GUGGENHEIM CAPITAL LLC

CHICAGO, IL · CIK 1283072 · 13F filing filed 2026-08-12

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityGUGGENHEIM CAPITAL, LLC (US)

Kindhedge funds, private equity, real estate, structured credit, mutual funds, institutions, futures
Others nearbySaint Louis, MO, New York, NY, Stamford, CT, Chicago, IL, Santa Monica, CA, Rockville, MD
FamilyGUGGENHEIM CAPITAL LLC · 11 related pages

$15.5bn reported value +23.2% vs Q1 2026

1,702positions

23.9%in top 10

191 new 838 added 664 reduced 83 sold out vs Q1 2026

Options: 1 call positions ($212.2m notional), 1 put positions ($212.2m notional) – listed below, not included above.

This report includes the holdings of 4 other managers that share the investment decisions:

Guggenheim Funds Distributors, LLC – reports through this filing
Guggenheim Funds Investment Advisors, LLC – reports through this filing
Guggenheim Partners Investment Management, LLC – reports through this filing
Security Investors LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	2,764,886	$553.2m3.58%	3.58%	Added +177.0k	+176,954 6.8%
2	MICRON TECHNOLOGY INC COM MU	MU	460,384	$531.4m3.44%	3.44%	Added +20.1k	+20,092 4.6%
3	APPLE INC COM AAPL	AAPL	1,539,974	$445.6m2.88%	2.88%	Added +76.0k	+75,975 5.2%
4	LAM RESEARCH CORP COM NEW LRCX	LRCX	858,419	$372.0m2.41%	2.41%	Added +44.7k	+44,659 5.5%
5	MICROSOFT CORP COM MSFT	MSFT	863,773	$322.2m2.08%	2.08%	Added +60.1k	+60,072 7.5%
6	ADVANCED MICRO DEVICES INC COM AMD	AMD	554,139	$321.9m2.08%	2.08%	Added +24.7k	+24,676 4.7%
7	BROADCOM INC COM AVGO	AVGO	822,738	$310.8m2.01%	2.01%	Added +44.2k	+44,202 5.7%
8	APPLIED MATLS INC COM AMAT	AMAT	418,212	$302.4m1.96%	1.96%	Added +2.7k	+2,694 0.7%
9	AMAZON COM INC COM AMZN	AMZN	1,145,633	$273.1m1.77%	1.77%	Added +72.0k	+71,955 6.7%
10	ALPHABET INC CAP STK CL A GOOGL	GOOGL	754,511	$269.6m1.74%	1.74%	Added +35.8k	+35,766 5.0%
11	META PLATFORMS INC CL A META	META	356,484	$200.8m1.30%	1.30%	Added +27.1k	+27,134 8.2%
12	CISCO SYS INC COM CSCO	CSCO	1,630,198	$191.5m1.24%	1.24%	Reduced -33.7k	-33,737 -2.0%
13	TESLA INC COM TSLA	TSLA	426,332	$179.3m1.16%	1.16%	Added +40.4k	+40,350 10.4%
14	INTEL CORP COM INTC	INTC	1,199,847	$167.5m1.08%	1.08%	Added +53.9k	+53,949 4.7%
15	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	222,481	$166.1m1.07%	1.07%	Added +73.8k	+73,832 49.7%
16	ALPHABET INC CAP STK CL C GOOG	GOOG	463,325	$163.7m1.06%	1.06%	Added +37.7k	+37,741 8.9%
17	KLA CORP COM NEW KLAC	KLAC	514,127	$155.1m1.00%	1.00%	Added +27.3k	+27,277 5.6%
18	WALMART INC COM WMT	WMT	1,336,745	$151.4m0.98%	0.98%	Added +64.9k	+64,876 5.1%
19	MARVELL TECHNOLOGY INC COM MRVL	MRVL	493,203	$146.9m0.95%	0.95%	Added +22.7k	+22,662 4.8%
20	GUGGENHEIM FDS TR ULTRA SHORT INCO GCSH	GCSH	2,709,138	$135.8m0.88%	0.88%	New
21	COSTCO WHSL CORP NEW COM COST	COST	141,914	$132.8m0.86%	0.86%	Added +7.3k	+7,333 5.5%
