U S GLOBAL INVS INC GROW
CL A · Common Stock · CUSIP 902952100
- SectorFinancials
- IndustryInvestment Advice
- HeadquartersSan Antonio, TX
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.12. Options: 1 managers hold calls ($1.2k notional), 0 hold puts (—).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 38 |
| Q1 2023 | 38 |
| Q2 2023 | 39 |
| Q3 2023 | 37 |
| Q4 2023 | 40 |
| Q1 2024 | 35 |
| Q2 2024 | 35 |
| Q3 2024 | 34 |
| Q4 2024 | 34 |
| Q1 2025 | 29 |
| Q2 2025 | 32 |
| Q3 2025 | 31 |
| Q4 2025 | 31 |
| Q1 2026 | 37 |
| Q2 2026 | 36 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 12 | 14 |
| Q4 2024 | 12 | 14 |
| Q1 2025 | 9 | 14 |
| Q2 2025 | 13 | 12 |
| Q3 2025 | 10 | 12 |
| Q4 2025 | 10 | 18 |
| Q1 2026 | 18 | 12 |
| Q2 2026 | 15 | 12 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $3.0k | $0 | 0.00 |
| Q4 2025 | $1.9k | $0 | 0.00 |
| Q1 2026 | $38.4k | $0 | 0.00 |
| Q2 2026 | $1.2k | $0 | 0.00 |
Biggest buyers
| Gator Capital Management, LLC | Added | +80.2k |
| CWA Asset Management Group, LLC | Added | +77.7k |
| CITADEL ADVISORS LLC | Added | +67.4k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +16.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +15.1k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +11.3k |
| Proficio Capital Partners LLC | Added | +10.8k |
| LRI Investments, LLC | New | +10.0k |
| DIMENSIONAL FUND ADVISORS LP | Added | +7.9k |
| UBS Group AG | Added | +1.6k |
Biggest sellers
| GSA CAPITAL PARTNERS LLP | Sold out | -22.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -11.7k |
| VANGUARD CAPITAL MANAGEMENT LLC | Reduced | -8.9k |
| Founders Capital Management | Sold out | -7.0k |
| XTX Topco Ltd | Reduced | -5.0k |
| Tower Research Capital LLC (TRC) | Reduced | -1.1k |
| Rothschild Wealth LLC | Reduced | -1.0k |
| SMH CAPITAL ADVISORS INC | Reduced | -889 |
| Samalin Investment Counsel, LLC | Reduced | -537 |
| SIMPLEX TRADING, LLC | Sold out | -213 |
Biggest calls
| SIMPLEX TRADING, LLC | Unchanged | $1.2k400 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.5% |
Fell to 5% or below in the last year: Gator Capital Management, LLC (10.7%, 2026-06-02), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-06-03 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $858330 shares |
| 2026-06-03 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) | Bought | $858330 shares |
| 2026-06-02 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $53.1k20.5k shares |
| 2026-06-02 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) | Bought | $53.1k20.5k shares |
| 2026-05-28 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $3.6k1.4k shares |
| 2026-05-28 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $3.6k1.4k shares |
| 2026-05-21 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $61.0k23.9k shares |
| 2026-05-21 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $61.0k23.9k shares |
| 2026-05-13 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $9.2k3.6k shares |
| 2026-05-13 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $9.2k3.6k shares |
| 2026-05-12 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $1.0k404 shares |
| 2026-05-12 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $1.0k404 shares |
| 2026-05-11 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $14.0k5.4k shares |
| 2026-05-11 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $14.0k5.4k shares |
| 2026-05-08 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $545208 shares |
| 2026-05-08 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $545208 shares |
| 2026-05-07 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $7.8k3.0k shares |
| 2026-05-07 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $7.8k3.0k shares |
| 2026-05-06 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $676259 shares |
| 2026-05-06 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $676259 shares |
| 2026-05-01 | Pilecki Derek Steven Control Person · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $539205 shares |
| 2026-05-01 | Gator Capital Management, LLC 10% owner · Investment adviser with discretion over multiple client accounts (See Footnotes) | Bought | $539205 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Gator Capital Management, LLC 0.75% of their portfolio | 1.1m $3.5m | Added +80.2k |
| CWA Asset Management Group, LLC 0.07% of their portfolio | 707.2k $2.2m | Added +77.7k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 508.2k $1.6m | Reduced -8.9k |
| North Star Investment Management Corp. 0.07% of their portfolio | 406.0k $1.3m | Unchanged |
| BlackRock, Inc. 0.00% of their portfolio | 308.3k $961.9k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 204.0k $636.5k | Added +11.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 131.5k $410.3k | Added +16.0k |
| Rothschild Wealth LLC 0.03% of their portfolio | 122.0k $380.5k | Reduced -1.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 113.1k $352.8k | Added +67.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 82.0k $255.7k | Added +15.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 66.6k $207.8k | Added +7.9k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 60.3k $188.1k | Added +407 |
| STATE STREET CORP 0.00% of their portfolio | 56.0k $174.7k | Unchanged |
| Proficio Capital Partners LLC 0.01% of their portfolio | 54.6k $170.3k | Added +10.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 53.9k $168.3k | Unchanged |
| SMH CAPITAL ADVISORS INC 0.49% of their portfolio | 40.2k $125.4k | Reduced -889 |
| MAI Capital Management 0.00% of their portfolio | 37.0k $115.4k | Unchanged |
| Empowered Funds, LLC 0.00% of their portfolio | 33.9k $105.9k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 21.3k $66.5k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 17.8k $55.5k | Reduced -21 |
| Samalin Investment Counsel, LLC 0.01% of their portfolio | 12.0k $37.5k | Reduced -537 |
| XTX Topco Ltd 0.00% of their portfolio | 11.7k $36.6k | Reduced -5.0k |
| LRI Investments, LLC 0.00% of their portfolio | 10.0k $31.2k | New |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 5.2k $16.3k | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 4.4k $13.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.7k $5.3k | Added +1.6k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 1.1k $3.3k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 979 $3.1k | Reduced -1.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 905 $3.0k | Added +743 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 501 $1.6k | Unchanged |
| Triumph Capital Management 0.00% of their portfolio | 200 $624 | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 16 $50 | New |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 8 $25 | Reduced -100 |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 3 $9 | Added +1 |
| FMR LLC 0.00% of their portfolio | 1 $3 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 1 $6 | Unchanged |