Vault-13

SPDR S&P MIDCAP 400 ETF TR MDY

UTSER1 S&PDCRP · ETP · CUSIP 78467Y107

1,533 institutional holders +80 vs Q1 2026
24,746,49624.7m shares reported held*
$17.3bnreported value*
138 new 344 added 541 reduced 46 sold out net sold ≈ $16.6m (-47.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $700.78. Options: 11 managers hold calls ($461.5m notional), 13 hold puts ($887.3m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,051Q4 22: 1,146Q1 23: 1,136Q2 23: 1,155Q3 23: 1,159Q4 23: 1,235Q1 24: 1,297Q2 24: 1,293Q3 24: 1,319Q4 24: 1,408Q1 25: 1,361Q2 25: 1,351Q3 25: 1,367Q4 25: 1,434Q1 26: 1,453Q2 26: 1,5331,533Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20221,051
Q4 20221,146
Q1 20231,136
Q2 20231,155
Q3 20231,159
Q4 20231,235
Q1 20241,297
Q2 20241,293
Q3 20241,319
Q4 20241,408
Q1 20251,361
Q2 20251,351
Q3 20251,367
Q4 20251,434
Q1 20261,453
Q2 20261,533

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ3 24: 456 bought or addedQ3 24: 488 cut or sold outQ4 24: 475 bought or addedQ4 24: 477 cut or sold outQ4 24Q1 25: 429 bought or addedQ1 25: 591 cut or sold outQ2 25: 397 bought or addedQ2 25: 587 cut or sold outQ2 25Q3 25: 429 bought or addedQ3 25: 528 cut or sold outQ4 25: 429 bought or addedQ4 25: 551 cut or sold outQ4 25Q1 26: 419 bought or addedQ1 26: 611 cut or sold outQ2 26: 482 bought or addedQ2 26: 587 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024456488
Q4 2024475477
Q1 2025429591
Q2 2025397587
Q3 2025429528
Q4 2025429551
Q1 2026419611
Q2 2026482587

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 25 calls: $499.4mQ3 25 puts: $305.3mQ3 25P/C 0.61Q4 25 calls: $681.9mQ4 25 puts: $324.8mQ4 25P/C 0.48Q1 26 calls: $461.1mQ1 26 puts: $628.7mQ1 26P/C 1.36Q2 26 calls: $461.5mQ2 26 puts: $887.3mQ2 26P/C 1.92
Numbers
QuarterCallsPutsP/C
Q3 2025$499.4m$305.3m0.61
Q4 2025$681.9m$324.8m0.48
Q1 2026$461.1m$628.7m1.36
Q2 2026$461.5m$887.3m1.92

Biggest buyers

MEITAV INVESTMENT HOUSE LTD New +412,840+412.8k
CITIGROUP INC Added +127,401+127.4k
CIBC WORLD MARKET INC. Added +77,245+77.2k
TWO SIGMA INVESTMENTS, LP New +41,640+41.6k
Cambridge Investment Research Advisors, Inc. Added +38,618+38.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +38,573+38.6k
BASSWOOD CAPITAL MANAGEMENT, L.L.C. New +38,082+38.1k
CITADEL ADVISORS LLC New +34,729+34.7k
GHE, LLC Added +29,118+29.1k
Passaic Partners LLC New +27,485+27.5k

Biggest sellers

MORGAN STANLEY Reduced -308,245-308.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -173,127-173.1k
BANK OF AMERICA CORP /DE/ Reduced -101,476-101.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -77,056-77.1k
Balyasny Asset Management L.P. Reduced -54,435-54.4k
GFS Advisors, LLC Reduced -47,685-47.7k
MILLENNIUM MANAGEMENT LLC Reduced -41,989-42.0k
GTS SECURITIES LLC Reduced -40,423-40.4k
STIFEL FINANCIAL CORP Reduced -34,312-34.3k
MIRAE ASSET SECURITIES (USA) INC. Reduced -33,246-33.2k

