Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

90 institutional holders -4 vs Q1 2026
10,608,32110.6m shares reported held*
$119.7mreported value*
9 new 30 added 26 reduced 13 sold out net bought ≈ $2.2m (+179.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.29.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 58Q3 23: 59Q4 23: 57Q1 24: 54Q2 24: 53Q3 24: 60Q4 24: 67Q1 25: 84Q2 25: 96Q3 25: 95Q4 25: 95Q1 26: 94Q2 26: 9090Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358
Q3 202359
Q4 202357
Q1 202454
Q2 202453
Q3 202460
Q4 202467
Q1 202584
Q2 202596
Q3 202595
Q4 202595
Q1 202694
Q2 202690

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 26 bought or addedQ3 24: 23 cut or sold outQ4 24: 30 bought or addedQ4 24: 23 cut or sold outQ4 24Q1 25: 59 bought or addedQ1 25: 18 cut or sold outQ2 25: 53 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 49 bought or addedQ3 25: 40 cut or sold outQ4 25: 51 bought or addedQ4 25: 41 cut or sold outQ4 25Q1 26: 40 bought or addedQ1 26: 50 cut or sold outQ2 26: 39 bought or addedQ2 26: 39 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242623
Q4 20243023
Q1 20255918
Q2 20255334
Q3 20254940
Q4 20255141
Q1 20264050
Q2 20263939

Biggest buyers

MORGAN STANLEY Added +251,322+251.3k
Cambridge Investment Research Advisors, Inc. Added +117,575+117.6k
J.W. COLE ADVISORS, INC. New +101,737+101.7k
Kovack Advisors, Inc. Added +81,653+81.7k
Advisors Asset Management, Inc. New +73,782+73.8k
Janney Montgomery Scott LLC Added +66,756+66.8k
GUGGENHEIM CAPITAL LLC Added +57,941+57.9k
Penserra Capital Management LLC Added +44,345+44.3k
Arax Advisory Partners Added +35,333+35.3k
XTX Topco Ltd New +26,857+26.9k

