Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

839 institutional holders +6 vs Q4 2024
197,176,214197.2m shares reported held*
$7.8bnreported value*
62 new 338 added 311 reduced 52 sold out net sold ≈ $2.7m (-49.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($44.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.37. Options: 2 managers hold calls ($6.0m notional), 1 hold puts ($2.4k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 568Q4 22: 614Q1 23: 620Q2 23: 633Q3 23: 630Q4 23: 725Q1 24: 718Q2 24: 734Q3 24: 769Q4 24: 833Q1 25: 839839Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620
Q2 2023633
Q3 2023630
Q4 2023725
Q1 2024718
Q2 2024734
Q3 2024769
Q4 2024833
Q1 2025839

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 359 bought or addedQ2 23: 234 cut or sold outQ3 23: 317 bought or addedQ3 23: 279 cut or sold outQ3 23Q4 23: 367 bought or addedQ4 23: 275 cut or sold outQ1 24: 331 bought or addedQ1 24: 346 cut or sold outQ1 24Q2 24: 365 bought or addedQ2 24: 316 cut or sold outQ3 24: 372 bought or addedQ3 24: 328 cut or sold outQ3 24Q4 24: 385 bought or addedQ4 24: 338 cut or sold outQ1 25: 400 bought or addedQ1 25: 363 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023359234
Q3 2023317279
Q4 2023367275
Q1 2024331346
Q2 2024365316
Q3 2024372328
Q4 2024385338
Q1 2025400363

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 24 calls: $6.1mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $2.6mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $2.2mQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $6.0mQ1 25 puts: $2.4kQ1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$6.1m$00.00
Q3 2024$2.6m$00.00
Q4 2024$2.2m$00.00
Q1 2025$6.0m$2.4k0.00

Biggest buyers

MORGAN STANLEY Added +1,476,162+1.5m
JANE STREET GROUP, LLC New +1,472,993+1.5m
3EDGE Asset Management, LP Added +747,171+747.2k
LPL Financial LLC Added +620,049+620.0k
Cerity Partners LLC Added +545,724+545.7k
ENVESTNET ASSET MANAGEMENT INC Added +461,936+461.9k
Kestra Investment Management, LLC Added +352,829+352.8k
Geneos Wealth Management Inc. Added +277,751+277.8k
TIAA TRUST, NATIONAL ASSOCIATION Added +252,016+252.0k
Summit Global Investments New +241,864+241.9k

Biggest sellers

Focus Partners Wealth Reduced -1,596,400-1.6m
BANK OF AMERICA CORP /DE/ Reduced -1,487,929-1.5m
GREAT LAKES ADVISORS, LLC Reduced -1,109,891-1.1m
Luken Investment Analytics, LLC Reduced -757,108-757.1k
ICONIQ Capital, LLC Sold out -661,733-661.7k
Creative Planning Reduced -573,801-573.8k
OSAIC HOLDINGS, INC. Reduced -556,698-556.7k
Clearstead Advisors, LLC Reduced -537,668-537.7k
Trilogy Capital Inc. Reduced -494,619-494.6k
BlueStem Wealth Partners, LLC Reduced -355,413-355.4k

