SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

LOS ANGELES, CA · CIK 1079935 · 13F filing filed 2025-07-29

SEC-registered investment adviser since 1999 · limited liability company

Assets managed$22.5bn
Staff241 · 128 in investment roles
Main clients (by assets)High net worth individuals 75%, Individuals 21%, Companies 3%
Form ADV · 2026-09-14SEC adviser record

Legal entitySignature Estate & Investment Advisors, LLC (US)

$4.3bn reported value +14.2% vs Q1 2025

577positions

49.0%in top 10

51 new 286 added 202 reduced 22 sold out vs Q1 2025

This report includes the holdings of 1 other manager that shares the investment decisions:

SIGNATURE INVESTMENT ADVISORS LLC – reports through this filing

Also in the report of:

Raub Brock Capital Management LP

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	4,463,502	$541.8m12.49%	12.49%	Added +134.5k	+134,525 3.1%
2	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	1,022,867	$448.4m10.33%	10.33%	Added +135.9k	+135,936 15.3%
3	ISHARES TR EXPND TEC SC ETF IGM	IGM	1,929,928	$216.8m5.00%	5.00%	Added +31.9k	+31,940 1.7%
4	SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL	TOTL	5,293,089	$212.3m4.89%	4.89%	Reduced -1.5m	-1,499,748 -22.1%
5	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	7,821,721	$191.9m4.42%	4.42%	Added +404.5k	+404,499 5.5%
6	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	2,795,286	$113.6m2.62%	2.62%	Added +200.1k	+200,094 7.7%
7	MICROSOFT CORP COM MSFT	MSFT	223,332	$111.1m2.56%	2.56%	Reduced -23.3k	-23,305 -9.4%
8	AMAZON COM INC COM AMZN	AMZN	481,392	$105.6m2.43%	2.43%	Added +22.7k	+22,667 4.9%
9	APPLE INC COM AAPL	AAPL	464,527	$95.3m2.20%	2.20%	Added +13.1k	+13,083 2.9%
10	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	1,679,160	$87.9m2.03%	2.03%	Added +37.5k	+37,537 2.3%
11	ALPHABET INC CAP STK CL A GOOGL	GOOGL	492,808	$86.8m2.00%	2.00%	Added +75.9k	+75,885 18.2%
12	META PLATFORMS INC CL A META	META	112,351	$82.9m1.91%	1.91%	Added +7.5k	+7,492 7.1%
13	UBER TECHNOLOGIES INC COM UBER	UBER	879,867	$82.1m1.89%	1.89%	Reduced -11.8k	-11,813 -1.3%
14	ISHARES TR EAFE VALUE ETF EFV	EFV	1,268,979	$80.6m1.86%	1.86%	Added +1.3m	+1,259,374 13111.6%
15	MASTERCARD INCORPORATED CL A MA	MA	142,125	$79.9m1.84%	1.84%	Added +826	+826 0.6%
16	SALESFORCE INC COM CRM	CRM	274,295	$74.8m1.72%	1.72%	Added +16.4k	+16,370 6.3%
17	BROADCOM INC COM AVGO	AVGO	253,828	$70.0m1.61%	1.61%	Added +9.2k	+9,178 3.8%
18	ADOBE INC COM ADBE	ADBE	168,502	$65.2m1.50%	1.50%	Added +6.1k	+6,149 3.8%
19	METLIFE INC COM MET	MET	708,088	$56.9m1.31%	1.31%	Added +24.8k	+24,772 3.6%
20	VANGUARD INDEX FDS VALUE ETF VTV	VTV	306,056	$54.1m1.25%	1.25%	Added +2.8k	+2,808 0.9%
21	ARISTA NETWORKS INC COM SHS ANET	ANET	478,171	$48.9m1.13%	1.13%	Added +342.6k	+342,597 252.7%
22	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	347,495	$46.8m1.08%	1.08%	Reduced -17.5k	-17,482 -4.8%
23	ELI LILLY & CO COM LLY	LLY	55,433	$43.2m1.00%	1.00%	Added +36.9k	+36,923 199.5%
24	MCKESSON CORP COM MCK	MCK	58,471	$42.8m0.99%	0.99%	Added +3.7k	+3,735 6.8%
25	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	360,239	$39.1m0.90%	0.90%	New
26	NEXTERA ENERGY INC COM NEE	NEE	528,308	$36.7m0.85%	0.85%	Added +9.2k	+9,183 1.8%
27	ISHARES TR CORE MSCI INTL IDEV	IDEV	473,436	$36.0m0.83%	0.83%	Reduced -55.7k	-55,732 -10.5%
28	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	423,195	$34.6m0.80%	0.80%	Added +33.6k	+33,559 8.6%
