Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

175 institutional holders +13 vs Q3 2022
27,230,67027.2m shares reported held*
$154.9mreported value*
27 new 41 added 46 reduced 18 sold out net bought ≈ $6.4m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.69.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175175Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022162
Q4 2022175

Biggest buyers

Shaker Financial Services, LLC Added +593,249+593.2k
Financial Advocates Investment Management New +228,500+228.5k
Penserra Capital Management LLC Added +162,115+162.1k
WOLVERINE ASSET MANAGEMENT LLC Added +161,545+161.5k
GUGGENHEIM CAPITAL LLC Added +136,555+136.6k
Weiss Asset Management LP New +130,428+130.4k
Elequin Capital, LP New +119,424+119.4k
Integrated Advisors Network LLC Added +90,775+90.8k
UBS Group AG Added +88,310+88.3k
Alpine Global Management, LLC New +83,210+83.2k

Biggest sellers

Marks Group Wealth Management, Inc Reduced -269,952-270.0k
Advisors Asset Management, Inc. Reduced -155,847-155.8k
LPL Financial LLC Reduced -148,852-148.9k
Baird Financial Group, Inc. Reduced -88,938-88.9k
AE Wealth Management LLC Reduced -75,007-75.0k
WELLS FARGO & COMPANY/MN Reduced -66,202-66.2k
Janney Montgomery Scott LLC Reduced -63,849-63.8k
BANK OF AMERICA CORP /DE/ Reduced -49,930-49.9k
WealthTrust Asset Management, LLC Reduced -49,560-49.6k
COHEN & STEERS, INC. Reduced -49,378-49.4k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 1 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20211$19.9k0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,673,3053.7m $20.9m $20.9m 0.00% Reduced -19.6k -19,640
2 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 1,804,2391.8m $10.3m $10.3m 0.23% Added +162.1k +162,115
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,665,0381.7m $9.5m $9.5m 0.00% Reduced -66.2k -66,202
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,536,7901.5m $8.8m $8.8m 0.01% Reduced -148.9k -148,852
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,474,3291.5m $8.4m $8.4m 0.00% Added +21.6k +21,563
6 Bensler, LLC 1.44% of their portfolio Bellevue, WA 1,134,0191.1m $6.5m $6.5m 1.44% Reduced -10.7k -10,715
7 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 839,472839.5k $4.8m $4.8m 0.02% Reduced -63.8k -63,849
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 801,237801.2k $4.6m $4.6m 0.00% Added +25.8k +25,773
9 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 795,946795.9k $4.5m $4.5m 0.09% Reduced -155.8k -155,847
10 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 671,198671.2k $3.8m $3.8m 0.03% Added +2.2k +2,211
11 Integrated Advisors Network LLC 0.24% of their portfolio DALLAS, TX 659,766659.8k $3.8m $3.8m 0.24% Added +90.8k +90,775
12 Shaker Financial Services, LLC 1.66% of their portfolio Arlington, VA 619,249619.2k $3.6m $3.6m 1.66% Added +593.2k +593,249
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 606,565606.6k $3.5m $3.5m 0.01% Added +72.7k +72,681
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 578,344578.3k $3.3m $3.3m 0.02% Added +10.3k +10,348
15 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 521,436521.4k $3.0m $3.0m 0.03% Added +136.6k +136,555
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 405,301405.3k $2.3m $2.3m 0.00% Reduced -5.0k -5,005
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 391,014391.0k $2.2m $2.2m 0.00% Reduced -36.8k -36,829
18 CENTAURUS FINANCIAL, INC. 0.20% of their portfolio ANAHEIM, CA 369,137369.1k $2.1m $2.1m 0.20% Reduced -7.6k -7,622
19 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 367,025367.0k $2.1m $2.1m 0.00% Unchanged
20 Yakira Capital Management, Inc. 0.42% of their portfolio Westport, CT 362,757362.8k $2.1m $2.1m 0.42% Reduced -42.5k -42,537
21 Sheaff Brock Investment Advisors, LLC 0.23% of their portfolio INDIANAPOLIS, IN 361,663361.7k $2.1m $2.1m 0.23% Unchanged
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 334,483334.5k $1.9m $1.9m 0.00% Reduced -49.9k -49,930
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 315,162315.2k $1.8m $1.8m 0.00% Added +20.1k +20,076
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 307,526307.5k $1.8m $1.8m 0.00% Added +88.3k +88,310
