Vault-13

LIVENT CORP

COM · Common Stock · CUSIP 53814L108

426 institutional holders -2 vs Q3 2022
167,106,130167.1m shares reported held*
$3.3bnreported value*
57 new 149 added 138 reduced 65 sold out net bought ≈ $44.0m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.88. Options: 22 managers hold calls ($58.0m notional), 21 hold puts ($46.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 428Q4 22: 426426Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022428
Q4 2022426

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $159.3mQ3 22 puts: $71.5mQ3 22P/C 0.45Q4 22 calls: $58.0mQ4 22 puts: $46.8mQ4 22P/C 0.81
Numbers
QuarterCallsPutsP/C
Q3 2022$159.3m$71.5m0.45
Q4 2022$58.0m$46.8m0.81

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +2,345,546+2.3m
EAGLE ASSET MANAGEMENT INC New +1,100,612+1.1m
WESTWOOD HOLDINGS GROUP INC Added +915,923+915.9k
Cubist Systematic Strategies, LLC Added +891,915+891.9k
Ruffer LLP Added +863,374+863.4k
RENAISSANCE TECHNOLOGIES LLC Added +833,000+833.0k
MARSHALL WACE, LLP Added +812,979+813.0k
Qube Research & Technologies Ltd New +804,202+804.2k
LAZARD ASSET MANAGEMENT LLC Added +782,000+782.0k
CIBC Private Wealth Group LLC Added +726,808+726.8k

Biggest sellers

JOHO CAPITAL LLC Reduced -2,894,500-2.9m
LORD, ABBETT & CO. LLC Sold out -2,148,320-2.1m
Handelsbanken Fonder AB Reduced -1,610,235-1.6m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,366,560-1.4m
FEDERATED HERMES, INC. Reduced -1,123,868-1.1m
Driehaus Capital Management LLC Sold out -998,979-999.0k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -896,097-896.1k
Mirae Asset Global Investments Co., Ltd. Reduced -845,008-845.0k
AMERIPRISE FINANCIAL INC Reduced -625,587-625.6k
FMR LLC Reduced -493,757-493.8k

Biggest calls

GROUP ONE TRADING LLC Reduced $8.4m421.7k shares
JANE STREET GROUP, LLC Reduced $8.1m405.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.6m331.2k shares
CITADEL ADVISORS LLC Reduced $6.3m317.1k shares
Parallax Volatility Advisers, L.P. Reduced $6.0m303.0k shares
Squarepoint Ops LLC Added $5.7m285.9k shares
SIMPLEX TRADING, LLC Reduced $4.6m233.8k shares
WOLVERINE TRADING, LLC Reduced $4.0m200.4k shares
Walleye Trading LLC Reduced $2.3m117.8k shares
CAPITAL FUND MANAGEMENT S.A. New $1.4m72.3k shares