Biggest calls

JANE STREET GROUP, LLC Added $148.7m211.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $130.0m184.8k shares
CITADEL ADVISORS LLC Reduced $67.5m96.0k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $49.8m708 shares
IMC-Chicago, LLC Reduced $38.0m54.0k shares
SIMPLEX TRADING, LLC Reduced $11.4m16.2k shares
CITIGROUP INC New $8.4m12.0k shares
Point72 Asset Management, L.P. Reduced $6.5m9.3k shares
Walleye Trading LLC Reduced $914.3k1.3k shares
MILLENNIUM MANAGEMENT LLC New $211.0k300 shares

Biggest puts

BNP PARIBAS FINANCIAL MARKETS Added $504.9m7.2k shares
JANE STREET GROUP, LLC Added $134.7m191.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $92.1m131.0k shares
CITIGROUP INC New $52.8m75.0k shares
BASSWOOD CAPITAL MANAGEMENT, L.L.C. Added $30.8m43.8k shares
BRANT POINT INVESTMENT MANAGEMENT LLC Reduced $28.1m400 shares
BARCLAYS PLC Reduced $16.9m24.0k shares
IMC-Chicago, LLC Reduced $10.0m14.2k shares
Point72 Asset Management, L.P. Reduced $9.4m13.3k shares
SIMPLEX TRADING, LLC Added $3.7m5.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 1,946,5081.9m $1.4bn $1.4bn 0.09% Reduced -101.5k -101,476
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 1,235,3521.2m $868.9m $868.9m 0.05% Reduced -308.2k -308,245
3 WELLS FARGO & COMPANY/MN 0.14% of their portfolio SAN FRANCISCO, CA 1,178,9671.2m $829.2m $829.2m 0.14% Reduced -14.4k -14,369
4 NORTHERN TRUST CORP 0.09% of their portfolio CHICAGO, IL 1,049,5951.0m $738.2m $738.2m 0.09% Reduced -11.6k -11,597
5 US BANCORP \DE\ 0.74% of their portfolio MINNEAPOLIS, MN 963,812963.8k $677.9m $677.9m 0.74% Reduced -6.1k -6,146
6 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 906,280906.3k $637.4m $637.4m 0.07% Added +24.3k +24,338
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.34% of their portfolio MILWAUKEE, WI 903,341903.3k $635.4m $635.4m 0.34% Added +38.6k +38,573
8 Pathstone Holdings, LLC 1.74% of their portfolio ENGLEWOOD, NJ 849,491849.5k $597.5m $597.5m 1.74% Added +9.3k +9,295
9 PNC Financial Services Group, Inc. 0.24% of their portfolio Pittsburgh, PA 693,381693.4k $487.7m $487.7m 0.24% Reduced -5.9k -5,926
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 651,062651.1k $457.9m $457.9m 0.07% Added +10.6k +10,553
11 RAYMOND JAMES FINANCIAL INC 0.09% of their portfolio ST. PETERSBURG, FL 488,839488.8k $343.8m $343.8m 0.09% Reduced -8.4k -8,352
12 BANK OF MONTREAL /CAN/ 0.12% of their portfolio TORONTO, A6 477,136477.1k $335.6m $335.6m 0.12% Reduced -11.8k -11,802
13 MEITAV INVESTMENT HOUSE LTD 1.95% of their portfolio BENE-BERAQ, L3 412,840412.8k $290.4m $290.4m 1.95% New
14 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 291,654291.7k $205.1m $205.1m 0.03% Reduced -8.1k -8,069
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 285,765285.8k $199.4m $199.4m 0.01% Reduced -18.4k -18,397
16 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.62% of their portfolio LOS ANGELES, CA 283,087283.1k $198.9m $198.9m 0.62% Reduced -15.7k -15,679
17 MAI Capital Management 0.73% of their portfolio INDEPENDENCE, OH 271,019271.0k $190.6m $190.6m 0.73% Added +6.9k +6,946
18 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 244,920244.9k $151.1m $151.1m 0.05% Reduced -6.2k -6,210
