Vault-13

NUSHARES ETF TR NULG

NUVEEN ESG LRGCP · ETP · CUSIP 67092P201

240 institutional holders -12 vs Q4 2024
13,560,30613.6m shares reported held*
$1.1bnreported value*
17 new 82 added 103 reduced 30 sold out net sold ≈ $2.2m (-51.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.50. Options: 0 managers hold calls (— notional), 1 hold puts ($104.2k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 127Q4 22: 150Q1 23: 148Q2 23: 164Q3 23: 178Q4 23: 188Q1 24: 199Q2 24: 225Q3 24: 224Q4 24: 252Q1 25: 240240Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022127
Q4 2022150
Q1 2023148
Q2 2023164
Q3 2023178
Q4 2023188
Q1 2024199
Q2 2024225
Q3 2024224
Q4 2024252
Q1 2025240

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 85 bought or addedQ2 23: 62 cut or sold outQ3 23: 88 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 88 cut or sold outQ1 24: 100 bought or addedQ1 24: 81 cut or sold outQ1 24Q2 24: 99 bought or addedQ2 24: 94 cut or sold outQ3 24: 103 bought or addedQ3 24: 87 cut or sold outQ3 24Q4 24: 95 bought or addedQ4 24: 107 cut or sold outQ1 25: 99 bought or addedQ1 25: 133 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20238562
Q3 20238863
Q4 20237688
Q1 202410081
Q2 20249994
Q3 202410387
Q4 202495107
Q1 202599133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $104.2kQ1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$0$104.2k—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +418,269+418.3k
Elevation Capital Advisory, LLC Added +114,908+114.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +97,424+97.4k
Cerity Partners OCIO LLC New +79,966+80.0k
JPMORGAN CHASE & CO Added +60,693+60.7k
OPPENHEIMER ASSET MANAGEMENT INC. New +26,342+26.3k
GOLDMAN SACHS GROUP INC Added +23,683+23.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,396+22.4k
AMERIPRISE FINANCIAL INC Added +18,553+18.6k
Cetera Investment Advisers Added +16,535+16.5k

Biggest sellers

Refined Wealth Management Reduced -205,737-205.7k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -166,591-166.6k
Lido Advisors, LLC Sold out -162,573-162.6k
Money Design Co.,Ltd. Reduced -129,477-129.5k
LPL Financial LLC Reduced -104,572-104.6k
Clarity Asset Management, Inc. Reduced -48,261-48.3k
WIN ADVISORS, INC Reduced -43,311-43.3k
Thrivent Financial for Lutherans Reduced -28,206-28.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -18,095-18.1k
PARK AVENUE SECURITIES LLC Sold out -17,867-17.9k

Biggest calls

None

Biggest puts

Quaker Wealth Management, LLC First filing $104.2k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Northwest & Ethical Investments L.P. (0.0%, 2026-06-03)