22	QUALCOMM INC COM QCOM	QCOM	639,805	$118.2m0.76%	0.76%	Reduced -23.7k	-23,662 -3.6%
23	MERCK & CO INC COM MRK	MRK	811,080	$104.2m0.67%	0.67%	Added +16.2k	+16,212 2.0%
24	SANDISK CORP COM SNDK	SNDK	43,743	$99.5m0.64%	0.64%	Added +35.5k	+35,528 432.5%
25	PALO ALTO NETWORKS INC COM PANW	PANW	274,135	$93.5m0.60%	0.60%	Reduced -948	-948 -0.3%
26	VISA INC COM CL A V	V	271,191	$93.0m0.60%	0.60%	Added +238	+238 0.1%
27	ISHARES TR CORE S&P500 ETF IVV	IVV	119,723	$89.7m0.58%	0.58%	Added +8.3k	+8,285 7.4%
28	AMGEN INC COM AMGN	AMGN	234,207	$84.8m0.55%	0.55%	Added +8.3k	+8,294 3.7%
29	NETFLIX INC COM NFLX	NFLX	1,147,561	$81.9m0.53%	0.53%	Added +144.4k	+144,437 14.4%
30	WASTE MGMT INC DEL COM WM	WM	367,297	$81.9m0.53%	0.53%	Reduced -8.2k	-8,189 -2.2%
31	PEPSICO INC COM PEP	PEP	585,774	$79.3m0.51%	0.51%	Added +35.7k	+35,654 6.5%
32	ANALOG DEVICES INC COM ADI	ADI	192,889	$76.6m0.50%	0.50%	Added +6.3k	+6,306 3.4%
33	JPMORGAN CHASE & CO COM JPM	JPM	226,975	$74.3m0.48%	0.48%	Reduced -1.6k	-1,562 -0.7%
34	BOOKING HOLDINGS INC COM BKNG	BKNG	411,230	$73.3m0.47%	0.47%	Added +22.2k	+22,155 5.7%
35	TEXAS INSTRS INC COM TXN	TXN	241,999	$72.1m0.47%	0.47%	Added +16.8k	+16,809 7.5%
36	JOHNSON & JOHNSON COM JNJ	JNJ	274,166	$69.6m0.45%	0.45%	Reduced -25.7k	-25,712 -8.6%
37	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	551,971	$64.4m0.42%	0.42%	Added +82.7k	+82,730 17.6%
38	GOLDMAN SACHS GROUP INC COM GS	GS	62,701	$63.4m0.41%	0.41%	Reduced -137	-137 -0.2%
39	OREILLY AUTOMOTIVE INC COM ORLY	ORLY	675,739	$62.2m0.40%	0.40%	Added +48.7k	+48,677 7.8%
40	MASTERCARD INCORPORATED CL A MA	MA	120,605	$61.9m0.40%	0.40%	Reduced -1.4k	-1,393 -1.1%
41	GUGGENHEIM FDS TR SECURITIZED INCO GISC	GISC	1,227,191	$61.7m0.40%	0.40%	New
42	WESTERN DIGITAL CORP COM WDC	WDC	95,055	$60.7m0.39%	0.39%	Added +5.6k	+5,587 6.2%
43	ABBVIE INC COM ABBV	ABBV	234,277	$59.0m0.38%	0.38%	Reduced -11.4k	-11,424 -4.7%
44	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	115,233	$57.2m0.37%	0.37%	Added +14.8k	+14,847 14.8%
45	CHEVRON CORP NEW COM CVX	CVX	344,791	$57.2m0.37%	0.37%	Reduced -7.0k	-7,003 -2.0%
46	HOME DEPOT INC COM HD	HD	161,949	$57.1m0.37%	0.37%	Added +18.8k	+18,849 13.2%
47	COCA COLA CO COM KO	KO	672,778	$54.7m0.35%	0.35%	Reduced -5.2k	-5,214 -0.8%
48	DOORDASH INC CL A DASH	DASH	294,176	$54.3m0.35%	0.35%	Added +12.1k	+12,085 4.3%
49	GILEAD SCIENCES INC COM GILD	GILD	416,657	$52.6m0.34%	0.34%	Added +203	+203 0.1%
50	MONDELEZ INTL INC CL A MDLZ	MDLZ	905,304	$52.4m0.34%	0.34%	Reduced -72.5k	-72,517 -7.4%
51	UNION PAC CORP COM UNP	UNP	187,798	$51.1m0.33%	0.33%	Reduced -12.2k	-12,218 -6.1%
52	MCDONALDS CORP COM MCD	MCD	187,589	$50.7m0.33%	0.33%	Added +4.5k	+4,511 2.5%
53	CATERPILLAR INC COM CAT	CAT	47,405	$50.5m0.33%	0.33%	Reduced -1.0k	-1,034 -2.1%
54	LINDE PLC SHS LIN	LIN	95,367	$49.5m0.32%	0.32%	Added +3.5k	+3,528 3.8%