Biggest sellers

Logan Stone Capital, LLC Sold out -246,200-246.2k
Shaker Financial Services, LLC Reduced -140,063-140.1k
Balyasny Asset Management L.P. Sold out -76,042-76.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -75,056-75.1k
WELLS FARGO & COMPANY/MN Reduced -34,686-34.7k
Invesco Ltd. Reduced -27,220-27.2k
Corient Private Wealth LP Reduced -18,635-18.6k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -17,629-17.6k
Cresset Asset Management, LLC Sold out -15,938-15.9k
NOMURA HOLDINGS INC Sold out -15,000-15.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 1 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—1$248.4k—
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,996,7293.0m $33.7m $33.7m 0.00% Added +251.3k +251,322
2 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 1,161,6431.2m $13.1m $13.1m 0.10% Added +44.3k +44,345
3 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 851,503851.5k $9.6m $9.6m 0.06% Added +57.9k +57,941
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 646,653646.7k $7.3m $7.3m 0.00% Reduced -13.8k -13,809
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 548,460548.5k $6.2m $6.2m 0.00% Reduced -34.7k -34,686
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 536,534536.5k $6.0m $6.0m 0.01% Added +66.8k +66,756
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 348,013348.0k $3.9m $3.9m 0.00% Added +6.1k +6,095
8 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 228,778228.8k $2.6m $2.6m 0.00% Added +117.6k +117,575
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 217,250217.2k $2.4m $2.4m 0.00% Added +4.3k +4,305
10 Kovack Advisors, Inc. 0.12% of their portfolio FT. LAUDERDALE, FL 216,679216.7k $2.5m $2.5m 0.12% Added +81.7k +81,653
11 Rareview Capital LLC 1.40% of their portfolio LAS VEGAS, NV 198,863198.9k $2.5m $2.5m 1.40% Added +18.3k +18,251
12 Shaker Financial Services, LLC 0.62% of their portfolio Arlington, VA 175,575175.6k $2.0m $2.0m 0.62% Reduced -140.1k -140,063
13 Karpus Management, Inc. 0.05% of their portfolio Pittsford, NY 162,934162.9k $1.8m $1.8m 0.05% Reduced -5.8k -5,759
14 Significant Wealth Partners LLC 1.75% of their portfolio CARY, IL 143,556143.6k $1.6m $1.6m 1.75% Added +2.4k +2,407
15 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 135,975136.0k $1.5m $1.5m 0.02% Reduced -4.3k -4,350
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 125,904125.9k $1.4m $1.4m 0.00% Reduced -27.2k -27,220
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 114,454114.5k $1.3m $1.3m 0.00% Reduced -2.2k -2,237
18 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 101,737101.7k $1.1m $1.1m 0.02% New
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 100,812100.8k $1.1m $1.1m 0.00% Added +4.4k +4,407
20 Joseph P. Lucia & Associates, LLC 0.34% of their portfolio Yorktown Heights, NY 100,022100.0k $1.1m $1.1m 0.34% Added +988 +988
21 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 87,77987.8k $988.0k $988.0k 0.00% Unchanged
22 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 80,30080.3k $904.0k $904.0k 0.02% Unchanged
23 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 79,15079.2k $891.2k $891.2k 0.00% Reduced -4.0k -3,994
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 76,28676.3k $859.0k $859.0k 0.00% Reduced -657 -657
25 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 73,78273.8k $830.8k $830.8k 0.01% New
26 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 61,57461.6k $693.0k $693.0k 0.02% Added +18.5k +18,471
27 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 57,91357.9k $652.1k $652.1k 0.00% Reduced -8.0k -7,997
28 ROBINSON CAPITAL MANAGEMENT, LLC 0.26% of their portfolio GROSSE POINTE FARMS, MI 52,15452.2k $587.3k $587.3k 0.26% Unchanged
29 Bramshill Investments, LLC 0.04% of their portfolio NAPLES, FL 47,65947.7k $536.6k $536.6k 0.04% Added +522 +522
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 47,37047.4k $533.4k $533.4k 0.00% Reduced -1.1k -1,100
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,52045.5k $512.6k $512.6k 0.00% Reduced -5.7k -5,702
32 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 43,46943.5k $489.5k $489.5k 0.02% Reduced -795 -795
33 Carnegie Lake Advisors LLC 0.18% of their portfolio PRINCETON, NJ 42,87442.9k $482.8k $482.8k 0.18% Reduced -250 -250
34 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 41,05141.1k $462.2k $462.2k 0.05% Added +1.1k +1,065
35 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 40,33340.3k $454.1k $454.1k 0.00% Added +35.3k +35,333
36 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 39,90039.9k $449.3k $449.3k 0.00% Added +108 +108
37 Virtus Investment Advisers, LLC 0.10% of their portfolio HARTFORD, CT 38,34138.3k $431.7k $431.7k 0.10% Reduced -10.2k -10,232
38 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 36,72336.7k $413.5k $413.5k 0.00% Added +28 +28
39 Uncommon Cents Investing LLC 0.08% of their portfolio JANESVILLE, WI 32,78532.8k $369.2k $369.2k 0.08% Reduced -300 -300
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,36830.4k $342.0k $342.0k 0.00% Added +4.4k +4,404