29	WALMART INC COM WMT	WMT	334,888	$32.7m0.75%	0.75%	Reduced -5.7k	-5,697 -1.7%
30	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	585,233	$31.8m0.73%	0.73%	Added +99.9k	+99,882 20.6%
31	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	688,270	$29.4m0.68%	0.68%	Added +74.8k	+74,802 12.2%
32	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	690,437	$28.0m0.64%	0.64%	Reduced -331.9k	-331,864 -32.5%
33	BLACKROCK INC COM BLK	BLK	20,196	$21.2m0.49%	0.49%	Unchanged
34	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	251,790	$20.2m0.46%	0.46%	Reduced -23.5k	-23,472 -8.5%
35	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	568,497	$18.6m0.43%	0.43%	Reduced -524	-524 -0.1%
36	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	30,012	$18.5m0.43%	0.43%	Added +342	+342 1.1%
37	WISDOMTREE TR EMER MKT HIGH FD DEM	DEM	405,021	$18.3m0.42%	0.42%	Added +24.8k	+24,750 6.5%
38	KKR & CO INC COM KKR	KKR	132,949	$17.7m0.41%	0.41%	Added +1.5k	+1,484 1.1%
39	ISHARES TR CORE S&P500 ETF IVV	IVV	26,833	$16.7m0.38%	0.38%	Reduced -179	-179 -0.7%
40	VERTIV HOLDINGS CO COM CL A VRT	VRT	125,727	$16.1m0.37%	0.37%	Added +3.8k	+3,828 3.1%
41	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	28,903	$15.9m0.37%	0.37%	Added +535	+535 1.9%
42	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	264,612	$15.1m0.35%	0.35%	Added +30.6k	+30,634 13.1%
43	NVIDIA CORPORATION COM NVDA	NVDA	95,345	$15.1m0.35%	0.35%	Added +2.7k	+2,702 2.9%
44	APPLIED MATLS INC COM AMAT	AMAT	74,260	$13.6m0.31%	0.31%	Added +1.4k	+1,391 1.9%
45	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	498,212	$13.2m0.30%	0.30%	Reduced -4.7k	-4,725 -0.9%
46	CHIPOTLE MEXICAN GRILL INC COM CMG	CMG	231,957	$13.0m0.30%	0.30%	New
47	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	63,424	$13.0m0.30%	0.30%	Reduced -548	-548 -0.9%
48	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	251,653	$12.4m0.29%	0.29%	Added +4.1k	+4,092 1.6%
49	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	35,866	$10.9m0.25%	0.25%	Reduced -400	-400 -1.1%
50	AMDOCS LTD SHS DOX	DOX	113,949	$10.4m0.24%	0.24%	Reduced -36	-36 -0.0%
51	CHENIERE ENERGY INC COM NEW LNG	LNG	42,182	$10.3m0.24%	0.24%	New
52	ISHARES TR CORE S&P TTL STK ITOT	ITOT	73,841	$10.0m0.23%	0.23%	Reduced -306	-306 -0.4%
53	PROLOGIS INC. COM PLD	PLD	91,567	$9.6m0.22%	0.22%	Reduced -590	-590 -0.6%
54	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	18,528	$9.4m0.22%	0.22%	Reduced -671	-671 -3.5%
55	TELEDYNE TECHNOLOGIES INC COM TDY	TDY	18,376	$9.4m0.22%	0.22%	Added +101	+101 0.6%
56	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	188,027	$9.3m0.22%	0.22%	Reduced -27.9k	-27,900 -12.9%
57	FREEPORT-MCMORAN INC CL B FCX	FCX	210,120	$9.1m0.21%	0.21%	Added +558	+558 0.3%
58	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	22,090	$9.0m0.21%	0.21%	Reduced -62.9k	-62,852 -74.0%
59	ISHARES TR S&P 500 GRWT ETF IVW	IVW	79,607	$8.8m0.20%	0.20%	Added +5.0k	+5,027 6.7%
60	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	218,252	$8.6m0.20%	0.20%	Added +7.7k	+7,658 3.6%
61	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	362,011	$8.4m0.19%	0.19%	Reduced -22.2k	-22,243 -5.8%
62	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	325,069	$8.3m0.19%	0.19%	Reduced -3.9k	-3,947 -1.2%
63	ISHARES TR US HLTHCARE ETF IYH	IYH	147,301	$8.3m0.19%	0.19%	Added +134.3k	+134,291 1032.2%
