O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Stamford, CT · CIK 1423442 · 13F filing filed 2026-08-13

SEC-registered investment adviser since 2007 · limited liability company

Assets managed$19.8bn
Staff103 · 53 in investment roles
Main clients (by assets)High net worth individuals 81%, Companies 9%, Private funds 6%
Websitecanvas.osam.com
Form ADV · 2025-12-16SEC adviser record

Kindpublic funds (AU), hedge funds, private equity, real estate, structured credit, mutual funds, institutions, futures, FCA fund manager, wealth
Others nearbyNew York, NY, Boston, MA, San Mateo, CA, London, Pasadena, CA, Stamford, CT
FamilyFRANKLIN RESOURCES INC · 29 related pages · largest: FRANKLIN RESOURCES INC

As an employer

Offices in1 country

US visa salary filings

Filings FY20241
Median salary offered$101,200
Middle half$101,200 – $101,200
Job titles1

Job title	Filings	Median	Range
Associate, Research AnalystFort Lee, NJ	1	$101,200	$101,200 – $135,000

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: O’Shaughnessy Asset Management LLC.

$21.5bn reported value +7.7% vs Q1 2026

2,587positions

21.3%in top 10

210 new 913 added 1,298 reduced 247 sold out vs Q1 2026

Options: 0 call positions (— notional), 31 put positions ($231.8m notional) – listed below, not included above.

Also in the report of:

Lee Financial Co – $23.0m of shares are in both reports
JPL Wealth Management, LLC – $22.8m of shares are in both reports
BWM Planning, LLC – $8.8m of shares are in both reports
Nvest Wealth Strategies, Inc.