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,821,3353.8m $299.1m $299.1m 0.03% Added +418.3k +418,269
2 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 2,447,1442.4m $191.6m $191.6m 0.60% Reduced -166.6k -166,591
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 768,210768.2k $60.1m $60.1m 0.02% Reduced -104.6k -104,572
4 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 600,204600.2k $47.0m $47.0m 0.07% Added +97.4k +97,424
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 485,521485.5k $38.0m $38.0m 0.00% Added +1.1k +1,113
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 284,191284.2k $22.2m $22.2m 0.01% Reduced -18.1k -18,095
7 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 270,614270.6k $21.2m $21.2m 0.07% Reduced -11.1k -11,089
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 257,779257.8k $20.2m $20.2m 0.00% Added +9.0k +8,977
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 250,291250.3k $19.6m $19.6m 0.01% Added +18.6k +18,553
10 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 249,262249.3k $22.2m $22.2m 0.05% Reduced -28.2k -28,206
11 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 200,212200.2k $15.7m $15.7m 0.06% Added +2.4k +2,430
12 RVW Wealth, LLC 1.05% of their portfolio LOS ANGELES, CA 142,613142.6k $11.2m $11.2m 1.05% Reduced -5.9k -5,875
13 Impact Investors, Inc 7.90% of their portfolio SAN FRANCISCO, CA 129,666129.7k $10.2m $10.2m 7.90% Reduced -3.5k -3,541
14 Clarity Asset Management, Inc. 6.21% of their portfolio AMES, IA 123,319123.3k $9.7m $9.7m 6.21% Reduced -48.3k -48,261
15 Elevation Capital Advisory, LLC 4.06% of their portfolio BEND, OR 118,936118.9k $9.3m $9.3m 4.06% Added +114.9k +114,908
16 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 113,747113.7k $8.9m $8.9m 0.23% Added +609 +609
17 O'Brien Wealth Partners LLC 1.56% of their portfolio Waltham, MA 107,106107.1k $8.4m $8.4m 1.56% Reduced -445 -445
18 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 100,278100.3k $7.8m $7.8m 0.02% Added +3.9k +3,864
19 MISSION WEALTH MANAGEMENT, LP 0.19% of their portfolio Santa Barbara, CA 97,11297.1k $7.6m $7.6m 0.19% Added +7.7k +7,721
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 93,16793.2k $7.3m $7.3m 0.01% Reduced -8.9k -8,939
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 90,93490.9k $7.1m $7.1m 0.01% Reduced -4.8k -4,819
22 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 90,73990.7k $7.1m $7.1m 0.04% Added +3.5k +3,453
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 81,35481.4k $6.4m $6.4m 0.01% Added +16.5k +16,535
24 Cerity Partners OCIO LLC 0.35% of their portfolio New York, NY 79,96680.0k $6.3m $6.3m 0.35% New
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 77,59877.6k $6.1m $6.1m 0.00% Reduced -1.3k -1,302
26 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 77,32377.3k $6.1m $6.1m 0.07% Added +4.3k +4,252
27 DeDora Capital, Inc. 1.71% of their portfolio Napa, CA 75,76475.8k $5.9m $5.9m 1.71% Reduced -11.1k -11,084
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 73,17173.2k $5.7m $5.7m 0.00% Added +23.7k +23,683
29 Francis Financial, Inc. 1.34% of their portfolio NEW YORK, NY 70,52070.5k $5.5m $5.5m 1.34% Reduced -4.6k -4,642
30 Uniting Wealth Partners, LLC 2.74% of their portfolio DENVER, CO 69,95870.0k $5.5m $5.5m 2.74% Reduced -74 -74
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 64,00264.0k $5.0m $5.0m 0.00% Added +60.7k +60,693
32 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 53,54053.5k $4.2m $4.2m 0.01% Added +3.4k +3,360
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 50,88350.9k $4.0m $4.0m 0.00% Added +872 +872