64	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	35,767	$8.1m0.19%	0.19%	Added +23.2k	+23,200 184.6%
65	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	16,721	$8.1m0.19%	0.19%	Added +1.1k	+1,116 7.2%
66	HASBRO INC COM HAS	HAS	99,169	$7.3m0.17%	0.17%	New
67	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	223,648	$7.2m0.16%	0.16%	Added +8.5k	+8,544 4.0%
68	VANGUARD WORLD FD INF TECH ETF VGT	VGT	10,738	$7.1m0.16%	0.16%	Added +601	+601 5.9%
69	BOSTON SCIENTIFIC CORP COM BSX	BSX	65,754	$7.1m0.16%	0.16%	New
70	ISHARES TR GLOBAL TECH ETF IXN	IXN	75,279	$7.0m0.16%	0.16%	Added +878	+878 1.2%
71	ISHARES TR U S EQUITY FACTR LRGF	LRGF	107,992	$6.9m0.16%	0.16%	Reduced -4.2k	-4,168 -3.7%
72	JPMORGAN CHASE & CO COM JPM	JPM	23,416	$6.8m0.16%	0.16%	Added +1.9k	+1,909 8.9%
73	WASTE CONNECTIONS INC COM WCN	WCN	35,079	$6.6m0.15%	0.15%	Reduced -551	-551 -1.6%
74	T-MOBILE US INC COM TMUS	TMUS	26,891	$6.4m0.15%	0.15%	Added +171	+171 0.6%
75	COCA COLA CO COM KO	KO	87,363	$6.2m0.14%	0.14%	Added +75.0k	+74,966 604.7%
76	SYSCO CORP COM SYY	SYY	81,208	$6.2m0.14%	0.14%	Added +469	+469 0.6%
77	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	201,803	$6.0m0.14%	0.14%	Added +1.6k	+1,626 0.8%
78	LABCORP HOLDINGS INC COM SHS LH	LH	22,697	$6.0m0.14%	0.14%	Added +29	+29 0.1%
79	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	240,302	$5.9m0.14%	0.14%	Added +1.6k	+1,628 0.7%
80	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	0	$5.8m0.13%	0.13%	Unchanged
81	VANECK ETF TRUST MRNGSTR GBL WIDE MOTG	MOTG	134,739	$5.7m0.13%	0.13%	Added +6.6k	+6,552 5.1%
82	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	29,469	$5.7m0.13%	0.13%	Added +83	+83 0.3%
83	VANGUARD INDEX FDS SMALL CP ETF VB	VB	23,591	$5.6m0.13%	0.13%	Reduced -3.0k	-2,982 -11.2%
84	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	68,768	$5.5m0.13%	0.13%	Added +2.6k	+2,623 4.0%
85	ISHARES TR GLOBAL 100 ETF IOO	IOO	49,134	$5.3m0.12%	0.12%	Reduced -84	-84 -0.2%
86	ISHARES TR S&P 100 ETF OEF	OEF	17,075	$5.2m0.12%	0.12%	Added +1.3k	+1,273 8.1%
87	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	55,194	$5.2m0.12%	0.12%	Added +2.5k	+2,494 4.7%
88	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	9,058	$5.1m0.12%	0.12%	Added +69	+69 0.8%
89	ALPHABET INC CAP STK CL C GOOG	GOOG	28,985	$5.1m0.12%	0.12%	Added +734	+734 2.6%
90	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	35,861	$4.8m0.11%	0.11%	Reduced -807	-807 -2.2%
91	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	24,228	$4.7m0.11%	0.11%	Added +6.1k	+6,074 33.5%
92	DELTA AIR LINES INC DEL COM NEW DAL	DAL	93,778	$4.6m0.11%	0.11%	Added +2.5k	+2,477 2.7%
93	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	36,352	$4.5m0.10%	0.10%	Reduced -8.1k	-8,070 -18.2%
94	WISDOMTREE TR US MIDCAP DIVID DON	DON	88,078	$4.4m0.10%	0.10%	Reduced -43.4k	-43,426 -33.0%
95	TESLA INC COM TSLA	TSLA	13,839	$4.4m0.10%	0.10%	Reduced -649	-649 -4.5%
96	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	97,205	$4.3m0.10%	0.10%	Reduced -5.8k	-5,849 -5.7%
97	AMERICAN CENTY ETF TR INTL SMCP VLU AVDV	AVDV	52,792	$4.2m0.10%	0.10%	Added +80	+80 0.1%
98	ISHARES TR BROAD USD HIGH USHY	USHY	111,414	$4.2m0.10%	0.10%	Added +2.0k	+2,031 1.9%
99	CAPITAL GRP FIXED INCM ETF T CORE BOND ETF CGCB	CGCB	158,200	$4.2m0.10%	0.10%	Reduced -9.7k	-9,650 -5.8%
100	DBX ETF TR XTRACK MSCI EAFE DBEF	DBEF	94,449	$4.1m0.10%	0.10%	Added +83.8k	+83,781 785.4%

