Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

445 institutional holders -16 vs Q1 2026
56,219,25956.2m shares reported held*
$2.3bnreported value*
33 new 111 added 119 reduced 45 sold out net sold ≈ $33.8m (-861.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.30.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331Q4 24: 357Q1 25: 365Q2 25: 377Q3 25: 405Q4 25: 446Q1 26: 461Q2 26: 445445Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331
Q4 2024357
Q1 2025365
Q2 2025377
Q3 2025405
Q4 2025446
Q1 2026461
Q2 2026445

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 105 bought or addedQ3 24: 113 cut or sold outQ4 24: 97 bought or addedQ4 24: 125 cut or sold outQ4 24Q1 25: 142 bought or addedQ1 25: 124 cut or sold outQ2 25: 121 bought or addedQ2 25: 137 cut or sold outQ2 25Q3 25: 159 bought or addedQ3 25: 123 cut or sold outQ4 25: 153 bought or addedQ4 25: 156 cut or sold outQ4 25Q1 26: 138 bought or addedQ1 26: 219 cut or sold outQ2 26: 144 bought or addedQ2 26: 164 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024105113
Q4 202497125
Q1 2025142124
Q2 2025121137
Q3 2025159123
Q4 2025153156
Q1 2026138219
Q2 2026144164

Biggest buyers

Weiss Asset Management LP Added +1,360,216+1.4m
Cambridge Investment Research Advisors, Inc. Added +433,015+433.0k
JANE STREET GROUP, LLC Added +200,135+200.1k
AMERIPRISE FINANCIAL INC Added +178,487+178.5k
Janney Montgomery Scott LLC New +171,793+171.8k
Capital Wealth Alliance, LLC New +129,717+129.7k
K.J. Harrison & Partners Inc New +120,351+120.4k
JUPITER ASSET MANAGEMENT LTD Added +109,024+109.0k
MORGAN STANLEY Added +100,429+100.4k
OSAIC HOLDINGS, INC. Added +99,376+99.4k

Biggest sellers

IMC-Chicago, LLC Reduced -1,685,344-1.7m
WELLS FARGO & COMPANY/MN Reduced -434,584-434.6k
CENTRAL TRUST Co Reduced -357,415-357.4k
CITADEL ADVISORS LLC Reduced -323,486-323.5k
Baird Financial Group, Inc. Reduced -247,313-247.3k
GOLDMAN SACHS GROUP INC Sold out -160,550-160.6k
Logan Stone Capital, LLC Sold out -125,705-125.7k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -95,000-95.0k
Cable Car Capital, LP Reduced -75,000-75.0k
Independent Advisor Alliance Sold out -69,012-69.0k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 3.28% of their portfolio JEFFERSON CITY, MO 4,506,9594.5m $181.3m $181.3m 3.28% Reduced -357.4k -357,415
2 Bleakley Financial Group, LLC 2.16% of their portfolio PARSIPPANY, NJ 4,208,1304.2m $169.3m $169.3m 2.16% Added +15.2k +15,175
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,154,9694.2m $167.2m $167.2m 0.01% Added +100.4k +100,429
4 JUPITER ASSET MANAGEMENT LTD 0.73% of their portfolio London, X0 3,657,0843.7m $147.7m $147.7m 0.73% Added +109.0k +109,024
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,329,8723.3m $134.0m $134.0m 0.02% Added +13.9k +13,922
6 Weiss Asset Management LP 1.40% of their portfolio BOSTON, MA 3,099,7163.1m $124.7m $124.7m 1.40% Added +1.4m +1,360,216
7 IMC-Chicago, LLC 0.66% of their portfolio CHICAGO, IL 1,779,5711.8m $71.6m $71.6m 0.66% Reduced -1.7m -1,685,344
8 Evelyn Partners Group Ltd 0.80% of their portfolio LONDON, X0 1,168,0361.2m $47.0m $47.0m 0.80% First filing
9 MANAGED ASSET PORTFOLIOS, LLC 4.40% of their portfolio ROCHESTER, MI 955,967956.0k $38.5m $38.5m 4.40% Reduced -5.5k -5,513
10 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 903,921903.9k $36.4m $36.4m 0.01% Reduced -35.1k -35,134
