Vault-13

U S GLOBAL INVS INC GROW

CL A · Common Stock · CUSIP 902952100

36 institutional holders -1 vs Q1 2026
4,160,2554.2m shares reported held*
$13.0mreported value*
3 new 12 added 8 reduced 4 sold out net bought ≈ $754.4k (+241.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.12. Options: 1 managers hold calls ($1.2k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 40Q4 22: 38Q1 23: 38Q2 23: 39Q3 23: 37Q4 23: 40Q1 24: 35Q2 24: 35Q3 24: 34Q4 24: 34Q1 25: 29Q2 25: 32Q3 25: 31Q4 25: 31Q1 26: 37Q2 26: 3636Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202240
Q4 202238
Q1 202338
Q2 202339
Q3 202337
Q4 202340
Q1 202435
Q2 202435
Q3 202434
Q4 202434
Q1 202529
Q2 202532
Q3 202531
Q4 202531
Q1 202637
Q2 202636

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 12 bought or addedQ3 24: 14 cut or sold outQ4 24: 12 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 14 cut or sold outQ2 25: 13 bought or addedQ2 25: 12 cut or sold outQ2 25Q3 25: 10 bought or addedQ3 25: 12 cut or sold outQ4 25: 10 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 12 cut or sold outQ2 26: 15 bought or addedQ2 26: 12 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241214
Q4 20241214
Q1 2025914
Q2 20251312
Q3 20251012
Q4 20251018
Q1 20261812
Q2 20261512

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 25 calls: $3.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $1.9kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $38.4kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $1.2kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$3.0k$00.00
Q4 2025$1.9k$00.00
Q1 2026$38.4k$00.00
Q2 2026$1.2k$00.00

Biggest buyers

Gator Capital Management, LLC Added +80,219+80.2k
CWA Asset Management Group, LLC Added +77,741+77.7k
CITADEL ADVISORS LLC Added +67,427+67.4k
GEODE CAPITAL MANAGEMENT, LLC Added +15,999+16.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,105+15.1k
RENAISSANCE TECHNOLOGIES LLC Added +11,300+11.3k
Proficio Capital Partners LLC Added +10,785+10.8k
LRI Investments, LLC New +10,000+10.0k
DIMENSIONAL FUND ADVISORS LP Added +7,905+7.9k
UBS Group AG Added +1,609+1.6k

Biggest sellers

GSA CAPITAL PARTNERS LLP Sold out -22,100-22.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -11,740-11.7k
VANGUARD CAPITAL MANAGEMENT LLC Reduced -8,874-8.9k
Founders Capital Management Sold out -7,000-7.0k
XTX Topco Ltd Reduced -4,952-5.0k
Tower Research Capital LLC (TRC) Reduced -1,092-1.1k
Rothschild Wealth LLC Reduced -1,002-1.0k
SMH CAPITAL ADVISORS INC Reduced -889-889
Samalin Investment Counsel, LLC Reduced -537-537
SIMPLEX TRADING, LLC Sold out -213-213

Biggest calls

SIMPLEX TRADING, LLC Unchanged $1.2k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.5% new 582.2k≈ $1.8m 2026-04-30

