UBS GROUP AG UBS
SHS · Common Stock · CUSIP H42097107
Swiss multinational investment bank and financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($56.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.33. Options: 24 managers hold calls ($1.1bn notional), 32 hold puts ($1.0bn).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 367 |
| Q4 2022 | 378 |
| Q1 2023 | 436 |
| Q2 2023 | 459 |
| Q3 2023 | 487 |
| Q4 2023 | 529 |
| Q1 2024 | 537 |
| Q2 2024 | 554 |
| Q3 2024 | 550 |
| Q4 2024 | 573 |
| Q1 2025 | 588 |
| Q2 2025 | 599 |
| Q3 2025 | 621 |
| Q4 2025 | 694 |
| Q1 2026 | 687 |
| Q2 2026 | 762 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 238 | 261 |
| Q4 2024 | 265 | 234 |
| Q1 2025 | 288 | 241 |
| Q2 2025 | 278 | 274 |
| Q3 2025 | 325 | 250 |
| Q4 2025 | 336 | 243 |
| Q1 2026 | 335 | 321 |
| Q2 2026 | 412 | 278 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $1.2bn | $1.4bn | 1.20 |
| Q4 2025 | $921.5m | $1.1bn | 1.24 |
| Q1 2026 | $943.9m | $1.2bn | 1.29 |
| Q2 2026 | $1.1bn | $1.0bn | 0.89 |
Biggest buyers
| Assenagon Asset Management S.A. | Added | +32.8m |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +9.6m |
| DIMENSIONAL FUND ADVISORS LP | New | +4.9m |
| GOLDMAN SACHS GROUP INC | Added | +4.5m |
| Clearbridge Investments, LLC | Added | +3.2m |
| Liontrust Investment Partners LLP | New | +2.5m |
| VIKING GLOBAL INVESTORS LP | New | +2.4m |
| CANADA PENSION PLAN INVESTMENT BOARD | Added | +2.3m |
| JPMORGAN CHASE & CO | Added | +2.2m |
| Amundi | Added | +2.2m |
Biggest sellers
| Capital World Investors | Reduced | -9.0m |
| DEUTSCHE BANK AG\ | Reduced | -7.8m |
| PZENA INVESTMENT MANAGEMENT LLC | Reduced | -3.9m |
| SIH Partners, LLLP | Reduced | -3.0m |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Reduced | -2.6m |
| JANE STREET GROUP, LLC | Reduced | -2.2m |
| Qube Research & Technologies Ltd | Reduced | -2.1m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -1.8m |
| Exane Asset Management | Reduced | -1.7m |
| Ninety One UK Ltd | Reduced | -1.6m |
Biggest calls
| UBS Group AG | Reduced | $446.7m9.0m shares |
| SIH Partners, LLLP | Reduced | $293.6m5.9m shares |
| GOLDMAN SACHS GROUP INC | Added | $91.2m1.8m shares |
| JPMORGAN CHASE & CO | Reduced | $47.1m951.6k shares |
| Vontobel Holding Ltd. | New | $45.1m911.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $35.1m708.8k shares |
| JANE STREET GROUP, LLC | Added | $34.2m690.7k shares |
| CITADEL ADVISORS LLC | Reduced | $30.0m605.6k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $26.2m651.2k shares |
| Optiver Holding B.V. | Reduced | $16.0m323.0k shares |
Biggest puts
| SIH Partners, LLLP | Reduced | $369.3m7.5m shares |
| GOLDMAN SACHS GROUP INC | Reduced | $209.0m4.2m shares |
| Qube Research & Technologies Ltd | Reduced | $78.5m1.6m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $66.4m1.3m shares |
| Optiver Holding B.V. | Added | $45.4m915.8k shares |
| CITIGROUP INC | Reduced | $34.6m696.7k shares |
| MILLENNIUM MANAGEMENT LLC | Added | $28.9m721.9k shares |
| JANE STREET GROUP, LLC | Added | $22.8m459.4k shares |
| CITADEL ADVISORS LLC | Added | $22.7m458.0k shares |
| Walleye Trading LLC | Added | $12.7m255.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.84% of their portfolio | 107.1m $5.3bn | Added +247.1k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.10% of their portfolio | 98.1m $4.9bn | Added +816.5k |
| NORGES BANK 0.47% of their portfolio | 95.8m $4.8bn | Not comparable |
| Fisher Asset Management, LLC 0.96% of their portfolio | 64.9m $3.2bn | Reduced -1.2m |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1.01% of their portfolio | 62.9m $3.2bn | Reduced -2.6m |
| WELLINGTON MANAGEMENT GROUP LLP 0.51% of their portfolio | 59.6m $3.0bn | Added +9.6m |
| FMR LLC 0.12% of their portfolio | 55.5m $2.8bn | Added +1.7m |
| Zurcher Kantonalbank (Zurich Cantonalbank) 5.26% of their portfolio | 55.2m $2.7bn | Reduced -1.4m |
