIMITED COM CB	CB	13,392	$4.0m0.61%	0.61%	Added +1.0k	+1,031 8.3%
51	SOUTHERN COPPER CORP COM SCCO	SCCO	42,906	$4.0m0.61%	0.61%	Added +3.4k	+3,447 8.7%
52	PEPSICO INC COM PEP	PEP	26,257	$3.9m0.59%	0.59%	Added +2.1k	+2,149 8.9%
53	BAKER HUGHES COMPANY CL A BKR	BKR	89,408	$3.9m0.59%	0.59%	Added +5.3k	+5,292 6.3%
54	HUBBELL INC COM HUBB	HUBB	11,810	$3.9m0.59%	0.59%	Added +485	+485 4.3%
55	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	102,797	$3.8m0.57%	0.57%	Added +23.2k	+23,218 29.2%
56	ILLINOIS TOOL WKS INC COM ITW	ITW	15,209	$3.8m0.57%	0.57%	Added +1.2k	+1,193 8.5%
57	NETAPP INC COM NTAP	NTAP	42,733	$3.8m0.57%	0.57%	Added +2.2k	+2,209 5.5%
58	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	92,996	$3.7m0.56%	0.56%	Added +22.2k	+22,199 31.4%
59	APPLIED MATLS INC COM AMAT	AMAT	24,128	$3.5m0.53%	0.53%	Added +2.0k	+2,043 9.2%
60	OKTA INC CL A OKTA	OKTA	33,105	$3.5m0.53%	0.53%	Reduced -396	-396 -1.2%
61	JACOBS SOLUTIONS INC COM J	J	27,459	$3.3m0.50%	0.50%	Added +2.4k	+2,414 9.6%
62	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$3.2m0.48%	0.48%	New
63	SALESFORCE INC COM CRM	CRM	11,851	$3.2m0.48%	0.48%	Added +691	+691 6.2%
64	DELL TECHNOLOGIES INC CL C DELL	DELL	33,550	$3.1m0.46%	0.46%	Added +3.7k	+3,665 12.3%
65	AGILENT TECHNOLOGIES INC COM A	A	25,416	$3.0m0.45%	0.45%	Added +2.5k	+2,517 11.0%
66	CONSTELLATION BRANDS INC CL A STZ	STZ	15,442	$2.8m0.43%	0.43%	Added +2.0k	+2,048 15.3%
67	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	56,564	$2.8m0.43%	0.43%	Reduced -107.5k	-107,509 -65.5%
68	OMNICOM GROUP INC COM OMC	OMC	32,658	$2.7m0.41%	0.41%	Added +3.0k	+2,992 10.1%
69	ISHARES TR CORE US AGGBD ET AGG	AGG	26,040	$2.6m0.39%	0.39%	Added +968	+968 3.9%
70	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	31,932	$2.5m0.37%	0.37%	Added +1.1k	+1,068 3.5%
71	HERSHEY CO COM HSY	HSY	14,256	$2.4m0.37%	0.37%	Added +12.9k	+12,902 952.9%
72	GENERAL MLS INC COM GIS	GIS	40,416	$2.4m0.36%	0.36%	New
73	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	29,355	$2.3m0.35%	0.35%	Added +991	+991 3.5%
74	TARGET CORP COM TGT	TGT	22,120	$2.3m0.35%	0.35%	Added +1.7k	+1,689 8.3%
75	SPDR SER TR S&P DIVID ETF SDY	SDY	16,227	$2.2m0.33%	0.33%	Added +1	+1 0.0%
76	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	3,914	$2.1m0.31%	0.31%	Added +396	+396 11.3%
77	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	52,804	$2.1m0.31%	0.31%	Added +6.4k	+6,390 13.8%
78	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	42,710	$2.1m0.31%	0.31%	Added +15.0k	+15,002 54.1%
79	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	83,812	$2.0m0.31%	0.31%	Added +26.6k	+26,556 46.4%
80	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	5,377	$2.0m0.30%	0.30%	Reduced -42	-42 -0.8%
81	DIGITAL RLTY TR INC COM DLR	DLR	13,555	$1.9m0.29%	0.29%	Added +1.6k	+1,577 13.2%
82	ISHARES TR CORE MSCI EAFE IEFA	IEFA	24,582	$1.9m0.28%	0.28%	Added +20.4k	+20,370 483.6%