Biggest puts

Squarepoint Ops LLC Added $12.8m644.2k shares
GROUP ONE TRADING LLC Added $7.5m379.6k shares
CITADEL ADVISORS LLC Added $4.7m235.9k shares
JANE STREET GROUP, LLC Reduced $4.0m202.0k shares
Walleye Trading LLC Reduced $3.5m174.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.4m172.2k shares
Parallax Volatility Advisers, L.P. Reduced $2.5m127.4k shares
PEAK6 Investments LLC Added $2.5m123.9k shares
Twin Tree Management, LP Unchanged $2.2m109.7k shares
WOLVERINE TRADING, LLC Added $988.0k49.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 28,767,52228.8m $571.6m $571.6m 0.02% Added +608.4k +608,401
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 20,001,45620.0m $397.4m $397.4m 0.01% Added +342.4k +342,417
3 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 7,824,2197.8m $155.5m $155.5m 0.03% Reduced -1.4m -1,366,560
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,596,4785.6m $111.2m $111.2m 0.01% Reduced -9.5k -9,537
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 4,893,8604.9m $97.2m $97.2m 0.03% Reduced -625.6k -625,587
6 MILLENNIUM MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 4,089,6704.1m $81.3m $81.3m 0.09% Added +2.3m +2,345,546
7 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 3,065,7193.1m $60.9m $60.9m 0.01% Added +111.2k +111,215
8 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,951,3433.0m $58.6m $58.6m 0.01% Reduced -33.4k -33,395
9 Grantham, Mayo, Van Otterloo & Co. LLC 0.31% of their portfolio Boston, MA 2,946,2752.9m $58.5m $58.5m 0.31% Reduced -85.2k -85,200
10 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 2,870,1832.9m $57.0m $57.0m 0.02% Added +71.5k +71,460
11 Mirae Asset Global Investments Co., Ltd. 0.15% of their portfolio SEOUL, M5 2,858,8762.9m $56.8m $56.8m 0.15% Reduced -845.0k -845,008
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,785,5882.8m $55.3m $55.3m 0.01% Reduced -12.2k -12,235
13 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 2,482,7212.5m $49.3m $49.3m 0.02% Added +201.5k +201,509
14 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,219,5752.2m $44.1m $44.1m 0.01% Added +38.6k +38,618
15 Capital Research Global Investors 0.01% of their portfolio Los Angeles, CA 2,027,1532.0m $40.3m $40.3m 0.01% Added +366.3k +366,260
16 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,016,8742.0m $40.1m $40.1m 0.01% Reduced -303.2k -303,178
17 WESTWOOD HOLDINGS GROUP INC 0.35% of their portfolio DALLAS, TX 1,988,3272.0m $39.5m $39.5m 0.35% Added +915.9k +915,923
18 Amundi 0.02% of their portfolio Paris, I0 1,958,9622.0m $42.2m $42.2m 0.02% Added +267.7k +267,738
19 VAN ECK ASSOCIATES CORP 0.09% of their portfolio NEW YORK, NY 1,825,2751.8m $36.3m $36.3m 0.09% Added +372.3k +372,317
20 Legal & General Group Plc 0.01% of their portfolio London, X0 1,722,6021.7m $34.2m $34.2m 0.01% Reduced -67.7k -67,746
21 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,634,5621.6m $32.5m $32.5m 0.01% Reduced -108.0k -107,973
22 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,610,1531.6m $32.0m $32.0m 0.01% Reduced -48.4k -48,428
23 Leeward Investments, LLC - MA 1.41% of their portfolio BOSTON, MA 1,603,7131.6m $31.9m $31.9m 1.41% Added +473.5k +473,476
24 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,592,2001.6m $31.6m $31.6m 0.04% Added +833.0k +833,000
25 VOYA INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ATLANTA, GA 1,525,9941.5m $30.3m $30.3m 0.04% Added +408.1k +408,072
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,488,5571.5m $29.6m $29.6m 0.01% Added +21.0k +21,037
27 Granite Investment Partners, LLC 1.12% of their portfolio EL SEGUNDO, CA 1,354,3901.4m $26.9m $26.9m 1.12% Reduced -16.4k -16,406
28 CIBC Private Wealth Group LLC 0.08% of their portfolio ATLANTA, GA 1,318,3911.3m $25.0m $25.0m 0.08% Added +726.8k +726,808
29 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 1,303,1111.3m $25.9m $25.9m 0.03% Reduced -228.8k -228,830
30 DNB Asset Management AS 0.17% of their portfolio Oslo, Q8 1,240,9951.2m $24.7m $24.7m 0.17% Added +417.4k +417,428