34 One Capital Management, LLC 0.13% of their portfolio WESTLAKE VILLAGE, CA 47,32947.3k $3.7m $3.7m 0.13% Reduced -9.8k -9,814
35 Cable Hill Partners, LLC 0.37% of their portfolio PORTLAND, OR 47,03247.0k $3.8m $3.8m 0.37% Added +1.3k +1,310
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,62943.6k $3.4m $3.4m 0.00% Added +11.2k +11,171
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 42,00042.0k $3.3m $3.3m 0.02% Reduced -6.1k -6,134
38 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 40,75540.8k $3.2m $3.2m 0.00% Reduced -4.6k -4,568
39 Money Design Co.,Ltd. 0.15% of their portfolio TOKYO, M0 37,81237.8k $3.0m $3.0m 0.15% Reduced -129.5k -129,477
40 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 37,33237.3k $2.9m $2.9m 0.01% Reduced -1.5k -1,474
41 Laurel Wealth Planning LLC 1.88% of their portfolio EDINA, MN 36,20036.2k $2.8m $2.8m 1.88% Reduced -158 -158
42 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 34,01934.0k $2.7m $2.7m 0.00% Added +3.5k +3,501
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,56033.6k $2.6m $2.6m 0.00% Added +22.4k +22,396
44 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 33,00233.0k $2.6m $2.6m 0.00% Added +8.8k +8,838
45 WCG Wealth Advisors LLC 0.19% of their portfolio LAS VEGAS, NV 32,09632.1k $2.5m $2.5m 0.19% Reduced -2.5k -2,485
46 Evolution Advisers, Inc. 1.32% of their portfolio RICHMOND, VA 31,94031.9k $2.5m $2.5m 1.32% Reduced -229 -229
47 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 30,67830.7k $2.4m $2.4m 0.04% Reduced -2.8k -2,844
48 IMPACTfolio, LLC 1.22% of their portfolio DENVER, CO 29,64429.6k $2.3m $2.3m 1.22% Added +66 +66
49 Ascentis Independent Advisors 0.45% of their portfolio DALLAS, TX 28,77928.8k $2.3m $2.3m 0.45% Added +7.5k +7,474
50 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 28,63028.6k $2.2m $2.2m 0.05% Added +740 +740
51 Mascoma Wealth Management LLC 0.53% of their portfolio HANOVER, NH 27,04127.0k $2.1m $2.1m 0.53% Reduced -4.2k -4,237
52 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 26,34226.3k $2.1m $2.1m 0.03% New
53 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 25,44225.4k $2.0m $2.0m 0.25% Reduced -2.0k -1,966
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,69224.7k $1.9m $1.9m 0.00% Added +6.6k +6,559
55 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 24,31424.3k $1.9m $1.9m 0.02% Reduced -372 -372
56 Revolve Wealth Partners, LLC 0.27% of their portfolio Hackensack, NJ 24,08124.1k $1.9m $1.9m 0.27% Added +1.4k +1,416
57 Equita Financial Network, Inc. 0.65% of their portfolio FORT WASHINGTON, PA 23,86723.9k $1.9m $1.9m 0.65% Reduced -496 -496
58 BOKF, NA 0.03% of their portfolio TULSA, OK 23,44823.4k $1.8m $1.8m 0.03% Reduced -64 -64
59 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 23,42823.4k $1.8m $1.8m 0.06% Reduced -320 -320
60 SGL Investment Advisors, Inc. 0.98% of their portfolio MISSOULA, MT 22,70722.7k $1.9m $1.9m 0.98% Added +1.1k +1,061
61 NorthRock Partners, LLC 0.05% of their portfolio MINNEAPOLIS, MN 20,83020.8k $1.6m $1.6m 0.05% Reduced -2.4k -2,371
62 J.Safra Asset Management Corp 0.13% of their portfolio NEW YORK, NY 20,45520.5k $1.6m $1.6m 0.13% Added +9.3k +9,342
63 FMR LLC 0.00% of their portfolio BOSTON, MA 20,40320.4k $1.6m $1.6m 0.00% Added +15.6k +15,556
64 Legacy Edge Advisors, LLC 0.25% of their portfolio SYOSSET, NY 20,20320.2k $1.6m $1.6m 0.25% Added +6.7k +6,687
65 CX Institutional 0.06% of their portfolio AUBURN, IN 20,08220.1k $1.6m $1.6m 0.06% Added +3.8k +3,766
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,30219.3k $1.5m $1.5m 0.00% Reduced -1.0k -1,034
67 CGN Advisors LLC 0.13% of their portfolio MANHATTAN, KS 17,27917.3k $1.4m $1.4m 0.13% Added +280 +280