Fell to 5% or below in the last year: Gator Capital Management, LLC (10.7%, 2026-06-02), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2026-06-03 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 330 $2.60 $858330 shares +<1%
2026-06-03 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) Bought 330 $2.60 $858330 shares +<1%
2026-06-02 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 20,496 $2.59 $53.1k20.5k shares +2%
2026-06-02 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) Bought 20,496 $2.59 $53.1k20.5k shares +2%
2026-05-28 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 1,376 $2.60 $3.6k1.4k shares +<1%
2026-05-28 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 1,376 $2.60 $3.6k1.4k shares +<1%
2026-05-21 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 23,910 $2.55 $61.0k23.9k shares +2%
2026-05-21 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 23,910 $2.55 $61.0k23.9k shares +2%
2026-05-13 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 3,601 $2.55 $9.2k3.6k shares +<1%
2026-05-13 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 3,601 $2.55 $9.2k3.6k shares +<1%
2026-05-12 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 404 $2.55 $1.0k404 shares +<1%
2026-05-12 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 404 $2.55 $1.0k404 shares +<1%
2026-05-11 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 5,354 $2.62 $14.0k5.4k shares +0%
2026-05-11 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 5,354 $2.62 $14.0k5.4k shares +0%
2026-05-08 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 208 $2.62 $545208 shares +<1%
2026-05-08 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 208 $2.62 $545208 shares +<1%
2026-05-07 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 2,976 $2.62 $7.8k3.0k shares +<1%
2026-05-07 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 2,976 $2.62 $7.8k3.0k shares +<1%
2026-05-06 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 259 $2.61 $676259 shares +<1%
2026-05-06 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 259 $2.61 $676259 shares +<1%
2026-05-01 Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 205 $2.63 $539205 shares +<1%
2026-05-01 Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) Bought 205 $2.63 $539205 shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gator Capital Management, LLC 0.75% of their portfolio TAMPA, FL 1,121,5931.1m $3.5m $3.5m 0.75% Added +80.2k +80,219
2 CWA Asset Management Group, LLC 0.07% of their portfolio NAPLES, FL 707,235707.2k $2.2m $2.2m 0.07% Added +77.7k +77,741
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 508,207508.2k $1.6m $1.6m 0.00% Reduced -8.9k -8,874
4 North Star Investment Management Corp. 0.07% of their portfolio CHICAGO, IL 406,000406.0k $1.3m $1.3m 0.07% Unchanged
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 308,300308.3k $961.9k $961.9k 0.00% Unchanged
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 204,015204.0k $636.5k $636.5k 0.00% Added +11.3k +11,300
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 131,480131.5k $410.3k $410.3k 0.00% Added +16.0k +15,999
8 Rothschild Wealth LLC 0.03% of their portfolio OAK BROOK, IL 121,965122.0k $380.5k $380.5k 0.03% Reduced -1.0k -1,002
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 113,071113.1k $352.8k $352.8k 0.00% Added +67.4k +67,427
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 81,95782.0k $255.7k $255.7k 0.00% Added +15.1k +15,105
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 66,60566.6k $207.8k $207.8k 0.00% Added +7.9k +7,905
12 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 60,27560.3k $188.1k $188.1k 0.00% Added +407 +407
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 56,00256.0k $174.7k $174.7k 0.00% Unchanged
14 Proficio Capital Partners LLC 0.01% of their portfolio NEWTON, MA 54,57854.6k $170.3k $170.3k 0.01% Added +10.8k +10,785
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 53,92953.9k $168.3k $168.3k 0.00% Unchanged
16 SMH CAPITAL ADVISORS INC 0.49% of their portfolio FORT WORTH, TX 40,19140.2k $125.4k $125.4k 0.49% Reduced -889 -889
17 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 37,00037.0k $115.4k $115.4k 0.00% Unchanged
18 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 33,92933.9k $105.9k $105.9k 0.00% Unchanged
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 21,32721.3k $66.5k $66.5k 0.00% Unchanged
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 17,80017.8k $55.5k $55.5k 0.00% Reduced -21 -21
21 Samalin Investment Counsel, LLC 0.01% of their portfolio CHAPPAQUA, NY 12,00612.0k $37.5k $37.5k 0.01% Reduced -537 -537
22 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 11,73811.7k $36.6k $36.6k 0.00% Reduced -5.0k -4,952
23 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 10,00010.0k $31.2k $31.2k 0.00% New
24 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 5,2245.2k $16.3k $16.3k 0.00% Unchanged
25 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 4,3884.4k $13.0k $13.0k 0.00% Unchanged
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7031.7k $5.3k $5.3k 0.00% Added +1.6k +1,609
27 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,0521.1k $3.3k $3.3k 0.00% New
28 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 979979 $3.1k $3.1k 0.00% Reduced -1.1k -1,092
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 905905 $3.0k $3.0k 0.00% Added +743 +743
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 501501 $1.6k $1.6k 0.00% Unchanged
31 Triumph Capital Management 0.00% of their portfolio DENVER, CO 200200 $624 $624 0.00% Unchanged
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1616 $50 $50 0.00% New
33 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 88 $25 $25 0.00% Reduced -100 -100
34 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 33 $9 $9 0.00% Added +1 +1
35 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $3 $3 0.00% Unchanged
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $6 $6 0.00% Unchanged