Vault-13

BLACKROCK CAP ALLOCATION TER BCAT

COM · Closed-End Fund · CUSIP 09260U109

110 institutional holders +10 vs Q1 2026
19,378,35719.4m shares reported held*
$308.6mreported value*
23 new 40 added 23 reduced 11 sold out net bought ≈ $935.2k (+68.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($571.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.92.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 77Q4 22: 85Q1 23: 73Q2 23: 74Q3 23: 81Q4 23: 87Q1 24: 92Q2 24: 87Q3 24: 81Q4 24: 91Q1 25: 93Q2 25: 92Q3 25: 94Q4 25: 106Q1 26: 100Q2 26: 110110Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202277
Q4 202285
Q1 202373
Q2 202374
Q3 202381
Q4 202387
Q1 202492
Q2 202487
Q3 202481
Q4 202491
Q1 202593
Q2 202592
Q3 202594
Q4 2025106
Q1 2026100
Q2 2026110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 31 bought or addedQ3 24: 52 cut or sold outQ4 24: 43 bought or addedQ4 24: 39 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 32 cut or sold outQ2 25: 46 bought or addedQ2 25: 39 cut or sold outQ2 25Q3 25: 55 bought or addedQ3 25: 29 cut or sold outQ4 25: 54 bought or addedQ4 25: 39 cut or sold outQ4 25Q1 26: 61 bought or addedQ1 26: 49 cut or sold outQ2 26: 63 bought or addedQ2 26: 34 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243152
Q4 20244339
Q1 20255732
Q2 20254639
Q3 20255529
Q4 20255439
Q1 20266149
Q2 20266334

Biggest buyers

AMERIPRISE FINANCIAL INC Added +460,346+460.3k
Cambridge Investment Research Advisors, Inc. Added +238,603+238.6k
ROYAL BANK OF CANADA Added +110,407+110.4k
Janney Montgomery Scott LLC New +80,205+80.2k
BANK OF AMERICA CORP /DE/ Added +74,997+75.0k
UBS Group AG Added +72,704+72.7k
Aviance Capital Partners, LLC Added +67,644+67.6k
Penserra Capital Management LLC Added +61,560+61.6k
Triumph Capital Management New +43,443+43.4k
JANE STREET GROUP, LLC Added +43,374+43.4k

