LYONDELLBASELL INDUSTRIES N LYB
SHS - A - · Common Stock · CUSIP N53745100
- SectorMaterials
- IndustryIndustrial Organic Chemicals
- HeadquartersHouston, TX
- Founded1985
- Websitelyondellbasell.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($67.3m this quarter). Holder counts are more reliable. Shares outstanding: 325.6m as of 2022-10-26, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $83.07. Options: 36 managers hold calls ($213.2m notional), 33 hold puts ($151.5m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 842 |
| Q4 2022 | 898 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $213.0m | $175.8m | 0.83 |
| Q4 2022 | $213.2m | $151.5m | 0.71 |
Biggest buyers
| Dodge & Cox | Added | +2.1m |
| ALLIANCEBERNSTEIN L.P. | Added | +2.1m |
| FEDERATED HERMES, INC. | Added | +2.0m |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +1.4m |
| FMR LLC | Added | +973.2k |
| MILLENNIUM MANAGEMENT LLC | Added | +935.6k |
| Pacer Advisors, Inc. | Added | +731.0k |
| Ensign Peak Advisors, Inc | Added | +574.9k |
| GOLDMAN SACHS GROUP INC | Added | +517.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Added | +464.2k |
Biggest sellers
| EAGLE CAPITAL MANAGEMENT LLC | Reduced | -4.2m |
| Capital International Investors | Reduced | -1.7m |
| AustralianSuper Pty Ltd | Reduced | -1.2m |
| Thrivent Financial for Lutherans | Reduced | -1.0m |
| PRUDENTIAL FINANCIAL INC | Reduced | -759.2k |
| AQR CAPITAL MANAGEMENT LLC | Reduced | -706.3k |
| Bank of New York Mellon Corp | Reduced | -703.6k |
| BlackRock Inc. | Reduced | -596.4k |
| SCHRODER INVESTMENT MANAGEMENT GROUP | Reduced | -291.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -241.7k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $39.1m471.1k shares |
| JANE STREET GROUP, LLC | Reduced | $29.1m350.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $25.6m308.0k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $20.9m251.8k shares |
| Twin Tree Management, LP | Reduced | $16.4m197.7k shares |
| Walleye Trading LLC | Added | $10.1m121.9k shares |
| UBS Group AG | Added | $9.5m115.0k shares |
| GROUP ONE TRADING LLC | Added | $7.0m84.7k shares |
| Squarepoint Ops LLC | Added | $6.5m78.0k shares |
| WOLVERINE TRADING, LLC | Added | $5.5m65.9k shares |
Biggest puts
| MILLENNIUM MANAGEMENT LLC | Reduced | $27.1m326.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $18.6m223.9k shares |
| Portman Square Capital LLP | First filing | $18.3m220.7k shares |
| CITADEL ADVISORS LLC | Reduced | $14.4m173.9k shares |
| Walleye Trading LLC | Added | $11.3m136.6k shares |
| JANE STREET GROUP, LLC | Reduced | $9.7m117.2k shares |
| BNP PARIBAS FINANCIAL MARKETS | Added | $6.7m807 shares |
| Squarepoint Ops LLC | Added | $5.5m66.8k shares |
| PEAK6 Investments LLC | Reduced | $4.2m51.0k shares |
| Balyasny Asset Management L.P. | Unchanged | $3.8m45.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| LYB Holdco LLC 13D · may seek influence no change · filed 2025-06-13 | 20.3% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 6.0% |
Fell to 5% or below in the last year: DODGE & COX (0.0%, 2026-08-13), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 2 | $25.1k | 0 | — | — |
| Q1 2022 | 0 | — | 1 | $416.0k | — |
| Q2 2022 | 1 | $169 | 3 | $4.2m | — |
| Q3 2022 | 1 | $819 | 1 | $2.2k | — |
| Q4 2022 | 1 | $82 | 2 | $146.2k | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-12-31 | Sharma Anup SVP, Global Business Services | Sold | $145.5k1.7k shares |
