Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

712 institutional holders +32 vs Q3 2022
247,686,963247.7m shares reported held*
$5.9bnreported value*
70 new 287 added 258 reduced 60 sold out net bought ≈ $270.0m (+11.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.71. Options: 5 managers hold calls ($2.1m notional), 1 hold puts ($71.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712712Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022680
Q4 2022712

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.8mQ3 22 puts: $258.0kQ3 22P/C 0.15Q4 22 calls: $2.1mQ4 22 puts: $71.0kQ4 22P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$1.8m$258.0k0.15
Q4 2022$2.1m$71.0k0.03

Biggest buyers

Creative Planning Added +1,786,667+1.8m
JANE STREET GROUP, LLC Added +1,596,866+1.6m
FLOW TRADERS U.S. LLC Added +1,569,357+1.6m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,521,559+1.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,394,074+1.4m
CITADEL ADVISORS LLC Added +1,262,360+1.3m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,022,584+1.0m
HBK Sorce Advisory LLC Added +1,017,607+1.0m
JONES FINANCIAL COMPANIES LLLP Added +956,893+956.9k
ROYAL BANK OF CANADA Added +938,312+938.3k

Biggest sellers

HighTower Advisors, LLC Reduced -1,887,425-1.9m
Financial Engines Advisors L.L.C. Reduced -1,809,454-1.8m
Hamilton Capital, LLC Reduced -627,916-627.9k
LVW Advisors, LLC Reduced -548,277-548.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -537,595-537.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -470,199-470.2k
MATHER GROUP, LLC. Reduced -456,100-456.1k
Johnson Financial Group, LLC Sold out -381,200-381.2k
SAM Advisors, LLC Sold out -341,488-341.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -332,759-332.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $859.2k36.3k shares
CITADEL ADVISORS LLC Reduced $816.6k34.5k shares
JANE STREET GROUP, LLC New $397.7k16.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $01.4k shares