Sold out since Q1 2025

Security	Ticker	Shares held before	Value then
WYNN RESORTS LTD WYNN	WYNN	150,315	$12.6m150.3k shares
CONSTELLATION BRANDS INC STZ	STZ	33,284	$6.1m33.3k shares
TFS FINL CORP TFSL	TFSL	63,088	$781.7k63.1k shares
LITMAN GREGORY FDS TR DBMF	DBMF	19,541	$493.6k19.5k shares
FIRST TR EXCHANGE-TRADED FD SDVY	SDVY	14,276	$478.2k14.3k shares
FIRST TR LRG CP VL ALPHADEX FTA	FTA	6,194	$475.2k6.2k shares
VANGUARD BD INDEX FDS BIV	BIV	5,187	$397.2k5.2k shares
ALLSTATE CORP ALL	ALL	1,837	$380.4k1.8k shares
J P MORGAN EXCHANGE TRADED F BBJP	BBJP	4,259	$239.0k4.3k shares
REGENERON PHARMACEUTICALS REGN	REGN	374	$237.2k374 shares
KRANESHARES TRUST KWEB	KWEB	6,720	$234.6k6.7k shares
ISHARES TR IWV	IWV	721	$229.0k721 shares
AIR PRODS & CHEMS INC APD	APD	742	$219.0k742 shares
ZOETIS INC ZTS	ZTS	1,321	$217.5k1.3k shares
AXSOME THERAPEUTICS INC AXSM	AXSM	1,832	$213.7k1.8k shares
CHARTER COMMUNICATIONS INC N CHTR	CHTR	577	$212.6k577 shares
FLEXSHARES TR RAVI	RAVI	2,808	$212.2k2.8k shares
CONSOLIDATED EDISON INC ED	ED	1,884	$208.3k1.9k shares
PIMCO ETF TR LTPZ	LTPZ	3,771	$206.8k3.8k shares
PIMCO ETF TR MUNI	MUNI	3,982	$205.3k4.0k shares
SHORE BANCSHARES INC SHBI	SHBI	11,594	$157.0k11.6k shares
XENIA HOTELS & RESORTS INC XHR	XHR	11,633	$136.8k11.6k shares