| 2022-12-06 | CHASE ANTHONY R Director | Bought | $821 share |
| 2022-12-02 | Blavatnik Len +4 10% owner · By partnership | Sold | $61.9m729.5k shares |
| 2022-12-02 | Blavatnik Len +4 10% owner | Sold | $31.6k373 shares |
| 2022-12-02 | Blavatnik Len +4 10% owner | Sold | $13.1k154 shares |
| 2022-12-01 | Blavatnik Len +4 10% owner · By LLC | Sold | $59.3m697.8k shares |
| 2022-12-01 | Blavatnik Len +4 10% owner · By partnership | Sold | $27.4k322 shares |
| 2022-12-01 | Blavatnik Len +4 10% owner | Sold | $12.5k147 shares |
| 2022-11-30 | Blavatnik Len +4 10% owner · By partnership | Sold | $85.1m1.0m shares |
| 2022-11-30 | Blavatnik Len +4 10% owner | Sold | $43.6k513 shares |
| 2022-11-30 | Blavatnik Len +4 10% owner | Sold | $17.8k210 shares |
| 2022-11-29 | Blavatnik Len +4 10% owner · By LLC | Sold | $32.9m387.3k shares |
| 2022-11-29 | Blavatnik Len +4 10% owner · By partnership | Sold | $25.3k298 shares |
| 2022-11-29 | Blavatnik Len +4 10% owner | Sold | $7.0k82 shares |
| 2022-11-28 | Blavatnik Len +4 10% owner · By LLC | Sold | $1.0m12.1k shares |
| 2022-11-28 | Blavatnik Len +4 10% owner | Sold | $2553 shares |
| 2022-11-15 | Blavatnik Len +4 10% owner | Sold | $2.3k27 shares |
| 2022-11-01 | Blavatnik Len +4 10% owner | Bought | $311.4k4.0k shares |
| 2022-10-03 | CHASE ANTHONY R Director | Sold | $78210 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.07% of their portfolio | 32.4m $2.7bn | Added +15.0k |
| BlackRock Inc. 0.06% of their portfolio | 23.6m $2.0bn | Reduced -596.4k |
| Dodge & Cox 0.94% of their portfolio | 16.6m $1.4bn | Added +2.1m |
| WELLINGTON MANAGEMENT GROUP LLP 0.20% of their portfolio | 12.0m $995.7m | Added +1.4m |
| STATE STREET CORP 0.06% of their portfolio | 11.9m $988.8m | Reduced -211.4k |
| Capital International Investors 0.24% of their portfolio | 10.6m $876.4m | Reduced -1.7m |
| GEODE CAPITAL MANAGEMENT, LLC 0.07% of their portfolio | 5.7m $471.5m | Added +40.0k |
| MORGAN STANLEY 0.05% of their portfolio | 5.6m $462.0m | Added +34.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.15% of their portfolio | 5.5m $460.0m | Added +464.2k |
| DIMENSIONAL FUND ADVISORS LP 0.14% of their portfolio | 4.7m $387.1m | Added +270.3k |
| FMR LLC 0.04% of their portfolio | 4.6m $379.2m | Added +973.2k |
| DEUTSCHE BANK AG\ 0.17% of their portfolio | 3.5m $293.1m | Added +27.8k |
| ALLIANCEBERNSTEIN L.P. 0.12% of their portfolio | 3.3m $276.6m | Added +2.1m |
| AustralianSuper Pty Ltd 1.91% of their portfolio | 3.2m $265.3m | Reduced -1.2m |
| Invesco Ltd. 0.07% of their portfolio | 2.9m $244.4m | Added +264.2k |
| AQR CAPITAL MANAGEMENT LLC 0.53% of their portfolio | 2.8m $232.7m | Reduced -706.3k |
| NORTHERN TRUST CORP 0.05% of their portfolio | 2.8m $233.7m | Added +2.4k |
| Pacer Advisors, Inc. 1.09% of their portfolio | 2.6m $213.9m | Added +731.0k |
| FRANKLIN RESOURCES INC 0.10% of their portfolio | 2.4m $197.5m | Added +96.6k |
| Ensign Peak Advisors, Inc 0.43% of their portfolio | 2.3m $192.4m | Added +574.9k |
| ROYAL BANK OF CANADA 0.06% of their portfolio | 2.3m $187.9m | Added +190.5k |
| Bank of New York Mellon Corp 0.04% of their portfolio | 2.2m $180.3m | Reduced -703.6k |
| LSV ASSET MANAGEMENT 0.39% of their portfolio | 2.1m $174.8m | Reduced -235.1k |
| FEDERATED HERMES, INC. 0.48% of their portfolio | 2.1m $171.6m | Added +2.0m |