| Cevian Capital II GP LTD 64.50% of their portfolio | 48.1m $2.4bn | Unchanged |
| Pictet Asset Management Holding SA 1.74% of their portfolio | 36.7m $1.8bn | Added +1.2m |
| Dodge & Cox 0.87% of their portfolio | 33.6m $1.7bn | Reduced -14.3k |
| Assenagon Asset Management S.A. 1.07% of their portfolio | 33.1m $1.6bn | Added +32.8m |
| JPMORGAN CHASE & CO 0.09% of their portfolio | 29.7m $1.5bn | Added +2.2m |
| VANGUARD FIDUCIARY TRUST CO 0.30% of their portfolio | 27.7m $1.4bn | Added +198.5k |
| Amundi 0.30% of their portfolio | 25.5m $1.3bn | Added +2.2m |
| DEUTSCHE BANK AG\ 0.35% of their portfolio | 24.1m $1.2bn | Reduced -7.8m |
| PZENA INVESTMENT MANAGEMENT LLC 2.66% of their portfolio | 22.6m $905.5m | Reduced -3.9m |
| Legal & General Group Plc 0.23% of their portfolio | 22.1m $1.1bn | Reduced -1.3m |
| GOLDMAN SACHS GROUP INC 0.10% of their portfolio | 19.8m $981.6m | Added +4.5m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.37% of their portfolio | 17.0m $844.2m | Reduced -1.8m |
| VANGUARD ASSET MANAGEMENT, Ltd 0.50% of their portfolio | 14.8m $734.9m | Added +716.2k |
| Vontobel Holding Ltd. 2.44% of their portfolio | 14.7m $728.4m | Reduced -427.9k |
| Capital World Investors 0.09% of their portfolio | 14.5m $720.6m | Reduced -9.0m |
| Nuveen, LLC 0.12% of their portfolio | 10.5m $520.3m | Reduced -745.2k |
| BANK OF AMERICA CORP /DE/ 0.03% of their portfolio | 10.3m $511.7m | Added +670.2k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.28% of their portfolio | 10.2m $507.1m | Added +2.3m |
| CAISSE DES DEPOTS ET CONSIGNATIONS 6.56% of their portfolio | 7.8m $388.0m | Unchanged |
| MORGAN STANLEY 0.02% of their portfolio | 7.7m $381.3m | Reduced -68.6k |
| Jupiter Topco LLC 0.15% of their portfolio | 7.5m $371.6m | First filing |
| CITIGROUP INC 0.17% of their portfolio | 7.2m $359.3m | Added +1.3m |
| Banque Cantonale Vaudoise 13.69% of their portfolio | 7.2m $355.7m | Added +20.7k |
| Ninety One UK Ltd 0.79% of their portfolio | 7.1m $354.3m | Reduced -1.6m |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.26% of their portfolio | 6.7m $329.9m | Added +805.2k |
| Bank of New York Mellon Corp 0.05% of their portfolio | 6.6m $325.9m | Added +72.6k |
| Russell Investments Group, Ltd. 0.28% of their portfolio | 6.4m $318.0m | Reduced -1.3m |
| Allianz Asset Management GmbH 0.24% of their portfolio | 6.2m $236.9m | Unchanged |
| WCM INVESTMENT MANAGEMENT, LLC 0.55% of their portfolio | 6.2m $304.4m | Added +300.3k |
| FRANKLIN RESOURCES INC 0.06% of their portfolio | 5.8m $288.6m | Added +724.6k |
| Bank Julius Baer & Co. Ltd, Zurich 0.72% of their portfolio | 5.6m $278.1m | Reduced -513.2k |
| ROYAL BANK OF CANADA 0.05% of their portfolio | 5.6m $276.4m | Added +1.6m |
| Qube Research & Technologies Ltd 0.30% of their portfolio | 5.5m $271.3m | Reduced -2.1m |
| Compagnie Lombard Odier SCmA 2.89% of their portfolio | 5.4m $267.3m | Added +110.5k |
| M&G PLC 1.31% of their portfolio | 5.3m $262.7m | Added +327.2k |
| DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio | 4.9m $242.5m | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.24% of their portfolio | 4.9m $241.4m | Added +233.4k |
| AQR CAPITAL MANAGEMENT LLC 0.08% of their portfolio | 4.8m $239.4m | Added +138.5k |
| NATIXIS ADVISORS, LLC 0.26% of their portfolio | 4.6m $228.3m | Added +478.8k |
| NORTHERN TRUST CORP 0.03% of their portfolio | 4.4m $217.5m | Added +32.4k |
| DekaBank Deutsche Girozentrale 0.27% of their portfolio | 4.3m $162.0m | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.08% of their portfolio | 4.1m $202.7m | Added +610.7k |
| BlackRock, Inc. 0.00% of their portfolio | 4.0m $200.3m | Added +195.2k |
| AVIVA PLC 0.27% of their portfolio | 3.7m $182.8m | Added +117.6k |
| ACADIAN ASSET MANAGEMENT LLC 0.21% of their portfolio | 3.6m $176.6m | Added +585.0k |
| ROYAL LONDON ASSET MANAGEMENT LTD 0.32% of their portfolio | 3.5m $171.9m | Reduced -47.4k |