Biggest puts

CITADEL ADVISORS LLC New $71.0k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 3.11% of their portfolio SAN FRANCISCO, CA 77,976,66278.0m $1.8bn $1.8bn 3.11% Added +482.6k +482,605
2 Creative Planning 0.94% of their portfolio OVERLAND PARK, KS 26,530,64126.5m $628.0m $628.0m 0.94% Added +1.8m +1,786,667
3 Financial Engines Advisors L.L.C. 1.34% of their portfolio SANTA CLARA, CA 19,798,10019.8m $468.6m $468.6m 1.34% Reduced -1.8m -1,809,454
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 12,429,27812.4m $294.2m $294.2m 0.09% Added +1.5m +1,521,559
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 5,155,3725.2m $122.0m $122.0m 0.06% Reduced -332.8k -332,759
6 MERCER GLOBAL ADVISORS INC /ADV 0.57% of their portfolio DENVER, CO 4,804,6404.8m $113.7m $113.7m 0.57% Reduced -315.2k -315,226
7 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 4,105,3464.1m $97.1m $97.1m 0.22% Reduced -1.9m -1,887,425
8 MATHER GROUP, LLC. 1.56% of their portfolio CHICAGO, IL 3,415,9933.4m $80.9m $80.9m 1.56% Reduced -456.1k -456,100
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 3,208,9463.2m $76.0m $76.0m 0.11% Added +1.0m +1,022,584
10 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 2,278,4972.3m $53.9m $53.9m 0.10% Added +1.6m +1,596,866
11 OLD MISSION CAPITAL LLC 2.06% of their portfolio CHICAGO, IL 1,988,9632.0m $47.1m $47.1m 2.06% Added +871.4k +871,424
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.65% of their portfolio PLYMOUTH, MN 1,979,2322.0m $50.9m $50.9m 0.65% Reduced -537.6k -537,595
13 Hamilton Capital, LLC 2.91% of their portfolio COLUMBUS, OH 1,904,2551.9m $45.1m $45.1m 2.91% Reduced -627.9k -627,916
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.08% of their portfolio BALA CYNWYD, PA 1,810,3701.8m $42.9m $42.9m 0.08% Added +1.4m +1,394,074
15 FMR LLC 0.00% of their portfolio BOSTON, MA 1,750,5541.8m $41.4m $41.4m 0.00% Added +210.9k +210,927
16 Heartwood Wealth Advisors LLC 6.17% of their portfolio RICHMOND, VA 1,665,4421.7m $39.4m $39.4m 6.17% Added +124.7k +124,700
17 FLOW TRADERS U.S. LLC 1.93% of their portfolio NEW YORK, NY 1,620,7861.6m $38.4m $38.4m 1.93% Added +1.6m +1,569,357
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,560,3641.6m $36.9m $36.9m 0.00% Added +95.4k +95,430
19 SageView Advisory Group, LLC 2.93% of their portfolio Newport Beach, CA 1,521,6241.5m $36.0m $36.0m 2.93% First filing
20 REBALANCE, LLC 3.73% of their portfolio PALO ALTO, CA 1,519,7071.5m $36.0m $36.0m 3.73% First filing
21 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,495,3501.5m $35.4m $35.4m 0.04% Added +1.3m +1,262,360
22 JONES FINANCIAL COMPANIES LLLP 0.05% of their portfolio DES PERES, MO 1,306,2301.3m $30.9m $30.9m 0.05% Added +956.9k +956,893
23 HBK Sorce Advisory LLC 0.82% of their portfolio ERIE, PA 1,290,6161.3m $30.5m $30.5m 0.82% Added +1.0m +1,017,607
24 Composition Wealth, LLC 1.03% of their portfolio LOS ANGELES, CA 1,274,2381.3m $30.2m $30.2m 1.03% Added +88.0k +87,996
25 Mariner, LLC 0.09% of their portfolio Overland Park, KS 1,152,1491.2m $27.3m $27.3m 0.09% Reduced -106.8k -106,818
26 Orgel Wealth Management, LLC 0.95% of their portfolio ALTOONA, WI 1,045,1281.0m $24.7m $24.7m 0.95% Added +536.9k +536,905
27 KLINGENSTEIN FIELDS & CO LP 1.28% of their portfolio NEW YORK, NY 1,044,2721.0m $24.7m $24.7m 1.28% Added +7.6k +7,647
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,014,1591.0m $24.0m $24.0m 0.01% Added +938.3k +938,312
29 COOPER/HAIMS ADVISORS, LLC 16.92% of their portfolio VICTOR, NY 1,007,8991.0m $23.9m $23.9m 16.92% Added +36.0k +36,015
30 JMG Financial Group, Ltd. 1.26% of their portfolio DOWNERS GROVE, IL 972,094972.1k $23.0m $23.0m 1.26% Added +19.5k +19,534
31 Krilogy Financial LLC 2.08% of their portfolio ST. LOUIS, MO 922,488922.5k $21.8m $21.8m 2.08% Reduced -50.9k -50,866
32 MONETA GROUP INVESTMENT ADVISORS LLC 0.60% of their portfolio ST LOUIS, MO 854,368854.4k $21.8m $21.8m 0.60% Added +16.8k +16,823
33 BlueSky Wealth Advisors, LLC 4.41% of their portfolio New Bern, NC 843,131843.1k $20.0m $20.0m 4.41% Added +30.7k +30,672
