Regent Investment Management LLC

Louisville, KY · CIK 1559968 · 13F filing filed 2023-01-26

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyLouisville, KY

$373.3m reported value +8.9% vs Q3 2022

202positions

30.7%in top 10

9 new 41 added 87 reduced 1 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	187,159	$24.3m6.51%	6.51%	Reduced -3.6k	-3,608 -1.9%
2	MICROSOFT CORP COM MSFT	MSFT	59,898	$14.4m3.85%	3.85%	Added +325	+325 0.6%
3	JPMORGAN CHASE & CO COM JPM	JPM	90,766	$12.2m3.26%	3.26%	Added +186	+186 0.2%
4	ALPHABET INC CAP STK CL C GOOG	GOOG	130,596	$11.6m3.10%	3.10%	Reduced -1.7k	-1,720 -1.3%
5	HORIZON THERAPEUTICS PUB L SHS HZNP	HZNP	101,451	$11.5m3.09%	3.09%	Reduced -2.0k	-2,034 -2.0%
6	JOHNSON & JOHNSON COM JNJ	JNJ	62,210	$11.0m2.94%	2.94%	Reduced -1	-1 0.0%
7	CVS HEALTH CORP COM CVS	CVS	85,936	$8.0m2.15%	2.15%	Reduced -1.1k	-1,149 -1.3%
8	PROCTER AND GAMBLE CO COM PG	PG	48,656	$7.4m1.98%	1.98%	Added +20	+20 0.0%
9	AMAZON COM INC COM AMZN	AMZN	85,665	$7.2m1.93%	1.93%	Added +1.4k	+1,370 1.6%
10	BROWN FORMAN CORP CL B BF.B	BF.B	107,523	$7.1m1.89%	1.89%	Reduced -1.1k	-1,083 -1.0%
11	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	95,901	$6.9m1.85%	1.85%	Reduced -1.1k	-1,110 -1.1%
12	MERCK & CO INC COM MRK	MRK	61,937	$6.9m1.84%	1.84%	Reduced -595	-595 -0.9%
13	QUALCOMM INC COM QCOM	QCOM	61,840	$6.8m1.82%	1.82%	Added +310	+310 0.5%
14	PFIZER INC COM PFE	PFE	109,392	$5.6m1.50%	1.50%	Reduced -1.5k	-1,475 -1.3%
15	MCKESSON CORP COM MCK	MCK	14,105	$5.3m1.42%	1.42%	Reduced -45	-45 -0.3%
16	BROADCOM INC COM AVGO	AVGO	9,146	$5.1m1.37%	1.37%	Reduced -155	-155 -1.7%
17	BANK AMERICA CORP COM BAC	BAC	153,351	$5.1m1.36%	1.36%	Added +11.8k	+11,795 8.3%
18	UNITEDHEALTH GROUP INC COM UNH	UNH	9,246	$4.9m1.31%	1.31%	Added +24	+24 0.3%
19	ALPHABET INC CAP STK CL A GOOGL	GOOGL	53,870	$4.8m1.27%	1.27%	Added +2.0k	+2,040 3.9%
20	RTX CORPORATION COM RTX	RTX	45,795	$4.6m1.24%	1.24%	Reduced -140	-140 -0.3%
21	WILLIAMS COS INC COM WMB	WMB	130,295	$4.3m1.15%	1.15%	Reduced -760	-760 -0.6%
22	META PLATFORMS INC CL A META	META	34,742	$4.2m1.12%	1.12%	Reduced -5.6k	-5,569 -13.8%
23	LOWES COS INC COM LOW	LOW	20,646	$4.1m1.10%	1.10%	Added +234	+234 1.1%
24	VISA INC COM CL A V	V	18,025	$3.7m1.00%	1.00%	Added +155	+155 0.9%
25	TJX COS INC NEW COM TJX	TJX	45,989	$3.7m0.98%	0.98%	Reduced -725	-725 -1.6%
26	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	6,608	$3.6m0.97%	0.97%	Reduced -40	-40 -0.6%
27	MORGAN STANLEY COM NEW MS	MS	41,625	$3.5m0.95%	0.95%	Reduced -745	-745 -1.8%
28	AMERIPRISE FINL INC COM AMP	AMP	10,713	$3.3m0.89%	0.89%	Unchanged
29	ABBVIE INC COM ABBV	ABBV	20,488	$3.3m0.89%	0.89%	Reduced -100	-100 -0.5%
30	WESBANCO INC COM WSBC	WSBC	89,087	$3.3m0.88%	0.88%	Reduced -3.8k	-3,800 -4.1%
31	CHEVRON CORP NEW COM CVX	CVX	17,962	$3.2m0.86%	0.86%	Added +100	+100 0.6%