83	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	3,302	$1.7m0.26%	0.26%	Reduced -1.7k	-1,694 -33.9%
84	TESLA INC COM TSLA	TSLA	6,518	$1.7m0.26%	0.26%	Reduced -382	-382 -5.5%
85	ABBVIE INC COM ABBV	ABBV	7,954	$1.7m0.25%	0.25%	Added +611	+611 8.3%
86	ISHARES TR CORE S&P US VLU IUSV	IUSV	17,745	$1.6m0.25%	0.25%	Added +5.7k	+5,684 47.1%
87	ELI LILLY & CO COM LLY	LLY	1,953	$1.6m0.24%	0.24%	Added +478	+478 32.4%
88	CISCO SYS INC COM CSCO	CSCO	25,547	$1.6m0.24%	0.24%	Added +8.3k	+8,264 47.8%
89	EXXON MOBIL CORP COM XOM	XOM	13,165	$1.6m0.24%	0.24%	Added +1.6k	+1,629 14.1%
90	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	49,593	$1.5m0.23%	0.23%	Added +133	+133 0.3%
91	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	7,198	$1.5m0.22%	0.22%	Added +845	+845 13.3%
92	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,655	$1.5m0.22%	0.22%	Reduced -112	-112 -4.0%
93	ALPHABET INC CAP STK CL A GOOGL	GOOGL	8,847	$1.4m0.21%	0.21%	Added +2.6k	+2,571 41.0%
94	MERCK & CO INC COM MRK	MRK	14,654	$1.3m0.20%	0.20%	Added +497	+497 3.5%
95	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,966	$1.3m0.20%	0.20%	Unchanged
96	ISHARES TR SELECT DIVID ETF DVY	DVY	9,494	$1.3m0.19%	0.19%	Unchanged
97	BROWN & BROWN INC COM BRO	BRO	9,534	$1.2m0.18%	0.18%	Added +1.6k	+1,600 20.2%
98	VERIZON COMMUNICATIONS INC COM VZ	VZ	24,206	$1.1m0.17%	0.17%	Reduced -467	-467 -1.9%
99	ISHARES TR RUS MID CAP ETF IWR	IWR	12,737	$1.1m0.16%	0.16%	Unchanged
100	CHURCH & DWIGHT CO INC COM CHD	CHD	9,795	$1.1m0.16%	0.16%	Reduced -248	-248 -2.5%

Sold out since Q4 2024

Security	Ticker	Shares held before	Value then
SPDR SER TR BIL	BIL	90,143	$8.2m90.1k shares
WISDOMTREE TR IQDG	IQDG	79,810	$2.7m79.8k shares
COMCAST CORP NEW CMCSA	CMCSA	67,517	$2.5m67.5k shares
MERITAGE HOMES CORP MTH	MTH	26,562	$2.0m26.6k shares
NXP SEMICONDUCTORS N V NXPI	NXPI	8,178	$1.7m8.2k shares
GENERAL MTRS CO GM	GM	29,722	$1.6m29.7k shares
ISHARES TR IJR	IJR	13,093	$1.5m13.1k shares
REINSURANCE GRP OF AMERICA I RGA	RGA	6,531	$1.4m6.5k shares
J P MORGAN EXCHANGE TRADED F JPEM	JPEM	26,020	$1.4m26.0k shares
NUSHARES ETF TR NULG	NULG	2,727	$234.1k2.7k shares
MARRIOTT INTL INC NEW MAR	MAR	811	$226.2k811 shares
VANGUARD SCOTTSDALE FDS VONG	VONG	2,090	$215.9k2.1k shares
NVR INC NVR	NVR	25	$204.5k25 shares
ISHARES TR MUB	MUB	1,895	$201.9k1.9k shares
NUVEEN MUNICIPAL CREDIT INC NZF	NZF	12,462	$151.7k12.5k shares
VIRTUS CONVERTIBLE & INC FD		18,835	$59.0k18.8k shares
VIRTUS CONVERTIBLE & INCOME		13,488	$46.8k13.5k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
NVIDIA CORPORATION NVDA · Put	NVDA	Put	800	$24.9k800 shares	Unchanged
CROWDSTRIKE HLDGS INC CRWD · Call	CRWD	Call	200	$23.9k200 shares	Unchanged
AMAZON COM INC AMZN · Put	AMZN	Put	2,000	$11.2k2.0k shares	New
APPLE INC AAPL · Put	AAPL	Put	2,000	$7.5k2.0k shares	New
MICROSOFT CORP MSFT · Put	MSFT	Put	400	$6.8k400 shares	Reduced
HOME DEPOT INC HD · Put	HD	Put	300	$2.6k300 shares	Reduced
VERIZON COMMUNICATIONS INC VZ · Put	VZ	Put	6,000	$5916.0k shares	Reduced