25 Bickling Financial Services, Inc. 0.94% of their portfolio LEXINGTON, MA 263,503263.5k $1.5m $1.5m 0.94% Reduced -1.4k -1,418
26 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 261,500261.5k $1.5m $1.5m 0.04% Reduced -4.3k -4,259
27 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 250,000250.0k $1.4m $1.4m 0.00% Reduced -49.4k -49,378
28 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 228,500228.5k $1.3m $1.3m 0.10% New
29 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 225,787225.8k $1.3m $1.3m 0.11% Added +21.5k +21,535
30 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 224,210224.2k $1.3m $1.3m 0.02% Added +161.5k +161,545
31 Regent Investment Management LLC 0.34% of their portfolio Louisville, KY 222,500222.5k $1.3m $1.3m 0.34% Added +30.0k +30,000
32 BLUEFIN CAPITAL MANAGEMENT, LLC 0.18% of their portfolio NEW YORK, NY 180,662180.7k $1.0m $1.0m 0.18% Added +58.1k +58,115
33 Mariner, LLC 0.00% of their portfolio Overland Park, KS 176,427176.4k $1.0m $1.0m 0.00% Added +57.1k +57,150
34 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 165,739165.7k $944.7k $944.7k 0.00% Added +15.4k +15,446
35 Live Oak Private Wealth LLC 0.19% of their portfolio WILMINGTON, NC 158,585158.6k $903.9k $903.9k 0.19% Unchanged
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 154,708154.7k $881.8k $881.8k 0.01% Added +1.5k +1,500
37 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 150,190150.2k $856.0k $856.0k 0.05% Reduced -12.4k -12,403
38 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 141,483141.5k $806.5k $806.5k 0.04% Added +4.4k +4,411
39 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 141,153141.2k $804.6k $804.6k 0.01% Unchanged
40 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 131,672131.7k $750.5k $750.5k 0.00% Reduced -19.9k -19,903
41 RB Capital Management, LLC 0.27% of their portfolio RENO, NV 131,017131.0k $746.8k $746.8k 0.27% Reduced -1.1k -1,067
42 Weiss Asset Management LP 0.04% of their portfolio BOSTON, MA 130,428130.4k $743.4k $743.4k 0.04% New
43 Elequin Capital, LP 0.19% of their portfolio NEW YORK, NY 119,424119.4k $680.7k $680.7k 0.19% New
44 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 112,701112.7k $642.4k $642.4k 0.00% Added +48.5k +48,546
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 108,545108.5k $200.8k $200.8k 0.01% Reduced -22.1k -22,088
46 Stockman Wealth Management, Inc. 0.14% of their portfolio BILLINGS, MT 108,493108.5k $618.4k $618.4k 0.14% Unchanged
47 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 108,051108.1k $629.3k $629.3k 0.01% Reduced -4.0k -3,950
48 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 103,388103.4k $589.0k $589.0k 0.00% Reduced -88.9k -88,938
49 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 99,40699.4k $581.5k $581.5k 0.02% Added +1.5k +1,469
50 Alpine Global Management, LLC 0.16% of their portfolio NEW YORK, NY 83,21083.2k $474.0k $474.0k 0.16% New
51 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 81,99282.0k $467.4k $467.4k 0.10% Added +4.4k +4,372
52 Astoria Portfolio Advisors LLC. 0.22% of their portfolio NEW YORK, NY 79,13979.1k $473.3k $473.3k 0.22% Reduced -19.8k -19,822
53 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 76,15076.2k $434.1k $434.1k 0.02% Reduced -20.8k -20,792
54 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 75,65775.7k $431.2k $431.2k 0.00% Reduced -75.0k -75,007
55 Quantum Private Wealth, LLC 0.27% of their portfolio TAMPA, FL 74,71574.7k $425.9k $425.9k 0.27% Reduced -25.3k -25,285
56 WealthTrust Asset Management, LLC 0.37% of their portfolio Destin, FL 67,39067.4k $384.1k $384.1k 0.37% Reduced -49.6k -49,560
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 66,96867.0k $381.7k $381.7k 0.00% Reduced -1.1k -1,055
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 66,16066.2k $391.7k $391.7k 0.00% New
59 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 63,52363.5k $362.1k $362.1k 0.01% Reduced -3.0k -3,050
60 Eudaimonia Partners, LLC 0.09% of their portfolio Winchester, TN 62,98663.0k $359.0k $359.0k 0.09% Unchanged
61 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 62,73162.7k $357.6k $357.6k 0.03% Unchanged
62 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 62,34462.3k $355.4k $355.4k 0.02% New