32	ALBEMARLE CORP COM ALB	ALB	13,980	$3.0m0.81%	0.81%	Added +620	+620 4.6%
33	COMCAST CORP NEW CL A CMCSA	CMCSA	85,904	$3.0m0.80%	0.80%	Reduced -6.7k	-6,738 -7.3%
34	SKYWORKS SOLUTIONS INC COM SWKS	SWKS	32,225	$2.9m0.79%	0.79%	Reduced -75	-75 -0.2%
35	TORO CO COM TTC	TTC	25,480	$2.9m0.77%	0.77%	Unchanged
36	NIKE INC CL B NKE	NKE	23,875	$2.8m0.75%	0.75%	New
37	HOME DEPOT INC COM HD	HD	8,584	$2.7m0.73%	0.73%	Reduced -50	-50 -0.6%
38	MICRON TECHNOLOGY INC COM MU	MU	54,118	$2.7m0.72%	0.72%	Reduced -4.1k	-4,102 -7.0%
39	AMERICAN EXPRESS CO COM AXP	AXP	17,951	$2.7m0.71%	0.71%	Reduced -115	-115 -0.6%
40	MASTERCARD INCORPORATED CL A MA	MA	7,560	$2.6m0.70%	0.70%	Added +75	+75 1.0%
41	MOSAIC CO NEW COM MOS	MOS	59,030	$2.6m0.69%	0.69%	Reduced -440	-440 -0.7%
42	COCA COLA CO COM KO	KO	40,108	$2.6m0.68%	0.68%	Unchanged
43	ORACLE CORP COM ORCL	ORCL	30,922	$2.5m0.68%	0.68%	Reduced -170	-170 -0.6%
44	PEPSICO INC COM PEP	PEP	13,449	$2.4m0.65%	0.65%	Added +295	+295 2.2%
45	VERIZON COMMUNICATIONS INC COM VZ	VZ	57,804	$2.3m0.61%	0.61%	Added +5.1k	+5,065 9.6%
46	FISERV INC COM FISV	FISV	21,443	$2.2m0.58%	0.58%	Reduced -155	-155 -0.7%
47	CISCO SYS INC COM CSCO	CSCO	44,063	$2.1m0.56%	0.56%	Reduced -900	-900 -2.0%
48	FREEPORT-MCMORAN INC CL B FCX	FCX	54,010	$2.1m0.55%	0.55%	Reduced -340	-340 -0.6%
49	GENERAL MLS INC COM GIS	GIS	24,385	$2.0m0.55%	0.55%	Reduced -250	-250 -1.0%
50	WORKDAY INC CL A WDAY	WDAY	11,990	$2.0m0.54%	0.54%	Unchanged
51	DANAHER CORPORATION COM DHR	DHR	7,500	$2.0m0.53%	0.53%	Unchanged
52	PRUDENTIAL FINL INC COM PRU	PRU	19,815	$2.0m0.53%	0.53%	Reduced -30	-30 -0.1%
53	SCHWAB STRATEGIC TR EMRG MKTEQ ETF SCHE	SCHE	82,452	$2.0m0.52%	0.52%	Reduced -860	-860 -1.0%
54	ABBOTT LABS COM ABT	ABT	17,302	$1.9m0.51%	0.51%	Unchanged
55	COSTCO WHSL CORP NEW COM COST	COST	4,057	$1.9m0.50%	0.50%	Added +2.4k	+2,352 137.9%
56	CARDINAL HEALTH INC COM CAH	CAH	23,655	$1.8m0.49%	0.49%	Reduced -465	-465 -1.9%
57	HONEYWELL INTL INC COM COM		8,397	$1.8m0.48%	0.48%	Added +60	+60 0.7%
58	MONDELEZ INTL INC CL A MDLZ	MDLZ	26,716	$1.8m0.48%	0.48%	Unchanged
59	PHILIP MORRIS INTL INC COM PM	PM	17,477	$1.8m0.47%	0.47%	Unchanged
60	DISNEY WALT CO COM DIS	DIS	20,308	$1.8m0.47%	0.47%	Added +220	+220 1.1%
61	EMERSON ELEC CO COM EMR	EMR	17,197	$1.7m0.44%	0.44%	Unchanged
62	GOLDMAN SACHS GROUP INC COM GS	GS	4,735	$1.6m0.44%	0.44%	Reduced -30	-30 -0.6%
63	TEXAS INSTRS INC COM TXN	TXN	9,550	$1.6m0.42%	0.42%	Reduced -100	-100 -1.0%
64	HUMANA INC COM HUM	HUM	3,045	$1.6m0.42%	0.42%	Reduced -140	-140 -4.4%
65	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	5,008	$1.5m0.41%	0.41%	Reduced -100	-100 -2.0%
66	STRYKER CORPORATION COM SYK	SYK	6,300	$1.5m0.41%	0.41%	Unchanged
67	SMUCKER J M CO COM NEW SJM	SJM	9,660	$1.5m0.41%	0.41%	Added +15	+15 0.2%