34 TimeScale Financial, Inc. 5.41% of their portfolio DANVERS, MA 832,259832.3k $18.6m $18.6m 5.41% Unchanged
35 Ballentine Partners, LLC 0.57% of their portfolio Waltham, MA 813,793813.8k $19.3m $19.3m 0.57% Added +16.5k +16,497
36 RAINEY & RANDALL WEALTH ADVISORS INC. 6.59% of their portfolio Celebration, FL 790,489790.5k $18.7m $18.7m 6.59% Added +7.1k +7,111
37 Cresset Asset Management, LLC 0.23% of their portfolio Chicago, IL 783,120783.1k $18.5m $18.5m 0.23% Added +347.9k +347,855
38 Wealthspire Advisors, LLC 0.33% of their portfolio NEW YORK, NY 777,489777.5k $18.4m $18.4m 0.33% Added +136.0k +136,021
39 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 772,263772.3k $18.3m $18.3m 0.07% First filing
40 SCS Capital Management LLC 0.54% of their portfolio BOSTON, MA 772,066772.1k $18.3m $18.3m 0.54% Reduced -2.0k -2,032
41 Bogart Wealth, LLC 1.22% of their portfolio MCLEAN, VA 743,287743.3k $17.6m $17.6m 1.22% Added +63.6k +63,585
42 OneDigital Investment Advisors LLC 0.48% of their portfolio OVERLAND PARK, KS 696,476696.5k $16.5m $16.5m 0.48% Reduced -197.1k -197,069
43 PATHSTONE FAMILY OFFICE, LLC 0.14% of their portfolio ENGLEWOOD, NJ 684,782684.8k $16.1m $16.1m 0.14% New
44 UBS Group AG 0.01% of their portfolio ZURICH, V8 678,579678.6k $16.1m $16.1m 0.01% Added +38.5k +38,507
45 HANTZ FINANCIAL SERVICES, INC. 0.45% of their portfolio SOUTHFIELD, MI 634,119634.1k $15.0m $15.0m 0.45% Added +240.1k +240,131
46 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 617,105617.1k $14.6m $14.6m 0.09% Added +206.7k +206,728
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 602,169602.2k $14.3m $14.3m 0.00% Added +89.3k +89,321
48 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 579,127579.1k $13.7m $13.7m 0.13% Added +193.3k +193,261
49 Clearwater Capital Advisors, LLC 1.77% of their portfolio HOFFMAN ESTATES, IL 574,430574.4k $13.6m $13.6m 1.77% Reduced -81.4k -81,395
50 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 557,767557.8k $13.2m $13.2m 0.02% Added +244.0k +243,989
51 Your Advocates Ltd., LLP 7.45% of their portfolio HOUSTON, TX 544,548544.5k $12.9m $12.9m 7.45% Reduced -66.0k -65,981
52 Invst, LLC 2.07% of their portfolio INDIANAPOLIS, IN 519,188519.2k $13.3m $13.3m 2.07% Reduced -72.2k -72,196
53 Alliance Wealth Management Group 4.12% of their portfolio FLEMINGTON, NJ 476,286476.3k $11.3m $11.3m 4.12% Added +32.8k +32,825
54 Towercrest Capital Management 2.50% of their portfolio NEWTOWN, PA 476,286476.3k $11.3m $11.3m 2.50% Added +32.8k +32,825
55 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 474,791474.8k $11.2m $11.2m 0.00% Reduced -14.6k -14,645
56 Rakuten Investment Management, Inc. 0.15% of their portfolio TOKYO, M0 464,840464.8k $11.1m $11.1m 0.15% Added +123.3k +123,300
57 NORTH STAR ASSET MANAGEMENT INC 0.67% of their portfolio NEENAH, WI 458,814458.8k $10.9m $10.9m 0.67% Reduced -34.4k -34,425
58 Visionary Wealth Advisors 0.98% of their portfolio O'FALLON, IL 448,511448.5k $10.6m $10.6m 0.98% Reduced -18.8k -18,819
59 PFS INVESTMENTS INC. 0.19% of their portfolio DULUTH, GA 439,137439.1k $10.4m $10.4m 0.19% Reduced -6.7k -6,706
60 LAKE STREET ADVISORS GROUP, LLC 0.68% of their portfolio PORTSMOUTH, NH 433,467433.5k $10.3m $10.3m 0.68% Added +77.1k +77,138
61 Holistic Financial Partners 8.90% of their portfolio INDIANAPOLIS, IN 420,072420.1k $9.9m $9.9m 8.90% Added +7.6k +7,576
62 PITTENGER & ANDERSON INC 0.54% of their portfolio LINCOLN, NE 417,582417.6k $9.9m $9.9m 0.54% Reduced -3.2k -3,227
63 RKL Wealth Management LLC 1.26% of their portfolio LANCASTER, PA 399,493399.5k $9.5m $9.5m 1.26% Reduced -57.9k -57,942
64 Marotta Asset Management 2.27% of their portfolio CHARLOTTESVILLE, VA 397,949397.9k $9.4m $9.4m 2.27% Added +41.2k +41,188
65 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 384,951385.0k $9.1m $9.1m 0.01% Reduced -89.2k -89,245
66 Garde Capital, Inc. 1.08% of their portfolio SEATTLE, WA 379,579379.6k $9.0m $9.0m 1.08% Added +4.1k +4,101
67 McAdam, LLC 1.11% of their portfolio Philadelphia, PA 378,594378.6k $11.2m $11.2m 1.11% Reduced -196.5k -196,508