| THORNBURG INVESTMENT MANAGEMENT INC 2.79% of their portfolio | 2.0m $165.0m | Added +1.8k |
| GOLDMAN SACHS GROUP INC 0.04% of their portfolio | 1.8m $151.0m | Added +517.0k |
| BANK OF AMERICA CORP /DE/ 0.02% of their portfolio | 1.6m $136.7m | Added +71.2k |
| Legal & General Group Plc 0.05% of their portfolio | 1.5m $127.8m | Reduced -132.2k |
| FIRST TRUST ADVISORS LP 0.15% of their portfolio | 1.5m $122.8m | Added +184.3k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio | 1.3m $111.1m | Reduced -7.7k |
| JPMORGAN CHASE & CO 0.01% of their portfolio | 1.3m $104.0m | Added +374.6k |
| Epoch Investment Partners, Inc. 0.58% of their portfolio | 1.2m $97.8m | Reduced -42.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.14% of their portfolio | 1.2m $96.7m | Reduced -241.7k |
| VICTORY CAPITAL MANAGEMENT INC 0.11% of their portfolio | 1.2m $96.3m | Added +448 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.05% of their portfolio | 1.1m $95.4m | Added +61.5k |
| MILLENNIUM MANAGEMENT LLC 0.10% of their portfolio | 1.1m $90.7m | Added +935.6k |
| Swiss National Bank 0.06% of their portfolio | 1.1m $88.1m | Reduced -75.9k |
| WELLS FARGO & COMPANY/MN 0.03% of their portfolio | 1.1m $87.5m | Added +229.3k |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.14% of their portfolio | 930.5k $77.3m | Added +290.5k |
| Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio | 861.8k $71.6m | Reduced -35.1k |
| AMERICAN CENTURY COMPANIES INC 0.05% of their portfolio | 763.7k $63.4m | Added +229.5k |
| CINCINNATI INSURANCE CO 1.23% of their portfolio | 744.7k $61.8m | Unchanged |
| UBS Group AG 0.03% of their portfolio | 710.8k $59.0m | Reduced -2.1k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.09% of their portfolio | 650.1k $54.0m | Reduced -291.0k |
| Kiltearn Partners LLP 3.87% of their portfolio | 634.8k $52.7m | Reduced -202.6k |
| CREDIT SUISSE AG/ 0.06% of their portfolio | 620.9k $51.6m | Added +21.9k |
| California Public Employees Retirement System 0.04% of their portfolio | 611.2k $50.7m | Added +7.5k |
| PRUDENTIAL FINANCIAL INC 0.08% of their portfolio | 589.5k $48.9m | Reduced -759.2k |
| Nuveen Asset Management, LLC 0.02% of their portfolio | 583.1k $48.4m | Reduced -707 |
| J.P. Morgan Private Wealth Advisors LLC 0.09% of their portfolio | 502.2k $41.7m | Reduced -8.6k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.21% of their portfolio | 492.0k $40.9m | Added +433.0k |
| RHUMBLINE ADVISERS 0.05% of their portfolio | 479.6k $39.8m | Added +15.0k |
| MACQUARIE GROUP LTD 0.05% of their portfolio | 478.4k $39.7m | Added +90 |
| TD Asset Management Inc 0.05% of their portfolio | 471.4k $39.1m | Reduced -29.1k |
| Marathon Asset Management Ltd 1.02% of their portfolio | 457.4k $38.0m | Added +32.4k |
| BARCLAYS PLC 0.03% of their portfolio | 449.6k $37.3m | First filing |
| NORGES BANK 0.01% of their portfolio | 446.8k $37.1m | Added +22 |
| RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio | 444.8k $36.9m | Added +272.1k |
| MILLER HOWARD INVESTMENTS INC /NY 1.31% of their portfolio | 435.1k $36.1m | Reduced -64.0k |
| HighTower Advisors, LLC 0.08% of their portfolio | 423.9k $35.2m | Added +47.1k |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 417.4k $34.7m | Reduced -3.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.05% of their portfolio | 417.1k $34.6m | Added +3.1k |