68	ELI LILLY & CO COM LLY	LLY	4,130	$1.5m0.40%	0.40%	Reduced -50	-50 -1.2%
69	BOOKING HOLDINGS INC COM BKNG	BKNG	746	$1.5m0.40%	0.40%	Reduced -32	-32 -4.1%
70	AMERICAN ELEC PWR CO INC COM AEP	AEP	15,710	$1.5m0.40%	0.40%	Reduced -90	-90 -0.6%
71	CONAGRA BRANDS INC COM CAG	CAG	38,462	$1.5m0.40%	0.40%	Added +140	+140 0.4%
72	KIMBERLY-CLARK CORP COM KMB	KMB	10,845	$1.5m0.39%	0.39%	Reduced -400	-400 -3.6%
73	KINDER MORGAN INC DEL COM KMI	KMI	81,325	$1.5m0.39%	0.39%	Added +1.3k	+1,270 1.6%
74	METLIFE INC COM MET	MET	20,235	$1.5m0.39%	0.39%	Unchanged
75	WALGREENS BOOTS ALLIANCE INC COM WBA	WBA	37,044	$1.4m0.37%	0.37%	Reduced -1.4k	-1,450 -3.8%
76	UNILEVER PLC SPON ADR NEW SPON ADR NEW		27,155	$1.4m0.37%	0.37%	Reduced -74	-74 -0.3%
77	ATLANTICA SUSTAINABLE INFR P SHS ABY	ABY	51,210	$1.3m0.36%	0.36%	Reduced -6.9k	-6,860 -11.8%
78	FIRST SOLAR INC COM FSLR	FSLR	8,830	$1.3m0.35%	0.35%	Added +7.1k	+7,135 420.9%
79	TECK RESOURCES LTD CL B TECK	TECK	34,652	$1.3m0.35%	0.35%	Reduced -1.2k	-1,160 -3.2%
80	TAKE-TWO INTERACTIVE SOFTWAR COM TTWO	TTWO	12,460	$1.3m0.35%	0.35%	Reduced -1.9k	-1,920 -13.3%
81	ELEVANCE HEALTH INC COM ELV	ELV	2,515	$1.3m0.35%	0.35%	Unchanged
82	LIBERTY ALL STAR EQUITY FD SH BEN INT USA	USA	222,500	$1.3m0.34%	0.34%	Added +30.0k	+30,000 15.6%
83	CONOCOPHILLIPS COM COP	COP	10,647	$1.3m0.34%	0.34%	Reduced -200	-200 -1.8%
84	NRG ENERGY INC COM NEW NRG	NRG	39,150	$1.2m0.33%	0.33%	Added +935	+935 2.5%
85	EXXON MOBIL CORP COM XOM	XOM	11,240	$1.2m0.33%	0.33%	Unchanged
86	ON SEMICONDUCTOR CORP COM ON	ON	19,215	$1.2m0.32%	0.32%	Reduced -2.0k	-2,032 -9.6%
87	BECTON DICKINSON & CO COM BDX	BDX	4,629	$1.2m0.32%	0.32%	Reduced -105	-105 -2.2%
88	NEXTERA ENERGY INC COM NEE	NEE	13,917	$1.2m0.31%	0.31%	Added +4.3k	+4,265 44.2%
89	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	29,731	$1.2m0.31%	0.31%	Unchanged
90	LIVENT CORP COM COM		58,025	$1.2m0.31%	0.31%	Added +500	+500 0.9%
91	CITIGROUP INC COM NEW C	C	25,341	$1.1m0.31%	0.31%	Reduced -9.8k	-9,766 -27.8%
92	UNITED PARCEL SERVICE INC CL B UPS	UPS	6,346	$1.1m0.30%	0.30%	Added +50	+50 0.8%
93	APELLIS PHARMACEUTICALS INC COM APLS	APLS	21,309	$1.1m0.30%	0.30%	Unchanged
94	FEDEX CORP COM FDX	FDX	6,224	$1.1m0.29%	0.29%	Reduced -350	-350 -5.3%
95	UNION PAC CORP COM UNP	UNP	5,015	$1.0m0.28%	0.28%	Reduced -156	-156 -3.0%
96	CENCORA INC COM COR	COR	6,080	$1.0m0.27%	0.27%	Reduced -100	-100 -1.6%
97	BRIXMOR PPTY GROUP INC COM BRX	BRX	44,480	$1.0m0.27%	0.27%	Added +100	+100 0.2%
98	CHUBB LIMITED COM CB	CB	4,415	$974.0k0.26%	0.26%	Reduced -111	-111 -2.5%
99	NEXTERA ENERGY PARTNERS LP COM UNIT PART IN XIFR	XIFR	13,700	$960.0k0.26%	0.26%	Reduced -60	-60 -0.4%
100	TRAVELERS COMPANIES INC COM TRV	TRV	4,660	$874.0k0.23%	0.23%	Reduced -61	-61 -1.3%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
LYONDELLBASELL INDUSTRIES N LYB	LYB	4,100	$309.0k4.1k shares