11 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 897,561897.6k $36.1m $36.1m 0.02% Added +200.1k +200,135
12 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 883,480883.5k $35.5m $35.5m 0.04% Added +433.0k +433,015
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 847,803847.8k $34.1m $34.1m 0.01% Reduced -61.2k -61,222
14 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 841,648841.6k $33.9m $33.9m 0.05% Reduced -247.3k -247,313
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 747,266747.3k $30.1m $30.1m 0.01% Reduced -434.6k -434,584
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 642,326642.3k $25.8m $25.8m 0.00% Added +12.1k +12,122
17 SPROTT INC. 0.85% of their portfolio TORONTO, A6 636,665636.7k $25.6m $25.6m 0.85% Reduced -12.0k -12,028
18 Cheviot Value Management, LLC 2.32% of their portfolio BEVERLY HILLS, CA 567,160567.2k $22.8m $22.8m 2.32% Reduced -6.7k -6,682
19 Beaumont Financial Advisors, LLC 1.44% of their portfolio NEEDHAM, MA 563,859563.9k $22.7m $22.7m 1.44% Reduced -1.1k -1,125
20 Marshall Financial Group, LLC 3.19% of their portfolio Hunt Valley, MD 544,511544.5k $21.9m $21.9m 3.19% Added +183 +183
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 525,803525.8k $21.1m $21.1m 0.00% Added +178.5k +178,487
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 504,984505.0k $20.1m $20.1m 0.00% Reduced -4.3k -4,349
23 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 483,429483.4k $19.4m $19.4m 0.03% Reduced -20.0k -19,963
24 Cannell & Spears LLC 0.35% of their portfolio NEW YORK, NY 483,025483.0k $19.4m $19.4m 0.35% Unchanged
25 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 444,749444.7k $17.9m $17.9m 0.02% Added +99.4k +99,376
26 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 368,497368.5k $14.8m $14.8m 0.02% Added +30.0k +30,000
27 EVERGREEN CAPITAL MANAGEMENT LLC 0.25% of their portfolio Bellevue, WA 359,926359.9k $14.5m $14.5m 0.25% Reduced -12 -12
28 HOLLENCREST CAPITAL MANAGEMENT 0.94% of their portfolio NEWPORT BEACH, CA 356,183356.2k $14.3m $14.3m 0.94% Unchanged
29 3EDGE Asset Management, LP 0.62% of their portfolio Naples, FL 347,252347.3k $14.0m $14.0m 0.62% Added +59.6k +59,588
30 New Harbor Financial Group, LLC 2.22% of their portfolio WORCESTER, MA 346,918346.9k $14.0m $14.0m 2.22% Added +17.2k +17,204
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 340,595340.6k $13.7m $13.7m 0.01% Added +2.2k +2,168
32 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 332,657332.7k $13.1m $13.1m 0.01% Added +8.7k +8,741
33 MATAURO, LLC 1.76% of their portfolio NEW YORK, NY 330,630330.6k $13.3m $13.3m 1.76% Reduced -5.4k -5,430
34 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 316,559316.6k $12.7m $12.7m 0.01% Reduced -45.1k -45,075
35 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.04% of their portfolio CHARLOTTE, NC 312,644312.6k $12.6m $12.6m 0.04% Reduced -26.9k -26,866
36 PFG Investments, LLC 0.49% of their portfolio WOODBURY, NY 312,401312.4k $12.6m $12.6m 0.49% Reduced -8.4k -8,416
37 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 312,254312.3k $12.5m $12.5m 0.04% Added +17.5k +17,524
38 Euro Pacific Asset Management, LLC 1.50% of their portfolio DORADO, PR 255,698255.7k $13.2m $13.2m 1.50% Reduced -18.3k -18,330
39 NewEdge Wealth, LLC 0.10% of their portfolio STAMFORD, CT 253,922253.9k $10.2m $10.2m 0.10% Unchanged
40 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 238,559238.6k $9.6m $9.6m 0.04% Reduced -31.3k -31,339