Biggest sellers

MORGAN STANLEY Reduced -756,684-756.7k
Invesco Ltd. Reduced -217,468-217.5k
STIFEL FINANCIAL CORP Reduced -99,686-99.7k
WELLS FARGO & COMPANY/MN Reduced -83,858-83.9k
COHEN & STEERS, INC. Reduced -75,000-75.0k
CITADEL ADVISORS LLC Reduced -70,731-70.7k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Sold out -48,844-48.8k
EVOLVE PRIVATE WEALTH, LLC Reduced -47,980-48.0k
FIRST TRUST ADVISORS LP Reduced -43,191-43.2k
Mathes Company, Inc. Reduced -22,250-22.2k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$9620——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-07-13 Rieder Richard M Portfolio Manager Sold 35,734 $15.96 $570.3k35.7k shares -12%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,603,0683.6m $57.4m $57.4m 0.00% Reduced -756.7k -756,684
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,433,9272.4m $38.8m $38.8m 0.01% Reduced -83.9k -83,858
3 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 1,613,2971.6m $25.7m $25.7m 0.20% Added +61.6k +61,560
4 COHEN & STEERS, INC. 0.04% of their portfolio NEW YORK, NY 1,572,6571.6m $25.1m $25.1m 0.04% Reduced -75.0k -75,000
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,551,7751.6m $24.7m $24.7m 0.00% Added +75.0k +74,997
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,051,4791.1m $16.8m $16.8m 0.00% Added +72.7k +72,704
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 699,927699.9k $11.1m $11.1m 0.00% Reduced -217.5k -217,468
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 680,442680.4k $10.8m $10.8m 0.00% Added +110.4k +110,407
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 580,806580.8k $9.3m $9.3m 0.00% Added +460.3k +460,346
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 468,212468.2k $7.5m $7.5m 0.01% Added +238.6k +238,603
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 464,975465.0k $7.4m $7.4m 0.00% Reduced -7.0k -7,021
12 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 442,872442.9k $7.1m $7.1m 0.01% Added +24.9k +24,853
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 401,718401.7k $6.4m $6.4m 0.01% Reduced -99.7k -99,686
14 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 384,286384.3k $6.1m $6.1m 0.09% Added +23.0k +23,021
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 356,329356.3k $5.7m $5.7m 0.00% Added +17.8k +17,799
16 Keebeck Wealth Management 0.55% of their portfolio Chicago, IL 351,976352.0k $5.6m $5.6m 0.55% Unchanged
17 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 189,561189.6k $3.0m $3.0m 0.01% Added +3.2k +3,245
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 124,513124.5k $2.0m $2.0m 0.00% Added +43.4k +43,374
19 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 124,489124.5k $2.0m $2.0m 0.01% Added +27.1k +27,087
20 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 114,613114.6k $1.8m $1.8m 0.12% Added +20.0k +19,969
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 104,070104.1k $1.7m $1.7m 0.00% Added +12.5k +12,485
22 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 101,590101.6k $1.6m $1.6m 0.06% Added +4.0k +4,005
23 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 90,49090.5k $1.4m $1.4m 0.00% Added +1.8k +1,815
24 Aviance Capital Partners, LLC 0.15% of their portfolio NAPLES, FL 88,40988.4k $1.4m $1.4m 0.15% Added +67.6k +67,644
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 86,64986.6k $1.4m $1.4m 0.00% Unchanged
26 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 83,42383.4k $1.3m $1.3m 0.01% Unchanged
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 81,18181.2k $1.3m $1.3m 0.00% Added +8.6k +8,641
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 80,87980.9k $1.3m $1.3m 0.00% Added +11.8k +11,768
29 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 80,20580.2k $1.3m $1.3m 0.00% New
30 Formidable Asset Management, LLC 0.18% of their portfolio CINCINNATI, OH 80,11780.1k $1.1m $1.1m 0.18% Added +14.2k +14,196
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 61,19961.2k $974.9k $974.9k 0.00% Reduced -43.2k -43,191
32 WINEBRENNER CAPITAL MANAGEMENT LLC 0.55% of their portfolio LOUISVILLE, KY 57,00057.0k $908.0k $908.0k 0.55% Added +16.0k +16,000
33 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 51,26851.3k $816.7k $816.7k 0.06% Added +591 +591
34 EVOLVE PRIVATE WEALTH, LLC 0.05% of their portfolio LOS ANGELES, CA 51,08951.1k $813.8k $813.8k 0.05% Reduced -48.0k -47,980
35 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 49,36449.4k $786.4k $786.4k 0.00% Added +1.4k +1,450
36 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 48,14648.1k $767.0k $767.0k 0.02% Added +21.5k +21,482
37 Mathes Company, Inc. 0.23% of their portfolio New York, NY 46,00046.0k $733.0k $733.0k 0.23% Reduced -22.2k -22,250
38 Triumph Capital Management 0.13% of their portfolio DENVER, CO 43,44343.4k $692.0k $692.0k 0.13% New
39 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 42,39642.4k $675.4k $675.4k 0.01% New
40 TD Capital Management LLC 0.05% of their portfolio MEMPHIS, TN 37,46737.5k $596.9k $596.9k 0.05% Added +1.8k +1,804
41 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 35,85035.9k $571.1k $571.1k 0.01% Reduced -2.3k -2,300
42 ELEVATION POINT WEALTH PARTNERS, LLC 0.01% of their portfolio DENVER, CO 35,85035.9k $571.1k $571.1k 0.01% Reduced -2.3k -2,300
43 Amplius Wealth Advisors, LLC 0.04% of their portfolio BLUE BELL, PA 35,29035.3k $562.2k $562.2k 0.04% Reduced -331 -331
44 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 34,65134.7k $552.0k $552.0k 0.00% Added +6.6k +6,592
45 Joseph P. Lucia & Associates, LLC 0.16% of their portfolio Yorktown Heights, NY 33,54733.5k $534.4k $534.4k 0.16% Added +270 +270