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	4,011,581	$1.2bn5.41%	5.41%	Added +450.3k	+450,332 12.7%
2	NVIDIA CORPORATION COM NVDA	NVDA	4,105,300	$821.4m3.83%	3.83%	Reduced -602.2k	-602,245 -12.8%
3	MICROSOFT CORP COM MSFT	MSFT	1,180,794	$440.5m2.05%	2.05%	Reduced -134.3k	-134,339 -10.2%
4	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,139,780	$407.3m1.90%	1.90%	Reduced -175.7k	-175,687 -13.4%
5	AMAZON COM INC COM AMZN	AMZN	1,612,220	$384.3m1.79%	1.79%	Reduced -126.6k	-126,557 -7.3%
6	BROADCOM INC COM AVGO	AVGO	835,057	$315.4m1.47%	1.47%	Reduced -143.1k	-143,110 -14.6%
7	ALPHABET INC CAP STK CL C GOOG	GOOG	875,230	$309.2m1.44%	1.44%	Reduced -87.3k	-87,321 -9.1%
8	MICRON TECHNOLOGY INC COM MU	MU	225,571	$260.4m1.21%	1.21%	Added +6.0k	+6,016 2.7%
9	ISHARES TR CORE US AGGBD ET AGG	AGG	2,603,807	$257.7m1.20%	1.20%	Added +70.3k	+70,254 2.8%
10	JPMORGAN CHASE & CO COM JPM	JPM	670,018	$219.3m1.02%	1.02%	Reduced -61.9k	-61,943 -8.5%
11	ELI LILLY & CO COM LLY	LLY	172,997	$207.5m0.97%	0.97%	Reduced -14.6k	-14,550 -7.8%
12	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	399,158	$190.6m0.89%	0.89%	Reduced -10.2k	-10,212 -2.5%
13	TESLA INC COM TSLA	TSLA	431,726	$181.6m0.85%	0.85%	Reduced -70.5k	-70,505 -14.0%
14	META PLATFORMS INC CL A META	META	319,854	$180.2m0.84%	0.84%	Reduced -90.6k	-90,588 -22.1%
15	WALMART INC COM WMT	WMT	1,494,542	$169.3m0.79%	0.79%	Reduced -58.3k	-58,271 -3.8%
16	EXXON MOBIL CORP COM XOM	XOM	1,202,714	$164.4m0.77%	0.77%	Reduced -92.1k	-92,077 -7.1%
17	ALTRIA GROUP INC COM MO	MO	2,267,459	$163.1m0.76%	0.76%	Added +48.3k	+48,281 2.2%
18	JOHNSON & JOHNSON COM JNJ	JNJ	640,368	$162.6m0.76%	0.76%	Reduced -50.6k	-50,591 -7.3%
19	VISA INC COM CL A V	V	456,758	$156.7m0.73%	0.73%	Reduced -21.2k	-21,164 -4.4%
20	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	304,950	$152.6m0.71%	0.71%	Reduced -12.5k	-12,490 -3.9%
21	ADVANCED MICRO DEVICES INC COM AMD	AMD	246,489	$143.2m0.67%	0.67%	Reduced -19.7k	-19,742 -7.4%
22	CITIGROUP INC COM NEW C	C	1,020,350	$142.8m0.67%	0.67%	Added +54.9k	+54,908 5.7%
23	WESTERN DIGITAL CORP COM WDC	WDC	222,713	$142.3m0.66%	0.66%	Added +10.8k	+10,826 5.1%
24	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	180,784	$135.0m0.63%	0.63%	Added +2.3k	+2,344 1.3%
25	CISCO SYS INC COM CSCO	CSCO	1,130,286	$132.8m0.62%	0.62%	Reduced -4.6k	-4,616 -0.4%
26	CATERPILLAR INC COM CAT	CAT	124,100	$132.2m0.62%	0.62%	Reduced -13.4k	-13,439 -9.8%
27	LAM RESEARCH CORP COM NEW LRCX	LRCX	297,425	$128.9m0.60%	0.60%	Reduced -16.1k	-16,138 -5.2%
28	BANK AMERICA CORP COM BAC	BAC	2,249,701	$128.2m0.60%	0.60%	Added +216.8k	+216,796 10.7%
29	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	1,213,731	$124.0m0.58%	0.58%	Added +50.4k	+50,447 4.3%
30	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	127,194	$122.7m0.57%	0.57%	Reduced -8.9k	-8,908 -6.5%
31	SYNCHRONY FINANCIAL COM SYF	SYF	1,568,000	$119.2m0.56%	0.56%	Added +66.7k	+66,713 4.4%
32	GENERAL MTRS CO COM GM	GM	1,435,261	$110.6m0.52%	0.52%	Added +117.1k	+117,118 8.9%
33	KLA CORP COM NEW KLAC	KLAC	363,574	$109.7m0.51%	0.51%	Reduced -24.9k	-24,886 -6.4%
