Gator Capital Management, LLC

TAMPA, FL · CIK 1570284 · 13F filing filed 2026-08-13

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$751.1m
Staff7 · 3 in investment roles
Main clients (by assets)Private funds 63%, Mutual funds and ETFs 34%, High net worth individuals 2%
Private funds2 (2 hedge) · $452.0m gross assets
Websitegatorcapital.com
Form ADV · 2026-04-22SEC adviser record

Legal entityGATOR CAPITAL MANAGEMENT, LLC (US)

$464.8m reported value -0.9% vs Q1 2026

67positions

43.7%in top 10

2 new 21 added 33 reduced 25 sold out vs Q1 2026

Options: 0 call positions (— notional), 1 put positions ($11.8m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	405,825	$40.7m8.76%	8.76%	Reduced -14.7k	-14,700 -3.5%
2	COMPASS INC CL A COMP	COMP	2,703,151	$33.3m7.17%	7.17%	Reduced -1.8k	-1,822 -0.1%
3	FIRST CTZNS BANCSHARES INC N CL A FCNCA	FCNCA	8,958	$18.6m4.01%	4.01%	Reduced -1.2k	-1,224 -12.0%
4	UMB FINL CORP COM UMBF	UMBF	129,450	$18.5m3.98%	3.98%	Reduced -15.9k	-15,930 -11.0%
5	UBS GROUP AG SHS UBS	UBS	346,600	$17.2m3.70%	3.70%	Reduced -33.6k	-33,640 -8.8%
6	AXOS FINANCIAL INC COM AX	AX	166,475	$16.2m3.49%	3.49%	Reduced -20.4k	-20,365 -10.9%
7	AMERIPRISE FINL INC COM AMP	AMP	34,951	$16.0m3.45%	3.45%	Reduced -3.2k	-3,157 -8.3%
8	GLOBAL PMTS INC COM GPN	GPN	200,745	$14.6m3.13%	3.13%	Reduced -23.1k	-23,125 -10.3%
9	VOYA FINANCIAL INC COM VOYA	VOYA	156,385	$14.2m3.05%	3.05%	Added +3.1k	+3,110 2.0%
10	BARCLAYS PLC ADR BCS	BCS	513,345	$13.8m2.97%	2.97%	Added +13.5k	+13,460 2.7%
11	NAVIENT CORPORATION COM NAVI	NAVI	1,590,727	$13.5m2.91%	2.91%	Added +1.4m	+1,394,532 710.8%
12	PRIMERICA INC COM PRI	PRI	47,036	$13.4m2.88%	2.88%	Reduced -9.5k	-9,539 -16.9%
13	OFG BANCORP COM OFG	OFG	262,255	$12.9m2.77%	2.77%	Reduced -45.4k	-45,398 -14.8%
14	CUSTOMERS BANCORP INC COM CUBI	CUBI	161,030	$12.7m2.74%	2.74%	Reduced -30.5k	-30,541 -15.9%
15	FISERV INC COM FISV	FISV	250,235	$12.3m2.64%	2.64%	Added +23.5k	+23,455 10.3%
16	ESQUIRE FINL HLDGS INC COM ESQ	ESQ	100,896	$12.0m2.59%	2.59%	Added +2.5k	+2,550 2.6%
17	CARLYLE GROUP INC COM CG	CG	282,425	$11.9m2.56%	2.56%	Added +91.2k	+91,230 47.7%
18	SLM CORP COM SLM	SLM	457,729	$11.9m2.55%	2.55%	Reduced -61.8k	-61,820 -11.9%
19	JACKSON FINANCIAL INC COM CL A JXN	JXN	113,795	$11.7m2.51%	2.51%	Added +7.8k	+7,830 7.4%
20	CONNECTONE BANCORP INC COM CNOB	CNOB	326,782	$10.9m2.35%	2.35%	Reduced -70.1k	-70,055 -17.6%
21	FIRST FINL BANCORP OH COM FFBC	FFBC	315,590	$10.7m2.30%	2.30%	Reduced -37.6k	-37,600 -10.7%
22	TFS FINL CORP COM TFSL	TFSL	556,030	$9.9m2.12%	2.12%	Reduced -131.8k	-131,770 -19.2%
23	WESTERN ALLIANCE BANCORP COM WAL	WAL	115,630	$9.5m2.05%	2.05%	Reduced -37.1k	-37,070 -24.3%
24	CHAIN BRIDGE BANCORP INC CL A CBNA	CBNA	219,365	$9.2m1.98%	1.98%	Added +10.1k	+10,092 4.8%
25	OLD SECOND BANCORP INC ILL COM OSBC	OSBC	359,730	$8.4m1.81%	1.81%	Added +8.2k	+8,250 2.4%
26	PROG HOLDINGS INC COM NPV PRG	PRG	162,194	$7.6m1.63%	1.63%	Added +36.7k	+36,741 29.3%
27	BANC OF CALIFORNIA INC COM BANC	BANC	358,765	$7.3m1.58%	1.58%	Added +8.9k	+8,905 2.5%