Biggest calls

SIMPLEX TRADING, LLC Added $6.0m110.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Quaker Wealth Management, LLC First filing $2.4k60 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.84% of their portfolio OVERLAND PARK, KS 22,673,98122.7m $892.7m $892.7m 0.84% Reduced -573.8k -573,801
2 Financial Engines Advisors L.L.C. 1.57% of their portfolio SANTA CLARA, CA 18,595,61918.6m $732.1m $732.1m 1.57% Reduced -64.1k -64,145
3 LPL Financial LLC 0.16% of their portfolio FORT MILL, SC 10,706,45310.7m $421.5m $421.5m 0.16% Added +620.0k +620,049
4 Allworth Financial LP 1.45% of their portfolio FOLSOM, CA 6,567,5496.6m $257.8m $257.8m 1.45% Added +81.0k +80,992
5 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 6,361,8446.4m $250.5m $250.5m 0.08% Added +461.9k +461,936
6 TIAA TRUST, NATIONAL ASSOCIATION 0.74% of their portfolio CHARLOTTE, NC 6,065,7166.1m $238.8m $238.8m 0.74% Added +252.0k +252,016
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,322,4295.3m $209.5m $209.5m 0.01% Reduced -236.5k -236,501
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,109,6145.1m $201.2m $201.2m 0.01% Added +1.5m +1,476,162
9 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 5,060,8265.1m $199.2m $199.2m 0.05% Added +33.5k +33,522
10 Horizon Investments, LLC 5.23% of their portfolio Charlotte, NC 4,458,4464.5m $175.5m $175.5m 5.23% Reduced -19.2k -19,216
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 3,274,0583.3m $128.9m $128.9m 0.11% Added +146.1k +146,140
12 Cerity Partners LLC 0.22% of their portfolio NEW YORK, NY 2,766,3982.8m $108.9m $108.9m 0.22% Added +545.7k +545,724
13 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 2,528,9642.5m $99.6m $99.6m 0.02% Reduced -165.8k -165,783
14 Envestnet Portfolio Solutions, Inc. 0.37% of their portfolio BERWYN, PA 2,467,6642.5m $97.2m $97.2m 0.37% Added +152.7k +152,716
15 TOWNSQUARE CAPITAL LLC 0.99% of their portfolio Lehi, UT 2,360,5912.4m $92.9m $92.9m 0.99% Added +217.4k +217,438
16 Aptus Capital Advisors, LLC 0.95% of their portfolio FAIRHOPE, AL 2,136,9562.1m $84.1m $84.1m 0.95% Added +241.8k +241,756
17 Focus Partners Wealth 0.21% of their portfolio ST LOUIS, MO 2,126,9002.1m $83.7m $83.7m 0.21% Reduced -1.6m -1,596,400
18 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 2,118,4992.1m $83.4m $83.4m 0.03% Added +128.9k +128,876
19 CWM, LLC 0.31% of their portfolio OMAHA, NE 1,955,8772.0m $77.0m $77.0m 0.31% Added +154.4k +154,353
20 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 1,904,9751.9m $75.0m $75.0m 0.21% Reduced -43.5k -43,482
21 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,811,4171.8m $71.3m $71.3m 0.02% Added +179.4k +179,414
22 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 1,736,3171.7m $68.4m $68.4m 0.13% Added +96.4k +96,364
23 Stadion Money Management, LLC 6.65% of their portfolio WATKINSVILLE, GA 1,695,1611.7m $66.7m $66.7m 6.65% Reduced -74.5k -74,499
24 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,591,8951.6m $62.7m $62.7m 0.01% Reduced -36.1k -36,092
25 Mariner, LLC 0.10% of their portfolio Overland Park, KS 1,557,4351.6m $61.3m $61.3m 0.10% Added +108.4k +108,420
26 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 1,472,9931.5m $58.0m $58.0m 0.10% New
27 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,468,9871.5m $57.8m $57.8m 0.01% Reduced -1.5m -1,487,929
28 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,274,1821.3m $50.2m $50.2m 0.07% Added +148.7k +148,727
29 Private Advisor Group, LLC 0.28% of their portfolio MORRISTOWN, NJ 1,185,8471.2m $46.7m $46.7m 0.28% Added +24.9k +24,891
30 Advisory Alpha, LLC 1.56% of their portfolio HOLLAND, MI 1,166,2261.2m $45.9m $45.9m 1.56% Added +53.3k +53,304
31 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,042,0181.0m $41.0m $41.0m 0.01% Reduced -55.9k -55,873
32 JNBA Financial Advisors 4.12% of their portfolio BLOOMINGTON, MN 1,010,4391.0m $39.8m $39.8m 4.12% Reduced -30.9k -30,851
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 879,660879.7k $34.6m $34.6m 0.07% Reduced -145.2k -145,181