55	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	64,689	$49.4m0.32%	0.32%	Added +7.7k	+7,667 13.4%
56	SYNOPSYS INC COM SNPS	SNPS	109,187	$48.7m0.31%	0.31%	Reduced -5.7k	-5,663 -4.9%
57	EXXON MOBIL CORP COM XOM	XOM	347,825	$47.6m0.31%	0.31%	Reduced -48.5k	-48,475 -12.2%
58	ELI LILLY & CO COM LLY	LLY	39,113	$46.9m0.30%	0.30%	Added +3.8k	+3,762 10.6%
59	APPLOVIN CORP COM CL A APP	APP	88,981	$45.8m0.30%	0.30%	Added +17.9k	+17,896 25.2%
60	ISHARES TR 1 3 YR TREAS BD SHY	SHY	550,188	$45.2m0.29%	0.29%	Reduced -22.8k	-22,832 -4.0%
61	NUVEEN QUALITY MUNCP INCOME COM NAD	NAD	3,620,112	$43.9m0.28%	0.28%	Added +551.6k	+551,581 18.0%
62	WELLTOWER INC COM WELL	WELL	190,768	$43.3m0.28%	0.28%	Added +9.9k	+9,923 5.5%
63	ADOBE INC COM ADBE	ADBE	210,088	$43.1m0.28%	0.28%	Reduced -11.2k	-11,199 -5.1%
64	COMCAST CORP NEW CL A CMCSA	CMCSA	1,738,941	$42.7m0.28%	0.28%	Reduced -8.6k	-8,649 -0.5%
65	NUVEEN CA QUALTY MUN INCOME COM NAC	NAC	3,486,662	$42.3m0.27%	0.27%	Added +51.0k	+50,986 1.5%
66	DUKE ENERGY CORP NEW COM NEW DUK	DUK	331,761	$42.0m0.27%	0.27%	Reduced -4.1k	-4,115 -1.2%
67	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	105,261	$41.9m0.27%	0.27%	Added +8.3k	+8,261 8.5%
68	VERIZON COMMUNICATIONS INC COM VZ	VZ	977,793	$41.4m0.27%	0.27%	Reduced -41.8k	-41,815 -4.1%
69	ARISTA NETWORKS INC COM SHS ANET	ANET	242,252	$41.2m0.27%	0.27%	Added +45.5k	+45,503 23.1%
70	CUMMINS INC COM CMI	CMI	57,082	$40.7m0.26%	0.26%	Reduced -12.6k	-12,648 -18.1%
71	NUVEEN AMT FREE MUN CR INC F COM NVG	NVG	3,124,143	$40.0m0.26%	0.26%	Added +162.6k	+162,643 5.5%
72	NUVEEN AMT FREE QLTY MUN INC COM XNEAX	XNEAX	3,379,045	$39.7m0.26%	0.26%	Added +266.4k	+266,447 8.6%
73	T-MOBILE US INC COM TMUS	TMUS	235,838	$39.6m0.26%	0.26%	Added +22.8k	+22,829 10.7%
74	CONSTELLATION ENERGY CORP COM CEG	CEG	153,324	$38.1m0.25%	0.25%	Added +8.3k	+8,254 5.7%
75	NORTHROP GRUMMAN CORP COM NOC	NOC	74,012	$37.7m0.24%	0.24%	Added +8.6k	+8,590 13.1%
76	CINTAS CORP COM CTAS	CTAS	220,333	$37.5m0.24%	0.24%	Added +24.2k	+24,196 12.3%
77	FORTINET INC COM FTNT	FTNT	240,697	$37.0m0.24%	0.24%	Reduced -24.6k	-24,643 -9.3%
78	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	129,401	$36.4m0.24%	0.24%	Added +20.5k	+20,530 18.9%
79	CORNING INC COM GLW	GLW	140,474	$35.9m0.23%	0.23%	Reduced -3.8k	-3,795 -2.6%
80	GE AEROSPACE COM NEW GE	GE	95,397	$35.7m0.23%	0.23%	Added +5.5k	+5,512 6.1%
81	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	158,531	$35.5m0.23%	0.23%	Reduced -11.2k	-11,189 -6.6%
82	PFIZER INC COM PFE	PFE	1,448,821	$34.9m0.23%	0.23%	Added +81.1k	+81,132 5.9%
83	CSX CORP COM CSX	CSX	730,440	$34.7m0.22%	0.22%	Added +86.4k	+86,402 13.4%
84	ARM HOLDINGS PLC SPONSORED ADS ARM	ARM	97,653	$34.6m0.22%	0.22%	Added +50.8k	+50,849 108.6%
85	PROCTER AND GAMBLE CO COM PG	PG	235,416	$34.5m0.22%	0.22%	Added +20.4k	+20,437 9.5%
86	AUTODESK INC COM ADSK	ADSK	176,174	$34.3m0.22%	0.22%	Added +32.4k	+32,378 22.5%