68 CARY STREET PARTNERS FINANCIAL LLC 0.04% of their portfolio RICHMOND, VA 17,24917.2k $1.4m $1.4m 0.04% Added +97 +97
69 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 16,97917.0k $1.3m $1.3m 0.04% Reduced -914 -914
70 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,75316.8k $1.3m $1.3m 0.00% Reduced -3 -3
71 Baltimore-Washington Financial Advisors, Inc. 0.07% of their portfolio Columbia, MD 16,71316.7k $1.3m $1.3m 0.07% Unchanged
72 Freedom Investment Management, Inc. 0.11% of their portfolio SOUTH WINDSOR, CT 16,09016.1k $1.3m $1.3m 0.11% Added +4.2k +4,217
73 Heck Capital Advisors, LLC 0.13% of their portfolio Rhinelander, WI 15,24115.2k $1.2m $1.2m 0.13% Reduced -1.2k -1,165
74 XY Planning Network, Inc. 0.78% of their portfolio BOZEMAN, MT 15,00515.0k $1.2m $1.2m 0.78% Reduced -457 -457
75 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 14,84314.8k $1.2m $1.2m 0.00% Added +1.1k +1,082
76 MFA WEALTH ADVISORS, LLC 0.28% of their portfolio PITTSBURGH, PA 14,58514.6k $1.1m $1.1m 0.28% Unchanged
77 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 14,30314.3k $1.1m $1.1m 0.03% Added +4.6k +4,639
78 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,17814.2k $1.1m $1.1m 0.00% Added +684 +684
79 Colorado Capital Management, Inc. 0.51% of their portfolio BOULDER, CO 14,09914.1k $1.1m $1.1m 0.51% Reduced -3.4k -3,352
80 Trademark Financial Management, LLC 0.82% of their portfolio Bloomington, MN 13,70513.7k $1.1m $1.1m 0.82% Reduced -493 -493
81 Refined Wealth Management 0.86% of their portfolio SALT LAKE CITY, UT 13,42113.4k $1.1m $1.1m 0.86% Reduced -205.7k -205,737
82 WealthShield Partners, LLC 0.13% of their portfolio CARY, NC 13,00313.0k $1.0m $1.0m 0.13% Reduced -663 -663
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,71212.7k $995.1k $995.1k 0.01% Reduced -393 -393
84 Falcon Wealth Planning 0.11% of their portfolio Ontario, CA 12,62612.6k $988.3k $988.3k 0.11% Added +3.6k +3,611
85 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 12,20512.2k $955.4k $955.4k 0.03% Reduced -574 -574
86 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 12,10312.1k $947.4k $947.4k 0.09% Reduced -1.8k -1,759
87 Curtis Advisory Group, LLC 0.28% of their portfolio SANTA BARBARA, CA 12,09712.1k $947.0k $947.0k 0.28% Reduced -622 -622
88 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 11,61211.6k $908.9k $908.9k 0.01% Added +1.2k +1,213
89 First Pacific Financial 0.18% of their portfolio VANCOUVER, WA 11,53111.5k $902.6k $902.6k 0.18% New
90 Onyx Bridge Wealth Group LLC 0.13% of their portfolio TARRYTOWN, NY 11,14311.1k $872.3k $872.3k 0.13% New
91 BlueStem Wealth Partners, LLC 0.12% of their portfolio MINNETONKA, MN 11,08111.1k $867.4k $867.4k 0.12% Added +832 +832
92 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 10,98111.0k $859.6k $859.6k 0.05% Reduced -369 -369
93 MARINO, STRAM & ASSOCIATES LLC 0.19% of their portfolio BRAINTREE, MA 10,87110.9k $851.0k $851.0k 0.19% Added +2.5k +2,493
94 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 10,79510.8k $845.0k $845.0k 0.08% Unchanged
95 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,79010.8k $844.6k $844.6k 0.00% New
96 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 10,50610.5k $822.4k $822.4k 0.01% Reduced -947 -947
97 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,25910.3k $803.0k $803.0k 0.00% Reduced -406 -406
98 Wescott Financial Advisory Group, LLC 0.08% of their portfolio Philadelphia, PA 10,17910.2k $796.8k $796.8k 0.08% Reduced -547 -547
99 Marshall & Sterling Wealth Advisors Inc. 0.53% of their portfolio POUGHKEEPSIE, NY 10,00410.0k $783.0k $783.0k 0.53% Reduced -2.3k -2,255
100 VestGen Advisors, LLC 0.04% of their portfolio CHICAGO, IL 9,9109.9k $775.8k $775.8k 0.04% First filing