34	APPLIED MATLS INC COM AMAT	AMAT	150,414	$108.7m0.51%	0.51%	Reduced -20.9k	-20,890 -12.2%
35	HCA HEALTHCARE INC COM HCA	HCA	263,829	$102.9m0.48%	0.48%	Reduced -14.0k	-13,999 -5.0%
36	EBAY INC. COM EBAY	EBAY	917,455	$102.5m0.48%	0.48%	Reduced -181.2k	-181,246 -16.5%
37	TAPESTRY INC COM TPR	TPR	693,688	$101.5m0.47%	0.47%	Reduced -168.3k	-168,257 -19.5%
38	COSTCO WHSL CORP NEW COM COST	COST	105,746	$98.9m0.46%	0.46%	Reduced -17.4k	-17,416 -14.1%
39	D R HORTON INC COM DHI	DHI	572,626	$93.3m0.43%	0.43%	Added +121.6k	+121,648 27.0%
40	JABIL INC COM JBL	JBL	240,209	$92.6m0.43%	0.43%	Reduced -44.0k	-44,037 -15.5%
41	HOME DEPOT INC COM HD	HD	248,491	$87.6m0.41%	0.41%	Reduced -10.5k	-10,543 -4.1%
42	ABBVIE INC COM ABBV	ABBV	347,226	$87.4m0.41%	0.41%	Reduced -51.5k	-51,483 -12.9%
43	MASTERCARD INCORPORATED CL A MA	MA	161,838	$83.1m0.39%	0.39%	Reduced -23.1k	-23,076 -12.5%
44	ISHARES TR NATIONAL MUN ETF MUB	MUB	753,693	$81.1m0.38%	0.38%	Added +101.4k	+101,412 15.6%
45	METLIFE INC COM MET	MET	956,951	$81.0m0.38%	0.38%	Reduced -56.7k	-56,692 -5.6%
46	VERIZON COMMUNICATIONS INC COM VZ	VZ	1,905,144	$80.7m0.38%	0.38%	Reduced -8.0k	-7,995 -0.4%
47	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	116,162	$79.8m0.37%	0.37%	Reduced -14.6k	-14,561 -11.1%
48	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	1,518,855	$79.6m0.37%	0.37%	Added +58.6k	+58,599 4.0%
49	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	39,105	$77.8m0.36%	0.36%	Added +2.0k	+2,049 5.5%
50	WELLS FARGO CO NEW COM WFC	WFC	940,283	$77.7m0.36%	0.36%	Reduced -318.1k	-318,099 -25.3%
51	CHEVRON CORP NEW COM CVX	CVX	466,416	$77.3m0.36%	0.36%	Reduced -94.0k	-93,950 -16.8%
52	INTEL CORP COM INTC	INTC	553,537	$77.3m0.36%	0.36%	Added +11.8k	+11,832 2.2%
53	M & T BK CORP COM MTB	MTB	323,058	$76.9m0.36%	0.36%	Added +78.5k	+78,503 32.1%
54	GE AEROSPACE COM NEW GE	GE	202,243	$75.6m0.35%	0.35%	Reduced -13.1k	-13,113 -6.1%
55	GOLDMAN SACHS GROUP INC COM GS	GS	74,448	$75.3m0.35%	0.35%	Reduced -11.4k	-11,403 -13.3%
56	PHILIP MORRIS INTL INC COM PM	PM	412,658	$74.7m0.35%	0.35%	Reduced -844	-844 -0.2%
57	KRAFT HEINZ CO COM KHC	KHC	3,062,075	$72.3m0.34%	0.34%	Added +138.1k	+138,126 4.7%
58	GILEAD SCIENCES INC COM GILD	GILD	564,610	$71.3m0.33%	0.33%	Reduced -80.6k	-80,622 -12.5%
59	COCA COLA CO COM KO	KO	863,814	$70.2m0.33%	0.33%	Reduced -64.1k	-64,088 -6.9%
60	MORGAN STANLEY COM NEW MS	MS	329,520	$68.9m0.32%	0.32%	Reduced -15.7k	-15,714 -4.5%
61	GE VERNOVA INC COM GEV	GEV	58,385	$68.6m0.32%	0.32%	Reduced -7.7k	-7,734 -11.7%
62	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	716,556	$68.1m0.32%	0.32%	Added +82.7k	+82,747 13.1%
63	MARATHON PETE CORP COM MPC	MPC	262,567	$67.1m0.31%	0.31%	Reduced -14.4k	-14,436 -5.2%
64	UNITEDHEALTH GROUP INC COM UNH	UNH	157,877	$65.6m0.31%	0.31%	Added +35.6k	+35,583 29.1%
65	MERCK & CO INC COM MRK	MRK	509,542	$65.5m0.31%	0.31%	Reduced -86.9k	-86,926 -14.6%
66	COMCAST CORP NEW CL A CMCSA	CMCSA	2,631,897	$64.6m0.30%	0.30%	Reduced -159.9k	-159,943 -5.7%