19 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 236,181236.2k $166.1m $166.1m 0.10% Reduced -12.5k -12,500
20 HighTower Advisors, LLC 0.16% of their portfolio CHICAGO, IL 234,897234.9k $165.2m $165.2m 0.16% Reduced -111 -111
21 Corient Private Wealth LP 0.22% of their portfolio MIAMI, FL 226,432226.4k $159.3m $159.3m 0.22% Reduced -3.4k -3,423
22 Arvest Bank Trust Division 7.69% of their portfolio DEWEY, OK 224,334224.3k $157.8m $157.8m 7.69% Reduced -3.3k -3,282
23 Conservest Capital Advisors, Inc. 11.66% of their portfolio WYNNEWOOD, PA 208,394208.4k $146.6m $146.6m 11.66% Reduced -3.3k -3,312
24 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 178,846178.8k $125.8m $125.8m 0.06% Added +127.4k +127,401
25 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 166,179166.2k $116.9m $116.9m 0.03% Added +2.8k +2,775
26 Generali Asset Management SPA SGR 2.10% of their portfolio TRIESTE, L6 164,778164.8k $115.9m $115.9m 2.10% Added +5.8k +5,795
27 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 161,143161.1k $113.3m $113.3m 0.02% Reduced -1.5k -1,476
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio BALA CYNWYD, PA 157,630157.6k $110.9m $110.9m 0.10% Reduced -77.1k -77,056
29 WADDELL & ASSOCIATES, LLC 5.38% of their portfolio MEMPHIS, TN 154,726154.7k $108.8m $108.8m 5.38% Added +1.1k +1,123
30 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 143,902143.9k $101.2m $101.2m 0.05% Reduced -173.1k -173,127
31 SG Americas Securities, LLC 0.06% of their portfolio NEW YORK, NY 143,035143.0k $100.6m $100.6m 0.06% Reduced -10.4k -10,363
32 Welch & Forbes LLC 1.22% of their portfolio Boston, MA 142,173142.2k $100.0m $100.0m 1.22% Reduced -19.4k -19,381
33 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 139,760139.8k $98.3m $98.3m 0.12% Added +1.0k +1,022
34 COMMERCE BANK 0.43% of their portfolio KANSAS CITY, MO 139,449139.4k $98.1m $98.1m 0.43% Reduced -1.7k -1,705
35 WHITTIER TRUST CO 0.90% of their portfolio SOUTH PASADENA, CA 131,409131.4k $91.5m $91.5m 0.90% Reduced -1.7k -1,664
36 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 120,108120.1k $84.5m $84.5m 0.10% Added +1.8k +1,760
37 EP Wealth Advisors, LLC 0.32% of their portfolio TORRANCE, CA 119,454119.5k $84.0m $84.0m 0.32% Added +7.7k +7,707
38 Hills Bank & Trust Co 3.34% of their portfolio North Liberty, IA 111,587111.6k $78.5m $78.5m 3.34% Reduced -3.8k -3,823
39 BROWN ADVISORY INC 0.12% of their portfolio BALTIMORE, MD 110,435110.4k $77.7m $77.7m 0.12% Reduced -963 -963
40 Mariner, LLC 0.08% of their portfolio Overland Park, KS 104,807104.8k $73.7m $73.7m 0.08% Reduced -1.9k -1,945
41 Focus Partners Wealth 0.07% of their portfolio ST LOUIS, MO 101,693101.7k $71.5m $71.5m 0.07% Reduced -6.1k -6,051
42 MONTAG A & ASSOCIATES INC 3.03% of their portfolio ATLANTA, GA 101,656101.7k $71.7m $71.7m 3.03% Reduced -2.5k -2,470
43 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 96,42096.4k $67.9m $67.9m 0.08% Added +20.5k +20,519
44 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 89,73789.7k $63.1m $63.1m 0.01% Added +9.2k +9,210
45 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 88,67588.7k $62.4m $62.4m 0.06% Reduced -692 -692