34 Koss-Olinger Consulting, LLC 2.91% of their portfolio GAINESVILLE, FL 878,265878.3k $34.6m $34.6m 2.91% Added +22.7k +22,749
35 McNamara Financial Services, Inc. 7.31% of their portfolio MARSHFIELD, MA 862,674862.7k $34.0m $34.0m 7.31% Added +45.6k +45,582
36 Equitable Holdings, Inc. 0.32% of their portfolio NEW YORK, NY 854,140854.1k $33.6m $33.6m 0.32% Reduced -59.6k -59,574
37 Betterment LLC 0.08% of their portfolio NEW YORK, NY 812,518812.5k $32.0m $32.0m 0.08% Added +77.6k +77,643
38 Pathstone Holdings, LLC 0.14% of their portfolio ENGLEWOOD, NJ 801,624801.6k $31.7m $31.7m 0.14% Reduced -6.5k -6,502
39 3EDGE Asset Management, LP 2.08% of their portfolio Naples, FL 777,050777.0k $30.6m $30.6m 2.08% Added +747.2k +747,171
40 CUTLER INVESTMENT COUNSEL LLC 3.67% of their portfolio Jacksonville, OR 774,997775.0k $30.5m $30.5m 3.67% Added +42.0k +42,004
41 GeoWealth Management, LLC 1.21% of their portfolio CHICAGO, IL 765,221765.2k $30.1m $30.1m 1.21% Reduced -204.4k -204,407
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 749,472749.5k $29.5m $29.5m 0.00% Added +93.0k +93,044
43 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 730,558730.6k $28.8m $28.8m 0.17% Added +17.3k +17,318
44 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 725,004725.0k $28.5m $28.5m 0.06% Reduced -556.7k -556,698
45 PARK AVENUE SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 702,028702.0k $27.6m $27.6m 0.34% Added +20.5k +20,497
46 Global Strategic Investment Solutions, LLC 3.17% of their portfolio Scottsdale, AZ 695,770695.8k $27.4m $27.4m 3.17% Reduced -1.8k -1,765
47 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 679,031679.0k $26.7m $26.7m 0.03% Reduced -43.8k -43,828
48 Kestra Investment Management, LLC 0.44% of their portfolio AUSTIN, TX 642,030642.0k $25.3m $25.3m 0.44% Added +352.8k +352,829
49 BlueStem Wealth Partners, LLC 3.42% of their portfolio MINNETONKA, MN 636,261636.3k $25.0m $25.0m 3.42% Reduced -355.4k -355,413
50 AXXCESS WEALTH MANAGEMENT, LLC 0.67% of their portfolio CARLSBAD, CA 626,650626.6k $24.7m $24.7m 0.67% Added +61.8k +61,822
51 Pineridge Advisors LLC 9.64% of their portfolio ST. CHARLES, MO 626,453626.5k $24.7m $24.7m 9.64% Added +32.2k +32,234
52 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.64% of their portfolio LOS ANGELES, CA 613,468613.5k $24.2m $24.2m 0.64% Added +89.1k +89,099
53 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 595,249595.2k $23.4m $23.4m 0.08% Reduced -161.9k -161,908
54 AlphaStar Capital Management, LLC 2.32% of their portfolio CORNELIUS, NC 586,243586.2k $23.1m $23.1m 2.32% Reduced -11.0k -10,974
55 Beacon Pointe Advisors, LLC 0.26% of their portfolio NEWPORT BEACH, CA 585,553585.6k $23.1m $23.1m 0.26% Added +38.0k +38,029
56 ST GERMAIN D J CO INC 1.08% of their portfolio SPRINGFIELD, MA 581,990582.0k $22.9m $22.9m 1.08% Added +13.7k +13,723
57 Meeder Advisory Services, Inc. 1.34% of their portfolio DUBLIN, OH 568,742568.7k $22.4m $22.4m 1.34% Reduced -15.1k -15,091
58 Financial Strategies Group, Inc. 5.06% of their portfolio OKEMOS, MI 566,590566.6k $21.4m $21.4m 5.06% Added +5.0k +4,963
59 CGN Advisors LLC 2.13% of their portfolio MANHATTAN, KS 551,890551.9k $21.7m $21.7m 2.13% Added +66.6k +66,571
60 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 546,141546.1k $22.0m $22.0m 0.05% Reduced -28.1k -28,059
61 Capital Asset Advisory Services LLC 1.09% of their portfolio Williamston, MI 539,487539.5k $21.4m $21.4m 1.09% Added +63.4k +63,365
62 Geneos Wealth Management Inc. 0.35% of their portfolio ENGLEWOOD, CO 537,638537.6k $24.5m $24.5m 0.35% Added +277.8k +277,751
63 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 518,012518.0k $20.4m $20.4m 0.07% Added +33.4k +33,439
64 Valmark Advisers, Inc. 0.31% of their portfolio AKRON, OH 516,971517.0k $20.4m $20.4m 0.31% Reduced -5.2k -5,155
65 Venturi Wealth Management, LLC 1.02% of their portfolio AUSTIN, TX 499,174499.2k $19.7m $19.7m 1.02% Reduced -17.1k -17,113
66 Ballentine Partners, LLC 0.33% of their portfolio Waltham, MA 490,729490.7k $19.3m $19.3m 0.33% Reduced -17.4k -17,447
67 Impact Partnership Wealth, LLC 4.05% of their portfolio MARIETTA, GA 481,831481.8k $19.0m $19.0m 4.05% Reduced -14.5k -14,493