67	PROCTER AND GAMBLE CO COM PG	PG	436,578	$64.0m0.30%	0.30%	Reduced -9.3k	-9,302 -2.1%
68	NORTHERN TR CORP COM NTRS	NTRS	343,832	$59.8m0.28%	0.28%	Reduced -105.2k	-105,246 -23.4%
69	SANDISK CORP COM SNDK	SNDK	26,247	$59.7m0.28%	0.28%	Added +1.2k	+1,197 4.8%
70	RTX CORPORATION COM RTX	RTX	310,439	$58.9m0.27%	0.27%	Reduced -77.5k	-77,480 -20.0%
71	EOG RES INC COM EOG	EOG	447,198	$58.0m0.27%	0.27%	Reduced -10.5k	-10,513 -2.3%
72	KROGER CO COM KR	KR	1,036,077	$57.5m0.27%	0.27%	Added +426.6k	+426,593 70.0%
73	ISHARES TR IBOXX INV CP ETF LQD	LQD	524,851	$57.2m0.27%	0.27%	Added +33.5k	+33,492 6.8%
74	TRAVELERS COMPANIES INC COM TRV	TRV	172,186	$56.8m0.26%	0.26%	Added +7.2k	+7,155 4.3%
75	TRUIST FINL CORP COM TFC	TFC	1,136,870	$56.6m0.26%	0.26%	Reduced -112.5k	-112,499 -9.0%
76	VALERO ENERGY CORP COM VLO	VLO	215,079	$56.0m0.26%	0.26%	Reduced -41.8k	-41,838 -16.3%
77	STATE STR CORP COM STT	STT	324,904	$55.1m0.26%	0.26%	Added +4.3k	+4,318 1.4%
78	NETFLIX INC COM NFLX	NFLX	745,140	$53.2m0.25%	0.25%	Reduced -208.2k	-208,150 -21.8%
79	UNITED PARCEL SERVICE INC CL B UPS	UPS	492,789	$53.0m0.25%	0.25%	Added +136.9k	+136,857 38.5%
80	NOVARTIS AG SPONSORED ADR NVS	NVS	335,528	$52.6m0.25%	0.25%	Added +15.5k	+15,501 4.8%
81	PFIZER INC COM PFE	PFE	2,136,557	$51.4m0.24%	0.24%	Reduced -744.3k	-744,326 -25.8%
82	UNION PAC CORP COM UNP	UNP	189,038	$51.4m0.24%	0.24%	Reduced -15.6k	-15,588 -7.6%
83	JOHNSON CTLS INTL PLC SHS JCI	JCI	349,401	$51.1m0.24%	0.24%	Added +128.8k	+128,753 58.4%
84	PRINCIPAL FINANCIAL GROUP IN COM PFG	PFG	468,554	$50.5m0.24%	0.24%	Added +51.7k	+51,690 12.4%
85	PULTE GROUP INC COM PHM	PHM	364,813	$50.1m0.23%	0.23%	Added +22.3k	+22,266 6.5%
86	AMGEN INC COM AMGN	AMGN	135,976	$49.2m0.23%	0.23%	Reduced -8.6k	-8,612 -6.0%
87	DOLLAR TREE INC COM DLTR	DLTR	405,847	$49.1m0.23%	0.23%	Added +144.6k	+144,552 55.3%
88	TJX COS INC NEW COM TJX	TJX	309,496	$46.9m0.22%	0.22%	Reduced -58.0k	-57,995 -15.8%
89	US BANCORP DEL COM NEW USB	USB	776,225	$46.9m0.22%	0.22%	Reduced -20.9k	-20,884 -2.6%
90	ORACLE CORP COM ORCL	ORCL	314,939	$46.2m0.22%	0.22%	Reduced -35.5k	-35,486 -10.1%
91	AMPHENOL CORP CL A APH	APH	261,273	$46.1m0.21%	0.21%	Reduced -25.3k	-25,346 -8.8%
92	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	797,026	$45.9m0.21%	0.21%	Added +196.7k	+196,747 32.8%
93	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	123,311	$45.6m0.21%	0.21%	Added +4.7k	+4,694 4.0%
94	PALO ALTO NETWORKS INC COM PANW	PANW	129,721	$44.2m0.21%	0.21%	Reduced -19.2k	-19,218 -12.9%
95	TEXAS INSTRS INC COM TXN	TXN	148,217	$44.2m0.21%	0.21%	Reduced -5.8k	-5,752 -3.7%
96	DELL TECHNOLOGIES INC CL C DELL	DELL	102,248	$44.1m0.21%	0.21%	Reduced -4.7k	-4,680 -4.4%
97	EXPEDIA GROUP INC COM NEW EXPE	EXPE	171,061	$43.8m0.20%	0.20%	Reduced -43.3k	-43,277 -20.2%
98	ISHARES TR 7-10 YR TRSY BD IEF	IEF	461,576	$43.7m0.20%	0.20%	Added +35.3k	+35,259 8.3%
99	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	226,331	$43.1m0.20%	0.20%	Reduced -43.1k	-43,055 -16.0%
100	PNC FINL SVCS GROUP INC COM PNC	PNC	174,618	$43.0m0.20%	0.20%	Reduced -14.7k	-14,743 -7.8%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		63,511	$28.7m63.5k shares