46 Bison Wealth, LLC 0.05% of their portfolio ATLANTA, GA 33,07733.1k $528.9k $528.9k 0.05% Added +503 +503
47 OneAscent Family Office, LLC 0.25% of their portfolio BIRMINGHAM, AL 31,25931.3k $498.0k $498.0k 0.25% New
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,21829.2k $465.4k $465.4k 0.00% Added +12.3k +12,299
49 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 28,53628.5k $454.6k $454.6k 0.02% Added +3.5k +3,537
50 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 27,00027.0k $430.1k $430.1k 0.00% Reduced -14.2k -14,232
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,32926.3k $419.4k $419.4k 0.00% Added +15.5k +15,486
52 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,50524.5k $390.4k $390.4k 0.00% Unchanged
53 Prosperity Consulting Group, LLC 0.01% of their portfolio OWINGS MILLS, MD 24,14124.1k $384.6k $384.6k 0.01% Unchanged
54 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 20,23620.2k $322.4k $322.4k 0.00% Reduced -1.0k -1,045
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,83019.8k $315.9k $315.9k 0.00% Added +2.2k +2,192
56 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,76119.8k $314.8k $314.8k 0.00% New
57 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 19,55419.6k $311.5k $311.5k 0.00% Reduced -410 -410
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,40519.4k $309.1k $309.1k 0.00% Reduced -70.7k -70,731
59 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 18,09918.1k $288.3k $288.3k 0.03% Added +2.6k +2,613
60 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 18,07518.1k $288.0k $288.0k 0.01% Added +247 +247
61 EAGLE ROCK INVESTMENT COMPANY, LLC 0.04% of their portfolio ATLANTA, GA 17,90217.9k $285.2k $285.2k 0.04% Unchanged
62 Patriot Financial Group Insurance Agency, LLC 0.03% of their portfolio Westborough, MA 16,65016.6k $265.2k $265.2k 0.03% Reduced -16.6k -16,650
63 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 15,19415.2k $242.0k $242.0k 0.02% New
64 INSIGNEO ADVISORY SERVICES, LLC 0.01% of their portfolio MIAMI, FL 14,41514.4k $229.6k $229.6k 0.01% Unchanged
65 Confluence Wealth Services, Inc. 0.01% of their portfolio MCMURRAY, PA 13,37113.4k $213.0k $213.0k 0.01% New
66 Advisory Solutions Group, LLC 0.07% of their portfolio PLYMOUTH, MN 13,37113.4k $213.0k $213.0k 0.07% First filing
67 Sovran Advisors, LLC 0.02% of their portfolio SAN DIEGO, CA 13,28513.3k $205.1k $205.1k 0.02% Unchanged
68 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 12,70012.7k $202.3k $202.3k 0.01% New
69 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 12,55812.6k $200.0k $200.0k 0.06% New
70 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,24112.2k $195.0k $195.0k 0.00% Reduced -6.9k -6,933
71 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,20612.2k $194.4k $194.4k 0.00% Added +1.5k +1,500
72 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 12,00912.0k $191.3k $191.3k 0.00% New
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,69211.7k $186.3k $186.3k 0.00% Reduced -3.1k -3,109
74 CALTON & ASSOCIATES, INC. 0.03% of their portfolio Tampa, FL 11,44211.4k $182.3k $182.3k 0.03% Added +373 +373
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,46410.5k $166.7k $166.7k 0.00% New
76 Closed-End Fund Advisors, Inc. 0.16% of their portfolio RICHMOND, VA 10,40210.4k $165.7k $165.7k 0.16% Reduced -8.9k -8,873
77 Virtu Financial LLC 0.01% of their portfolio New York, NY 10,32810.3k $165.0k $165.0k 0.01% New
78 BlackRock, Inc. 0.00% of their portfolio New York, NY 9,5619.6k $152.3k $152.3k 0.00% Unchanged
79 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 9,5289.5k $151.8k $151.8k 0.00% Reduced -178 -178
80 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 9,5069.5k $151.4k $151.4k 0.00% New
81 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,0819.1k $144.7k $144.7k 0.00% Added +2.3k +2,310
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7,2367.2k $115.3k $115.3k 0.00% First filing
83 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 5,5005.5k $87.6k $87.6k 0.00% Unchanged
84 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5,3665.4k $85.5k $85.5k 0.00% Unchanged
85 BOKF, NA 0.00% of their portfolio TULSA, OK 5,0005.0k $79.7k $79.7k 0.00% New
86 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 3,5003.5k $55.8k $55.8k 0.00% Unchanged
87 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2,6052.6k $41.5k $41.5k 0.00% Unchanged
88 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 2,3072.3k $36.8k $36.8k 0.00% Reduced -1.0k -1,025
89 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,9121.9k $30.5k $30.5k 0.00% Added +63 +63
90 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 1,3241.3k $21.1k $21.1k 0.00% Unchanged
91 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3001.3k $20.7k $20.7k 0.00% New
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2961.3k $20.6k $20.6k 0.00% Added +1.0k +1,046
93 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 1,2501.2k $19.9k $19.9k 0.00% Unchanged
94 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 1,0341.0k $16.5k $16.5k 0.01% Reduced -469 -469
95 Founders Capital Management 0.01% of their portfolio HOUSTON, TX 900900 $14.3k $14.3k 0.01% Unchanged
96 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 876876 $14.0k $14.0k 0.01% Unchanged
97 Quantum Portfolio Management LLC 0.00% of their portfolio NEW YORK, NY 859859 $13.7k $13.7k 0.00% New
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 825825 $13.3k $13.3k 0.00% New
99 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 700700 $11.2k $11.2k 0.00% Unchanged
100 Osbon Capital Management LLC 0.01% of their portfolio BOSTON, MA 669669 $10.7k $10.7k 0.01% New