87	SNOWFLAKE INC CL A SNOW	SNOW	133,246	$33.9m0.22%	0.22%	Reduced -15.1k	-15,081 -10.2%
88	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	577,945	$33.3m0.22%	0.22%	Added +13.8k	+13,801 2.5%
89	NEXTERA ENERGY INC COM NEE	NEE	377,689	$33.1m0.21%	0.21%	Reduced -13.2k	-13,151 -3.4%
90	JOHNSON CTLS INTL PLC SHS JCI	JCI	224,290	$32.8m0.21%	0.21%	Reduced -28.4k	-28,406 -11.2%
91	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	264,474	$32.6m0.21%	0.21%	Added +5.4k	+5,373 2.1%
92	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	86,023	$32.3m0.21%	0.21%	Added +15.4k	+15,354 21.7%
93	AMERICAN ELEC PWR CO INC COM AEP	AEP	229,243	$31.4m0.20%	0.20%	Added +14.3k	+14,298 6.7%
94	SHERWIN WILLIAMS CO COM SHW	SHW	91,009	$31.3m0.20%	0.20%	Reduced -20.8k	-20,801 -18.6%
95	SERVICENOW INC COM NOW	NOW	311,753	$31.0m0.20%	0.20%	Added +51.9k	+51,860 19.9%
96	DATADOG INC CL A COM DDOG	DDOG	118,437	$30.8m0.20%	0.20%	Added +15.4k	+15,367 14.9%
97	JANUS DETROIT STR TR HENDERSON MTG JMBS	JMBS	666,521	$30.0m0.19%	0.19%	Reduced -18.7k	-18,689 -2.7%
98	DEERE & CO COM DE	DE	47,170	$29.9m0.19%	0.19%	Reduced -7.6k	-7,640 -13.9%
99	NUVEEN MUN VALUE FD INC COM NUV	NUV	3,244,551	$29.9m0.19%	0.19%	Added +330.1k	+330,052 11.3%
100	XCEL ENERGY INC COM XEL	XEL	361,421	$29.0m0.19%	0.19%	Added +17.2k	+17,198 5.0%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		114,982	$52.0m115.0k shares
BLOCK INC XYZ 0 05.01.26	XYZ 0 05.01.26	24,791,000	$24.7m24.8m shares
THOMSON REUTERS CORP		83,292	$7.5m83.3k shares
NUVEEN NEW JERSEY QULT MUN F XNXJX	XNXJX	333,212	$4.1m333.2k shares
DUPONT DE NEMOURS INC DWDP	DWDP	23,977	$3.3m24.0k shares
COTERRA ENERGY INC CTRA	CTRA	89,402	$3.1m89.4k shares
APELLIS PHARMACEUTICALS INC APLS	APLS	56,801	$2.3m56.8k shares
ASCENDIS PHARMA A/S		9,282	$2.1m9.3k shares
COHEN & STEERS SELECT PFD & PSF	PSF	88,000	$1.7m88.0k shares
ARCELLX INC ACLX	ACLX	14,809	$1.7m14.8k shares
SEABRIDGE GOLD INC		51,275	$1.5m51.3k shares
HA SUSTAINABLE INFRA CAP INC HASI	HASI	37,663	$1.4m37.7k shares
CARNIVAL CORP		48,305	$1.3m48.3k shares
AMICUS THERAPEUTICS INC FOLD	FOLD	84,973	$1.2m85.0k shares
DNP SELECT INCOME FD INC DNP	DNP	114,111	$1.2m114.1k shares
MFS HIGH YIELD MUN TR XCMUX	XCMUX	315,595	$1.1m315.6k shares
LITTELFUSE INC LFUS	LFUS	2,866	$972.6k2.9k shares
OWENS CORNING NEW OC	OC	7,739	$837.5k7.7k shares
SOLENO THERAPEUTICS INC SLNO	SLNO	24,326	$814.4k24.3k shares
HOLOGIC INC HOLX	HOLX	10,747	$812.4k10.7k shares
GRAND CANYON ED INC LOPE	LOPE	4,560	$775.3k4.6k shares
TETRA TECH INC NEW TTEK	TTEK	24,206	$729.1k24.2k shares
BOOZ ALLEN HAMILTON HLDG COR BAH	BAH	9,027	$704.4k9.0k shares
PEGASYSTEMS INC PEGA	PEGA	16,317	$694.5k16.3k shares
SEALED AIR CORP NEW		15,530	$653.0k15.5k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	284,200	$212.2m284.2k shares	Added
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	284,200	$212.2m284.2k shares	Added