28	WEX INC COM WEX	WEX	42,899	$6.1m1.30%	1.30%	Reduced -6.4k	-6,365 -12.9%
29	KINGSTONE COS INC COM KINS	KINS	313,652	$6.0m1.28%	1.28%	Unchanged
30	UPSTART HLDGS INC COM UPST	UPST	161,490	$5.7m1.23%	1.23%	Added +141.5k	+141,490 707.5%
31	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	20,361	$4.3m0.93%	0.93%	Reduced -2.2k	-2,240 -9.9%
32	COMMERCIAL BANCGROUP INC COM CBK	CBK	129,375	$4.2m0.90%	0.90%	Added +2.8k	+2,815 2.2%
33	OP BANCORP COM OPBK	OPBK	270,878	$4.1m0.87%	0.87%	Added +7.5k	+7,465 2.8%
34	FIRSTSUN CAP BANCORP COM FSUN	FSUN	91,186	$3.5m0.76%	0.76%	New
35	U S GLOBAL INVS INC CL A GROW	GROW	1,121,593	$3.5m0.75%	0.75%	Added +80.2k	+80,219 7.7%
36	CAPITAL BANCORP INC MD COM CBNK	CBNK	91,790	$3.2m0.69%	0.69%	Added +2.0k	+2,030 2.3%
37	DIME CMNTY BANCSHARES INC COM DCOM	DCOM	77,968	$3.2m0.68%	0.68%	Reduced -15.5k	-15,477 -16.6%
38	INTERACTIVE BROKERS GROUP IN COM CL A IBKR	IBKR	29,000	$2.5m0.54%	0.54%	Reduced -39.8k	-39,800 -57.9%
39	VICTORY CAP HLDGS INC COM CL A VCTR	VCTR	28,921	$2.4m0.52%	0.52%	Reduced -100.9k	-100,871 -77.7%
40	WESBANCO INC COM WSBC	WSBC	61,565	$2.4m0.52%	0.52%	Added +1.1k	+1,120 1.9%
41	FIRST INTERNET BANCORP COM INBK	INBK	78,990	$2.2m0.47%	0.47%	Added +1.8k	+1,816 2.4%
42	BRIDGEWATER BANCSHARES INC COM BWB	BWB	97,067	$2.0m0.44%	0.44%	Added +2.4k	+2,350 2.5%
43	UNITY BANCORP INC COM UNTY	UNTY	31,370	$1.8m0.40%	0.40%	Reduced -4.1k	-4,101 -11.6%
44	GENWORTH FINL INC COM SHS GNW	GNW	184,575	$1.7m0.38%	0.38%	Reduced -120.3k	-120,258 -39.5%
45	ALERUS FINL CORP COM ALRS	ALRS	54,420	$1.7m0.36%	0.36%	Reduced -13.5k	-13,540 -19.9%
46	DELL TECHNOLOGIES INC CL C DELL	DELL	3,800	$1.6m0.35%	0.35%	Reduced -200	-200 -5.0%
47	RAYMOND JAMES FINL INC COM RJF	RJF	9,253	$1.4m0.30%	0.30%	Unchanged
48	STIFEL FINL CORP COM SF	SF	18,000	$1.3m0.27%	0.27%	Reduced -22.5k	-22,500 -55.6%
49	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	1,755	$1.2m0.27%	0.27%	Reduced -273	-273 -13.5%
50	META PLATFORMS INC CL A META	META	2,080	$1.2m0.25%	0.25%	Unchanged
51	FIRST BUSINESS FINL SVCS INC COM FBIZ	FBIZ	17,835	$1.1m0.24%	0.24%	Reduced -7.0k	-6,980 -28.1%
52	BLOCK INC CL A XYZ	XYZ	11,610	$882.4k0.19%	0.19%	Reduced -48.0k	-48,045 -80.5%
53	VISA INC COM CL A V	V	2,385	$818.3k0.18%	0.18%	Reduced -3.5k	-3,506 -59.5%
54	ORANGE CNTY BANCORP INC COM OBT	OBT	22,020	$809.9k0.17%	0.17%	Added +450	+450 2.1%
55	INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV PKW	PKW	5,717	$809.9k0.17%	0.17%	Reduced -2.5k	-2,466 -30.1%
56	PIONEER BANCORP INC MD COM PBFS	PBFS	45,400	$775.0k0.17%	0.17%	Added +955	+955 2.1%
57	PATHWARD FINANCIAL INC COM CASH	CASH	8,369	$728.6k0.16%	0.16%	Unchanged
58	ISHARES TR RUS 2000 VAL ETF IWN	IWN	2,375	$525.4k0.11%	0.11%	Unchanged
59	HIPPO HLDGS INC COM NEW HIPO	HIPO	17,700	$500.2k0.11%	0.11%	Unchanged
60	APPLE INC COM AAPL	AAPL	1,056	$305.6k0.07%	0.07%	Unchanged
61	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	775	$286.8k0.06%	0.06%	Unchanged
62	JPMORGAN CHASE & CO COM JPM	JPM	740	$242.2k0.05%	0.05%	Unchanged
63	PGIM GLOBAL HIGH YIELD FD FO COM GHY	GHY	19,000	$229.9k0.05%	0.05%	Unchanged