31 FRONTIER CAPITAL MANAGEMENT CO LLC 0.26% of their portfolio Boston, MA 1,205,1521.2m $23.9m $23.9m 0.26% Added +269.2k +269,239
32 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 1,103,9231.1m $21.9m $21.9m 0.02% Reduced -5.8k -5,783
33 EAGLE ASSET MANAGEMENT INC 0.13% of their portfolio ST PETERSBURG, FL 1,100,6121.1m $20.9m $20.9m 0.13% New
34 Cubist Systematic Strategies, LLC 0.18% of their portfolio STAMFORD, CT 1,080,4721.1m $21.5m $21.5m 0.18% Added +891.9k +891,915
35 Ruffer LLP 1.44% of their portfolio LONDON, X0 1,073,0251.1m $21.4m $21.4m 1.44% Added +863.4k +863,374
36 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 1,059,1911.1m $21.0m $21.0m 0.02% Added +568.9k +568,885
37 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 1,022,4461.0m $20.3m $20.3m 0.05% Added +813.0k +812,979
38 ALPS ADVISORS INC 0.18% of their portfolio Denver, CO 1,013,2671.0m $20.1m $20.1m 0.18% Reduced -159.3k -159,282
39 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 983,247983.2k $19.5m $19.5m 0.06% Added +18.2k +18,203
40 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 968,000968.0k $19.2m $19.2m 0.05% Reduced -1.1m -1,123,868
41 Handelsbanken Fonder AB 0.10% of their portfolio STOCKHOLM, V7 821,122821.1k $16.3m $16.3m 0.10% Reduced -1.6m -1,610,235
42 Qube Research & Technologies Ltd 0.10% of their portfolio LONDON, X0 804,202804.2k $16.0m $16.0m 0.10% New
43 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 800,126800.1k $15.9m $15.9m 0.02% Added +782.0k +782,000
44 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 784,232784.2k $15.6m $15.6m 0.03% Reduced -166.1k -166,102
45 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 751,544751.5k $14.9m $14.9m 0.02% Added +427.6k +427,579
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 658,753658.8k $13.1m $13.1m 0.00% Reduced -258.5k -258,457
47 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 636,469636.5k $12.6m $12.6m 0.00% Reduced -216.8k -216,836
48 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 619,715619.7k $12.3m $12.3m 0.03% Added +89.7k +89,700
49 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio JUPITER, FL 613,010613.0k $12.2m $12.2m 0.07% Reduced -896.1k -896,097
50 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 584,977585.0k $11.6m $11.6m 0.02% Added +207.5k +207,507
51 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 582,721582.7k $11.5m $11.5m 0.02% Added +161.4k +161,361
52 SHAPIRO CAPITAL MANAGEMENT LLC 0.31% of their portfolio ATLANTA, GA 574,900574.9k $11.4m $11.4m 0.31% New
53 UBS Group AG 0.01% of their portfolio ZURICH, V8 567,187567.2k $11.3m $11.3m 0.01% Added +309.0k +308,988
54 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 563,819563.8k $11.2m $11.2m 0.02% Reduced -9.5k -9,515
55 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio Paris, I0 537,878537.9k $10.7m $10.7m 0.04% Added +107.7k +107,718
56 ENGINE NO. 1 LLC 5.25% of their portfolio San Francisco, CA 537,597537.6k $10.7m $10.7m 5.25% Added +91.3k +91,302
57 Man Group plc 0.04% of their portfolio LONDON, X0 525,491525.5k $10.4m $10.4m 0.04% New
58 Penn Capital Management Company, LLC 1.03% of their portfolio PHILADELPHIA, PA 505,079505.1k $10.1m $10.1m 1.03% Added +100.9k +100,925
59 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 497,469497.5k $9.9m $9.9m 0.01% Reduced -63.4k -63,377
60 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 494,805494.8k $9.8m $9.8m 0.01% Added +15.6k +15,586
61 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 489,094489.1k $9.7m $9.7m 0.02% Reduced -25.5k -25,508
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 485,010485.0k $9.6m $9.6m 0.00% Added +145.4k +145,422
63 Trexquant Investment LP 0.27% of their portfolio STAMFORD, CT 480,972481.0k $9.6m $9.6m 0.27% New
64 Graham Capital Management, L.P. 0.35% of their portfolio ROWAYTON, CT 456,525456.5k $9.1m $9.1m 0.35% Added +293.0k +292,978
65 Squarepoint Ops LLC 0.06% of their portfolio NEW YORK, NY 456,505456.5k $9.1m $9.1m 0.06% Added +379.2k +379,178