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,20856.2k $321.0k $321.0k 0.00% Added +39.9k +39,863
64 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,19455.2k $314.6k $314.6k 0.00% Added +5.4k +5,430
65 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 52,59552.6k $299.8k $299.8k 0.02% Added +3.3k +3,275
66 Sage Capital Advisors,llc 0.12% of their portfolio SIOUX FALLS, SD 49,04249.0k $279.5k $279.5k 0.12% Added +1.7k +1,748
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 48,98049.0k $279.2k $279.2k 0.00% Added +4.1k +4,124
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 44,59344.6k $254.2k $254.2k 0.00% Reduced -241 -241
69 MSH Capital Advisors LLC 0.11% of their portfolio SCOTTSDALE, AZ 43,51543.5k $248.0k $248.0k 0.11% Added +3.5k +3,500
70 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 42,76742.8k $244.0k $244.0k 0.01% Unchanged
71 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 41,46941.5k $236.0k $236.0k 0.01% Reduced -1.0k -1,002
72 Shulman DeMeo Asset Management LLC 0.07% of their portfolio LAKE SUCCESS, NY 36,92536.9k $210.5k $210.5k 0.07% Unchanged
73 Altus Wealth Group LLC 0.15% of their portfolio COLORADO SPRINGS, CO 35,25535.3k $201.0k $201.0k 0.15% Added +3.9k +3,936
74 Quad-Cities Investment Group, LLC 0.15% of their portfolio DAVENPORT, IA 34,92934.9k $199.1k $199.1k 0.15% Reduced -3.2k -3,156
75 ELCO Management Co., LLC 0.14% of their portfolio New York, NY 32,10032.1k $183.0k $183.0k 0.14% Added +200 +200
76 Samalin Investment Counsel, LLC 0.11% of their portfolio CHAPPAQUA, NY 31,33731.3k $178.6k $178.6k 0.11% New
77 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 30,77530.8k $176.0k $176.0k 0.01% Reduced -9 -9
78 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 28,59828.6k $163.0k $163.0k 0.00% New
79 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 27,64527.6k $157.6k $157.6k 0.01% New
80 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 27,03327.0k $154.1k $154.1k 0.02% New
81 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 26,63426.6k $151.8k $151.8k 0.02% Added +9.0k +9,015
82 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 25,98526.0k $148.1k $148.1k 0.00% Added +10 +10
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,97726.0k $148.1k $148.1k 0.00% Reduced -29.9k -29,864
84 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 25,61025.6k $146.0k $146.0k 0.01% Unchanged
85 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 24,73724.7k $141.0k $141.0k 0.00% Reduced -6.2k -6,216
86 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 22,79022.8k $129.9k $129.9k 0.00% Unchanged
87 PRIMORIS WEALTH ADVISORS, LLC 0.19% of their portfolio North Palm Beach, FL 21,71121.7k $123.8k $123.8k 0.19% Reduced -2.4k -2,350
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,34121.3k $121.6k $121.6k 0.00% Added +2.8k +2,751
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 20,21420.2k $115.0k $115.0k 0.00% Reduced -1.0k -1,000
90 CSM Advisors, LLC 0.01% of their portfolio WARRENDALE, PA 20,13020.1k $115.0k $115.0k 0.01% Added +478 +478
91 Laidlaw Wealth Management LLC 0.02% of their portfolio NEW YORK CITY, NY 19,34019.3k $110.2k $110.2k 0.02% Added +488 +488
92 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 19,28019.3k $109.9k $109.9k 0.01% Added +1.1k +1,148
93 Lokken Investment Group LLC 0.08% of their portfolio LEWES, DE 18,87118.9k $107.6k $107.6k 0.08% Unchanged
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,30818.3k $104.4k $104.4k 0.00% Reduced -11.6k -11,560
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,25318.3k $104.0k $104.0k 0.00% Reduced -7.1k -7,055
96 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 17,66517.7k $100.7k $100.7k 0.00% Reduced -7.7k -7,676
97 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 17,16017.2k $97.8k $97.8k 0.00% New
98 SAX WEALTH ADVISORS, LLC 0.02% of their portfolio PARSIPPANY, NJ 16,76016.8k $95.5k $95.5k 0.02% Unchanged
99 SeaCrest Wealth Management, LLC 0.01% of their portfolio PURCHASE, NY 16,42316.4k $93.6k $93.6k 0.01% Unchanged
100 Onyx Bridge Wealth Group LLC 0.04% of their portfolio TARRYTOWN, NY 16,37016.4k $97.4k $97.4k 0.04% Added +30 +30