41 SAPIENT CAPITAL LLC 0.13% of their portfolio INDIANAPOLIS, IN 237,789237.8k $9.6m $9.6m 0.13% Unchanged
42 Mariner, LLC 0.01% of their portfolio Overland Park, KS 236,491236.5k $9.5m $9.5m 0.01% Reduced -17.6k -17,578
43 Pacific Sage Partners, LLC 1.29% of their portfolio EDMONDS, WA 224,596224.6k $9.0m $9.0m 1.29% Added +28.7k +28,689
44 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 222,807222.8k $9.0m $9.0m 0.00% Added +9.1k +9,072
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 217,958218.0k $8.8m $8.8m 0.00% Reduced -55.2k -55,155
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 216,346216.3k $8.7m $8.7m 0.01% Reduced -54.0k -53,980
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 210,558210.6k $8.5m $8.5m 0.01% Added +2.3k +2,331
48 Cadence Wealth Management LLC 3.73% of their portfolio WESTBOROUGH, MA 207,150207.2k $8.3m $8.3m 3.73% Reduced -6.9k -6,944
49 PYA Waltman Capital, LLC 1.96% of their portfolio KNOXVILLE, TN 204,820204.8k $8.2m $8.2m 1.96% Added +13.6k +13,550
50 INTREPID CAPITAL MANAGEMENT INC 2.84% of their portfolio JACKSONVILLE BEACH, FL 199,116199.1k $8.0m $8.0m 2.84% Reduced -4.8k -4,832
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 196,822196.8k $8.1m $8.1m 0.01% Reduced -1.4k -1,383
52 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 195,814195.8k $7.9m $7.9m 0.14% Reduced -1.8k -1,835
53 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 189,917189.9k $7.6m $7.6m 0.01% Reduced -9.4k -9,414
54 Arkadios Wealth Advisors 0.12% of their portfolio ATLANTA, GA 188,371188.4k $7.6m $7.6m 0.12% Added +14.6k +14,623
55 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 187,775187.8k $7.6m $7.6m 0.02% Reduced -25.9k -25,919
56 Gem Investment Advisors, LLC 4.63% of their portfolio TEANECK, NJ 187,561187.6k $7.5m $7.5m 4.63% Unchanged
57 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 183,699183.7k $7.4m $7.4m 0.02% Added +12.4k +12,439
58 TrustWell Financial Advisors, LLC 6.15% of their portfolio Jacksonville, FL 180,261180.3k $7.3m $7.3m 6.15% Reduced -2.7k -2,691
59 FLAGSHIP HARBOR ADVISORS, LLC 0.27% of their portfolio BOSTON, MA 178,047178.0k $7.2m $7.2m 0.27% Reduced -814 -814
60 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 176,920176.9k $7.1m $7.1m 0.07% Added +10.6k +10,619
61 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 171,793171.8k $6.9m $6.9m 0.01% New
62 Pekin Hardy Strauss, Inc. 0.59% of their portfolio CHICAGO, IL 166,832166.8k $6.7m $6.7m 0.59% Reduced -155 -155
63 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 161,405161.4k $6.5m $6.5m 0.01% Added +35.6k +35,571
64 LEVEL FOUR ADVISORY SERVICES, LLC 0.18% of their portfolio DALLAS, TX 160,327160.3k $6.4m $6.4m 0.18% Reduced -1.4k -1,382
65 Chicago Capital, LLC 0.15% of their portfolio Chicago, IL 155,365155.4k $6.3m $6.3m 0.15% Unchanged
66 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 151,509151.5k $6.1m $6.1m 0.01% Added +3.9k +3,931
67 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 141,609141.6k $5.7m $5.7m 0.00% Added +12.5k +12,540
68 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 138,425138.4k $5.6m $5.6m 0.03% Reduced -2.9k -2,910
69 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 133,884133.9k $5.4m $5.4m 0.02% Unchanged
70 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 132,379132.4k $5.3m $5.3m 0.05% Added +14.9k +14,931