68 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.51% of their portfolio GLASTONBURY, CT 374,055374.1k $8.9m $8.9m 2.51% Added +3.6k +3,610
69 Apriem Advisors 1.53% of their portfolio IRVINE, CA 372,379372.4k $8.8m $8.8m 1.53% Reduced -12.2k -12,204
70 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 358,381358.4k $8.5m $8.5m 0.17% Added +21.0k +21,027
71 Red Tortoise LLC 5.70% of their portfolio ATLANTA, GA 347,536347.5k $8.2m $8.2m 5.70% First filing
72 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 3.34% of their portfolio EAGLE, ID 347,406347.4k $8.2m $8.2m 3.34% Added +20.3k +20,349
73 CABOT WEALTH MANAGEMENT INC 1.39% of their portfolio BEVERLY, MA 347,401347.4k $8.2m $8.2m 1.39% Added +13.2k +13,214
74 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 338,552338.6k $8.0m $8.0m 0.02% Reduced -2.9k -2,888
75 ARKANSAS FINANCIAL GROUP, INC. 1.72% of their portfolio LITTLE ROCK, AR 332,268332.3k $7.9m $7.9m 1.72% Reduced -84.2k -84,174
76 Seneca Financial Advisors LLC 4.90% of their portfolio ROCHESTER, NY 326,907326.9k $7.7m $7.7m 4.90% Added +140.1k +140,079
77 Strid Group, LLC 1.83% of their portfolio NEWTOWN SQUARE, PA 325,388325.4k $7.7m $7.7m 1.83% New
78 Brand Asset Management Group, Inc. 3.81% of their portfolio CHESTERFIELD, MO 318,672318.7k $7.5m $7.5m 3.81% Added +55.3k +55,315
79 Destination Wealth Management 0.30% of their portfolio Walnut Creek, CA 316,051316.1k $7.5m $7.5m 0.30% Added +244.6k +244,566
80 FFT WEALTH MANAGEMENT LLC 0.94% of their portfolio PHILADELPHIA, PA 309,004309.0k $7.3m $7.3m 0.94% Added +8.2k +8,244
81 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 307,669307.7k $7.3m $7.3m 0.04% Added +4.2k +4,163
82 VALLEY NATIONAL ADVISERS INC 1.39% of their portfolio BETHLEHEM, PA 305,388305.4k $7.8m $7.8m 1.39% Added +122.3k +122,323
83 WEST PACES ADVISORS INC. 2.25% of their portfolio ATLANTA, GA 299,208299.2k $7.1m $7.1m 2.25% Added +237.9k +237,910
84 Bangor Savings Bank 0.84% of their portfolio BANGOR, ME 298,147298.1k $7.1m $7.1m 0.84% Reduced -94.4k -94,379
85 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.32% of their portfolio Seattle, WA 290,532290.5k $6.9m $6.9m 0.32% Reduced -15.2k -15,162
86 Jacobsen Capital Management 3.57% of their portfolio SALT LAKE CITY, UT 282,744282.7k $6.7m $6.7m 3.57% Added +54.2k +54,226
87 Sutton Wealth Advisors Inc. 2.54% of their portfolio TAMPA, FL 282,033282.0k $6.7m $6.7m 2.54% Added +27.7k +27,687
88 MorganRosel Wealth Management, LLC 3.04% of their portfolio HIGHLANDS RANCH, CO 278,961279.0k $6.6m $6.6m 3.04% Reduced -23.3k -23,316
89 BlackRock Inc. 0.00% of their portfolio New York, NY 271,297271.3k $6.4m $6.4m 0.00% Reduced -9.5k -9,486
90 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 269,691269.7k $6.4m $6.4m 0.04% Added +87.9k +87,886
91 Prime Capital Investment Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 268,811268.8k $6.4m $6.4m 0.24% Added +43.3k +43,258
92 SigFig Wealth Management, LLC 0.35% of their portfolio SAN FRANCISCO, CA 266,769266.8k $7.1m $7.1m 0.35% Reduced -4.5k -4,464
93 Rainsberger Wealth Advisors, Inc. 3.96% of their portfolio Colorado Springs, CO 263,328263.3k $6.2m $6.2m 3.96% Reduced -18.4k -18,355
94 Geneos Wealth Management Inc. 0.38% of their portfolio ENGLEWOOD, CO 263,177263.2k $6.2m $6.2m 0.38% Added +15.4k +15,446
95 Ackerman Capital Advisors, LLC 1.66% of their portfolio DALLAS, TX 260,901260.9k $6.2m $6.2m 1.66% New
96 Sequoia Financial Advisors, LLC 0.15% of their portfolio Akron, OH 258,697258.7k $6.1m $6.1m 0.15% Reduced -8.1k -8,144
97 Bluespring Wealth Management, LLC 0.82% of their portfolio AUSTIN, TX 256,011256.0k $6.1m $6.1m 0.82% Added +28.3k +28,256
98 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 255,890255.9k $6.1m $6.1m 0.03% Reduced -53.9k -53,944
99 ADAMSBROWN WEALTH CONSULTANTS LLC 3.67% of their portfolio WICHITA, KS 255,414255.4k $6.0m $6.0m 3.67% Added +242.7k +242,666
100 OAK FAMILY ADVISORS, LLC 3.23% of their portfolio CHICAGO, IL 254,894254.9k $6.0m $6.0m 3.23% New