64	MORGAN STANLEY COM NEW MS	MS	985	$205.9k0.04%	0.04%	New
65	VIATRIS INC COM VTRS	VTRS	10,036	$159.4k0.03%	0.03%	Reduced -16.0k	-16,000 -61.5%
66	AMBAC FINL GROUP INC COM NEW OSG	OSG	20,935	$130.6k0.03%	0.03%	Reduced -500	-500 -2.3%
67	KKR INCOME OPPORTUNITIES FD COM KIO	KIO	11,102	$125.0k0.03%	0.03%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
NORTHEAST BK PORTLAND ME NBN	NBN	78,473	$8.8m78.5k shares
VIRTUS INVT PARTNERS INC VRTS	VRTS	59,210	$8.0m59.2k shares
HOMESTREET INC MCHB	MCHB	254,501	$3.8m254.5k shares
JOHNSON & JOHNSON JNJ	JNJ	14,515	$3.5m14.5k shares
GLOBE LIFE INC GL	GL	21,000	$2.9m21.0k shares
EATON CORP PLC ETN	ETN	8,000	$2.9m8.0k shares
MERCK & CO INC MRK	MRK	23,475	$2.8m23.5k shares
ALPHABET INC GOOGL	GOOGL	9,180	$2.6m9.2k shares
CBOE GLOBAL MKTS INC CBOE	CBOE	9,000	$2.5m9.0k shares
AGNICO EAGLE MINES LTD AEM	AEM	12,349	$2.5m12.3k shares
EXXON MOBIL CORP XOM	XOM	14,301	$2.4m14.3k shares
LITTELFUSE INC LFUS	LFUS	7,000	$2.4m7.0k shares
REGENERON PHARMACEUTICALS REGN	REGN	3,000	$2.3m3.0k shares
CACI INTL INC CACI	CACI	4,000	$2.2m4.0k shares
AMERIS BANCORP ABCB	ABCB	25,996	$2.0m26.0k shares
MICROSOFT CORP MSFT	MSFT	5,445	$2.0m5.4k shares
PENTAIR PLC PNR	PNR	20,000	$1.7m20.0k shares
SYNCHRONY FINANCIAL SYF	SYF	25,000	$1.7m25.0k shares
PJT PARTNERS INC PJT	PJT	12,000	$1.7m12.0k shares
ST JOE CO JOE	JOE	25,000	$1.6m25.0k shares
BUSINESS FIRST BANCSHARES IN BFST	BFST	33,168	$896.9k33.2k shares
COLUMBIA FINL INC		48,015	$840.7k48.0k shares
HEWLETT PACKARD ENTERPRISE C HPE	HPE	21,000	$500.0k21.0k shares
GROUP 1 AUTOMOTIVE INC GPI	GPI	618	$204.3k618 shares
GENERATION INCOME PPTYS INC		270,375	$69.4k270.4k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
ROBINHOOD MKTS INC HOOD · Put	HOOD	Put	404,100	$11.8m404.1k shares	Unchanged

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
CHAIN BRIDGE BANCORP INC CBNA · 13G · filed 2026-01-20	CBNA	6.4%≈ $8.7m		13G	2026-01-20

Trades reported as a company insider since 1 Apr 2026

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2026-06-03	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	330	$858330 shares	+<1%
2026-06-02	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	20,496	$53.1k20.5k shares	+2%
2026-05-28	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	1,376	$3.6k1.4k shares	+<1%
2026-05-21	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	23,910	$61.0k23.9k shares	+2%
2026-05-13	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	3,601	$9.2k3.6k shares	+<1%
2026-05-12	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	404	$1.0k404 shares	+<1%
2026-05-11	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	5,354	$14.0k5.4k shares	+0%
2026-05-08	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	208	$545208 shares	+<1%
2026-05-07	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	2,976	$7.8k3.0k shares	+<1%
2026-05-06	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	259	$676259 shares	+<1%
2026-05-01	U S GLOBAL INVS INC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes)	GROW	Bought	205	$539205 shares	+<1%