46 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 85,77385.8k $60.4m $60.4m 0.01% Reduced -1.6k -1,645
47 Atlantic Union Bankshares Corp 0.98% of their portfolio GLEN ALLEN, VA 83,44083.4k $58.7m $58.7m 0.98% Reduced -923 -923
48 CIBC WORLD MARKET INC. 0.10% of their portfolio TORONTO, A6 83,26383.3k $58.6m $58.6m 0.10% Added +77.2k +77,245
49 WASHINGTON TRUST Co 1.78% of their portfolio WESTERLY, RI 81,40281.4k $57.3m $57.3m 1.78% Reduced -4.1k -4,102
50 BLAIR WILLIAM & CO/IL 0.14% of their portfolio CHICAGO, IL 76,09176.1k $53.5m $53.5m 0.14% Added +414 +414
51 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 75,66675.7k $53.2m $53.2m 0.06% Added +38.6k +38,618
52 Henshaw Capital LLC 1.67% of their portfolio WOBURN, MA 73,00073.0k $51.3m $51.3m 1.67% Reduced -2.0k -2,050
53 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 72,53472.5k $51.0m $51.0m 0.04% Reduced -34.3k -34,312
54 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 69,88269.9k $49.2m $49.2m 0.09% Reduced -54.4k -54,435
55 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 67,96368.0k $47.8m $47.8m 0.07% Added +99 +99
56 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 66,69066.7k $46.9m $46.9m 0.06% Reduced -5.4k -5,413
57 Portland Global Advisors LLC 4.26% of their portfolio PORTLAND, ME 63,79263.8k $44.9m $44.9m 4.26% Reduced -1.6k -1,649
58 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.56% of their portfolio CINCINNATI, OH 63,17563.2k $44.5m $44.5m 0.56% Added +83 +83
59 Midwest Trust Co 0.50% of their portfolio Overland Park, KS 62,40962.4k $43.9m $43.9m 0.50% Reduced -1.3k -1,330
60 WHITTIER TRUST CO OF NEVADA INC 0.80% of their portfolio RENO, NV 62,24562.2k $42.8m $42.8m 0.80% Reduced -1.3k -1,269
61 SMITH, MOORE & CO. 2.78% of their portfolio CLAYTON, MO 60,82860.8k $42.8m $42.8m 2.78% Reduced -699 -699
62 CITIZENS FINANCIAL GROUP INC/RI 0.50% of their portfolio PROVIDENCE, RI 59,49259.5k $41.8m $41.8m 0.50% Added +456 +456
63 PITTENGER & ANDERSON INC 1.48% of their portfolio LINCOLN, NE 58,73558.7k $41.3m $41.3m 1.48% Reduced -47 -47
64 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 57,76357.8k $40.6m $40.6m 0.06% Added +1.2k +1,243
65 OFS Enterprise LLC 10.21% of their portfolio KEARNEY, NE 56,83556.8k $40.0m $40.0m 10.21% Added +725 +725
66 PINNACLE ASSOCIATES LTD 0.43% of their portfolio NEW YORK, NY 56,21556.2k $39.5m $39.5m 0.43% Reduced -1.2k -1,165
67 MetLife Investment Management, LLC 0.17% of their portfolio Whippany, NJ 54,50054.5k $38.3m $38.3m 0.17% Reduced -1.2k -1,200
68 MassMutual Private Wealth & Trust, FSB 0.99% of their portfolio Windsor, CT 54,23654.2k $38.1m $38.1m 0.99% Reduced -2.8k -2,818
69 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 53,51653.5k $3.7m $3.7m 0.04% Reduced -538 -538
70 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 52,97053.0k $37.3m $37.3m 0.05% Reduced -918 -918
71 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 50,91550.9k $35.8m $35.8m 0.01% Added +18.1k +18,090
72 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 50,85950.9k $35.8m $35.8m 0.13% Reduced -3.5k -3,483
73 Crewe Advisors LLC 2.55% of their portfolio SALT LAKE CITY, UT 50,12450.1k $35.3m $35.3m 2.55% Reduced -1 -1