| Grantham, Mayo, Van Otterloo & Co. LLC 0.18% of their portfolio | 405.8k $33.7m | Added +55.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 391.2k $32.5m | Added +194.6k |
| REGIONS FINANCIAL CORP 0.30% of their portfolio | 390.6k $32.4m | Reduced -139.6k |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. 0.92% of their portfolio | 380.4k $31.6m | Added +33.7k |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 370.3k $30.8m | Added +7.5k |
| DekaBank Deutsche Girozentrale 0.08% of their portfolio | 370.1k $30.4m | Added +10.5k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.05% of their portfolio | 362.5k $30.1m | Reduced -127.0k |
| Brandywine Global Investment Management, LLC 0.23% of their portfolio | 358.8k $29.8m | Added +169.7k |
| CANADA LIFE ASSURANCE Co 0.08% of their portfolio | 358.5k $29.9m | Added +139.5k |
| Mitsubishi UFJ Trust & Banking Corp 0.08% of their portfolio | 357.3k $29.7m | Reduced -3.7k |
| Amundi 0.02% of their portfolio | 343.3k $31.9m | Reduced -198.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 333.4k $27.7m | Reduced -794 |
| TODD ASSET MANAGEMENT LLC 0.67% of their portfolio | 331.8k $27.5m | Added +2.1k |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 325.4k $27.0m | Reduced -12.9k |
| PANAGORA ASSET MANAGEMENT INC 0.17% of their portfolio | 318.4k $26.4m | Reduced -172.1k |
| JUPITER ASSET MANAGEMENT LTD 0.39% of their portfolio | 318.0k $26.4m | Reduced -27.2k |
| BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio | 314.2k $26.1m | Reduced -20.5k |
| ALPS ADVISORS INC 0.23% of their portfolio | 310.1k $25.7m | Added +16.0k |
| Thrivent Financial for Lutherans 0.07% of their portfolio | 306.4k $25.4m | Reduced -1.0m |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.06% of their portfolio | 305.2k $25.3m | Added +146 |
| LPL Financial LLC 0.02% of their portfolio | 300.2k $24.9m | Added +119.9k |
| US BANCORP \DE\ 0.04% of their portfolio | 294.8k $24.5m | Reduced -10.8k |
| NFJ INVESTMENT GROUP, LLC 0.62% of their portfolio | 282.5k $23.5m | Added +28.0k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.06% of their portfolio | 280.8k $23.3m | Added +8.2k |
| APG Asset Management N.V. 0.04% of their portfolio | 275.9k $22.9m | Added +97.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio | 275.1k $22.8m | Added +1.9k |
| STIFEL FINANCIAL CORP 0.03% of their portfolio | 274.5k $22.8m | Added +37.5k |
| CITIGROUP INC 0.03% of their portfolio | 271.5k $22.5m | Reduced -31.7k |
| Mariner, LLC 0.07% of their portfolio | 264.7k $22.0m | Added +21.6k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.05% of their portfolio | 258.3k $21.4m | Reduced -900 |
| MARCO INVESTMENT MANAGEMENT LLC 2.42% of their portfolio | 250.0k $20.8m | Added +2.2k |
| AE Wealth Management LLC 0.15% of their portfolio | 246.8k $20.5m | Added +49.6k |
| CINCINNATI FINANCIAL CORP 0.46% of their portfolio | 222.0k $18.4m | Unchanged |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 213.0k $17.7m | Added +183.6k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.28% of their portfolio | 206.3k $17.1m | Added +8.4k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.05% of their portfolio | 196.5k $16.5m | Added +24.6k |
| BANQUE PICTET & CIE SA 0.17% of their portfolio | 193.8k $16.1m | Added +4.3k |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.17% of their portfolio | 193.5k $16.1m | Unchanged |