| CANADA LIFE ASSURANCE Co 0.26% of their portfolio | 3.3m $165.6m | Added +172.4k |
| Clearbridge Investments, LLC 0.14% of their portfolio | 3.3m $163.3m | Added +3.2m |
| TD Asset Management Inc 0.14% of their portfolio | 3.3m $163.1m | Added +732.5k |
| LGT Group Foundation 1.84% of their portfolio | 3.3m $162.4m | Reduced -162.5k |
| Public Sector Pension Investment Board 0.38% of their portfolio | 2.9m $145.1m | Added +384.3k |
| Generali Asset Management SPA SGR 1.80% of their portfolio | 2.5m $99.8m | Reduced -162.3k |
| Liontrust Investment Partners LLP 1.79% of their portfolio | 2.5m $122.1m | New |
| VIKING GLOBAL INVESTORS LP 0.34% of their portfolio | 2.4m $120.8m | New |
| ASR Vermogensbeheer N.V. 1.23% of their portfolio | 2.4m $119.2m | Added +1.1m |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.35% of their portfolio | 2.4m $119.1m | Added +6.3k |
| Border to Coast Pensions Partnership Ltd 1.75% of their portfolio | 2.4m $118.8m | Added +87.8k |
| AMERICAN CENTURY COMPANIES INC 0.05% of their portfolio | 2.4m $118.1m | Added +360.4k |
| Invesco Ltd. 0.01% of their portfolio | 2.3m $112.5m | Reduced -162.6k |
| Korea Investment CORP 0.20% of their portfolio | 2.1m $105.8m | Reduced -148.5k |
| BANK OF MONTREAL /CAN/ 0.04% of their portfolio | 2.0m $101.3m | Reduced -417.0k |
| CAPTRUST FINANCIAL ADVISORS 0.15% of their portfolio | 2.0m $100.9m | Reduced -59.5k |
| Life Cycle Investment Partners Ltd 0.47% of their portfolio | 2.0m $100.9m | Added +312.3k |
| State of Tennessee, Department of Treasury 0.27% of their portfolio | 1.9m $92.4m | Reduced -76.4k |
| MOORE CAPITAL MANAGEMENT, LP 2.10% of their portfolio | 1.9m $92.1m | Reduced -181.0k |
| 1832 Asset Management L.P. 0.10% of their portfolio | 1.7m $84.1m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 1.7m $83.6m | Added +182.9k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 1.7m $82.0m | Reduced -12.3k |
| CREDIT AGRICOLE S A 0.21% of their portfolio | 1.6m $81.5m | Added +711.6k |
| BANQUE PICTET & CIE SA 0.84% of their portfolio | 1.6m $81.3m | Reduced -27.3k |
| ABN AMRO Bank N.V. 1.04% of their portfolio | 1.6m $80.7m | Added +160.1k |
| Vanguard Investments Australia, Ltd. 0.20% of their portfolio | 1.6m $80.0m | Added +36.1k |
| FIL Ltd 0.06% of their portfolio | 1.6m $77.7m | Reduced -97.3k |
| BRANDES INVESTMENT PARTNERS, LP 0.49% of their portfolio | 1.4m $69.3m | Added +30.2k |
| Grantham, Mayo, Van Otterloo & Co. LLC 0.15% of their portfolio | 1.3m $65.0m | Added +775.1k |
| SEB Asset Management AB 0.24% of their portfolio | 1.3m $64.7m | Added +143.1k |
| Vanguard Global Advisers, LLC 0.03% of their portfolio | 1.3m $64.5m | Added +93.5k |
| Lansforsakringar Fondforvaltning AB (publ) 0.29% of their portfolio | 1.3m $64.3m | Reduced -114.9k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.12% of their portfolio | 1.2m $59.1m | Added +26.6k |
| Rathbones Group PLC 0.22% of their portfolio | 1.2m $58.6m | Reduced -41.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio | 1.2m $58.2m | Reduced -61.3k |
| Crocodile Capital Partners GmbH 39.44% of their portfolio | 1.2m $58.0m | Unchanged |
| Mediolanum International Funds Ltd 0.47% of their portfolio | 1.1m $54.9m | Added +522.9k |
| J. Safra Sarasin Holding AG 0.62% of their portfolio | 1.1m $43.3m | Added +17.8k |
| Zurich Insurance Group Ltd/FI 0.37% of their portfolio | 1.1m $53.7m | Added +503.2k |
| DJE Kapital AG 0.92% of their portfolio | 983.6k $49.0m | New |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 976.1k $38.1m | Added +359.3k |
| Patient Capital Management, LLC 1.57% of their portfolio | 953.7k $47.3m | Reduced -288.2k |
| EFG International AG 0.81% of their portfolio | 898.6k $44.5m | Added +5.8k |
| MACKENZIE FINANCIAL CORP 0.04% of their portfolio | 884.7k $35.4m | Added +169.8k |
| Thrivent Financial for Lutherans 0.07% of their portfolio | 853.6k $42.4m | Reduced -12.2k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 810.4k $40.2m | Added +156.8k |