74 MIRAE ASSET SECURITIES (USA) INC. 1.57% of their portfolio NEW YORK, NY 50,07250.1k $35.2m $35.2m 1.57% Reduced -33.2k -33,246
75 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 49,92649.9k $35.1m $35.1m 0.06% Added +2.0k +2,044
76 PEAPACK GLADSTONE FINANCIAL CORP 0.40% of their portfolio BEDMINSTER, NJ 49,86049.9k $35.1m $35.1m 0.40% Reduced -27 -27
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 49,11049.1k $33.9m $33.9m 0.06% Added +3.4k +3,425
78 Pinnacle Financial Partners, Inc. 0.22% of their portfolio ATLANTA, GA 46,58046.6k $32.8m $32.8m 0.22% Reduced -967 -967
79 HERITAGE INVESTORS MANAGEMENT CORP 0.89% of their portfolio BETHESDA, MD 45,65445.7k $32.1m $32.1m 0.89% Reduced -3.5k -3,498
80 Chicago Partners Investment Group LLC 0.63% of their portfolio CHICAGO, IL 45,47345.5k $31.3m $31.3m 0.63% Reduced -173 -173
81 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 44,84144.8k $31.5m $31.5m 0.06% Added +404 +404
82 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 44,80844.8k $31.5m $31.5m 0.04% Added +17.9k +17,893
83 Savant Capital, LLC 0.09% of their portfolio ROCKFORD, IL 44,62344.6k $29.5m $29.5m 0.09% Added +22.7k +22,716
84 Clearstead Advisors, LLC 0.30% of their portfolio CLEVELAND, OH 44,42344.4k $31.2m $31.2m 0.30% Added +735 +735
85 LCM Capital Management Inc 13.61% of their portfolio CHICAGO, IL 44,19244.2k $31.1m $31.1m 13.61% Added +479 +479
86 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3.65% of their portfolio FORT WORTH, TX 44,04144.0k $31.0m $31.0m 3.65% Reduced -260 -260
87 SCS Capital Management LLC 0.29% of their portfolio BOSTON, MA 43,99144.0k $30.9m $30.9m 0.29% Reduced -6.3k -6,350
88 IFG Advisors, LLC 4.26% of their portfolio ST. LOUIS, MO 43,94443.9k $30.9m $30.9m 4.26% Reduced -330 -330
89 BESSEMER GROUP INC 0.04% of their portfolio WOODBRIDGE, NJ 43,22543.2k $30.4m $30.4m 0.04% Added +8.6k +8,582
90 Ascent Wealth Partners, LLC 3.03% of their portfolio NEW HARTFORD, NY 43,12043.1k $30.3m $30.3m 3.03% Added +1.6k +1,588
91 CUMBERLAND ADVISORS INC 10.48% of their portfolio SARASOTA, FL 42,30742.3k $29.8m $29.8m 10.48% Reduced -2.5k -2,500
92 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 41,64041.6k $29.3m $29.3m 0.02% New
93 Klingman & Associates, LLC 1.24% of their portfolio New York, NY 41,48841.5k $29.2m $29.2m 1.24% Reduced -180 -180
94 Tandem Wealth Advisors LLC 11.52% of their portfolio PHOENIX, AZ 41,15641.2k $28.9m $28.9m 11.52% Added +495 +495
95 FMR LLC 0.00% of their portfolio BOSTON, MA 41,04241.0k $28.9m $28.9m 0.00% Added +1.8k +1,789
96 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 39,55439.6k $27.8m $27.8m 0.02% Reduced -858 -858
97 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1.15% of their portfolio NEW YORK, NY 38,08238.1k $26.8m $26.8m 1.15% New
98 CONNING INC. 0.80% of their portfolio HARTFORD, CT 38,02238.0k $26.7m $26.7m 0.80% Unchanged
99 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.04% of their portfolio TORONTO, A6 38,00038.0k $26.7m $26.7m 0.04% Added +21.7k +21,700
100 Curi Capital, LLC 0.41% of their portfolio CHICAGO, IL 37,57437.6k $26.5m $26.5m 0.41% Reduced -465 -465