68 KWB Wealth 2.14% of their portfolio REDLANDS, CA 462,278462.3k $17.7m $17.7m 2.14% Reduced -7.2k -7,169
69 N.E.W. Advisory Services LLC 1.35% of their portfolio DE PERE, WI 449,585449.6k $17.7m $17.7m 1.35% Added +59.4k +59,447
70 GREAT LAKES ADVISORS, LLC 0.16% of their portfolio CHICAGO, IL 446,006446.0k $17.6m $17.6m 0.16% Reduced -1.1m -1,109,891
71 KFG WEALTH MANAGEMENT, LLC 3.05% of their portfolio GRANGER, IN 426,328426.3k $16.8m $16.8m 3.05% Added +41.0k +40,986
72 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 4.30% of their portfolio NEWPORT BEACH, CA 425,894425.9k $16.8m $16.8m 4.30% Added +5.8k +5,758
73 CAPITAL WEALTH MANAGEMENT, LLC 6.93% of their portfolio W. WARWICK, RI 424,050424.1k $16.7m $16.7m 6.93% Added +11.0k +11,049
74 Chaney Capital Management, Inc. 7.14% of their portfolio LYNNWOOD, WA 407,236407.2k $16.0m $16.0m 7.14% Added +33.1k +33,094
75 Heritage Family Offices, LLP 8.14% of their portfolio SCOTTSDALE, AZ 404,452404.5k $15.9m $15.9m 8.14% Reduced -42.4k -42,439
76 Allen Capital Group, LLC 1.74% of their portfolio GRAND ISLAND, NE 385,944385.9k $15.2m $15.2m 1.74% Added +9.2k +9,152
77 WCG Wealth Advisors LLC 1.15% of their portfolio LAS VEGAS, NV 385,202385.2k $15.2m $15.2m 1.15% Reduced -59.1k -59,130
78 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 377,099377.1k $14.8m $14.8m 0.04% Added +1.6k +1,550
79 ATLAS CAPITAL ADVISORS INC. 1.83% of their portfolio JACKSON, WY 371,670371.7k $14.6m $14.6m 1.83% Reduced -37.0k -36,972
80 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 368,154368.2k $14.5m $14.5m 0.02% Added +313 +313
81 Facet Wealth, Inc. 0.38% of their portfolio WEST PALM BEACH, FL 364,257364.3k $14.9m $14.9m 0.38% Added +129.3k +129,329
82 ERn Financial, LLC 2.26% of their portfolio MIDDLETON, WI 363,775363.8k $14.3m $14.3m 2.26% Reduced -30.0k -29,957
83 WOODMONT INVESTMENT COUNSEL LLC 1.03% of their portfolio NASHVILLE, TN 360,698360.7k $14.2m $14.2m 1.03% Added +22.3k +22,324
84 LANDMARK WEALTH MANAGEMENT, INC. 6.74% of their portfolio NORMAL, IL 358,935358.9k $14.1m $14.1m 6.74% Added +93.6k +93,638
85 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 358,542358.5k $13.9m $13.9m 0.07% Added +181.1k +181,068
86 Rodgers & Associates, LTD 1.66% of their portfolio Lancaster, PA 346,672346.7k $13.6m $13.6m 1.66% Added +3.6k +3,645
87 SigFig Wealth Management, LLC 0.46% of their portfolio SAN FRANCISCO, CA 340,082340.1k $12.8m $12.8m 0.46% Reduced -15.0k -14,971
88 WRAPMANAGER INC 3.43% of their portfolio MILL VALLEY, CA 331,756331.8k $13.1m $13.1m 3.43% Added +117.2k +117,205
89 Moss Adams Wealth Advisors LLC 1.32% of their portfolio SEATTLE, WA 319,483319.5k $12.6m $12.6m 1.32% Added +158.5k +158,460
90 Tortoise Investment Management, LLC 1.28% of their portfolio WHITE PLAINS, NY 312,109312.1k $12.3m $12.3m 1.28% Added +9.7k +9,703
91 Aspire Private Capital, LLC 2.94% of their portfolio Cornelius, NC 299,994300.0k $11.8m $11.8m 2.94% Reduced -14.7k -14,749
92 Austin Private Wealth, LLC 1.05% of their portfolio Austin, TX 296,400296.4k $11.7m $11.7m 1.05% Added +206.5k +206,512
93 Sterneck Capital Management, LLC 6.25% of their portfolio KANSAS CITY, MO 293,901293.9k $11.6m $11.6m 6.25% Reduced -1.4k -1,397
94 Elm Partners Management LLC 0.74% of their portfolio Philadelphia, PA 290,454290.5k $11.4m $11.4m 0.74% Added +22.5k +22,457
95 FORBES J M & CO LLP 1.06% of their portfolio Boston, MA 278,382278.4k $11.0m $11.0m 1.06% Added +13.2k +13,229
96 Financial Gravity Asset Management, Inc. 2.35% of their portfolio Lakeway, TX 273,424273.4k $10.8m $10.8m 2.35% First filing
97 TRUEFG, LLC 3.49% of their portfolio CEDAR PARK, TX 269,039269.0k $10.6m $10.6m 3.49% Added +1.8k +1,803
98 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 266,184266.2k $10.5m $10.5m 0.01% Added +74.5k +74,520
99 Banco Santander, S.A. 0.11% of their portfolio Madrid, U3 263,180263.2k $10.4m $10.4m 0.11% Reduced -84.5k -84,539
100 Atlas Private Wealth Advisors 1.44% of their portfolio RED BANK, NJ 262,269262.3k $10.3m $10.3m 1.44% Reduced -39.2k -39,200