CARNIVAL CORP		180,451	$4.7m180.5k shares
DUPONT DE NEMOURS INC DWDP	DWDP	29,217	$4.0m29.2k shares
CAPITOL FED FINL INC CFFN	CFFN	435,124	$3.1m435.1k shares
NORTHFIELD BANCORP INC DEL		220,241	$3.0m220.2k shares
SUN CTRY AIRLS HLDGS INC SNCY	SNCY	135,483	$2.2m135.5k shares
COTERRA ENERGY INC CTRA	CTRA	60,626	$2.1m60.6k shares
CSG SYS INTL INC		24,905	$2.0m24.9k shares
TRI POINTE HOMES INC TPH	TPH	29,080	$1.4m29.1k shares
FLEXSHARES TR QDF	QDF	14,530	$1.1m14.5k shares
HUDSON TECHNOLOGIES INC HDSN	HDSN	170,825	$1.0m170.8k shares
AMDOCS LTD DOX	DOX	15,292	$998.0k15.3k shares
HOLOGIC INC HOLX	HOLX	11,752	$888.3k11.8k shares
SPROTT ASSET MANAGEMENT LP CEF	CEF	18,122	$864.8k18.1k shares
HANMI FINL CORP HAFC	HAFC	31,632	$833.8k31.6k shares
THOMSON REUTERS CORP		9,245	$831.6k9.2k shares
NEWEGG COMMERCE INC NEGG	NEGG	18,678	$771.6k18.7k shares
BLACKROCK CAP ALLOCATION TER BCAT	BCAT	48,844	$690.2k48.8k shares
HURON CONSULTING GROUP INC HURN	HURN	4,874	$621.4k4.9k shares
SIGA TECHNOLOGIES INC SIGA	SIGA	107,138	$573.2k107.1k shares
ZSCALER INC ZS	ZS	3,965	$556.2k4.0k shares
COUPANG INC CPNG	CPNG	29,065	$548.7k29.1k shares
SPROTT PHYSICAL SILVER TR PSLV	PSLV	21,910	$534.4k21.9k shares
LOUISIANA PAC CORP LPX	LPX	7,306	$531.5k7.3k shares
RITHM CAPITAL CORP RITM	RITM	54,432	$516.0k54.4k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	195,500	$146.0m195.5k shares	Added
APPLE INC AAPL · Put	AAPL	Put	90,900	$26.3m90.9k shares	Added
INVESCO QQQ TR QQQ · Put	QQQ	Put	26,000	$19.1m26.0k shares	Added
ALPHABET INC GOOG · Put	GOOG	Put	21,500	$7.6m21.5k shares	Reduced
SPDR DOW JONES INDL AVERAGE DIA · Put	DIA	Put	9,500	$5.0m9.5k shares	Unchanged
AMAZON COM INC AMZN · Put	AMZN	Put	19,700	$4.7m19.7k shares	Added
NVIDIA CORPORATION NVDA · Put	NVDA	Put	20,600	$4.1m20.6k shares	Reduced
MICRON TECHNOLOGY INC MU · Put	MU	Put	2,500	$2.9m2.5k shares	New
VANGUARD INDEX FDS VTI · Put	VTI	Put	4,900	$1.8m4.9k shares	Unchanged
ISHARES TR IWM · Put	IWM	Put	6,000	$1.8m6.0k shares	Reduced
ALPHABET INC GOOGL · Put	GOOGL	Put	4,800	$1.7m4.8k shares	Reduced
TESLA INC TSLA · Put	TSLA	Put	3,900	$1.6m3.9k shares	Unchanged
WALMART INC WMT · Put	WMT	Put	13,600	$1.5m13.6k shares	Added
META PLATFORMS INC META · Put	META	Put	2,200	$1.2m2.2k shares	Unchanged
DICKS SPORTING GOODS INC DKS · Put	DKS	Put	4,500	$1.0m4.5k shares	Unchanged
UNITED PARCEL SERVICE INC UPS · Put	UPS	Put	7,800	$838.5k7.8k shares	Unchanged
INTUITIVE SURGICAL INC ISRG · Put	ISRG	Put	1,900	$755.6k1.9k shares	New
BANK AMERICA CORP BAC · Put	BAC	Put	12,000	$683.8k12.0k shares	Unchanged
BROADCOM INC AVGO · Put	AVGO	Put	1,200	$453.3k1.2k shares	New
JPMORGAN CHASE & CO JPM · Put	JPM	Put	1,200	$392.8k1.2k shares	Unchanged
ISHARES TR EFA · Put	EFA	Put	3,100	$322.0k3.1k shares	Unchanged
ACCENTURE PLC IRELAND ACN · Put	ACN	Put	2,400	$298.7k2.4k shares	New
MARVELL TECHNOLOGY INC MRVL · Put	MRVL	Put	1,000	$297.9k1.0k shares	New
TJX COS INC NEW TJX · Put	TJX	Put	1,800	$272.7k1.8k shares	New
ISHARES TR EEM · Put	EEM	Put	3,300	$225.8k3.3k shares	Unchanged