71 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 130,306130.3k $5.2m $5.2m 0.05% Added +11.1k +11,079
72 Capital Wealth Alliance, LLC 2.42% of their portfolio Scottsdale, AZ 129,717129.7k $5.2m $5.2m 2.42% New
73 ROBERTS GLORE & CO INC /IL/ 1.25% of their portfolio DEERFIELD, IL 125,652125.7k $5.1m $5.1m 1.25% Reduced -176 -176
74 Cable Car Capital, LP 0.22% of their portfolio SAN FRANCISCO, CA 125,000125.0k $5.0m $5.0m 0.22% Reduced -75.0k -75,000
75 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 121,510121.5k $4.9m $4.9m 0.23% Reduced -6.5k -6,520
76 K.J. Harrison & Partners Inc 0.69% of their portfolio TORONTO, A6 120,351120.4k $4.8m $4.8m 0.69% New
77 MARATHON CAPITAL MANAGEMENT 0.98% of their portfolio Hunt Valley, MD 120,075120.1k $4.8m $4.8m 0.98% Reduced -300 -300
78 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 111,903111.9k $4.5m $4.5m 0.05% Added +70 +70
79 Robertson Stephens Wealth Management, LLC 0.11% of their portfolio San Francisco, CA 110,516110.5k $4.4m $4.4m 0.11% Added +100 +100
80 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 107,062107.1k $4.3m $4.3m 0.02% Added +14.7k +14,695
81 STEEL GROVE CAPITAL ADVISORS, LLC 0.40% of their portfolio MEMPHIS, TN 106,115106.1k $4.3m $4.3m 0.40% Added +633 +633
82 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 105,442105.4k $4.2m $4.2m 0.02% Reduced -12.8k -12,801
83 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio ORLANDO, FL 104,460104.5k $4.2m $4.2m 0.25% Reduced -1.1k -1,145
84 Delta Investment Management, LLC 0.67% of their portfolio SAN FRANCISCO, CA 101,314101.3k $4.1m $4.1m 0.67% Reduced -5.2k -5,247
85 CHASE INVESTMENT COUNSEL CORP 0.84% of their portfolio CHARLOTTESVILLE, VA 99,41699.4k $4.0m $4.0m 0.84% Reduced -60 -60
86 Ancora Advisors LLC 0.07% of their portfolio Cleveland, OH 95,79495.8k $3.9m $3.9m 0.07% Unchanged
87 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 95,19695.2k $3.8m $3.8m 0.07% Added +374 +374
88 Demars Financial Group, LLC 1.06% of their portfolio SPOKANE VALLEY, WA 95,01495.0k $3.8m $3.8m 1.06% Added +13.6k +13,571
89 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 94,92094.9k $3.8m $3.8m 0.02% Reduced -106 -106
90 Rothschild Wealth LLC 0.29% of their portfolio OAK BROOK, IL 90,77290.8k $3.7m $3.7m 0.29% Unchanged
91 GWN SECURITIES INC. 0.60% of their portfolio Palm Beach Gardens, FL 88,79488.8k $3.6m $3.6m 0.60% Unchanged
92 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 87,95888.0k $3.5m $3.5m 0.00% Reduced -32.1k -32,063
93 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 86,43886.4k $3.5m $3.5m 0.04% Unchanged
94 Coastline Trust Co 0.31% of their portfolio PROVIDENCE, RI 86,35886.4k $3.5m $3.5m 0.31% Added +945 +945
95 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 79,90079.9k $3.2m $3.2m 0.06% Reduced -14.9k -14,941
96 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 78,34978.3k $3.2m $3.2m 0.01% Reduced -117 -117
97 Peak Financial Management, Inc. 0.69% of their portfolio WELLESLEY, MA 74,83174.8k $3.0m $3.0m 0.69% Reduced -188 -188
98 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 73,16973.2k $2.9m $2.9m 0.00% Added +54.5k +54,545
99 IPG Investment Advisors LLC 0.42% of their portfolio SAN DIEGO, CA 72,90672.9k $2.9m $2.9m 0.42% Added +1.8k +1,750
100 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 1.31% of their portfolio BLOOMINGTON, MN 69,43969.4k $2.8m $2.8m 1.31% New