66 Covalis Capital LLP 2.10% of their portfolio LONDON, X0 446,317446.3k $8.9m $8.9m 2.10% New
67 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 440,033440.0k $8.7m $8.7m 0.03% Reduced -349.3k -349,278
68 Swiss National Bank 0.01% of their portfolio ZURICH, V8 432,935432.9k $8.6m $8.6m 0.01% Added +49.4k +49,400
69 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 421,784421.8k $8.4m $8.4m 0.02% Reduced -92.5k -92,547
70 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 418,677418.7k $8.3m $8.3m 0.01% First filing
71 Ensign Peak Advisors, Inc 0.02% of their portfolio SALT LAKE CITY, UT 413,769413.8k $8.2m $8.2m 0.02% Reduced -284.1k -284,143
72 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 370,276370.3k $7.4m $7.4m 0.02% Added +160.9k +160,911
73 SEGALL BRYANT & HAMILL, LLC 0.08% of their portfolio CHICAGO, IL 357,982358.0k $7.1m $7.1m 0.08% Added +24.9k +24,928
74 Redwood Investments, LLC 0.95% of their portfolio BOSTON, MA 355,956356.0k $7.1m $7.1m 0.95% Added +169.2k +169,219
75 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 355,055355.1k $7.1m $7.1m 0.00% Added +86.5k +86,524
76 ROYCE & ASSOCIATES LP 0.07% of their portfolio New York, NY 349,027349.0k $6.9m $6.9m 0.07% Reduced -9.7k -9,732
77 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 337,657337.7k $6.7m $6.7m 0.01% Added +26.7k +26,681
78 CAPITAL MANAGEMENT CORP /VA 1.62% of their portfolio GLEN ALLEN, VA 331,157331.2k $6.6m $6.6m 1.62% Added +71.4k +71,425
79 Public Sector Pension Investment Board 0.05% of their portfolio MONTREAL, A8 326,332326.3k $6.5m $6.5m 0.05% Reduced -2.2k -2,227
80 AGF MANAGEMENT LTD 0.05% of their portfolio TORONTO, A6 325,000325.0k $6.5m $6.5m 0.05% First filing
81 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 308,484308.5k $6.1m $6.1m 0.02% Reduced -7.8k -7,801
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 291,368291.4k $5.8m $5.8m 0.00% Added +69.8k +69,820
83 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 281,970282.0k $5.5m $5.5m 0.01% Added +266.6k +266,617
84 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 272,067272.1k $5.4m $5.4m 0.00% Reduced -2.6k -2,634
85 ESSEX INVESTMENT MANAGEMENT CO LLC 0.81% of their portfolio BOSTON, MA 261,998262.0k $5.2m $5.2m 0.81% Reduced -5.8k -5,805
86 TORQ CAPITAL MANAGEMENT (HK) Ltd 8.07% of their portfolio HONG KONG, K3 254,700254.7k $5.1m $5.1m 8.07% First filing
87 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 247,036247.0k $4.9m $4.9m 0.01% Reduced -10.8k -10,800
88 Quantbot Technologies LP 0.34% of their portfolio NEW YORK, NY 241,216241.2k $4.8m $4.8m 0.34% Added +131.4k +131,382
89 Bragg Financial Advisors, Inc 0.29% of their portfolio CHARLOTTE, NC 239,331239.3k $4.8m $4.8m 0.29% Added +50.6k +50,608
90 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 235,985236.0k $4.7m $4.7m 0.01% Added +6.5k +6,530
91 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 234,584234.6k $4.7m $4.7m 0.01% Added +3.4k +3,391
92 DECADE RENEWABLE PARTNERS LP 1.70% of their portfolio HOUSTON, TX 228,560228.6k $4.5m $4.5m 1.70% First filing
93 Moody Aldrich Partners LLC 0.89% of their portfolio MARBLEHEAD, MA 221,586221.6k $4.4m $4.4m 0.89% Added +60.2k +60,224
94 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 220,689220.7k $4.4m $4.4m 0.01% Added +17.5k +17,501
95 THORNBURG INVESTMENT MANAGEMENT INC 0.07% of their portfolio SANTA FE, NM 211,821211.8k $4.2m $4.2m 0.07% Reduced -68.9k -68,906
96 U.S. Capital Wealth Advisors, LLC 0.19% of their portfolio AUSTIN, TX 209,515209.5k $4.2m $4.2m 0.19% Added +4.9k +4,900
97 KENNEDY CAPITAL MANAGEMENT LLC 0.12% of their portfolio ST LOUIS, MO 208,724208.7k $4.1m $4.1m 0.12% New
98 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 207,747207.7k $4.1m $4.1m 0.00% Added +61.5k +61,516
99 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 196,300196.3k $3.9m $3.9m 0.03% Reduced -82.2k -82,164
100 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 193,149193.1k $3.8m $3.8m 0.00% Added +1.8k +1,836