41 Total Wealth Planning & Management, Inc. 0.24% of their portfolio Ponte Vedra Beach, FL 29,23829.2k $329.2k $329.2k 0.24% Added +3.6k +3,584
42 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 28,61528.6k $322.2k $322.2k 0.00% Added +7.2k +7,162
43 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 26,85726.9k $302.4k $302.4k 0.00% New
44 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 22,81322.8k $256.9k $256.9k 0.00% New
45 WealthTrust Axiom LLC 0.05% of their portfolio WAYNE, PA 20,88920.9k $235.2k $235.2k 0.05% Reduced -1.1k -1,064
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,04020.0k $227.5k $227.5k 0.00% Reduced -813 -813
47 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 19,62919.6k $221.0k $221.0k 0.00% Unchanged
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,79317.8k $200.3k $200.3k 0.00% Reduced -310 -310
49 Fortitude Advisory Group L.L.C. 0.07% of their portfolio GIG HARBOR, WA 16,06616.1k $180.9k $180.9k 0.07% Unchanged
50 RIK SAYLOR FINANCIAL, INC. 0.12% of their portfolio FAIRFIELD, OH 15,78515.8k $177.7k $177.7k 0.12% Reduced -47 -47
51 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 15,68215.7k $176.6k $176.6k 0.02% Added +375 +375
52 Herold Advisors, Inc. 0.03% of their portfolio New York, NY 14,44014.4k $163.0k $163.0k 0.03% Added +2.4k +2,422
53 Hennion & Walsh Asset Management, Inc. 0.00% of their portfolio Parsippany, NJ 13,99214.0k $157.6k $157.6k 0.00% Reduced -13.8k -13,848
54 Graves Light Lenhart Wealth, Inc. 0.01% of their portfolio HARRISONBURG, VA 13,72813.7k $154.6k $154.6k 0.01% Unchanged
55 BlackRock, Inc. 0.00% of their portfolio New York, NY 13,65413.7k $153.8k $153.8k 0.00% Reduced -225 -225
56 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 13,46413.5k $151.6k $151.6k 0.00% Unchanged
57 Plotkin Financial Advisors, LLC 0.06% of their portfolio CHEVY CHASE, MD 12,93812.9k $145.7k $145.7k 0.06% Unchanged
58 UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio SKOKIE, IL 12,87712.9k $145.0k $145.0k 0.01% Added +404 +404
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,24212.2k $137.8k $137.8k 0.00% Reduced -500 -500
60 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,20612.2k $137.4k $137.4k 0.00% Reduced -18.6k -18,635
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,30611.3k $127.3k $127.3k 0.00% New
62 Gator Capital Management, LLC 0.03% of their portfolio TAMPA, FL 11,10211.1k $125.0k $125.0k 0.03% Unchanged
63 GILL CAPITAL PARTNERS, LLC 0.03% of their portfolio DENVER, CO 11,01811.0k $124.1k $124.1k 0.03% Reduced -107 -107
64 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 10,52010.5k $118.5k $118.5k 0.00% Added +10.1k +10,114
65 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,14810.1k $114.6k $114.6k 0.01% Added +58 +58
66 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 6,0006.0k $68.0k $68.0k 0.00% New
67 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 5,3725.4k $60.5k $60.5k 0.00% Unchanged
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0765.1k $57.2k $57.2k 0.00% Unchanged
69 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,7693.8k $42.4k $42.4k 0.00% First filing
70 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2,9713.0k $33.5k $33.5k 0.00% Unchanged
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,7532.8k $31.0k $31.0k 0.00% Unchanged
72 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,5041.5k $16.9k $16.9k 0.00% Reduced -694 -694
73 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 1,3611.4k $15.3k $15.3k 0.00% Added +278 +278
74 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 1,3051.3k $14.7k $14.7k 0.00% Unchanged
75 Noble Wealth Management PBC 0.00% of their portfolio GREENWOOD VILLAGE, CO 800800 $9.0k $9.0k 0.00% Unchanged
76 Osbon Capital Management LLC 0.01% of their portfolio BOSTON, MA 574574 $6.5k $6.5k 0.01% Added +266 +266
77 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 541541 $6.1k $6.1k 0.00% Added +119 +119
78 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 371371 $4.2k $4.2k 0.00% New
79 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 250250 $2.8k $2.8k 0.00% Unchanged
80 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 230230 $2.6k $2.6k 0.00% Unchanged
81 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 205205 $2.3k $2.3k 0.00% First filing
82 Mountain Hill Investment Partners Corp. 0.00% of their portfolio ATLANTIC HIGHLANDS, NJ 163163 $1.8k $1.8k 0.00% Added +5 +5
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 162162 $1.8k $1.8k 0.00% Unchanged
84 Strategic Advocates LLC 0.01% of their portfolio SACRAMENTO, CA 135135 $1.5k $1.5k 0.01% Unchanged
85 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 114114 $1.3k $1.3k 0.00% Unchanged
86 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 9393 $1.0k $1.0k 0.00% New
87 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 6767 $1.0k $1.0k 0.00% Unchanged
88 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4141 $462 $462 0.00% New
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1616 $180 $180 0.00% Unchanged
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $11 $11 0.00% Unchanged